Nearly fibered links with genus one
Alberto Cavallo, Irena Matkovi\v{c}

TL;DR
This paper classifies nearly fibered links with genus one in the 3-sphere, characterized by specific properties of their link Floer homology, and computes their Floer homology groups.
Contribution
It provides a complete classification of nearly fibered links with genus one and computes their link Floer homology groups, extending previous knot results.
Findings
Classified all nearly fibered links with genus one in S^3.
Computed the link Floer homology groups for these links.
Connected Floer homology properties with geometric link features.
Abstract
We classify all the -component links in the -sphere that bound a Thurston norm minimizing Seifert surface with Euler characteristic and that are nearly fibered, which means that their rank of the maximal (collapsed) Alexander grading of the link Floer homology group is equal to two. In other words, such a link satisfies , and in addition and for every . The proof of the main theorem is inspired by the one of a similar recent result for knots by Baldwin and Sivek; and involves techniques from sutured Floer homology. Furthermore, we also compute the group for each of these links.
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Taxonomy
TopicsGeometric and Algebraic Topology · Homotopy and Cohomology in Algebraic Topology · Botulinum Toxin and Related Neurological Disorders
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Nearly fibered links with genus one
Alberto Cavallo and Irena Matkovič
Université du Québec à Montréal (UQAM),
Montréal (QC) H3C 3P8, Canada
Uppsala Universitet,
Uppsala 751 06, Sweden
[email protected] [email protected]
Abstract
We classify all the -component links in the -sphere that bound a Thurston norm minimizing Seifert surface with Euler characteristic and that are nearly fibered, which means that the rank of their link Floer homology group in the maximal (collapsed) Alexander grading is equal to two. In other words, such a link satisfies , and in addition and for every .
The proof of the main theorem is inspired by the one of a similar recent result for knots by Baldwin and Sivek, and involves techniques from sutured Floer homology. Furthermore, we also compute the group for each of these links.
2020 Mathematics Subject Classification: 57K10, 57K18.
1 Introduction
The Seifert genus is one of the most important invariants of knots. Its definition is standard in literature: say is a Seifert surface for a knot if it is a compact, oriented surface, embedded in , such that ; we call the minimal genus of a connected Seifert surface for . When we want to study a link with components this is no longer true, but there are two main possibilities:
- •
either we can consider , using precisely the same definition as above;
- •
or we take
[TABLE]
which we call the Seifert big genus of , and we define as the maximal Euler characteristic of any Seifert surface for (dropping the requirement of being connected).
We recall that in we can define fibered links as the links whose complements fiber over the circle; then the following is a classical result in low dimensional topology.
Theorem 1.1** (Stallings [16]).**
The only fibered links in , with Seifert big genus equal to one, are the trefoil knots , the figure-eight knot and the Hopf links .
We recall that the link Floer chain complex over the field with two elements , introduced by Ozsváth and Szabó in [14], can be constructed from a Heegaard diagram , where the sets of basepoints both contain elements. Under some conditions, the diagram represents an -component link . If we ignore the information given by z then is just a (multi-pointed) Heegaard diagram for and then can be interpreted as a multi-filtered complex (the filtration is induced by the link ) whose total homology is . The absolute grading is called Maslov grading, while the multi-filtration the Alexander filtration.
We write for the homology of the graded object associated to . This is a multi-graded homology group, where now the Alexander filtration is turned into an absolute (multi-) grading . Such a group is an isotopy invariant of in . We can define a slightly different homology group by collapsing the Alexander multi-grading as follows
[TABLE]
It is proved in [12] that
[TABLE]
while a very important result of Ghiggini [5] and Ni [11] is that a link is fibered if and only if its link Floer homology satisfies the following property:
[TABLE]
Combining Equations (1.2) and (1.3), we obtain that link Floer homology detects each of the five links mentioned in Theorem 1.1; in other words, those are the only links such that and .
In this paper we want to take a step forward and classify all the links in such that , but this time with ; we call such links nearly fibered following the terminology in [1]. The first part of this classification is the case of knots which was done recently by Baldwin and Sivek.
Theorem 1.2** (Baldwin-Sivek [1]).**
A nearly fibered knot such that is isotopic to either the knot , the knot , the -framed Whitehead doubles of the trefoil knot or a pretzel knot for (including the Stevedore knot ) up to mirroring.
Our main result extends the classification in Theorem 1.2 to links.
Theorem 1.3**.**
A nearly fibered link , with components, such that , is isotopic to either , where is a trefoil knot, a figure-eight knot or a Hopf link, the link or the -cable of , with oppositely oriented components, up to mirroring.
The last two links are pictured in Figure 1. From now on we use the notation that represents the torus link and represents the -cable of the positive trefoil knot, both with oppositely oriented components.
We can compute the link Floer homology group for every link in Theorem 1.3; and then also of their mirror images using the formula
[TABLE]
for every , which is proved in [13].
Proposition 1.4**.**
We have that
[TABLE]
As far as we know this is the first time that this homology group has been computed completely. Furthermore, we obtain that is different for every link in Theorems 1.2 and 1.3 and this implies that link Floer homology detects each nearly fibered link of Seifert big genus one, confirming some results of Binns and Dey in [2] and Binns and Martin in [3].
The paper is organized as follows: in Section 2 we prove Theorem 1.3, separating the case of split and non-split links. Finally, in Section 3 we present our table of genus one nearly fibered links and we explain the proof of Proposition 1.4.
Acknowledgements
AC has a CIRGET post-doctoral fellowship at the Université du Québec à Montréal. IM is supported by the Knut and Alice Wallenberg Foundation through the grant KAW 2021.0191, and by the Swedish Research Counsil through the grant number 2020-04426, as a postdoctoral researcher at Uppsala Universitet. We are both grateful to the Alfréd Rényi Institute of Mathematics in Budapest for its hospitality during the semester on "Singularities and low-dimensional topology", and for the support from the Élvonal (Frontier) grant KKP126683 (given by NKFIH). We thank Steven Sivek for a helpful conversation, and the referee for their corrections.
2 Proof of the main result
2.1 Split links
Suppose that is as in Theorem 1.3 and is a split link; in this case, we can write for some links and . We recall that the link Floer homology of a disjoint union, see [14, 4], satisfies the following relation
[TABLE]
This implies that
[TABLE]
since the top-Alexander grading rank cannot be zero by definition, we have that
[TABLE]
and then is fibered for , see [5, 11]. Moreover, it has to be the case that and (up to relabelling); and a big genus one fibered link is either a trefoil or a figure-eight knot or a Hopf link from Theorem 1.1, while it is a classical result that the only big genus zero fibered link is the unknot. This proves the first part of Theorem 1.3.
2.2 Non-split links
The first step in this case is the following lemma.
Lemma 2.1**.**
A non-split link such that has at most two components.
Proof.
Say is a surface that realizes the Seifert big genus . A quick computation shows that , where is the number of components of and the number of connected components of . Hence, since and are both non-negative, we have that either
[TABLE]
In the first case has connected components , each one with a knot as boundary; this implies that are all diffeomorphic to disks (up to relabelling) and then has unlinked unknotted components. This is a contradiction, since is non-split, unless .
In the second case has connected components , each one with a knot as boundary except one of them which is an annulus; this implies that are again diffeomorphic to disks (again up to relabelling) and, in the same way as before, we obtain that . ∎
Here, we pass to sutured Floer homology, as defined by Juhász in [9]. We recall that a balanced sutured manifold is a pair , where is a compact oriented 3-manifold with boundary and with no closed components, and the sutures are oriented -manifolds, meeting each boundary component, that divide the boundary into two subsurfaces and , such that . Similarly to the link case, balanced sutured manifolds can be presented by multi-pointed Heegaard diagrams, and then sutured Floer homology is constructed in the same way and as a generalization of the hat version of Heegaard Floer homology; it assigns to a finitely generated vector space which splits along relative structures. The main advantage of the sutured Floer viewpoint is its neat behavior under sutured manifold decomposition.
In the case of links, we refer to a link complement with a pair of (oppositely oriented) meridional sutures on each boundary component as the sutured link complement . This way we have an isomorphism where the Alexander multi-grading is recovered by evaluations of relative structures on particular surfaces bounded by components of ; in particular, for the collapsed Alexander grading we use a Seifert surface of . Furthermore, looking at the sutured Seifert surface complement , the corresponding subspace is exactly the top Alexander grading summand .
Returning to our analysis of non-split links, we have from Lemma 2.1 that bounds an annulus in , and by assumption is of rank 2. Now, to understand our we follow the argument of Baldwin and Sivek from [1, Section 5], which, in turn, relies on the properties of link complements with rank-2 sutured Floer homology [10] and some classical facts about -space knots. We get, as in [1, Theorem 5.1], that up to reversing the orientation , whose boundary is a torus, is identified with , where is either the unknot or the positive trefoil and the suture is given by two parallel simple closed curves on oppositely oriented and with slope 2.
The idea now is to show that is actually isotopic to , the -cable of with oppositely oriented components, up to mirroring. This will complete the proof of Theorem 1.3.
Proposition 2.2**.**
Up to reversing the orientation, the complement is diffeomorphic to . Furthermore, there is such a diffeomorphism for which with , where and are longitudes for and respectively.
Proof.
The manifold is obtained by gluing up the thickened annulus along to . Such a gluing is determined by the attaching regions: the two parallel annuli complementary to a neighborhood of the sutures . Therefore, using again [1, Theorem 5.1] we get that is diffeomorphic to the 3-manifold given by attaching to along , which is precisely . We denote this diffeomorphism by and we observe that is an annulus whose boundary is .
For the second part of the statement, we note that by the definition of longitude one has ; and also because is orientation preserving. Hence, we can write
[TABLE]
which implies for ∎
Remark 2.3**.**
It is known that the Gordon-Luecke theorem does not hold for links: there is an infinite family of links, obtained by performing annular twisting on the Whitehead link, which have diffeomorphic complements but are all non-isotopic. Proposition 2.2 is then by itself not enough to show that is isotopic to . Since we are considering a link which bounds an embedded annulus in , this could also be proved using the topology of the cabling construction; nonetheless, in this paper we decided to include a more direct proof.
Our strategy continues as follows: we are going to prove that the diffeomorphism from Proposition 2.2 preserves the peripheral system of ; and since the latter is known to be a complete isotopy invariant of links [17], this is enough to prove Theorem 1.3. We then need the following two lemmas.
Lemma 2.4**.**
A link whose complement is diffeomorphic to the one of , through a diffeomorphism which preserves the longitudes, has linking number equal to .
Proof.
Since preserves the longitudes , we have that and have diffeomorphic [math]-surgeries (with respect to the framings given by and . Then one has
[TABLE]
∎
Let us denote the meridians of and by and respectively for . Since is an orientation preserving diffeomorphism we should have
[TABLE]
for some .
Lemma 2.5**.**
If the link and the diffeomorphism are as previously defined then we have and then also preserves meridians.
Proof.
Proposition 2.2 and Lemma 2.4 imply that the -surgery on is diffeomorphic to . Therefore, after applying two slam-dunks as in Figure 2, see [6] for the precise definition, we have the following relation
[TABLE]
which implies a contradiction unless either or , but in the latter case we can repeat the same argument to obtain
[TABLE]
which is again a contradiction. ∎
Proving that preserves both meridians and longitudes means exactly that the peripheral system of is invariant under and this concludes the proof of Theorem 1.3, as we mentioned before.
3 Computation of the link Floer homology groups
We compute for any of the links in Theorem 1.3. It can be observed from Table 1 that all such links have different homology and then their isotopy class is determined by .
The homology groups of the mirror images and the split links are computed using Equations (1.4) and (2.1), starting from of the links in Theorem 1.1 which can be found in [13]. The homology of is also found in literature [14]; hence, we are only left to discuss how to compute .
We start by computing the multi-graded link Floer homology group , where this time the -cable of the trefoil knot has components oriented in the same direction. Such a link is an -space link and a cable of an -space knot and then we can use the following result.
Theorem 3.1** (Gorsky-Hom [7]).**
Suppose that is an -space knot in ; then the -cable of is an -space link for every coprime such that and .
Furthermore, the homology group is completely determined by and the Alexander polynomial of .
In our case we have and . Since the hypothesis of the theorem are satisfied. The formulae in [7, Theorem 3] express in terms of the -function of , another link invariant introduced in [8] which as expected is also determined by the Alexander polynomial; moreover, in [7, Lemma 4.5] it is also explained how to compute from .
Finding the -function of an -space knot is very simple, given the structure of the knot Floer chain complex of this family of knots (see [15]), and in fact we can immediately write
[TABLE]
Plugging such values of into [7, Theorem 3] yields
[TABLE]
Now, in order to compute the homology of we need the following formula [13, Proposition 11.4.2], which relates the link Floer homology group of links where the orientation of one component differs: suppose that has -components, and let be the oriented link obtained from by reversing the orientation of its -th component . Then
[TABLE]
Applying Equation (3.1) to we then obtain
[TABLE]
and it is now easy to check that, collapsing the Alexander grading as in Equation (1.1), the group is precisely the one appearing in Table 1.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] F. Binns and S. Dey, Rank bounds in link Floer homology and detection results , arxiv:2201.03048.
- 3[3] F. Binns and G. Martin, Knot Floer homology, link Floer homology and link detection , ar Xiv:2011.02005.
- 4[4] A. Cavallo, The concordance invariant tau in link grid homology , Algebr. Geom. Topol., 18 (2018), no. 4, pp. 1917–1951.
- 5[5] P. Ghiggini, Knot Floer homology detects genus-one fibred knots , Amer. J. Math., 130 (2008), no. 5, pp. 1151–1169.
- 6[6] R. Gompf and A. Stipsicz, 4 4 4 -manifolds and Kirby calculus , Graduate Studies in Mathematics 20, American Mathematical Society, Providence, RI, 1999, pp. xvi+558.
- 7[7] E. Gorsky and J. Hom, Cable links and L 𝐿 L -space surgeries , Quantum Topol., 8 (2017), no. 4, pp. 629–666.
- 8[8] E. Gorsky and A. Némethi, Lattice and Heegaard Floer homologies of algebraic links , Int. Math. Res. Not. IMRN, (2015), no. 23, pp. 12737–12780.
