Existence of Optical Vortex Solitons in Photorefractive Media
Tianyi Zhang, Luciano Medina, Zihan Zhang

TL;DR
This paper proves the existence of optical vortex solitons in photorefractive media, providing theoretical constraints and numerical methods to analyze their properties in nonlinear optical physics.
Contribution
It introduces an existence theory for vortex solitons in photorefractive media, using constrained minimization and finite element methods.
Findings
Existence of positive exponentially decaying vortex solutions.
Constraints on propagation constants for vortex stability.
Numerical computation methods for vortex profiles.
Abstract
Optical propagation and vortices in nonlinear media have been intensively studied in modern optical physics. In this paper, we establish constraints regarding the propagation constant and provide an existence theory and numerical computations for positive exponentially decaying solutions for a class of ring-profiled solitons in a type of nonlinear media known as a photorefractive nonlinearity. Our methods include constrained minimization and finite element formalism, and we study the vortex profile and its propagation by fixing the energy flux.
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Taxonomy
TopicsNonlinear Photonic Systems · Nonlinear Waves and Solitons · Advanced Mathematical Physics Problems
Existence of Optical Vortex Solitons in Photorefractive Media
Tianyi Zhang1 Luciano Medina2 Zihan Zhang2
(1Fu Foundation School of Engineering and Applied Science, Columbia University, New York, New York 10027
2Courant Institute of Mathematical Sciences, New York University, New York, New York 10012
)
Abstract
Optical propagation and vortices in nonlinear media have been intensively studied in modern optical physics. In this paper, we establish constraints regarding the propagation constant and provide an existence theory and numerical computations for positive exponentially decaying solutions for a class of ring-profiled solitons in a type of nonlinear media known as a photorefractive nonlinearity. Our methods include constrained minimization and finite element formalism, and we study the vortex profile and its propagation by fixing the energy flux.
1 Introduction
Vortices has long been intensely studied in may areas in physics and mathematics. In particular, quantum vortices, also known as Abrikosov vortex or fluxon, are vortex solutions of - or -dimensional wave equations first predicted by Lars Onsager in the context of superfluid. Mainly developed by Alexi Abrikosov, vortex solutions later arose from the Ginzburg-Landau equations in the context of superconductivity and served as a keystone in the explanation of type–II superconductors using the Ginzburg-Landau equations which describes the phase transition of superconductors using variation principle.
In the studies of optical beams, Chiao, Garmire and Townes [32] developed their monumental work in 1964 on the nonlinear propagation of light. They derived the nonlinear Schrödinger equation from simplifying the Ginzburg-Landau equations in -dimensions and demonstrated the existence of self-reinforced wave packets, later known as “solitons” [29]. It is the phenomenon of nonlinear propagation of high-intensity light beams enabling the light beams to produce their own waveguide and propagate without spreading. They then proposed that that, in - or -dimensions, the the propagation wave vortices could also shown self-reinforced or soliton behaviors.
Intuitively, vortex solitons are phase singularities where energy flows around a point. Approaching the center of the vortex, the velocity reaches infinity, and yet due to the finite energy flux, the intensity of the center will vanish [2]. One may essentially picture this kind of ring-profiled vortex soliton as a ring of light around a black spot directed along its axis of propagation [37]. Such vortices have widespread applications in many areas of mathematics and physics, including condensed matter physics, particle interactions, cosmology, superconductivity, quantum information processing, and wireless communication [37, 21, 25, 1, 2, 39, 11, 19, 13], and have since been intensively studied in optics, both theoretically and experimentally [16, 26, 43, 17, 8, 27, 4], and observed in various nonlinear media [21, 25, 11, 19, 13].
In this paper, we establish a rigorous mathematical theory for a new type of nonlinearity encountered in an experiment reported by Fleischer et al. [20], known as a photorefractive nonlinearity [28, 7]. Photorefractive effect essentially describes the behavior of certain materials responding to light by altering their refractive index [15]. Similar applied analysis papers have pursued the existence of this nonlinearity in various media in an attempt to determine the geometrical properties and constraints of the potentially observable vortex solitons, and a number of bounds have been derived for the energy flux and propagation constants [36, 24, 23, 37, 5]. Proving the theoretical existence of the photorefractive nonlinearity will provide insights on the future direction of experimental research.
In modern optics, light is theoretically described by a complex-valued wave function governed by the nonlinear Schrödinger equations [33, 34, 40, 41, 3, 9, 10, 12]. In the experimental setup used by Fleischer et al. to create photonic lattice solitons via nonlinear optical induction [20], the wave function is written as two coupled nonlinear differential equations:
[TABLE]
In these equations, describes the slowly varying amplitude of the lattice wave and is the soliton-forming probe; both are complex-valued functions. relate to the anisotropy of the indices of refraction. Here, denotes the Laplace operator over the transverse plane of the coordinate. are the nonlinear index changes induced by the total intensity . Fleischer et al. chose a photorefractive screening technique in which the change in index is given by
[TABLE]
where denote coupled parameters [30].
As our focus here is a ring-profiled spatial soliton, we expect the field to be written in polar coordinates over using an -vortex ansatz [42, 18] as
[TABLE]
where are the wave propagation constants, represent the phase, and are known as vortex numbers, or topological charges of vortices. are real-valued, radial profile functions which gives rise to the amplitude of the solitons. The presence of the the vortex at requires , and as in [18], the self-concentrating effect of solitons suggest may be assumed to vanish at a large distance [42]. Thus, we here present the boundary condition for some .
Using the changes in index given by (1.4), we arrive at a boundary value problem for the coupled nonlinear differential equations
[TABLE]
satisfying the boundary conditions
[TABLE]
In this paper, we prove the existence of semitrivial solutions of the coupled system (1.8)–(1.9) by simplifying the coupled system into a single ordinary differential equation: these are cases where is a scalar multiple of . Here, we use the substitution , , for convenience. In this case, as we will later prove in Lemma A.1, if both are nonzero, and . If either is equal to [math], the problem is already a single equation with . Hence, we can simplify (1.8) as a two-point boundary value problem for the nonlinear ordinary differential equation
[TABLE]
with the boundary condition
[TABLE]
with an undetermined parameter and prescribed , for any given
Recall the physical meaning of as the soliton amplitude. We are interested in the nontrivial solutions which are classic, positive solutions of .
Definition 1.1** (Positive Solutions).**
A positive solution of (1.10) and (1.11) means is a classic solution to (1.10) and (1.11) such that
[TABLE]
By classic solution, we mean satisfy (1.10) and (1.11) pointwise almost everywhere.
To tackle this problem, we shall use the methods of calculus of variation which will be discussed in section 3. This relies on a constrained minimization approach that views (1.10) as an eigenvalue problem and that the propagation constant arises as a Lagrange multiplier. In this sense, the differential equation can be viewed as the Euler–Lagrange equation of the action functional
[TABLE]
subject to the constraint functional
[TABLE]
where is fixed and appears via the Lagrange multiplier of the constrained optimization problem
[TABLE]
with denoting an admissible class
[TABLE]
and the energy functional defined by
[TABLE]
The functional has been used as the beam power [41, 38], energy flux [12], or stability integral [35]. In our case, we refer to it as the energy flux. Similar to the method described in [42], it suffices to show that and the optimal solution under action functional (1.13) is a positive solution satisfying (1.10) and (1.11) pointwise.
Our major results are as follows:
Theorem 1**.**
For the existence of positive solutions of (1.10)–(1.11), the following conditions are necessary:
[TABLE]
where is the first zero of the Bessel function **[42]**. 2. 2.
[TABLE]
with denoting the peak of the profile curve. 3. 3.
If
[TABLE]
then the solution is bounded by the exponentially decaying estimate
[TABLE]
as . Here, is a constant bounded by , and depends on .
Theorem 2**.**
There exists solution pair satisfying the differential equations (1.10)–(1.11) pointwise, where is a positive solution following Definition 1.1 and . Such a solution can be obtained by solving the constrained minimization problem (1.15), from which arises as a Lagrange multiplier.
The remainder of this paper is structured as follows. In section 2, we provide proofs for Theorems 1. In section 3, we prove our Theorem 2, which is the main theorem demonstrating the existence of positive solutions using the constrained minimization approach. Section 4 presents a selection of results from numerical computations using the finite element method and provides a summary of the results. The proof of a lemma used in the paper is provided in the appendix.
2 Proof of Theorem 1
To prove (1.18), multiplying by and integrating by parts over , we obtain
[TABLE]
We first want to show that the first term is [math]. Recall that we are interested in a positive solution as defined in Definition 1.1. Since , as , is uniformly bounded which implies as . We will then prove that as . Suppose that . Then, there exists some and such that for any . Using the Cauchy–Schwarz inequality, we have that
[TABLE]
This is a contradiction with regard to the energy functional, which implies that
. Hence, we can establish the following inequality:
[TABLE]
Recall Poincaré’s inequality[22]
[TABLE]
where is the first zero of the Bessel function . Together with (2.3), we have that
[TABLE]
which results in , as claimed. ∎
To prove (1.19), let satisfy boundary condition (1.11). As we are interested in nontrivial solutions of , we know that there exists a maximizer such that , which also implies and . At , (1.10) becomes
[TABLE]
which simplifies to
[TABLE]
Taking the concavity at the peak , we arrive at the inequality
[TABLE]
This simplifies to the following expression for the maximum of , as claimed:
[TABLE]
Furthermore, we see that if an desired inequality
[TABLE]
holds between the prescribed variables , then . This can serve as a sufficient but not necessary condition for the existence of nontrivial solution. ∎
To prove (1.20)–(1.21), let denote the Laplacian operator in polar coordinates, defined by
[TABLE]
Rewriting (1.10) by replacing with and simplifying gives
[TABLE]
Using the product rule , we then obtain
[TABLE]
Because , for all , there exists such that
[TABLE]
for all . Substituting (2.14) into (2.13), we then have
[TABLE]
Insert the condition and select a small such that . It can then be shown that there exists some such that, for all ,
[TABLE]
for some . Consider the decreasing exponential function with respect to its exponential coefficient and a constant defined as
[TABLE]
for which the Laplacian is computed to be
[TABLE]
Subtracting (2.16) from (2.17) gives
[TABLE]
Because and for all , we find that
[TABLE]
This establishes the following inequality with respect to exponential decay:
[TABLE]
We further denote this as to emphasize the dependence of on , similar to [23]. ∎
3 Proof of Theorem 2
To prove Theorem 2, we employ a variational principle and constrained minimization problem. Recall the definitions of the action functional (1.13), constraint functional (1.14), admissible class (1.16), and the minimization problem (1.15).
The differential equation (1.10) can be viewed as an eigenvalue problem where the propagation constant is undetermined and acts as a Lagrange multiplier. In order to prove the existence of a solution pair , it suffices to show that a solution to the minimization problem (1.15) exists subjected to the prescribed value of energy flux .
We first shows the existence of feasible solution to the constraint minimization problem (1.15) by showing the existence of such that and . Since for , we see that
[TABLE]
Consider the following function defined as
[TABLE]
Since the function was designed so that
[TABLE]
along with the property , we see that belongs to the feasible set of (1.15). By direct computations, we can compute for . Using the following computations
[TABLE]
we arrive at a finite value for
[TABLE]
Since is a feasible solution to (1.15) with finite objective value, the optimization problem is well defined. Note the lower bound of the action functional ; the boundedness of gives us a weakly convergent subsequence , which we can use it as minimizing sequence of (1.15) such that
[TABLE]
Using boundedness and the fact that is minimizing, it follows that there exist independent of such that
[TABLE]
This inequality is further developed into
[TABLE]
Because the distributional derivative of satisfies [6] and the functionals and are both even, we have
[TABLE]
which implies that we may modified minimizing sequence so that it consists of nonnegative valued functions .
By setting , we can view these functions as radially symmetric functions over the disk which all vanish at boundary . Together with (3.6), is shown to be bounded under the radially symmetrically reduced norm, with definition
[TABLE]
for the standard Sobolev space . Notice that we are using to denote both the minimizing subsequence as well as the radial function view. Since are radial symmetric function, we can write it as which satisfy . Given that the sequence is monotonically decreasing but bounded in terms of the action functional, it is sufficient to show that converges weakly to a minimizer on . Here is used to denote the limit of sequence.
Using the compact embedding for , the sequence converges strongly to in . Furthermore, for any , is a bounded sequence in the space . If we apply compact embedding , we see that as uniformly over .
To show that , let such that , we have Cauchy–Schwarz inequality
[TABLE]
where the constant is provided in (3.5). By letting , this becomes
[TABLE]
In view of (3.6) and applying Fatou’s Lemma, we have
[TABLE]
We see that . This implies that the right hand side of (3.9) tends to zero as , which further implies that the limit exists for and it is
[TABLE]
Thus, the boundary condition for is achieved. Recall (3.1), the term is bounded by
[TABLE]
Using the above results, we can conclude that obtained from minimizing sequence for the minimization problem (1.15) satisfies the desired solution, i.e. positive solution and satisfying the boundary conditions. The functional is weakly lower semicontinuous
[TABLE]
and the constrains can be achieved as
[TABLE]
Consequently, appears as an Lagrange multiplier.
Since our solution is nonnegative, suppose there exists such that , would be a minimizer with . Recall the uniqueness theorem for the initial value problem of ordinary differential equations, we must have the trivial solution for all which contradict with the value for energy flux . Therefore the positive condition is proved.
∎
4 Computations Using Finite Element Method
To approximate solutions for (1.15) and their corresponding eigenvalue given a fixed energy flux , we employ variational principle and a type of finite element method known as Ritz-Galerkin method to approximate solutions to boundary valued problems in weak formulation.
Viewing the the admissible class defined in (1.16) as a vector space, we can describe its elements as a linear combination of basis functions with coefficients :
[TABLE]
The vector space is then equipped with the weighted inner product
[TABLE]
to be viewed as a Hilbert Space. To approximate the solution numerically, we will choose a set of Schauder basis[31] so that we can approximate the solution (4.1) using finite dimension as
[TABLE]
Since the trigonometric functions can serve as a set of Schauder basis, the specific choice of basis functions we will use for the weighted inner product is
[TABLE]
The orthogonal basis can be obtained by applying Gram–Schmidt process on (4.4) such that . To minimize error, we have implemented the modified Gram–Schmidt[14] in code. Note that the energy flux can be computed with the inner product as follows:
[TABLE]
Our code obtains an orthonormal basis by applying the modified Gram–Schmidt process on . As can be viewed as a minimum of the action functional (1.13), in view of (1.15) and (4.3), we arrive at the optimization problem
[TABLE]
where we minimize . We use MATLAB’s Optimization Toolbox and the Chebfun package to numerically solve for (4.6). For convenience, all subsequent numerical computations have as the curves with generally have the same shape. The propagation constant then can be computed as follows: let be the Lagrange multiplier, so that . and are given by
[TABLE]
where is an arbitrary test function. The expression can then be expanded as
[TABLE]
Applying integration by parts to the first term, we have
[TABLE]
This gives the weak version of (1.10). We can therefore claim that . We rewrite (4.9) as
[TABLE]
and finally arrive at an expression for that is suitable for numerical computation:
[TABLE]
To compute the error in the numerical computations, taking (1.10) and rearranging into the form
[TABLE]
as the left-hand side is [math], we can use this to calculate the computational error of our eigenvalue by integrating over the square of the right-hand side of (4.13).
[TABLE]
As an example of the numerical results, Fig. 1 shows the profile of the amplitude of the soliton if we fix and while varying the vortex number . We see that increasing corresponds to an outward shift of the peak. Figure 2 demonstrates the relationship between the profile function and energy flux . An increase in corresponds to an increase in the height of the peak of the profile curve. Furthermore, beyond some threshold, the profile curves start to become visibly asymmetric over , which is likely to be the threshold governing the behavior as . The reason for this conjecture is that the asymmetry will cause to vanish near ; and thus, for an increase in , the increase in the corresponding integrals is likely to be small due to the asymmetry over the domain. Physically, is chosen to be large enough such that is nearly vanished some distance before for a self-reinforced soliton [42]. In this view, only the asymmetric results have applications in physics. Recall Theorem 1; the additional condition , which implies exponential decay near , has the potential of categorizing solutions for the case. Unfortunately an increase in drastically increase the computation’s error, dimensions required, and time to be verified with confidence. The case could be studies more in future research.
Some values for propagation constants are also computed. For example, for , , and , the numerically computed eigenvalues are , , , , , with corresponding errors \Delta\beta=2.9550$$1\text{\times}{10}^{-4}\text{\,}\mathrm{,} 5.7607$$1\text{\times}{10}^{-4}\text{\,}\mathrm{,} 4.4359$$1\text{\times}{10}^{-4}\text{\,}\mathrm{,} 3.6516$$1\text{\times}{10}^{-4}\text{\,}\mathrm{,} 5.6023$$1\text{\times}{10}^{-4}\text{\,}\mathrm{,} . The following table presents some of the computed eigenvalues along with their errors for , , and various .
[TABLE]
Finally, Fig. 3 shows as a function of for and = , , , , . The error bars show the computational error computed with (4.14) due to the finite number of dimensions (). The corresponding upper bounds, proved with Lemma 1.18, are shown as dotted lines.
Appendix A Additional Lemmas
Lemma A.1**.**
If and are nonzero scalar multiples of each other that satisfy positive solutions to (1.8), then and .
- Proof
Suppose that both and are nonzero and positive. By making one a scalar multiple of the other, we can set , , and then (1.8) reduces to
[TABLE]
Subtracting (A.1) from (A.2), we can simplify the difference as
[TABLE]
Given that are constants while there exist more than one different in the domain, the only way to make this equation hold for all is to have [math] on both sides, implying that and , as claimed.
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