Heterogeneous Ta-dichalcogenide bilayer: heavy fermions or doped Mott physics?
Lorenzo Crippa, Hyeonhu Bae, Paul Wunderlich, Igor I. Mazin, Binghai, Yan, Giorgio Sangiovanni, Tim Wehling, Roser Valent\'i

TL;DR
This paper investigates Ta-dichalcogenide heterostructures, revealing that they behave more like doped Mott insulators with charge transfer and hybridization effects, rather than heavy fermion systems, offering new avenues for quantum materials engineering.
Contribution
First-principles calculations show significant charge transfer and hybridization in Ta-dichalcogenide heterostructures, clarifying their nature as doped Mott insulators rather than heavy fermion systems.
Findings
Charge transfer of 0.4-0.6 electrons from 1T to 1H layers
System is closer to a doped Mott insulator than heavy fermion behavior
Quantified interlayer hybridization strength
Abstract
Controlling and understanding electron correlations in quantum matter is one of the most challenging tasks in materials engineering. In the past years a plethora of new puzzling correlated states have been found by carefully stacking and twisting two-dimensional van der Waals materials of different kind. Unique to these stacked structures is the emergence of correlated phases not foreseeable from the single layers alone. In Ta-dichalcogenide heterostructures made of a good metallic 1H- and a Mott-insulating 1T-layer, recent reports have evidenced a cross-breed itinerant and localized nature of the electronic excitations, similar to what is typically found in heavy fermion systems. Here, we put forward a new interpretation based on first-principles calculations which indicates a sizeable charge transfer of electrons (0.4-0.6 e) from 1T to 1H layers at an elevated interlayer distance. We…
| CT=1/2 | CT=0 | |||
|---|---|---|---|---|
| [ meV] | [] | [K] | [] | [K] |
| 30 | 1.23 | 10.53 | 1.68 | 0.01 |
| 60 | 1.23 | 19.62 | 1.61 | 0.67 |
| 100 | 1.23 | 52.21 | 1.45 | 4.33 |
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Taxonomy
Topics2D Materials and Applications · Electronic and Structural Properties of Oxides · Machine Learning in Materials Science
††thanks: These three authors contributed equally††thanks: These three authors contributed equally††thanks: These three authors contributed equally
Heterogeneous Ta-dichalcogenide bilayer: heavy fermions or doped Mott physics?
Lorenzo Crippa
Institut für Theoretische Physik und Astrophysik and Würzburg-Dresden Cluster of Excellence ct.qmat, Universität Würzburg, 97074 Würzburg, Germany
Hyeonhu Bae
Department of Condensed Matter Physics, Weizmann Institute of Science, 7610001 Rehovot, Israel
Paul Wunderlich
Institut für Theoretische Physik, Goethe Universität Frankfurt am Main, Germany
Igor I Mazin
Department of Physics and Astronomy, George Mason University, Fairfax, VA 22030
Quantum Science and Engineering Center, George Mason University, Fairfax, VA 22030
Binghai Yan
Department of Condensed Matter Physics, Weizmann Institute of Science, 7610001 Rehovot, Israel
Giorgio Sangiovanni
Institut für Theoretische Physik und Astrophysik and Würzburg-Dresden Cluster of Excellence ct.qmat, Universität Würzburg, 97074 Würzburg, Germany
Tim Wehling
I. Institute of Theoretical Physics, University of Hamburg, Notkestrasse 9, 22607 Hamburg, Germany
The Hamburg Centre for Ultrafast Imaging, Luruper Chaussee 149, D-22761 Hamburg, Germany
Roser Valentí
Institut für Theoretische Physik, Goethe Universität Frankfurt am Main, Germany
**Controlling and understanding electron correlations in quantum matter is one of the most challenging tasks in materials engineering. In the past years a plethora of new puzzling correlated states have been found by carefully stacking and twisting two-dimensional van der Waals materials of different kind. Unique to these stacked structures is the emergence of correlated phases not foreseeable from the single layers alone. In Ta-dichalcogenide heterostructures made of a good metallic “1H”- and a Mott-insulating “1T”-layer, recent reports have evidenced a cross-breed itinerant and localized nature of the electronic excitations, similar to what is typically found in heavy fermion systems. Here, we put forward a new interpretation based on first-principles calculations which indicates a sizeable charge transfer of electrons (0.4-0.6 e) from 1T to 1H layers at an elevated interlayer distance. We accurately quantify the strength of the interlayer hybridization which allows us to unambiguously determine that the system is much closer to a doped Mott insulator than to a heavy fermion scenario. Ta-based heterolayers provide therefore a new ground for quantum-materials engineering in the regime of heavily doped Mott insulators hybridized with metallic states at a van der Waals distance. **
TaCh2 (Ch = S, Se) layered materials are rather distinctive in the family of transition metal dichalcogenides. While in the trigonal prismatic setting (hexagonal, H) TaCh2 is a metal similar to its exceptionally well studied sister NbCh2, in the octahedral setting (tetragonal, T) (Fig. 1 ) TaCh2 develops a highly unusual superstructure, which effectively partitions the structure into so-called “Star of David” (SoD) clusters, each holding just one electron, mostly localized on the central Ta ion [1, 2, 3, 4], as shown in Fig. 1 . The intralayer hopping amplitude between these localized electrons in 1T-TaCh2 is extremely small, of the order of 10 meV. Actually, in the bulk material the intercluster hopping mainly proceeds via interlayer hopping, generating a band width of the order of 100 meV. Even this band width is smaller than the effective Hubbard interaction on a cluster (U 100-300 meV), which induces a Mott transition in the half-filled valence band [5, 6, 7]. In the monolayer 1T-TaCh2 this path does not exist, so that the band width is anomalously small and localization strong [8] even compared to materials containing 4f electrons. This suggests nontrivial, and qualitatively stronger correlation effects in a single layer as compared to the bulk, and tempts an analogy with Kondo physics — usually manifested in 4f systems — if the monolayer is put in contact with delocalized carriers.
The above consideration was recently brought into limelight by several experimental studies on hetero-bilayers of 1T-TaCh2, a strongly Mott insulating system, and 1H-TaCh2, a good two-dimensional metal, where strong changes were observed, compared to an isolated 1T-TaCh2 layer, with a well-defined Mott gap being supplanted or augmented by a narrow zero-bias peak [9, 10, 11, 12]. A natural interpretation, invoked in these works, is in terms of conduction electrons in 1H-TaCh2 screening the localized electrons in 1T-TaCh2. However, this interpretation basically assumes that the screening capacity of these spatially detached carriers is comparable to that in classical Kondo systems, where the localized and itinerant electrons occupy the same space. On the other hand, a recent first principles study of the similar three-dimensional heterostructure, known as 4Hb-TaS2, consisting of alternating layers of 1T- and 1H-TaS2 [13], found a strong charge transfer from the 1T to the 1H layer, rendering the valence states in the former completely depleted. Needless to say, this picture with an empty 1T-band does not leave room to any strong-correlation effects.
Here we present a way out of this conundrum by combining ab initio density functional theory (DFT) calculations for 1T/1H-TaS2 bilayers with many-body dynamical mean field theory (DMFT) calculations of the resulting low-energy models. We investigate the electronic structure of 1T/1H-TaS2 bilayers (Fig. 1 -) at various interlayer distances, , since different experiments are liable to have different 1T/1H TaS2 bilayer spacing . Indeed, mechanical stacking of single layers is extremely sensitive to the manufacturing details and is nearly always larger that the optimum spacing for an ideal epitaxy. In fact, Ref. [11] mentions STM steps of , which can be taken as an estimate of , while the color height map shown in Ref. [10] suggests . This is to be compared to cleaved 4Hb-TaS2 bulk samples where Å [14, 15, 13].
Our DFT results show that while some charge transfer between 1T- and 1H-TaS2 layers is very robust and unavoidable, the actual amount is highly sensitive to the separation between the layers and local environments. These findings have important consequences; an ideal bilayer system would share the same interlayer separation in the overall region as the bulk crystal 4Hb-TaS2 and therefore have complete charge transfer between layers. However, in actual fabrications, as listed above, the interlayer separation is likely to be larger than in bulk 4Hb-TaS2. Larger separation may accompany a decrease in charge transfer and a decrease in hybridization compared with the optimum system. Whether the electronic bands of the 1T electrons are completely or partially empty and how correlation effects develop will be dictated by the interlayer distance between 1T- and 1H-TaS2 layers.
To resolve the origin of the measured tunneling spectra [10, 9, 11, 12] we investigate then in the framework of DMFT the electronic properties of the 1T/1H-TaS2 bilayers by considering the low-energy models extracted from the DFT calculations at interlayer distances = 6.3 Å, 6.5 Å and 7.0 Å, which, we believe, realistically reflect the range of bilayer spacings in Refs.[11, 10]. In this entire range, DFT yields an occupation of the 1T band of - . The main conclusions are: (1) screening by the 1H-TaS2 layer, contrary to suggestions in previous works, is a rather minor effect; (2) the charge transfer between 1T-TaS2 and 1H-TaS2 drives the Mott insulating state in 1T-TaS2 far away from the half-filling regime (one electron per correlated orbital) of the 1T single layer, introducing itinerant charge carriers inside the 1T-TaS2 layer. These provide the metallic screening and lead to a zero-bias peak. The resulting state can be viewed as a strongly doped Mott insulator. The role of 1H-TaS2 is not primarily screening, as originally assumed, but providing a charge reservoir, taking away some electrons from the 1T-TaS2.
According to our interpretation, these TaCh2 heterostructures can hence be viewed as a new platform where to explore heavily doped Mott physics. This is particularly attractive for strongly correlated materials, as these are more standardly synthesized with integer or close-to-integer filling due to growth’s complications, instabilities towards phase separation and general hostility towards large concentrations of chemical dopants. Exceptions to this scenario have often been accompanied by exotic collective phenomena, as in the cases of high- cuprates and iron-bansed superconductors. The case of Ta-bilayers is special for the intrinsic robustness in which the doping mechanism is realized and for the ramifications that the interplay between charge transfer and inter-layer hybridization can have for materials engineering.
The optimized interlayer distance between 1T and 1H layers is = 5.81 Å(see Methods section for details), which is close to the experimental value ( 5.90 Å) of the bulk 4Hb-TaS2 [16, 14]. The band structure of this bilayer exhibits two empty, degenerate flat bands at 0.1 eV above the Fermi energy, as shown in Fig. 2 , which originate from a half-filled flat band of monolayer 1T-TaS2. This is consistent with previously measured spectra of the 1T-TaS2 layer in the cleaved 4Hb-TaS2 sample [14, 15, 13] where one electron (1) is transferred from the 1T to the 1H layer. After increasing the interlayer distance to = 6.3 Å, the charge transfer is reduced to 0.6 and the spin-polarized band structure shows a partially filled spin-majority lower band, with the spin-minority upper band being empty, as shown in Fig. 2 . Additionally, we stress the significance of the van der Waals interaction in calculations on the bilayer. For example, one can obtain an artificially enlarged optimum interlayer distance = 6.8 Å without including a van der Waals correction.
Fig. 2 indicates the systematic distance-sensitive evolution of the charge transfer and the 1T flat band occupation. By increasing the interlayer distance, the density of states (DOS) of the 1T layer shows a continuous change. The flat band peak moves toward the Fermi energy and splits as soon as the spin-majority band starts to host a portion of the electron at distances larger than 6.0 Å. The peak splitting increases as electron occupation grows. For the layer separation from = 5.50 Å to 7.00 Å, the charge transfer, CT, decreases from 1 to 0.4 and the flat band filling factor increases accordingly from 0 to 0.6. The hybridization between the 1T electrons and the 1H electrons decreases as well with the increase of . Increasing further will lead to no charge transfer with a flat band filling factor of 1 (CT=0) corresponding to uncoupled monolayers.
This behavior can be understood from the fact that there are two factors contributing to CT: First, there is a chemical potential mismatch that favors some charge flow from the 1T to 1H layer; this factor is rather weakly -dependent. At Å it is essentially the only factor. However, at small distances, there is substantial hybridization between the flat band of the 1T-layer and the conduction band of the 1H-layer (whose center of gravity, as seen from Fig. 2 , is below the flat band), which pushes the flat band up (Fig. 2 ). This effect is, on the contrary, strongly -dependent and kicks in for Å.
Clearly, Mott-Hubbard or Kondo type correlation effects are inexistent for an empty 1T band, i.e., zero filling. Thus, correlation effects are only expected to play any role at all for interlayer separations exceeding = 6 Å when the 1T band has non-zero filling. In the following, we perform DMFT calculations to assess which kind of electron correlation effects can emerge at sufficiently large interlayer separations in the 1T/1H-TaS2 bilayer. To this end, we derive a single-particle Hamiltonian from our DFT calculations (see Methods section), which describes electrons localized at each SoD (-supercell) forming a triangular lattice in the 1T layer hybridizing with a wide -derived band from the 1H layer (Fig. 1 ). Considering only the former as interacting degrees of freedom, we define a Periodic Anderson Model (PAM) [17, 18] consisting of (1) a weakly dispersive orbital with a bandwidth of the order of 4 meV and a local Coulomb interaction of about 100 meV (1T layer), (2) a conduction band with roughly 40-times larger dispersion (1H layer) and, (3) a hybridization , which we assume to be local, between the localized orbital in the 1T layer and the conduction band in the 1H layer, which is varying depending on the interlayer distance. The value obtained for an interlayer distance = 6.5Å is = 60 meV (see Methods). This, together with the corresponding charge transfer (CT) of 0.5 (see Fig. 2 ), i.e. an average filling of the correlated orbital of 0.5 , will be our reference parameters for the 1T/1H-TaS2 bilayer.
Electron-electron interaction promotes local moments on the 1T layer and here we are interested in quantifying and determining the origin of their screening. DMFT can answer this question as it maps the problem onto a self-consistently determined impurity model in which local many-body effects of the 1T-electrons are described via a frequency-dependent (real and imaginary) self-energy. Keeping the 1H-bands explicitly in the low-energy model allows us to disentangle the two independent sources of screening for the 1T-local moments: (i) the direct 1T-1H hybridization (), and (ii) hopping to neighboring SoD on the 1T plane. In particular, being able to self-consistently describe with DMFT the relative charge balance between 1T and 1H puts us in the position of evaluating whether the screening of the local moments in the 1T/1H-TaCh2 heterostructures comes primarily from the interlayer hybridization – mechanism (i) – or from doping the SoD Mott insulator – mechanism (ii).
In Fig. 3 we show the local static spin susceptibility , where is the static component of the spin-spin response function, with being the -component of the spin-operator at the 1T-correlated site. The case of charge transfers CT = 1/2 and 0 are compared in Fig. 3 for various local hybridization values , as a function of temperature. When the screening is poor, the local static spin susceptibility is expected to display a Curie-like behavior (). However, whenever one of the two mechanisms above starts to have appreciable effects, will deviate from and gradually crossover to a flat Pauli-like response. This is more distinctly seen by fitting the data to the Curie-Weiss expression (solid lines in the main panels of Fig. 3) where and are estimates for the static effective moments and for the screening temperature scale, respectively [19, 20, 21, 22, 23]. At CT=0 (half-filling), can be identified with the Kondo temperature [19]. This form is however useful also away from half-filling, where despite charge fluctuations spoiling the conventional Kondo picture, a well-formed local moment and the screening thereof below are clearly suggested by our data.
At CT=1/2 (Fig. 3 ) we obtain for all three values of considered, what implies that quantum fluctuations provide a reduction of roughly 30% of the local moment of an ideally isolated spin-1/2 atom (). At small , our estimate of is of the order of 10K and hence falls in a relevant temperature range for the physics of 1T/1H TaCh2 bilayers [10, 9]. Its value gets proportionally larger if we consider larger and continues to grow even at values of surpassing those suggested by our DFT analysis. This is expected, as the screening becomes more effective upon increasing the hybridization and one needs to reach higher temperatures to uncover the Curie-behavior of .
The effectiveness of the screening of the local moment at CT=1/2 is evident also from the behavior of the local susceptibility with (imaginary) time, shown in the inset to Fig. 3 for a fixed temperature T=7.25K. Because of the doping of the 1T-orbital, charge fluctuations are sizeable. Their effect is that, even for the smallest values of , the long- moment (i.e. for =1/2T) is efficiently screened at this low temperature. If we compare this to the inset to Fig. 3 , i.e. to the hypothetical case of CT=0 (no charge transfer, half-filled 1T-band, large interlayer distance limit), we can immediately assess the relative importance of the 1T/1H hybridization versus the 1T doping. At CT=0, the 1T/1H hybridization is absolutely crucial to obtain a visible screening of the local moment. A sizeable reduction at large with respect to the instantaneous value is now visible only at exaggeratedly large . For the realistically extracted , the estimates of are below 1K and is only marginally reduced from the atomic value. The corresponding strong Curie-like behavior of the static susceptibilities can be seen in the main panel of Fig. 3 . These results displayed in Fig. 3 - demonstrate that the (hole)-doping of the 1T layer is therefore the main driver of the screening processes in 1T/1H TaCh2 bilayers.
In Fig. 4 we show the temperature evolution of the spectral function at CT=1/2 for the three different values of the hybridization that we have calculated. We find that at =60 meV (Fig. 4 ) , the low-frequency spectral features can be traced back to the coherent peak visible already at CT=0 (see inset of Fig. 4). This value of the 1T/1H hybridization represents therefore an intermediate situation between the case with almost absent metallic peak of =30 meV (Fig. 4 ) and the unrealistically large value of =100 meV (Fig. 4 ) supporting a highly effective screening.
The evolution of a narrow coherence peak observed in spectra cannot alone distinguish between the doped Mott and the heavy fermion scenario. However, all hybridizations considered here have unavoidably charge transfer, as our DFT simulations demonstrate. The charge transfer boosts quasi-particle formation at low energy at all hybridizations. This is why the combined DMFT and DFT results presented here, support a “doped-Mott” scenario for understanding the scanning tunneling microscopy/spectroscopy experiments [10, 9, 11, 12] in TaCh2 bilayers in these ranges of temperature.
We note that experimental spectra reported for 1T/1H TaCh2 bilayers consistently feature temperature-dependent “coherence” peaks at the Fermi level [10, 9, 11, 12], which is in line with our analysis. However, details like asymmetries and emergence of (pseudo)gaps vary between different experiments. This is not surprising since the interlayer distance, where the two layers are mechanically placed upon each other, is extremely sensitive to the quality of the interface and practically never can be as small an in an ideal epitaxial stacking. Actually, some of the theoretical spectra reported in Fig. 4 reveal temperature dependent fine structures as well. The fact that these fine structures are rather parameter dependent might explain the variation of spectra between different experiments [10, 9, 11, 12].
Concluding, our results show that the 1T/1H TaCh2 bilayer allows access to a rather little studied regime of a Mott insulator on the triangular lattice with low occupancy of less than 1/2 electron per site. In its simplest form, a doped Mott state on a triangular lattice is a prime candidate for chiral superconductivity and correlated topological states of matter. Furthermore, we have charge-density wave physics and Ising superconductivity in the H-phase layer which is (albeit weakly) hybridization-coupled to the doped Mott state uncovered for the 1T/1H hybrid system. Thus, the paradigm of doped Mott physics is enriched here by the proximity coupling to further correlated quantum states and novel quantum states by means of controlling the low-energy physics might emerge.
I Methods
Density Functional Theory – We carried out density functional theory calculations as implemented in the Vienna ab initio Simulation Package (VASP) within the projector augmented wave method [24]. The generalized gradient approximation exchange-correlation energy functional as parameterized by Perdew-Burke-Ernzerhof [25] and the DFT-D3 method [26] were employed to describe van der Waals interactions for simulating realistic lattice parameters. Spin polarization was considered in all calculations. The kinetic energy cut-off was set to 600 eV and electronic energy convergence was achieved when the total energy difference between steps reached less than eV. Ionic relaxation was performed until the Hellmann-Feynman forces acting on each ion became smaller than 0.01 eV Å*-1*.
The bilayer 1T/1H-TaS2 was simulated in a supercell accompanied by CDW structural modulations. About 10 Å of vacuum slab out of the two-dimensional system was adopted to eliminate spurious interactions in the periodic cell scheme. In the calculation with increasing interlayer distances, all Ta atoms in each layer are placed on parallel planes to maintain artificial interlayer spacings, but S atoms are fully relaxed.
Tight-binding model – The tight-binding model (TB), , underlying the correlated electron analysis consists of three blocks, where describes the well-localized orbital centered at each SoD (-supercell) in the 1T layer, describes the wide band from the 1H layer and the hybridization of the two.
A free standing 1H monolayer has a single band near the Fermi level which carriers mostly -character around but -character towards the Brillouin zone boundaries. A CDW emerging in the 1H layer suppresses the spectral weight near the Fermi level. Moreover, out-of-plane -orbitals provide much stronger interlayer hybridization than . Besides, the screening properties of the itinerant electrons in the 1H layer are very weakly sensitive to their orbital composition, as long as the Fermiology is correct. Thus, we focus on the -orbitals of the 1H-layer in and . With the Fermi energy at , we find that the part of the 1H layer can be captured by a simple tight-binding model on the triangular lattice
[TABLE]
with on-site energy meV and nearest neighbor hopping meV. Here, is a combined unit cell and spin index. The H and the T-phase have roughly the same lattice constant. We thus assume 13 Ta atoms per SoD in the H-layer. enumerates the 13 Ta atoms in the H layer per -supercell. denotes pairs of nearest neighbor orbitals with equal spin. denote corresponding creation (annihilation) operators.
To describe the 1T-derived flat band and its interlayer distance -dependent coupling to the 1H electrons, we analyze DFT band structures at , and (see Fig. 5). At the largest separation, , we fit the 1T layer flat band with a third nearest-neighbor tight-binding model
[TABLE]
yielding hoppings meV, meV and meV (compare to = 150 meV). While our fit also yields on-site energies given in Fig. 5, these will not enter our DMFT simulations, since we treat as adjustable parameter to fix the occupation of the band derived from the T-layer. Note that in the 1T-layer we have one orbital per -supercell in our model.
We assume that hybridization between states in the H-layer and the flat band in the T-layer takes place via the H-layer Ta atom (), which is directly underneath the SoD center in the T-layer:
[TABLE]
By fitting to our DFT calculations we obtain meV at interlayer spacing of , meV at , and meV at .
The underlying DFT data are spin-polarized, while the TB matrix elements as fitted here are the same for majority and minority spin. In a first step, the on-site energies come out spin-dependently in the fits. However, we are disregarding this initial spin-dependence in DMFT, where we put a spin-averaged on-site energy (plus double counting correction) for the 1T-layer electrons.
Dynamical Mean-Field Theory – We account for correlation effects between electrons in the flat 1T-derived band by supplementing the previously detailed tight-binding model with the standard interaction term
[TABLE]
where and U is the Hubbard local two-body repulsion potential, set in our case to 100 meV. Via DMFT, we can nonperturbatively describe all the local quantum fluctuations of the correlated system by mapping the low-energy subspace to an Anderson impurity model featuring a self-consistently determined bath. We run the DMFT simulations with the CTQMC-CTHYB software suite w2dynamics[27]. The picture painted by the tight-binding model is that of a system consisting of a correlated orbital and 13 uncorrelated spectator ones. We run our simulations in the paramagnetic phase. Since the tight-binding model includes both correlated and uncorrelated orbitals, a double-counting correction has to be added to the single-particle Hamitonian in the form of a shift of the chemical potential for the correlated subspace. We adjust such shift self-consistently at each step of the DMFT loop, to ensure the occupation of the correlated subspace is as requested (quarter-filled for charge transfer , half-filled for charge transfer 0). The Quantum Monte Carlo DMFT solver gives direct access to all local dynamical self-energies and response functions on the imaginary time/Matsubara frequency axis, hence the spin susceptibility can be directly determined from
[TABLE]
where . The local static spin susceptibility fit via the Curie-Weiss formula gives the following results
II DATA AVAILABILITY
The datasets generated and/or analysed during the current study are available from the corresponding authors upon reasonable request.
III CODE AVAILABILITY
The calculation codes used in this paper are available from the corresponding authors upon reasonable request.
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