Vortex supersolid in the XY model with tunable vortex fugacity
Ilaria Maccari, Nicol\`o Defenu, Claudio Castellani, Tilman Enss

TL;DR
This paper explores how adding a potential term to the XY model influences vortex behavior, leading to new phases like vortex lattices and supersolids, and reveals complex phase transition phenomena.
Contribution
It introduces a modified XY model with tunable vortex fugacity, revealing novel vortex phases and complex transition behaviors not seen in traditional models.
Findings
Emergence of vortex-antivortex lattice and supersolid phases
Identification of a tricritical point with multiple transition types
Distinct phase diagram compared to Coulomb gas models
Abstract
In this paper, we investigate the XY model in the presence of an additional potential term that independently tunes the vortex fugacity favouring their nucleation. By increasing the strength of this term and thereby the vortex chemical potential {\mu}, we observe significant changes in the phase diagram with the emergence of a normal vortex-antivortex lattice as well as a superconducting vortex-antivortex crystal (lattice supersolid) phase. We examine the transition lines between these two phases and the conventional non-crystalline one as a function of both the temperature and the chemical potential. Our findings suggest the possibility of a peculiar tricritical point where second-order, first-order, and infinite-order transition lines meet. We discuss the differences between the present phase diagram and previous results for two-dimensional Coulomb gas models. Our study providesā¦
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsFluid Dynamics and Turbulent Flows Ā· Cold Atom Physics and Bose-Einstein Condensates Ā· Quantum, superfluid, helium dynamics
Vortex supersolid in the XY model with tunable vortex fugacity
I. Maccari
Department of Physics, Stockholm University, Stockholm SE-10691, Sweden
āā
N. Defenu
Institute for Theoretical Physics, ETH Zürich, Wolfgang-Pauli-Str. 27, 8093 Zürich, Switzerland
āā
C. Castellani
Department of Physics, Sapienza University of Rome, P.le A. Moro 2, 00185 Rome, Italy
Institute for Complex Systems (ISC-CNR), UOS Sapienza, P.le A. Moro 5, 00185 Rome, Italy
āā
T. Enss
Institute for Theoretical Physics, University of Heidelberg, 69120 Heidelberg, Germany
Abstract
In this paper, we investigate the XY model in the presence of an additional potential term that independently tunes the vortex fugacity favouring their nucleation. By increasing the strength of this term and thereby the vortex chemical potential , we observe significant changes in the phase diagram with the emergence of a normal vortex-antivortex lattice as well as a superconducting vortex-antivortex crystal (lattice supersolid) phase. We examine the transition lines between these two phases and the conventional non-crystalline one as a function of both the temperature and the chemical potential. Our findings suggest the possibility of a peculiar tricritical point where second-order, first-order, and infinite-order transition lines meet. We discuss the differences between the present phase diagram and previous results for two-dimensional Coulomb gas models. Our study provides important insights into the behaviour of the modified XY model and opens up new possibilities for investigating the underlying physics of unconventional phase transitions.
I Introduction
Systems displaying multiple forms of long-range order in their ground state have always fascinated physicists for their potential to exhibit a complex phase diagram. Different from simpler systems, they can host multiple phase transitions and reveal new intermediate phases between the ground state and the high-temperature phase. Apart from multi-component systems, such as multiband superconductors or bosonic mixtures, also single-component systems can present a similar scenario. The two-dimensional (2D) Coulomb gas (CG) model is a paradigmatic example.
The 2D CG is an effective model for superconducting (SC) and superfluid vortices which, in two dimensions, are equivalent to logarithmically interacting charges. In the limit of small vortex fugacity, the model undergoes a Berezinskii-Kosterlitz-Thouless (BKT)Ā Berezinsky (1972); KosterlitzĀ andĀ Thouless (1973); Kosterlitz (1974) transition separating a low-temperature phase, where vortices and antivortices are tightly bound in pairs, from a high-temperature phase where free vortices proliferate and lead to a discontinuous vanishing of the condensate phase rigidity.
As the vortex fugacity increases above a critical value , however, the low-temperature phase of the system undergoes a first-order phase transition from a vortex-vacuum superfluid to a vortex-antivortex superfluid crystal, which additionally breaks the discrete symmetry associated with the two energetically equivalent checkerboard configurations of the lattice. As a result, in this regime the ground state exhibits two coexisting orders: a quasi-long-range order of the superfluid phase, characterized by a finite superfluid stiffness , and a long-range positional order, characterized by a finite Ising order parameter for the staggered vorticity . Establishing how such a vortex supersolid melts into the disordered high-temperature phase has been a topic of great interest. The phase diagram of the 2D Coulomb gas at large vortex fugacity has been extensively investigated both for discrete lattice models Ā LeeĀ andĀ Teitel (1990, 1991, 1992) and in the continuum limitĀ LidmarĀ andĀ Wallin (1997). In the presence of a discrete underlying grid, it was shownĀ LeeĀ andĀ Teitel (1990, 1991, 1992) that at large vortex fugacity, the system undergoes two distinct phase transitions with an intermediate non-superfluid phase where the discrete symmetry is spontaneously broken.
Addressing this problem within a 2D XY model has proven to be much more challenging. A ground state formed by a vortex supersolid can be realized, in this model, by applying a uniform transverse magnetic field to the system with half a magnetic flux quantum crossing each plaquette of the spin lattice. The resulting model is the well-known fully frustrated XY (FFXY) model. Over the years this has been the subject of extended theoretical discussions, with a series of conflicting analytical and numerical results about the number of phase transitions and their natureĀ Teitel (2013). Finally, in 1996 OlssonĀ Olsson (1995) numerically demonstrated the presence of two phase transitions that are very close together, with the BKT critical temperature, , slightly smaller than the Ising critical temperature, , associated with the vanishing of . The theoretical argument for the observed splitting was afterwards provided by KorshunovĀ Korshunov (2002). The continuous nature of the Ising transition ensures that, when approaching from below, the proliferation of Ising domain walls with a net polarization continuously decreases both and . Hence, there are in general two possible scenarios that describe the melting of a ground state with coexisting superfluidity and staggered vortex structures: 1) the system exhibits a preemptive first-order phase transition with and vanishing discontinuously at the same critical temperature; 2) the system undergoes two phase transitions with . Indeed, as soon as domain-wall excitations reduce below the BKT critical value , vortex-antivortex pairs unbind and drops discontinuously to zero. The FFXY model exhibits the second scenario, as confirmed also by more recent numerical studiesĀ Hasenbusch (2005); OkumuraĀ etĀ al. (2011). Yet, although the ground state of the FFXY model shares the same orders and symmetries as that of the 2D CG model at large vortex fugacity , neither the FFXY nor the classical XY model allows for a systematic study of the phase diagram as a function of . The XY model is, indeed, a single-coupling model where the value of the vortex fugacity cannot be tuned independently but is rather fixed by the value of the spin-exchange coupling .
In the present work, we face this challenge by studying the phase diagram of the modified XY model that we introduced in a previous workĀ MaccariĀ etĀ al. (2020), where the vortex fugacity can be tuned independently and in a direct way without changing the relevant interactions at playĀ DuranĀ andĀ Sturla (2020). By employing large-scale Monte Carlo simulations we assess the phase diagram of the model and show that the system undergoes a single first-order phase transition with for a finite range of values of the vortex fugacity , while for the two phase transitions split apart with . The quantitative numerical characterisation of a BKT transition at large but finite vortex fugacity, which goes beyond the traditional BKT picture with a line of fixed points at zero fugacity, is relevant in numerous physical systems, including two-dimensional Kondo latticesĀ MizukamiĀ etĀ al. (2011); SheĀ andĀ Balatsky (2012), and recently in the description of the metal-insulator transition in disordered 2D materials KarcherĀ etĀ al. (2023). In thin superconducting films, a finite density of vortex-antivortex pairs can be induced at low temperatures by spatially correlated-disorderĀ MaccariĀ etĀ al. (2017, 2018), while stable configurations of vortex supersolids can be realized via magnetic pinning arraysĀ MiloÅ”eviÄĀ andĀ Peeters (2004, 2005) or superconductor/ferromagnet hybrid structuresĀ BobbaĀ etĀ al. (2014). The formation and melting of a vortex-antivortex lattice in superfluid 4He films can be observed by the presence of a transverse mode that can exist only in the crystalline phase, and the vortex fugacity can be tuned by additional 3He atoms Zhang (1993). More recent realisations include ultracold fermionic gases BotelhoĀ andĀ SĆ” De Melo (2006) and polariton fluids HivetĀ etĀ al. (2014). High vortex fugacities may also emerge in long-range interacting systems. Indeed, generic power-law couplings may disrupt the BKT in by increasing the vortex fugacityāGiachettiĀ etĀ al. (2021, 2022). It is worth noting that interactions induce BKT scaling also in several modelsāKosterlitz (1976); Cardy (1981).
II The model
The model studied in this work is a modified version of the original XY model with an extra potential term added to tune the vortex fugacity independently from the ferromagnetic coupling . The Hamiltonian of the modified XY model, introduced in our previous workĀ MaccariĀ etĀ al. (2020), reads:
[TABLE]
with the spin current circulating around a unit plaquette of area ,
[TABLE]
For , Eq.(1) is the classical XY model, where the value of the vortex fugacity is fixed by the bare spin stiffness . On the other hand, by considering nonzero values of one can independently tune to either favour for , or disfavour for , the vortex nucleation in the system. Thus, by increasing , the value of the vortex-core energy decreases and, in turn, the value of the vortex fugacity increases.
The energy-entropy balance for the proliferation of free vortices suggests that the BKT critical temperature decreases as the value of increases. At the same time, it is also apparent that there exists a critical value at which the ground state of the system undergoes a first-order phase transition from a superfluid with vanishing vortex density (āvortex vacuumā) to a vortex-antivortex superfluid crystal with Ā LeeĀ andĀ Teitel (1991).
While in our previous workĀ MaccariĀ etĀ al. (2020) we focused on the regime here we will investigate the phase diagram of the model (1) for . In this regime, the ground state is a checkerboard configuration of vortices and antivortices, forming a squared lattice. Being it superfluid, the ground state is a āsupersolidā, or more precisely a ālattice supersolidā, as the presence of an underlying square grid reduces the translational symmetry broken by the crystal from a continuous to a discrete symmetry.Ā BoninsegniĀ andĀ Prokofāev (2012); LĆ©onardĀ etĀ al. (2017). As a function of , we will determine the value of the two critical temperatures: , at which a superfluid quasi-condensate forms, and , at which a charge-ordered state forms, that is described by a real order parameter associated with the two possible staggered magnetizations of the vortex-antivortex lattice. This systematic investigation will enable us to assess the phase diagram of the system and to establish, for each value of , whether the system displays two separate phase transitions, or a single preemptive first-order phase transition where both the superfluid stiffness and the staggered magnetization jump discontinuously to zero at the same critical temperature .
III Monte Carlo simulations
We assess the phase diagram of the model (1) in the regime via large-scale Monte Carlo (MC) simulations. This allows us to properly account for the non-trivial interactions between the different topological phase excitations at play, which include vortices, Ising-like domain walls between the two possible values of , and kink-antikink excitations along the domain wallsĀ OlssonĀ andĀ Teitel (2005).
We studied the model (1) on a discrete square grid of spacing and size , for different values of the linear size . Details of our MC simulations can be found in the Supplementary Materials.
To assess the values of the critical temperature, we computed the superfluid stiffness , which measures the response of the system to a phase twist along a given direction . This can be thought of in terms of twisted boundary conditions, , reabsorbed via a gauge transformation in a new set of variables , with periodic boundary conditions. For a superconducting film, it corresponds to the response to a transverse gauge field and it signals the onset of perfect diamagnetism, i.e., the well-known Meissner effect. is defined as:
[TABLE]
and has two contributions
[TABLE]
the diamagnetic () and the paramagnetic () response functions
[TABLE]
where stands for the thermal average over the MC steps. The explicit expressions of and are reported in the Appendix ofĀ MaccariĀ etĀ al. (2020). In this work, we have computed the superfluid response along and in what follows we will simply refer to .
When increasing the temperature below , the superfluid stiffness continuously decreases mainly due to the presence of non-topological phase excitations, such as spin waves and domain walls with a net polarizationĀ Korshunov (2002). As soon as is reached, the proliferation of free vortices becomes entropically favoured and discontinuously jumps to zero. According to the Nelson-Kosterlitz criterionĀ NelsonĀ andĀ Kosterlitz (1977), at the critical point and are linked via the universal relation: , which ultimately allows for the determination of the critical temperature.
In this work, we assess the value of by the BKT finite-size scaling of the superfluid stiffnessĀ WeberĀ andĀ Minnhagen (1988):
[TABLE]
where is chosen to give the best crossing point at finite temperature (see also Supplementary Materials S2). The BKT finite-size scaling of for is reported in Fig.Ā 1(a), where we found .
On the other hand, in order to assess the Ising critical temperature associated with the melting of the vortex-antivortex crystal, we define a vortex ordering parameter as the staggered magnetization:
[TABLE]
where labels the unitary plaquette of the spin lattice located at . The vortex charge is obtained by computing the phase circulation around each unitary plaquette, being:
[TABLE]
where the phase difference along each bond is defined so as to lie between the interval . The vortex charge takes the values , respectively, if a vortex, an antivortex, or zero vortices are located at the centre of the -th plaquette. A vortex-antivortex crystal is characterised by , according to the two possible equivalent configurations of the vortex-antivortex checkerboard. To determine the value of , we analyse the finite-size scaling of the Binder cumulant associated with the staggered magnetization:
[TABLE]
In the high-temperature limit the Binder cumulant approaches and in the low-temperature limit , while at the critical point it is expected to assume a universal value independent on the system sizeĀ Binder (1981). The finite-size scaling of the Binder cumulant is reported in Fig.1(b) for .
At this value of the vortex chemical potential , we found two distinct and yet very close critical temperatures with slightly smaller than .
As a further numerical confirmation of the splitting between the two phase transitions, we follow the scheme proposed by OlssonĀ Olsson (1995). Olssonās scheme consists in extracting a set of temperatures for different system sizes , which are defined as the temperatures where the superfluid stiffness crosses the BKT critical line, i.e., . By increasing the size , decreases and approaches the thermodynamic limit from above. If the two phase transitions are separated with , the value of the staggered magnetization at should increase with increasing system size and eventually reach a nonzero value in the thermodynamic limit. This is precisely what we observe in this case, as reported in Fig.Ā 1(c). At the temperatures , indicated by a dashed vertical line, the value of increases, confirming that . To establish the phase diagram of the model (1), we repeated the same analysis for different values of .
When approaching the critical value below which the ground state is a vortex-vacuum superfluid, we find that the separation between the two phase transitions reduces until they eventually merge into a single first-order phase transition at . In particular, while down to (see Figs.Ā S2-S5 of the Supplementary Materials) we still find evidence of a splitting between the two transitions, at our numerical simulations suggest that the system undergoes a single first-order phase transition.
The numerical evidence for a single first-order transition is threefold. The first indications in this sense are the failure of the BKT scaling Eq.Ā (7) for the superfluid stiffness (see Fig.Ā S6(a)) and the pronounced peaks in the Binder cumulant in the proximity of the critical point (see Fig.Ā S6(b))Ā VollmayrĀ etĀ al. (1993).
Second, an unambiguous demonstration of first-order phase transition at is provided by the presence of two peaks in the energy-density distribution at the critical point. As reported in Fig.Ā 2, at the minimum value of the distribution between the two peaks vanishes by increasing the system size (see Fig.Ā 2(a)), very differently from the case where increases with (see Fig.Ā 2(b)).
Third, for a more quantitative analysis of the order of the transition, we looked at the finite-size scaling of the maximum value of the specific heat at the critical temperature. The specific heat being defined as:
[TABLE]
where is the total energy of the system. For a second-order phase transition, scales as , where is the spatial dimension of the system and is the critical exponent. Conversely, when the transition is of first order, for the Ising model in two dimensions the specific-heat peak scales as the volume of the systemĀ VollmayrĀ etĀ al. (1993), i.e., . For , we have extracted the value of at different system sizes and derived the exponent via a linear fit of the data in a log-log plot (see Fig.Ā 3). For , this analysis yields (see Fig.Ā 3(a)), in good agreement with the value expected in two spatial dimensions for a Ising-like second-order phase transition. For smaller , instead, we observe a more divergent behaviour with at (see Fig.Ā 3(b)) and, ultimately, for , which is consistent with a first-order phase transition (see Fig.Ā 3(c)).
Taken together, these findings consistently indicate the presence of a critical value at which the two phase transitions merge into a single first-order transition. At the same time, they also suggest the presence of a tricritical point at which the second-order Ising transition becomes first order. Our data seem to indicate that for the modified XY model . At present, however, we cannot rule out the possibility that, although they are very close, .
The complete phase diagram of the model (1) is shown in Fig.Ā 4(a). For the BKT critical temperatures are those derived in our previous workĀ MaccariĀ etĀ al. (2020). In the regime , the critical temperatures of the first-order phase transition have been computed by a finite-size scaling analysis of the temperatures corresponding to the specific-heat peak (see Fig.Ā S7).
According to Fig.Ā 4(a), for the system exhibits a single BKT phase transition from a quasi-long-range ordered superconducting state to a disordered one. By increasing the value of at low temperatures, the vortex fugacity increases until, at , the system undergoes a first-order phase transitionĀ LeeĀ andĀ Teitel (1991) from a vortex-vacuum superconductor to a vortex supersolid which additionally breaks the discrete symmetry associated with the two possible vortex-antivortex crystal configurations.
By increasing the chemical potential above the critical value , we find that up to a value of there exists a single first-order transition line separating the vortex-antivortex SC crystal from the high-temperature disordered state. For , instead, the two phase transitions split apart with . In this regime, a new intermediate phase appears where the system is a non-superconducting vortex-antivortex crystal spontaneously breaking the symmetry associated with the charge ordering.
Differently from the 2D Coulomb gas counterpartĀ LeeĀ andĀ Teitel (1990), however, the region of the phase diagram hosting this new phase is quite small and the two transitions remain close for all values of studied. Nonetheless, the splitting between the two transitions increases almost linearly with (see Fig.Ā 4(b)). Via a linear fit of vs , we also extracted an estimate of at which the two transitions merge. The obtained value is consistent with the analysis reported above.
IV Conclusions
In this study, we conducted a comprehensive numerical investigation of the modified XY model by introducing a plaquette term to control the fugacity of vortices. Our findings reveal that as the vortex fugacity increases, the low-temperature superfluid BKT state turns into a vortex supersolid with finite superconducting density and charge ordering. At low temperatures, this state emerges from the superconducting vacuum via a first-order phase transition. However, as the temperature increases, a complex phase diagram emerges. At temperatures and chemical potential , a BKT transition line branches out of the first-order line, and vortex unbinding destroys the superconducting order. The transition line separating this new disordered state from the superconducting crystal remains first order up to , while for larger an increasing temperature leads to the vanishing of superfluid order via the BKT mechanism, followed by the melting of the normal vortex-antivortex crystal into the disordered state via an Ising-like second-order line, as shown in Fig.ā4.
Our results are consistent with the analysis conducted in Ref.āLeeĀ andĀ Teitel (1991) for the two-dimensional Coulomb gas, but two important differences stand out:
First, the area between the two transition lines separating the superconducting crystal from the normal crystal and the disordered state is extremely small and only grows linearly by increasing the chemical potential. 2. 2.
Second, the branching point of the second BKT line coincides within our numerical precision with the tricritical point , where the first-order line meets the second-order Ising transition.
These differences may be attributed to the intrinsic differences between the two Hamiltonians, particularly to the fact that the topological excitations, i.e., the vortices, are coupled to the low-energy spin waves in the XY model, while this interaction is neglected in the Coulomb gas representation of the problem. Additionally, while our study focuses primarily on the superfluid stiffness , Ref.āLeeĀ andĀ Teitel (1991) characterizes the superconductor by the inverse dielectric constant. These two quantities are closely related in the traditional XY model with , but the same relation does not hold in this study, where the plaquette term in the Hamiltonian (1) gives an explicit contribution to the superfluid stiffness.
In conclusion, resolving the nature of the unconventional tricritical point, where the first- and second-order lines meet with the infinite-order BKT line, requires the derivation of an improved BKT flow equation that can capture the mechanism of defect unbinding at finite fugacity. Such a theoretical framework should be able to capture both BKT scaling and the second-order transition line within the same formalism, and its development represents the most significant future direction of this work. At the same time, research on chiral magnets with strong Dzyaloshinskii-Moriya interactions (see DuranĀ andĀ Sturla (2020) and references therein), as well as experimental realizations of cold-atom systems with related phase diagramsĀ LoidaĀ etĀ al. (2017) or spin-torque interactionsĀ FerrarettoĀ etĀ al. (2023), can provide a complementary experimental route to investigate the nature of such unconventional tricritical point.
Acknowledgements
The simulations were performed on resources provided by the Swedish National Infrastructure for Computing (SNIC) at the National Supercomputer Center at Linkƶping, Sweden. I.M. acknowledges the Carl Trygger foundation through grant number CTS 20:75. This work is supported by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under project-ID 273811115 (SFB1225 ISOQUANT) and under Germanyās Excellence Strategy EXC2181/1-390900948 (the Heidelberg STRUCTURES Excellence Cluster).
Appendix A Supplementary information
Appendix B S1. Details of the Monte Carlo simulations
In our simulations, a single MC step consists of the Metropolis sweeps of the whole lattice of spins. To let the system thermalize faster at low temperatures, we implemented a parallel tempering algorithm, allowing a swap of the spin configurations between neighbouring temperatures. Here, we propose one set of swaps after 32 MC steps. For each value of and simulated, we performed a total of Monte Carlo steps, discarding the transient time occurring typically within the first steps.
Appendix C S2. Assessing the Berezinskii-Kosterlitz-Thouless transition
The BKT critical point can be located by finite-size scaling of the superfluid stiffnessĀ WeberĀ andĀ Minnhagen (1988):
[TABLE]
that can be rewritten as:
[TABLE]
In the present analysis, we extrapolated using the BKT scaling itself so as to avoid undesired inconsistencies. Indeed, by rewriting Eq.(12) as:
[TABLE]
where , the crossing point of the function:
[TABLE]
plotted as a function of the temperature for different values of , can be used to directly extrapolate the value of . We use this procedure to obtain the value of , as shown for the case in Fig.S1.
Appendix D S3. Finite-size analysis for
Appendix E S4. Preliminary indications of a first-order phase transition at .
Appendix F S5. Extrapolation of the critical temperatures in the regime
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1Berezinsky (1972) V. L. Berezinsky, Sov. Phys. JETP 34 , 610 (1972).
- 2Kosterlitz and Thouless (1973) J. M. Kosterlitz and D. J. Thouless, Journal of Physics C: Solid State Physics 6 , 1181 (1973) . Ā· doiĀ ā
- 3Kosterlitz (1974) J. M. Kosterlitz, Journal of Physics C: Solid State Physics 7 , 1046 (1974) . Ā· doiĀ ā
- 4Lee and Teitel (1990) J.-R. Lee and S. Teitel, Physical Review Letters 64 , 1483 (1990) . Ā· doiĀ ā
- 5Lee and Teitel (1991) J.-R. Lee and S. Teitel, Physical Review Letters 66 , 2100 (1991) . Ā· doiĀ ā
- 6Lee and Teitel (1992) J.-R. Lee and S. Teitel, Physical Review B 46 , 3247 (1992) . Ā· doiĀ ā
- 7Lidmar and Wallin (1997) J. Lidmar and M. Wallin, Physical Review B 55 , 522 (1997) . Ā· doiĀ ā
- 8Teitel (2013) S. Teitel, āThe Two-Dimensional Fully Frustrated XY Model,ā in 40 Years of BerezinskiiāKosterlitzāThouless Theory (WORLD SCIENTIFIC, 2013) pp. 201ā235. Ā· doiĀ ā
