Non-autonomous double phase eigenvalue problems with indefinite weight and lack of compactness
Tianxiang Gou, Vicentiu D. Radulescu

TL;DR
This paper investigates eigenvalues for a double phase differential operator with unbalanced growth and indefinite weight, revealing different spectral structures depending on the relation between p and q.
Contribution
It establishes the existence of continuous eigenvalue families for p<q and discrete diverging eigenvalues for q<p in a non-autonomous double phase problem.
Findings
For p<q, a continuous spectrum of eigenvalues exists.
For q<p, a discrete set of eigenvalues diverging to infinity.
The problem handles indefinite weights and potential degeneracy.
Abstract
In this paper, we consider eigenvalues to the following double phase problem with unbalanced growth and indefinite weight, where {}, {, }, , and is {an indefinite sign weight which may admit nontrivial positive and negative parts}. Here is the -Laplacian operator and is the weighted -Laplace operator defined by . The problem can be degenerate, in the sense that the infimum of in may be zero. Our main results distinguish between the cases and . In the first case, we establish the existence of a {\it continuous} family of eigenvalues, starting from the principal frequency of a suitable single…
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Taxonomy
TopicsAdvanced Mathematical Modeling in Engineering · Nonlinear Partial Differential Equations · Composite Material Mechanics
Non-autonomous double phase eigenvalue problems with indefinite weight and lack of compactness
Tianxiang Gou
School of Mathematics and Statistics, Xi’an Jiaotong University,
Xi’an, Shaanxi 710049, China
and
Vicenţiu D. Rădulescu
Faculty of Applied Mathematics, AGH University of Science and Technology,
al. Mickiewicza 30, 30-059 Krakow, Poland
Brno University of Technology, Faculty of Electrical Engineering and Communication,
Technická 3058/10, Brno, 61600, Czech Republic
Department of Mathematics, University of Craiova, 200585 Craiova, Romania
Abstract.
In this paper, we consider eigenvalues to the following double phase problem with unbalanced growth and indefinite weight,
[TABLE]
where , , , , and is an indefinite sign weight which may admit nontrivial positive and negative parts. Here is the -Laplacian operator and is the weighted -Laplace operator defined by . The problem can be degenerate, in the sense that the infimum of in may be zero. Our main results distinguish between the cases and . In the first case, we establish the existence of a continuous family of eigenvalues, starting from the principal frequency of a suitable single phase eigenvalue problem. In the latter case, we prove the existence of a discrete family of positive eigenvalues, which diverges to infinity.
Key words: Non-autonomous double phase eigenvalue problem; Indefinite weight; Lack of compactness; Ljusternik-Schnirelman theory.
Mathematics Subject Classification: Primary: 35P30; Secondary: 35J70, 46E30, 47J10, 58C40, 58E05.
Acknowledgments. T. Gou was supported by the National Natural Science Foundation of China (No. 12101483) and the Postdoctoral Science Foundation of China (No. 2021M702620). V.D. Rădulescu was supported by a grant of the Romanian Ministry of Research, Innovation, and Digitization, CNCS/CCCDI-UEFISCDI (No. PCE 137/2021), within PNCDI III. The authors would like to thank warmly the anonymous referees for his/her very precise reading of our manuscript and for giving constructive comments and suggestions.
1. Introduction
In this paper, we investigate eigenvalues to the following double phase problem with unbalanced growth and indefinite weight,
[TABLE]
where , , , , and is an indefinite sign weight which may admit nontrivial positive and negative parts. Here is the -Laplacian operator and is the weighted -Laplace operator defined by . Throughout of this paper, we shall always assume that the weight function satisfies the following assumption,
, where , , and .
Remark 1.1**.**
In our case, is allowable.
Problems like (1.1) arise when one looks for the stationary solutions of reaction-diffusion systems of the form
[TABLE]
where . This system has a wide range of applications in physics and related fields, such as biophysics, plasma physics, and chemical reaction design (see [7, 26]). In such applications, the function is a state variable and describes density or concentration of multi-component substances, corresponds to the diffusion with a diffusion coefficient , and is the reaction and relates to source and loss processes. Typically, in chemical and biological applications, the reaction term has a polynomial form with respect to the unknown concentration denoted by .
The analysis of the double phase eigenvalue problem (1.1) is closely associated with the following single phase quasilinear eigenvalue problem,
[TABLE]
The first part of the paper is devoted to the study of (1.2). The main results we establish regarding (1.2) are upcoming Theorem 3.1 and Proposition 3.1, which reveal that there exist a sequence of eigenvalues to (1.2) and the first eigenvalue is simple. In the case of bounded domains and , this problem is related to the Riesz-Fredholm theory of self-adjoint and compact operators. The anisotropic linear case (if and is non-constant) was first considered in the pioneering papers of Bocher [6], Hess and Kato [17] and Pleijel [25]. An important contribution in the case of unbounded domains is due to Allegretto and Huang [1] and Szulkin and Willem [27]. In [27], the authors assumed that weight function may have singular points.
Equation (1.1) contains the contribution of two differential operators in the left-hand side, so this problem is not homogeneous. In fact, the differential operator is related to the “double-phase" variational functional defined by
[TABLE]
The integrand of this functional is the function
[TABLE]
When , then (1.1) becomes the so-called & Laplacian problem, which was investigated by Benouhiba and Belyacine [4, 5]. A feature of the present paper is that we do not assume that the function is bounded away from zero, that is, we do not require that . This implies that the integrand exhibits unbalanced growth, namely there holds that
[TABLE]
where is a constant. In this scenario, the study is carried out in the framework of Musielak-Orlicz-Sobolev spaces. Such functionals were first investigated by Marcellini [18, 19, 20] in the context of problems of the calculus of variations and of nonlinear elasticity for strongly anisotropic materials. For such problems, there is no global (that is, up to the boundary) regularity theory. There are only interior regularity results, which are primarily due to Baroni et al. [3] and Marcellini [10, 20, 21]. In fact, most of works dealt with double phase problems having unbalanced growth in bounded domains of , we refer the readers to [13, 14, 15, 22, 23, 24] and references therein. However, there exist relatively few ones treating the problems in . The study of eigenvalue problems like (1.1) is open until now. Since (1.1) is set in the whole space , then lack of compactness is one of major difficulties we encounter to discuss the eigenvalue problem (1.1) in Musielak-Orlicz-Sobolev spaces and more careful analysis is needed in suitable weighted functions spaces. Indeed, this is mainly because the embedding is only continuous for any (see Lemma 2.3) and the weight function is indefinite, which cause that the verification of the compactness of the underlying (minimizing and Palasi-Smale) sequences becomes difficult. Consequently, we manage to study the problem (1.1) in a new weighted Sobolev space defined by the completion of under the norm
[TABLE]
where denotes the standard norm in . Here and are Musielak-Orlicz-Sobolev spaces defined in Section 2. In the present paper, when , we establish the existence of a continuous family of eigenvalues to (1.1), starting from the principal frequency to (1.2), see Theorems 3.2 and 3.3. While , we prove the existence of a discrete family of positive eigenvalues to (1.1), which diverges to infinity, see Theorem 3.4 and Proposition 3.2. The results we derive reveal new facts of eigenvalues to double phase problems in . In both cases, we actually need to assume that , because of the unbalanced growth property (1.3) with respect to the double phase operator and the dominance is the -Laplacian term. Thus the problem under consideration is Sobolev subcritical and the energy functional corresponding to (1.1) is well-defined in the Sobolev space by Theorem 2.3, where
[TABLE]
Observe that implies that . When double phase problems are set in bounded domains in , then the condition can be applied to prove the desired compact embedding results, for example [22, Proposition 4]. While double phase problems are set in , then the condition can no longer be applicable to derive the compact embedding results, which leads to lack of compactness for the study. In the present paper, such a condition is actually used to guarantee the regularity of solutions to (1.1) (see [8, 9]), which along with the maximum principle developed in [23, 24] can lead to the simplicity of eigenvalues, see Proposition 3.2.
2. Preliminaries
In the section, we are going to present some preliminary results used to establish our main theorems. To deal with the eigenvalue problem (1.1), we shall work in the corresponding Musielak-Orlicz-Sobolev space. For the convenience of the readers, let us first present a few definitions from [11, Section 2] concerning the main notions and function spaces used in this paper.
Definition 2.1**.**
A function is called a -function if is convex and left-continuous on . In addition, satisfies that
[TABLE]
Definition 2.2**.**
A function is called a generalized -function if it satisfies the following conditions:
for almost every , is a -function;
for almost every , is measurable.
Definition 2.3**.**
A generalized -function satisfies -condition if there exists such that, for almost every and ,
[TABLE]
Definition 2.4**.**
A -function is said to be a -function if it is continuous and positive on . In addition, it satisfies that
[TABLE]
A generalized -function is said to be a generalized -function if, for almost every , is a -function.
Definition 2.5**.**
A generalized -function is called uniformly convex if, for any , there exists such that, for almost every ,
[TABLE]
whenever and .
With these definitions in hand, we are now ready to introduce the double phase function corresponding to (1.1) as
[TABLE]
It is simple to check that is a generalized -function. Moreover, is uniformly convex and it satisfies the -condition. Let us denote by the space consisting of all Lebesgue measurable function . The Musielak-Orlicz space is defined by
[TABLE]
where is the modular function given by
[TABLE]
Here the space is equipped with the Luxemburg norm given by
[TABLE]
Using the above properties satisfied by , we can easily check that is a Banach space, which is also separable and reflexive. The Musielak-Orlicz-Sobolev space is defined by
[TABLE]
Here the space is equipped with the norm
[TABLE]
where . Clearly, is a separable, reflexive Banach space. Let us introduce the associated homogeneous Musielak-Orlicz-Sobolev as the completion of under the norm .
Next we are going to show some relations between the norm in and the modular function given by (2.2) and (2.3) respectively, proofs of which can be completed by using the ingredients presented in [16, Section 3.2].
Lemma 2.1**.**
Let be defined by (2.1). Then the following assertions hold.
* if and only if .*
* if and only if .*
If , then .
If , then .
* if and only if .*
Note that for any and , by the assertion of Lemma 2.1, then there holds the following embedding result.
Lemma 2.2**.**
*Let be defined by (2.1). Then the embedding is continuous. *
As a consequence of Lemma 2.2 and Sobolev’s embeddings in and for , we have the following embedding result.
Lemma 2.3**.**
Let be defined by (2.1). Then the embedding is continuous for any . Moreover, the embedding is continuous.
3. Main results
In this section, we shall consider the eigenvalue problem (1.1) under the assumption . The hypothesis is always assumed to hold in what follows. First we shall present some results related to the following eigenvalue problem,
[TABLE]
Theorem 3.1**.**
Assume that holds, , , and . Then there exists a sequence of solutions to (3.1) with and
[TABLE]
where for and ,
[TABLE]
Proof.
Define
[TABLE]
where the Sobolev space is the completion of under the norm
[TABLE]
Reasoning as the proof of [1, Lemma 1], we are able to show that restricted on satisfies the Palais-Smale condition. Then, by adapting Ljusternik-Schnirelman theory as the proof of forthcoming Theorem 3.4, we can derive the desired conclusion. Thus the proof is completed. ∎
Proposition 3.1**.**
Assume that holds, , , and . Then the first eigenvalue obtained in Theorem 3.1 is simple and the eigenfunction has constant sign. Moreover, if is a nontrivial solution to (3.1) corresponding to , then is sign-changing.
Since the function is an indefinite sign weight, then proof of Proposition 3.1 is not straightforward. To prove this, we need the following auxiliary result.
Lemma 3.1**.**
Define
[TABLE]
Then . Moreover, if and only if for some .
Proof.
Observe that
[TABLE]
[TABLE]
Then, by the divergence theorem, we see that
[TABLE]
Using Young’s inequality, we have that
[TABLE]
[TABLE]
As a consequence, coming back to (3.2), we can conclude that . If , then
[TABLE]
It then follows that
[TABLE]
This implies that there exists such that and the proof is completed. ∎
Proof of Proposition 3.1.
Note first that
[TABLE]
If satisfies that , then and . Therefore, without restriction, we may assume that is nonnegative. Observe that satisfies the equation
[TABLE]
By maximum principle, then . Let and be two positive eigenfunctions corresponding to , then
[TABLE]
It is simple to calculate that . As a result of Lemma 3.1, we have that for some . This indicate that is simple.
Arguing by contradiction, we suppose that is a nonnegative solution to (3.1) corresponding to . By the maximum principle, then . Notice that
[TABLE]
In addition, we know that if is a solution to (3.1), then is also a solution to (3.1) for any . Then, by scaling, we may assume that
[TABLE]
Let and be an eigenfunction to (3.1) corresponding to . Then solves the equation
[TABLE]
As a consequence of Lemma 3.1 and (3.3), we have thta
[TABLE]
This is impossible, hence is sign-changing and the proof is completed. ∎
Theorem 3.2**.**
Assume that holds, , , , and . Then (1.1) has no nontrivial solutions in for any , where is the first eigenvalue to (3.1) with and .
Proof.
Let be a solution to (1.1) for some . Observe first that
[TABLE]
This implies that if . Let us assume that . Assume that , it then follows from (3.4) that
[TABLE]
In addition, since is the first eigenvalue to (3.1), then
[TABLE]
This along with (3.4) leads to
[TABLE]
Using (3.5), we then get that . This is a contradiction. Next we assume that . In this case, by combining (3.4) and (3.6), we obtain that
[TABLE]
hence . Thus the proof is completed. ∎
3.1. Case
In this case, to establish the existence of solutions to (1.1), we shall adapt some ideas from [1]. Let us first introduce the weight function
[TABLE]
Let be the completion of under the norm
[TABLE]
It is standard to conclude that is a separable and reflexive Banach space. In order to prove the existence of solutions to (1.1), we shall define the associated energy functional by
[TABLE]
Theorem 3.3**.**
Assume that holds, , , and . Then there exist positive solutions to (1.1) for any .
In this case, we find that is unbounded from below in . Indeed, let be an eigenfunction of (3.1) corresponding to . We observe that
[TABLE]
Since and , then as . In this situation, to seek for solutions to (1.1), we introduce the Nehari manifold
[TABLE]
where
[TABLE]
Then we are able to define the minimization problem
[TABLE]
Obviously, any minimizer of (3.7) is a solution to (1.1).
Proof of Theorem 3.3.
Let be a minimizing sequence to (3.7). Then and . Since for any , then there exists a unique such that , where
[TABLE]
Moreover, for any , we see that
[TABLE]
Therefore, for any ,
[TABLE]
As a consequence, we shall assume that is a nonnegative minimizing sequence to (3.7). Otherwise, we can replace by as a new minimizing sequence to (3.7).
First we are going to prove that . It follows from (3.8) that . Let us argue by contradiction that . Then, by (3.8), we have that
[TABLE]
Let us first assume that
[TABLE]
Since , then there holds that
[TABLE]
In this case, we set
[TABLE]
It is easy to see that . Since , then
[TABLE]
In view of (3.9) and (3.11), then
[TABLE]
It then yields that
[TABLE]
Invoking Hölder’s inequality, Sobolev’s inequality and (3.12), we then get that
[TABLE]
where and . This is a contradiction, because of . Let us next assume that there exists some such that
[TABLE]
Since , then
[TABLE]
Therefore, there holds that . In virtue of [1, Lemma 1], we then get that is compact in , where the Sobolev space is the completion of under the norm
[TABLE]
Let be such that in as , then and . It then infers that is a nonnegative eigenfunction to (3.1) corresponding to . By Lemma 3.1, we reach a contradiction, because of . As a consequence, we have that .
It is standard to show that is a natural constraint. By the fact that there exists a nonnegative minimizing sequence to (3.7) and applying Ekeland’s variational principle, then there exists a Palais-Smale sequence with and for at the level . Let us now prove that is bounded in . Observe that
[TABLE]
Let us verify that is bounded. On the contrary, we may assume that as . Define by (3.10), use the fact that and (3.13), then there holds that . With the help of [1, Lemma 1], we can also reach a contradiction. This implies that is bounded. By Hardy’s inequality, it then follows that
[TABLE]
Notice that , then
[TABLE]
As a result, we get that is bounded in . Then there exists such that in as . Since is a bounded Palais-Smale sequence for , then
[TABLE]
Therefore, we are able to derive that satisfies the following equation
[TABLE]
Since the embedding is continuous by Lemma 2.3, then is bounded in and in as . It follows that is bounded in and in as . Due to , we have
[TABLE]
This readily indicates that . Otherwise, there holds that
[TABLE]
Since , then
[TABLE]
This in turn gives that , which is impossible, because of . Therefore, is a nontrivial solution to (1.1). Moreover, as a consequence of maximum principle, see [24, Proposition 2.3], we have that . Thus the proof is completed. ∎
3.2. Case
Next we are going to deal with the case that . In this case, we define
[TABLE]
[TABLE]
Lemma 3.2**.**
Assume that holds, , , and . Then restricted on satisfies the Palais-Smale condition at any level .
Proof.
Let be a Palais-Smale sequence for restricted on at the level . Then
[TABLE]
The aim is to prove that is compact in . It is straightforward to see that is bounded in , because of . In virtue of Hardy’s inequality, we obtain that
[TABLE]
In addition, note that
[TABLE]
By Hölder’s inequality and Sobolev’s inequality, we have
[TABLE]
Accordingly, we obtain that is bounded in . It then yields that there exists such that in as . Since the embedding is continuous, then is bounded in and in as . It then follows that is bounded in and in as . Due to , then
[TABLE]
It readily indicates that . Otherwise, by (3.18), there holds that
[TABLE]
This is impossible. Since is a bounded Palais-Smale sequence for restricted on , then there exists a sequence such that satisfies the equation
[TABLE]
where
[TABLE]
Notice that is bounded in , then is bounded in and there exists such that in as . Furthermore, and it satisfies the equation
[TABLE]
Thanks to , we then have that. Taking into account (3.20) and (3.21), we conclude that
[TABLE]
Observe first that
[TABLE]
In addition, we see that
[TABLE]
[TABLE]
Therefore, utilizing the fact that is bonded in , we get that
[TABLE]
It necessarily follows that
[TABLE]
Note that in as , then in as . We then deduce that in as . As a consequence, we have that
[TABLE]
On the other hand, by Hölder’s inequality and Sobolev’s inequality, we get that
[TABLE]
where we also used the facts that
[TABLE]
[TABLE]
where the second fact holds because of from the assumption . Combining (3.23), (3.24) and (3.25), by (3.2), we then obtain that
[TABLE]
Observe that
[TABLE]
where if and if . Then we see that
[TABLE]
This immediately indicates that in as . Taking advantage of (3.20) and (3.21), we then get that
[TABLE]
because of and . In view of (3.18), then
[TABLE]
Since in as , by Hardy’s inequality, then
[TABLE]
Consequently, we derive that in as . Thus the proof is completed. ∎
Theorem 3.4**.**
Assume that holds, , , and . Then there exists a sequence of solutions with and
[TABLE]
Proof.
To establish the existence of a sequence of eigenvalues to (1.1), we shall take into account Ljusternik-Schnirelman theory. Define
[TABLE]
For a set , the genus of is defined by
[TABLE]
If such a minimum does not exist, we set .
Let us now define
[TABLE]
First we see that, for any , . Indeed, let be a dimensional subspace of , by Borsuk-Ulam’s theorem, then . Define
[TABLE]
Since , then for any . From Lemma 3.2, then is a critical points of restricted on for any . Then we derive that
[TABLE]
Next we prove that as . Let be such that . Let be such that , where denotes the dual space of . Define and
[TABLE]
Let satisfy . By basic properties of the genus, we have that . Define
[TABLE]
Then as . Otherwise, we may assume that is bounded. Thus there exists a sequence such that is bounded. It then follows that is bounded in . Further, there exists such that in as . Observe that , because of . Therefore, we have that and in as . This along with the assumption that from the assumption leads to
[TABLE]
Since from the assumption , then
[TABLE]
which is impossible due to . Consequently, we get that as . Thanks to for any , then as . Since is a critical point for restricted on , then there exists such that
[TABLE]
where
[TABLE]
Thus the proof is completed. ∎
Lemma 3.3**.**
Define
[TABLE]
where , and . Then . Moreover, if and only if for some .
Proof.
Let us first show that
[TABLE]
It is straightforward to compute that
[TABLE]
[TABLE]
Therefore, by the divergence theorem, we derive that
[TABLE]
Using Young’s inequality, we know that
[TABLE]
Similarly, we can get that
[TABLE]
It then follows that . Next we prove that
[TABLE]
In view of (3.28) and (3.29), by the divergence theorem, then
[TABLE]
Using again Young’s inequality, we obtain that
[TABLE]
[TABLE]
Therefore, we have that . Accordingly, there holds that for any and . If , then . This leads to
[TABLE]
As a consequence, we see that
[TABLE]
This implies that there exists such that and the proof is completed. ∎
Remark 3.1**.**
In fact, Lemma 3.3 is established for the double phase operator under the assumption , which is not a direct consequence of Lemma 3.1. It is unknown to us if Lemma 3.3 remains valid for the case . From the proof of Lemma 3.3, one can see that the assumption is crucial, which is the premise of the use of Young’s inequality.
Proposition 3.2**.**
Assume that holds, , , , and . Assume that any eigenfunction to (1.1) corresponding to is nonnegative. Then is simple.
Proof.
Let be a nonnegative eigenfunction to (1.1) corresponding to . It follows from [8] and [23, Proposition 3] or [24, Proposition 2.3] that . Let and be two eigenfunctions to (1.1) corresponding to . Then we see that
[TABLE]
As a result, there holds that
[TABLE]
It then follows from Lemma 3.3 that the desired conclusion holds. This completes the proof. ∎
Proposition 3.3**.**
Assume that holds, , , , and . Then
[TABLE]
Proof.
Since is the first eigenvalue to (3.1) and , then
[TABLE]
Let be an eigenfunction to (3.1) corresponding to and , then
[TABLE]
Similarly, if , then
[TABLE]
Thus the desired result follows and the proof is completed. ∎
Remark 3.2**.**
Under the assumptions of Theorem 3.4, by Theorem 3.2 and Proposition 3.3, we have
[TABLE]
Remark 3.3**.**
The arguments developed in this paper allow to obtain similar results if the hypothesis is replaced by the following condition introduced by Szulkin and Willem [27],
, , , for every , and , where .
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