Gauged $U(1)_X$ breaking as origin of neutrino masses, dark matter and leptogenesis at TeV scale
Toshinori Matsui, Takaaki Nomura, Kei Yagyu

TL;DR
This paper introduces a unified TeV-scale mechanism where spontaneous $U(1)_X$ breaking explains neutrino masses, dark matter stability, and baryon asymmetry via resonant leptogenesis and radiative mass generation.
Contribution
It presents a new model linking $U(1)_X$ breaking to neutrino masses, dark matter, and leptogenesis, with a detailed renormalizable framework and a benchmark point.
Findings
Successful explanation of neutrino oscillations.
Consistent dark matter stability and relic density.
Generation of observed baryon asymmetry.
Abstract
We propose a new mechanism which simultaneously explains tiny neutrino masses, stability of dark matter and baryon asymmetry of the Universe via leptogenesis due to the common origin: a spontaneous breaking of a gauge symmetry at TeV scale. The breaking provides small Majorana masses of vector-like leptons which generate small mass differences among them, and enhance their CP-violating decays via the resonant effect. Such CP-violation and lepton number violation turns out to be a sufficient amount of the observed baryon asymmetry through leptogenesis. The Majorana masses from the breaking also induce radiative generation of masses for active neutrinos at one-loop level. Furthermore, a symmetry appears as a remnant of the breaking, which guarantees the stability of dark matter. We construct a simple renormalizable model to realize the above…
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Taxonomy
TopicsParticle physics theoretical and experimental studies · Dark Matter and Cosmic Phenomena · Computational Physics and Python Applications
††thanks: Address after April 2023, National Institute of Technology, Kure College.
Gauged breaking as origin of neutrino masses, dark matter and leptogenesis
at TeV scale
Toshinori Matsui
School of Physics, KIAS, Seoul 02455, Korea
Takaaki Nomura
College of Physics, Sichuan University, Chengdu 610065, China
Kei Yagyu
Department of Physics, Osaka University, Toyonaka, Osaka 560-0043, Japan
Abstract
We propose a new mechanism which simultaneously explains tiny neutrino masses, stability of dark matter and baryon asymmetry of the Universe via leptogenesis due to the common origin: a spontaneous breaking of a gauge symmetry at TeV scale. The breaking provides small Majorana masses of vector-like leptons which generate small mass differences among them, and enhance their CP-violating decays via the resonant effect. Such CP-violation and lepton number violation turns out to be a sufficient amount of the observed baryon asymmetry through leptogenesis. The Majorana masses from the breaking also induce radiative generation of masses for active neutrinos at one-loop level. Furthermore, a symmetry appears as a remnant of the breaking, which guarantees the stability of dark matter. We construct a simple renormalizable model to realize the above mechanism, and show a benchmark point which can explain observed neutrino oscillations, dark matter data and the baryon asymmetry at the same time.
††preprint: OU-HET-1172, KIAS-P23003
Introduction — Neutrino oscillations, existence of dark matter and baryon asymmetry of the Universe have been well known and established phenomena which cannot be explained in the standard model (SM) of particle physics. Thus, there is no doubt about the necessity for new physics beyond the SM. So far, plethora of models have been proposed to explain these phenomena, some of which can simultaneously explain all of them.
One of the simplest such new physics models is that with right-handed neutrinos. Masses and mixings of active neutrinos can be explained by the type-I seesaw mechanism Minkowski (1977); Gell-Mann et al. (1979); Yanagida (1979); Mohapatra and Senjanovic (1980). Assuming one of the right-handed neutrinos to be odd under a symmetry, it can be a candidate of dark matter. In addition, decays of the -even right-handed neutrinos can generate CP-violation and the lepton number, which can be converted into the baryon asymmetry of the Universe via the sphaleron process Kuzmin et al. (1985), that is the leptogenesis scenario Fukugita and Yanagida (1986). In this scenario, right-handed neutrinos “unify” the explanation of three phenomena at the same time. Although this simple model works well, its experimental probe is generally quite challenging, because masses of the right-handed neutrinos typically have to be of order GeV or larger, see e.g., Strumia (2006). Furthermore, the symmetry is not originated from dynamics.
In this Letter, we propose a new mechanism which simultaneously explains tiny neutrino masses, stability of dark matter and the baryon asymmetry via leptogenesis, in which all of them is originated from a spontaneous breaking of a gauge symmetry at TeV scale. In our scenario, vector-like leptons with non-zero charges are introduced, which have Dirac masses at tree level. After the breaking, Majorana masses for these vector-like leptons appear, by which small mass differences are generated in their mass eigenstates. Such a mass difference can enhance CP-violating (CPV) decays of the heavy neutral leptons due to the resonant effect Pilaftsis (1997); Pilaftsis and Underwood (2004), and then sufficient amount of the baryon asymmetry is explained via the leptogenesis. The breaking also provides a symmetry as a remnant, by which stability of the lightest -odd particle is guaranteed, and it can be a candidate of dark matter. Furthermore, the Majorana masses for the vector-like leptons and the symmetry realize the so-called scotogenic mechanism Ma (2006), where tiny masses for active neutrinos are generated at one-loop level. Effectively, our scenario is similar to the scotogenic model with the low-scale leptogenesis Hugle et al. (2018); Borah et al. (2019); Mahanta and Borah (2019); Sarma et al. (2021); Kashiwase and Suematsu (2013); Chun et al. (2020), but the CPV decay of heavy Majorana fermions is enhanced by not only the resonant effect but also sizable Yukawa couplings associated with a scalar field whose vacuum expectation value (VEV) breaks the symmetry.
In the following, we construct a simple model to realize the above-mentioned mechanism, and give successful benchmark points to explain current neutrino data and the observed baryon asymmetry of the Universe.
Model – The content of new fields is shown in Table 1, where all the SM fields have the same quantum number as those in the SM. 111Setup of our model is similar to that given in Ref. Chun et al. (2020), in which an isospin triplet scalar field is introduced to close the -loop in the one-loop diagram for neutrino masses. In our scenario, the and terms given in Eq. (1) play the similar role without introducing triplets. In addition, in Chun et al. (2020), the lepton number asymmetry is mainly produced via the resonant effect in two-body to two-body scatterings, while such scatterings are negligibly small in our model, and the lepton number asymmetry is mainly produced via the decay of heavy Majorana fermions. The relevant new terms in the following discussion are given by
[TABLE]
where (–3) and are the -th generation of the SM lepton doublet and the Higgs doublet, respectively. The superscript denotes the charge conjugation, and is the second Pauli matrix. The Dirac masses (,2) can be taken to be diagonal with real and positive values by the bi-unitarity transformation of . In this basis, the Yukawa matrices and are generally complex, where the latter are symmetric due to the structure. The phases of and can be removed by rephasing and without loss of generality.
It is important to mention here that a non-zero value of explicitly breaks the global lepton number symmetry . In other words, if we take and/or to be zero, the theory recovers the symmetry, in which the lepton number of can be taken to be an arbitrary value by choosing those of , and appropriately. This means that the symmetry becomes for the case with , and thus Majorana masses for the left-handed neutrinos vanish as we will discuss it soon below.
The symmetry is broken down by the VEV . Assuming the VEVs of and to be zero, a symmetry remains as the remnant of the symmetry, where fields with an odd number of the charge, i.e., , and are -odd while all the other fields are even. Then, the lightest -odd particle can be a candidate of dark matter.
The neutral components of the -odd scalars, and , are mixed with each other due to the term. We define the mass eigenstates of these scalar fields as
[TABLE]
with . We note that in the limit , these mixing angles become zero and , while in the limit , these mixing angles become identical and ().
After the breaking, obtain the Majorana masses and their mass term is expressed as
[TABLE]
where , and is the mass matrix given as
[TABLE]
In the mass matrix, we introduce . We can diagonalize the mass matrix by introducing the unitary matrix as with . The mass eigenstates are then given by
[TABLE]
Neutrino mass – Majorana masses for active neutrinos are generated from the one-loop diagram shown in Fig. 1. The mass matrix is calculated as
[TABLE]
where , and . We note that the above matrix vanishes for , because the symmetry is recovered in this limit. This can explicitly be shown by using the properties mentioned just below Eq. (2). Therefore, both and should be non-zero in order to obtain finite neutrino masses. In addition, the mass matrix also vanishes in the limit of . Although this can be seen by looking at Fig. 1, but we can explicitly show it as follows. In this limit, the mass matrix for given in Eq. (4) becomes a block diagonal form, and we obtain and . At the same time, the unitary matrix becomes a simple form of
[TABLE]
Using the above matrix and the mass degeneracy, we can show that the contributions from and ( and ) are exactly cancelled. This, however, does not mean that active neutrinos become massless, because the symmetry is explicitly broken at Lagrangian level as mentioned above. In fact, we can find higher loop contributions to the Majorana mass for active neutrinos, and one of such examples is shown in Fig. 2. Throughout this Letter, we do not take into account such higher loop contributions, and suppose that the one-loop contribution given in Eq. (6) is dominant. We also note that our mass matrix has rank 2, so that the lightest neutrino becomes massless.
Leptogenesis – In our scenario, the lepton number density or the number density can be generated through the decay of the Majorana fermions shown in Fig. 3, if we take non-zero CPV phases of the Yukawa couplings, and if the decay occurs in the out-of-thermal equilibrium. The produced lepton number is then converted into the baryon number density via the sphaleron process Kuzmin et al. (1985) according to the following equation Khlebnikov and Shaposhnikov (1988)
[TABLE]
which is derived by using the relation given by the chemical equilibrium for the sphaleron process, Yukawa interactions (except for that with the vector-like leptons) and conservation of the hypercharge. For the discussion of leptogenesis, we neglect the mixing effect shown in Eq. (2) for simplicity, which does not essentially change the conclusion.
We first consider the out-of-equilibrium decay of whose amount can be described by introducing the following efficiency parameter Kolb and Turner (1990):
[TABLE]
where is the Hubble parameter at the temperature to be , is the averaged value of the Yukawa couplings , GeV is the Planck mass, and is the effective massless degrees of freedom assuming all the particles in our model being massless. In Eq. (9), we introduced the thermally averaged decay rate defined as
[TABLE]
where denotes the decay rate of with denoting the summation for all the possible final states, i.e., isospin components and lepton flavors, and are the modified Bessel functions of the -th kind. This parameter can be of order one, i.e., the decay rate is compatible with the expansion rate of the Universe and provide sizable amount of out-of thermal equilibrium, for TeV and . However, to reproduce the active neutrino masses to be eV, has to be of order or larger, so that typically we obtain , which corresponds to the so-called strong wash-out regime. The yield for the baryon number with being the entropy density is roughly estimated as Kolb and Turner (1990) with and to be max describing the amount of CP-violation defined in Eq. (11) and the corresponding value, respectively. 222This expression gives a good approximation particularly for with .
Thus, we need a larger value of parameter, typically , to compensate the suppression factor of . For the actual calculation of , we numerically solve the Boltzmann equations, discussed below.
Next, we discuss the CPV decay of . As in the ordinal leptogenesis scenario, the CPV effect appears from the interference between the tree diagram and the one-loop diagrams shown in Fig. 3 at leading order. The amount of the CP-violation is expressed by introducing the following asymmetric parameter:
[TABLE]
The magnitude of these parameters is determined by two types of the Yukawa couplings, i.e., and . As aforementioned, the magnitude of has to be of order to reproduce the active neutrino masses and to avoid a too strong wash-out of the generated lepton number, while can be of order one. Thus, the contribution from the loop shown in Fig. 3 is dominated with respect to the loop one, and hence we can safely ignore the vertex correction shown as the third diagram. The self-energy diagram (the second one in Fig. 3) can also be enhanced by using the resonant effect of the intermediate if a small mass difference between and is taken, because the amplitude is proportional to . We note that in order to make the contribution from the self-energy diagram with -loop non-zero, the sum of the masses of and must be smaller than that of , because a non-zero value of requires both “weak phase” coming from the imaginary part of the Yukawa coupling and the “strong phase” coming from loop functions. The latter becomes non-zero when the particles in the loop are on-shell.
Numerical results – To evaluate , we numerically solve the following set of the Boltzmann equations:
[TABLE]
where and () is the yield for (lepton number). The values of and respectively denote the yields for and a relativistic SM lepton given in the thermal equilibrium:
[TABLE]
where is the zeta function.
In order to show the typical behavior of and , we consider the following simplified input parameters
[TABLE]
As mentioned above, the magnitude of should be of order – to reproduce the active neutrino masses and to avoid too strong washout. For , we obtain with . In this case, are significantly enhanced from the second diagram in Fig. 3 with and due to the resonance between and as well as the large CPV effect coming from the larger Yukawa coupling . On the other hand, the -loop contribution to are kinematically suppressed, so that the -loop contribution is dominated. Therefore, we obtain .
In Fig. 4, we show the contour plot for the value of as a function of and . We note that and . As expected, larger is realized for smaller , because the resonant effect of - becomes stronger. This enhancement is, however, terminated at some values of depending on the value of , because of the effect of the finite width of . We also see that the dependence on is also significant, which determines the size of the connection between the sector and the sector. We find that the parameters can be of order 1 at, for instance, .
In Fig. 5, we show the contour plot for as a function of and , where Workman et al. (2022) is the observed value of the present baryon number of the Universe. For a fixed value of , we see that significantly becomes larger for smaller , because the sizable out-of-equilibrium decay of is realized. We also see that smaller gives larger . This is because for the decays of can be more active than those of , i.e., , so that the produced lepton number from the former decay is washed out by the latter with negligibly small . For , such washout does not happen as the decays of are already decoupled from the thermal equilibrium, and thus the produced lepton number from the decays of is kept.
Finally, we would like to show a concrete benchmark point which satisfies the observed neutrino oscillation data and the baryon asymmetry as follows:
[TABLE]
while all the other inputs are taken to be the same way as in Eq. (15). We then obtain and
[TABLE]
where indicates , and all the values given in Eq. (17) are within the 3 range of the global fit results Esteban et al. (2020). We check that the prediction of the lepton flavor violating decays given in the above benchmark is much smaller than the current upper limit. For instance, the branching ratio of the decay is given to be due to the small values. We also find odd neutral scalar masses and mixing as GeV and .
Discussions and Conclusions – We briefly discuss dark matter physics in the model. The dark matter candidate in our model is the lightest odd scalar boson since new fermions are heavier to realize the successful leptogenesis scenario discussed above. For example, in our benchmark, the lightest one is that dominantly comes from the imaginary component of . The scalar boson interacts with the SM gauge bosons similar to scalar dark matter given in the scotogenic model, but the coupling is suppressed by the factor . The annihilation cross section via electroweak processes, , is typically given by Barbieri et al. (2006). Thus, the cross section is too small for to explain the observed dark matter relic density, i.e., Aghanim et al. (2020), which corresponds to pb Kolb and Turner (1990). We can, however, accommodate the observed relic density from the annihilation process via with being the gauge boson. The annihilation cross section is roughly given by with being the gauge coupling, so that can be reproduced by taking with . Regarding the constraint from dark matter direct detections, gauge interactions only induce inelastic scatterings between dark matter and nucleus at tree level, whose cross section is negligibly small in our benchmark point with a mass difference of GeV between dark matter and the other -odd scalars. Although the process via the Higgs portal interaction can be important, such a coupling can be taken to be appropriately small to avoid the current upper limit on the cross section.
Finally, let us mention the collider phenomenology to test our scenario. One of the promising signatures would be at LHC with being , , which can be realized when the mass of is larger than twice the mass. The boson can decay into a pair of SM fermions via the kinetic mixing term in the Lagrangian, and the branching ratio of can be sizable if the mass is a few 100 MeV. We leave more detailed phenomenological studies including dark matter physics and collider analyses as future projects Matsui et al. .
In conclusion, we have proposed a simple model at TeV scale which can explain neutrino oscillations, stability of dark matter and baryon asymmetry of the Universe via leptogenesis from the common origin: the spontaneous breaking of the symmetry. We have shown in Figs. 4 and 5 the typical orders of the magnitude for Yukawa couplings that are required for the successful leptogenesis scenario and generation of neutrino masses, and then we have presented a concrete benchmark point satisfying the neutrino oscillation data, dark matter data and the observed baryon asymmetry of the Universe.
Acknowledgments – We would like to thank Prof. Tetsuo Shindou for fruitful discussions about leptogenesis. The work was supported in part by National Research Foundation of Korea (NRF) Grant No. NRF-2019R1A2C3005009 (T. M.), by the Fundamental Research Funds for the Central Universities (T. N.), and also by the Grant-in-Aid for Early-Career Scientists, No. 19K14714 (K. Y.).
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