Radiall symmetry of minimizers to the weighted $p-$Dirichlet energy
David Kalaj

TL;DR
This paper proves that the weighted p-Dirichlet energy for Sobolev homeomorphisms between annuli is minimized by a radial diffeomorphism, with existence depending on the parameter p and the conformal modulus.
Contribution
It establishes the existence and characterization of minimizers for a weighted p-Dirichlet energy in annuli, revealing a symmetry property and conditions for existence.
Findings
Minimizers are radial diffeomorphisms when they exist.
Existence of minimizers for p>1 is always guaranteed.
For p=1, the conformal modulus condition is critical.
Abstract
Let and be annuli in the complex plane. Let and assume that is the class of Sobolev homeomorphisms between and , . Then we consider the following Dirichlet type energy of : We prove that this energy integral attains its minimum, and the minimum is a certain radial diffeomorphism , provided a radial diffeomorphic minimizer exists. If then such diffeomorphism exist always. If , then the conformal modulus of must not be greater or equal to . This curious phenomenon is opposite to the Nitsche type phenomenon known for the standard Dirichlet energy.
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Taxonomy
TopicsAnalytic and geometric function theory · Nonlinear Partial Differential Equations · Mathematical functions and polynomials
Radially symmetry of minimizers to the weighted Dirichlet energy
David Kalaj
University of Montenegro, Faculty of natural sciences and mathematics, Podgorica, Cetinjski put b.b. 81000 Podgorica, Montenegro
Abstract.
Let and be annuli in the complex plane. Let and assume that is the class of Sobolev homeomorphisms between and , . Then we consider the following Dirichlet type energy of :
[TABLE]
We prove that this energy integral attains its minimum, and the minimum is a certain radial diffeomorphism , provided a radial diffeomorphic minimizer exists. If then such diffeomorphism exists always. If , then the conformal modulus of must not be greater or equal to . This curious phenomenon is opposite to the Nitsche type phenomenon known for the standard Dirichlet energy.
Key words and phrases:
Variational integrals, harmonic mappings, energy-minimal deformations, Dirichlet-type energy.
2010 Mathematics Subject Classification:
Primary 35J60; Secondary 30C70
1. Introduction
The general law of hyperelasticity tells us that there exists an energy integral where is a given stored-energy function characterizing mechanical properties of the material. Here and are nonempty bounded domains in The mathematical models of nonlinear elasticity have been first studied by Antman [1], Ball [4, 5], and Ciarlet [8]. One of the interesting and important problems in nonlinear elasticity is whether the radially symmetric minimizers are indeed global minimizers of the given physically reasonable energy. This leads us to study energy minimal homeomorphisms of Sobolev class between annuli and . Here and are the inner and outer radii of and . The variational approach to Geometric Function Theory [2, 3] makes this problem more important. Indeed, several papers are devoted to understanding the expected radial symmetric properties see [16] and the references therein. Many times experimentally known answers to practical problems have led us to the deeper study of such mathematically challenging problems. We seek to minimize the -harmonic energy of mappings between two annuli in . We consider the modified Dirichlet energy , and minimize it.
2. -harmonic equation and statement of the main results
For natural number , let . We use to denote the transpose of . The Hilbert-Schmit norm, also called the Frobenius norm, of is denoted by , where
[TABLE]
For , we say that a mapping belongs to the class , if belongs to the Sobolev space and maps onto . Let belong to . We denote the Jacobian matrix of at the point by , where . Then
[TABLE]
Here denotes the weak partial derivatives of with respect to . If is continuous and belongs to , then the weak and ordinary partial derivatives coincide a.e. in (cf. [19, Proposition 1.2]). Let , where and . By [13, Equality (3.2)], we obtain that
[TABLE]
and
[TABLE]
where denotes the gradient of .
We say that is a radial mapping, if and if is real and positive function. We use to denote the class of radial homeomorphisms in and use to denote the class of generalized radial homeomorphisms in . We also use to denote the class of homeomorphisms in .
As it is said before, an important problems in nonlinear elasticity is whether the radially symmetric minimizers are indeed global minimizers. For example, Iwaniec, and Onninen [17] discussed the minimizers of the following two energy integrals:
[TABLE]
among all homeomorphisms in , respectively. The energy integral for , has been considered previously by Astala, Iwaniec, and Martin in [2]. Further such energy has been generalized in planar annuli by Kalaj in [14, 15] and spatial annuli in [12]. On the other hand, Koski and Onninen [16] investigated the minimizers of the -harmonic energy
[TABLE]
among all homeomorphisms in , where and are planar annuli and , provided the homeomorphisms fix the outer boundary. Recently, Kalaj [13] studied the Dirichlet-type energy among mappings in , where
[TABLE]
For , the author proved that the minimizers of are certain generalized radial diffeomorphism (cf. [13, Theorem 1.1]). Motivated by the case , in [13] it was posed the following question.
Question 2.1**.**
For , does the Dirichlet integral of , i.e. the integral
[TABLE]
achieve its minimum for generalized radial diffeomorphisms between annuli?
Then in the subsequent paper by Kalaj and Chen [11] was given the following answer.
Theorem 2.1**.**
For , we have
[TABLE]
The last infimum is never attained.
In this paper, we consider the case of the energy Sobolev homeomorphisms between annuli and in the complex plane. Let
[TABLE]
Then we seek the homeomorphisms of the class which are furthermore assumed to preserve the order of the boundary components r when and when . Such a class of Sobolev homeomorphisms with the above property is denoted by and we say that they are admissible homeomorphisms. Since we minimize the energy in the class of homeomorphisms, we can perform the inner variation of the independent variable , which leads to the system (see for example [13])
[TABLE]
where
[TABLE]
Here . Our argument does not make direct use of the inner variational equation (2.3). Some important facts that follow from (2.3) are as follows.
- (1)
If we assume that is radial, then (2.3) reduces to the Euler-Lagrange equation (3.1) below. 2. (2)
Further if is a solution of (2.3) then so is . 3. (3)
Let . Then , provided that , where and . Moreover, satisfies (2.3) if and only if satisfies the same equation.
This is why we reduce the problem to the annuli and . Now we formulate the main results.
Theorem 2.2**.**
Let and be planar annuli and Then there exists a radially symmetric mapping such that
[TABLE]
The map is the unique minimizer, up to a rotation, in the class . Furthermore, the minimizer is a homeomorphism.
Theorem 2.3**.**
Let and be planar annuli. Then there exists a radially symmetric mapping which is a homeomorphism such that
[TABLE]
if and only if
[TABLE]
The map is the unique minimizer, up to a rotation, in the class .
Remark 2.4**.**
Note that the case of Theorem 2.2 has been already considered by Astala, Iwaniec, and Martin in [2].
On the other hand side our result can be seen as a variation of minimization property of radial mappings of Dirichlet energy throughout Sobolev mappings from the unit ball onto the unit sphere , fixing the boundary. This is an old problem solved by several authors (see for example [7], [6], [18]).
Furthermore, as was remarked before, Koski and Onninen [16] have considered energy and proved the minimization property, under a certain constrain. Indeed, if we denote the outer boundary of by and consider the subfamily of homomorphisms , then the minimizer of energy is a radial mapping provided that and satisfies some inequality that depends on ([16, Theorem 1.5]). In the same paper they proved that this constraint is crucial and there exists annuli, where the minimizer of is not a radial mapping.
Remark 2.5**.**
By virtue of the density of diffeomorphisms in , see [9, 10], we can equivalently replace the admissible homeomorphisms by sense preserving diffeomorphims. Indeed, for , we have
[TABLE]
Here by we denote the class of orientation preserving diffeomorphisms from onto which also preserve the order of the boundary components. A similar result hold for the energy. Indeed
[TABLE]
3. Radial minimizer of the energy ,
This section aims is to find the radial minimizer of energy that maps annuli onto keeping the boundary order. Moreover, we will use that solution to prove the minimization property of in the class of all Sobolev homeomorphisms. Contrary to the case , which will be considered later, we will not have any restriction on and . Assume that , where , where is a differentiable function and that , . Then
[TABLE]
Furthermore
[TABLE]
Let
[TABLE]
Then Euler-Lagrange equation
[TABLE]
can be written in the following form
[TABLE]
where , and . Then by straightforward calculation (3.1) can be reduced to the following differential equation
[TABLE]
where is a solution to the following differential equation
[TABLE]
Show that provided that and . Namely
[TABLE]
Since we infer that is a decreasing function.
The general solution of (3.3) is given by , where the function is defined by
[TABLE]
where is a positive constant and .
By (3.2) we infer that is given by
[TABLE]
By using the change in (3.5) we obtain
[TABLE]
Since we seek increasing homeomorphic mappings , we have the initial conditions and . Then . Let and chose so that
[TABLE]
Denote the corresponding by . Then we have .
Moreover by (3.4)
[TABLE]
Define the function
[TABLE]
Then we also define
[TABLE]
Then
[TABLE]
and
[TABLE]
Let us show that there is a unique such that , where
[TABLE]
Note that is continuous, and . Moreover
[TABLE]
Thus there is a unique so that . Then . Since for and , we have
[TABLE]
it follows that
[TABLE]
Thus
[TABLE]
Then
[TABLE]
Let us show now that, if , then for every , there is so that . It is clear that is continuous and also it is clear that . Let us show that . Observe that . Then from (3.8) we have that
[TABLE]
where
[TABLE]
Then , where
[TABLE]
Then
[TABLE]
We notice that here is the moment where is an important assumption. In particular . So there is so that . In view of (3.7), we have constructed a smooth increasing mapping so that and . Let us show that
[TABLE]
is the minimizer in the class of radial homeomorphisms between and .
Assume now that is any smooth homeomorphism and assume that . Prove that
[TABLE]
We start from a simple inequality from [16]
[TABLE]
By inserting , ,
[TABLE]
in (3.11) we have
[TABLE]
The equality in (3.11) is attained precisely when
[TABLE]
and thus the equality is attained in (3.12) precisely when
[TABLE]
Then by
[TABLE]
where and we get
[TABLE]
Notice that, the condition (3.13) is precisely satisfied when we have equality in (3.15).
Define
[TABLE]
and show that it is a constant. This fact is crucial for our approach.
By (3.3) we obtain that
[TABLE]
Thus
[TABLE]
Observe that
[TABLE]
Thus . Now we have
[TABLE]
4. Radial minimizers for the case
The corresponding subintegral expression for the functional , for radial function , is given by
[TABLE]
The corresponding differential equation (3.1) for reduces to
[TABLE]
which can be written in the following form
[TABLE]
where is a solution of the differential equation (see (3.3) for ):
[TABLE]
Then the general solution of (4.2) is given by Then the solution of (4.1) is the solution of the equation
[TABLE]
and it is given by
[TABLE]
If we let that then
[TABLE]
Here . Moreover, if we assume that , then after straightforward computations we get
[TABLE]
The corresponding minimizer is denoted by . Hence
[TABLE]
Thus
[TABLE]
where
[TABLE]
Lemma 4.1**.**
It exists a radial homeomorphism if and only if
[TABLE]
Proof.
By differentiating (4.3) w.r.t. we get
[TABLE]
Hence is decreasing in . The largest value is for and it is equal to
[TABLE]
for . In other words, there is a increasing diffeomorphism of onto if and only if ∎
Remark 4.2**.**
Observe that , so there is not any homeomorphic minimizer of the between annuli and . Note that the conformal modulus of is . So the case differs from the case . Moreover, this case is also opposite to the Nitsche type phenomenon for Dirichlet energy . Namely Nitsche type phenomenon asserts that could be arbitrarily large, but not small enough.
5. Proof of Theorem 2.2 and Theorem 2.3
We begin with the following proposition
Proposition 5.1**.**
Assume that is a diffeomorphism between annuli and . Then for every and we have
[TABLE]
If the equality hold in (5.1) for every , then , for a diffeomorphism . Further, we have
[TABLE]
If the equality hold in (5.2) for every , then .
Proof of Proposition 5.1.
First of all, for fixed , is a surjection of onto . Further
[TABLE]
So
[TABLE]
The equality is attained in (5.3) if and only if . In this case , for a smooth function of .
We obtain that
[TABLE]
with an equality if and only if does not depend on . Thus the first statement of the proposition is proved.
Similarly the function is a surjection of onto and hence
[TABLE]
The equality statement can be proved in the same way as the former part. We only need to use the formula
[TABLE]
∎
Proof of Theorem 2.2.
Assume as before that is a mapping from the annulus onto the annulus . We start from the following inequality which follows from Hölder inequality
[TABLE]
In view of (2.1)
[TABLE]
where . And thus
[TABLE]
Then by (3.10), for we have
[TABLE]
From (5.4) we get
[TABLE]
Let
[TABLE]
Then
[TABLE]
Thus we again use (3.16) to conclude that . Furthermore
[TABLE]
Now by Proposition 5.1 we have
[TABLE]
and
[TABLE]
So we have
[TABLE]
Thus
[TABLE]
The uniqueness part of this theorem follows from Proposition 5.1. The equation in (5.4) is satisfied if and only if
[TABLE]
is a function that depends only on . Since , we get . Because , it follows that . In other words is a minimizer if and only if . This finishes the proof. ∎
Proof of Theorem 2.3.
The proof of Theorem 2.3 is the same as the proof of Theorem 2.2 up to the part concerning the existence of the radial solutions given in Section 4 (See Lemma 4.1). ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] K. Astala, T. Iwaniec, and G. Martin, Elliptic partial differential equations and quasiconformal mappings in the plane, Princeton University Press, 2009.
- 3[3] K. Astala, T. Iwaniec, and G. Martin, Deformations of annuli with smallest mean distortion, Arch. Ration. Mech. Anal. 195 (2010), no. 3, 899–921.
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- 5[5] J. M. Ball, Convexity conditions and existence theorems in nonlinear elasticity, Arch. Rational Mech. Anal. 63 (1976, 77), no. 4, 337–403.
- 6[6] J.-C. Bourgoin , The minimality of the map x / | x | 𝑥 𝑥 x/|x| for weighted energy, Calculus of Variations and Partial Differential Equations April 2006, Volume 25, Issue 4, pp 469–489.
- 7[7] H. Brezis, J.-M. Coron, E. H. Lieb , Harmonic Maps with Defects , Commun. Math. Phys. 107, 649–705 (1986).
- 8[8] P. G. Ciarlet , Mathematical elasticity Vol. I. Three-dimensional elasticity, Studies in Mathematics and its Applications, 20. North-Holland Publishing Co., Amsterdam, 1988.
