The intrinsic topological nature of the Poincar\'e series of a plane curve singularity
Patricio Almir\'on, Julio-Jos\'e Moyano-Fern\'andez

TL;DR
This paper explores the algebraic and topological properties of the Poincaré series of plane curve singularities, revealing its intrinsic connection to the link's Alexander polynomial through factorization and resolution graph analysis.
Contribution
It introduces new factorization theorems for the Poincaré series, providing an algebraic method to compute it and offering a novel proof of its equality with the Alexander polynomial.
Findings
Factorization theorems for Poincaré series based on semigroup values
Algebraic computation of Poincaré series from dual resolution graph
Proof of the coincidence between Poincaré series and Alexander polynomial
Abstract
In this paper we provide some factorization theorems of the Poincar\'e series of a plane curve singularity depending on some key values of the semigroup of values of \(C\). These results yield an iterative computation of in purely algebraic terms from the dual resolution graph of . On the other hand, Campillo, Delgado and Gusein-Zade showed in 2003 the equality between and the Alexander polynomial of the corresponding link . Our procedure supplies a new proof of this coincidence. More concretely, we show that our algebraic construction can be translated to the iterated toric structure of the link . Additionally we show that the semigroup algebra can be defined from the fundamental group of the link exterior in the irreducible case. This gives in particular a conceptual reason for the coincidence of and .
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Taxonomy
TopicsAdvanced Differential Equations and Dynamical Systems · Algebraic Geometry and Number Theory · Polynomial and algebraic computation
The intrinsic topological nature of the Poincaré series of a plane curve singularity
Patricio Almirón
and
Julio-José Moyano-Fernández
Instituto de Matemáticas
Universidad de Granada
18001, Granada, Spain.
Universitat Jaume I, Campus de Riu Sec, Departamento de Matemáticas & Institut Universitari de Matemàtiques i Aplicacions de Castelló, 12071 Castellón de la Plana, Spain
Abstract.
In this paper we provide some factorization theorems of the Poincaré series of a plane curve singularity depending on some key values of the semigroup of values of . These results yield an iterative computation of in purely algebraic terms from the dual resolution graph of . On the other hand, Campillo, Delgado and Gusein-Zade showed in 2003 the equality between and the Alexander polynomial of the corresponding link . Our procedure supplies a new proof of this coincidence. More concretely, we show that our algebraic construction can be translated to the iterated toric structure of the link . Additionally we show that the semigroup algebra can be defined from the fundamental group of the link exterior in the irreducible case. This gives in particular a conceptual reason for the coincidence of and .
Key words and phrases:
Plane curve singularity; Poincaré series; Alexander polynomial; algebraic link; dual resolution graph.
2020 Mathematics Subject Classification:
Primary: 14H20; Secondary: 32S05, 14B05, 57K14.
The first author is supported by Spanish Ministerio de Ciencia, Innovación y Universidades PID2020-114750GB-C32 and by the IMAG–Maria de Maeztu grant CEX2020-001105-M / AEI /10.13039/501100011033, through a postdoctoral contract in the ‘Maria de Maeztu Programme for Centres of Excellence’. The second author was partially supported by MCIN/AEI/10.13039/501100011033 and by “ERDF – A way of making Europe”, grant PGC2018-096446-B-C22, as well as by Universitat Jaume I, grants UJI-B2021-02 and GACUJIMA/2023/06.
Contents
1. Introduction
Let be a germ of complex plane curve singularity with branches. Campillo, Delgado and Kiyek [CDK94] attached a series
[TABLE]
where, for every , the ideal defines a multi-index filtration associated to the valuation at the local ring of , and and . Observe that is formal power series if is irreducible, i.e. if , and a polynomial if . The dimensions of the -vector spaces are finite and depend on the value semigroup of , see e.g. [Moy15, (3.5)].
The interest of this series—called for brevity the Poincaré series of —became apparent when Campillo, Delgado and Gusein-Zade [GDK99] proved its coincidence with the zeta function of the monodromy transformation of an irreducible singularity. They developed a research line to compute the Poincaré series through some invariants of the singularity, not only for plane curves [GDK99, CDG03, CDG03a, CDG07] (even in a motivic setting [CDG07]; see also [Moy22]) but also for rational surface singularities [CDG04] and curves on them [CDG05]. In these papers, they proposed alternative definitions for involving techniques of integration with respect to the Euler characteristic, which led to an A’Campo type formula [CDG03a, Theorems 3 and 4] in terms of the dual graph of the minimal embedded resolution of the singularity, namely
[TABLE]
This formula à la A’Campo seamlessly blends information which can be read either from the topology or from the algebraic point of view, namely: From the topological side, the Euler characteristic of the smooth part of the irreducible component of the exceptional divisor created in the resolution process and, from the algebraic side, the valuation of the points of the dual graph Moreover, the well established relation between and the linking invariants of the algebraic link in the –sphere with radius small enough, allowed them to apply a result by Eisenbud and Neuman [EN85, Theorem 12.1] in order to deduce the connection between and the Alexander polynomial of :
[TABLE]
However, it seems as though this outcome is merely a fortuitous occurrence resulting from two a priori unrelated mathematical entities; paraphrasing the own authors, “up to now this coincidence has no conceptual explanation. It is obtained by direct computations of both objects in the same terms and comparison of the results” [CDG15, p. 450]; see also [CDG16, pp. 271–272]. To date, this sentence is still valid and one of the aims of this paper is to provide a new proof of this coincidence which proposes a conceptual explanation for it.
The main contribution of this paper is to give a purely algebraic proof of some factorization theorems of the Poincaré series of depending on key values of the semigroup which can be read off from the dual resolution graph associated to . The description of the link associated to as an iterated cabling operation naturally produces a Mayer-Vietoris decomposition which allows to prove decomposition theorems of the Alexander polynomial as in Eisenbud-Neumann [EN85] and Sumners-Woods [SW77]. Thus, our results can be understood as the algebraic analogues of those purely topological results; as a consequence, they provide a natural setting to extend our results to more general situations from the valuative point of view.
1.1. Summary of our approach
The value semigroup of an irreducible plane curve singularity is a complete intersection numerical semigroup, which means that it can be constructed from a process called gluing [Del76] (see also Section 4.2). The link is in this case an iterated torus knot. The main idea behind our approach is to realize that the gluing construction of the value semigroup of an irreducible plane curve singularity mimics the construction leading to the description of as an iterated torus knot. More concretely, the satellization process describing the iterated toric structure of is in one-to-one correspondence with the gluing construction in the value semigroup. Thus, one can see the algebraic operation as a topological operation. This fusion between algebra and topology gives us the hint that a purely algebraic recursive computation of the Poincaré series may provide the conceptual explanation to its coincidence with the Alexander polynomial. Therefore, our main result provides a purely algebraic recursive computation of the Poincaré series.
Our starting point is then to set aside the application of the Eisenbud-Neumann Theorem [EN85, Theorem 12.1] and deepen on the algebraic calculations. To do so, the first step (Theorem 4.1) is to write the Poincaré series as a product
[TABLE]
where the factors depend on relevant vertices of the dual graph, which are the so-called star points and the fist vertex of the dual graph (cf. Subsection 2.1.1). This yields a pure algebraic, valuative expression for the Poincaré series.
In view of the expression ( ‣ 1.1), the second step is to establish a suitable ordering of those relevant vertices of which makes it possible to compute the Poincaré series in an iterative way. This ordering will base on a one-to-one correspondence between the star points of the dual graph and the topologically relevant exponents of the Puiseux series of the branches of the curve. Since we are interested in the topological properties of the curve, we first define a topological Puiseux series for each of the branches, which provides us a simplified expression encoding the necessary information (Section 3.2). The ordering of the star points will only depend on the minimal generators of the value semigroups of every branch and the contact between the branches. As a consequence, this ordering yields a canonical ordering in the blowing-ups centers of the minimal embedded resolution of the plane curve. Moreover, this allows us to define a sequence of plane curves depending on the ordered star points (cf. Subsection 3.4.1) which approximate so that the last curve in that sequence is
Now, in a third step, we provide a method to compute the Poincaré series of each approximating curve from the series of the previous approximating curve as products of the form
[TABLE]
where the polynomials are defined in (4.2) and the “” depend on the contact between branches and the minimal generators of the individual semigroups of the branches (cf. Section 4.2). These polynomials arise naturally following the ordered multiplicity sequence provided by the suitable order of the blowing-ups centers of the minimal embedded resolution of the plane curve (Remark 4.6). This recursive expression yields a purely algebraic procedure to compute iteratively the Poincaré series . Moreover, this expression provides the announced decomposition theorems of the Poincaré series. Observe that up to this point, only algebraic methods have been used and they could be naturally extended to more general contexts.
In the fourth and last step, we show that this purely algebraic, iterative construction can be translated step by step to the iterated toric structure of the link, confirming the guess motivated by the construction in the irreducible case. To do so, we show first that, in the irreducible case, we can construct the semigroup algebra associated to the semigroup of values from the fundamental group of the knot exterior (Section 5.2). Second, we observe that our ordering in the set of branches is equivalent to the study of the algebraic link from its innermost to its outermost component; it contrasts with the customary description of the Waldhausen decomposition, which uses to be formulated from outermost to inner (see also [Trá03]). This is not at all surprising, as the study of the closed complement of the link “from outer to inner” is the natural point of view, appropriate to obtain such a decomposition. We recall here that the vertices of the plumbing diagram correspond to Seifert pieces in the Waldhausen decomposition of the link exterior [EN85, Section 22].
The ordering from innermost to outermost is imposed by the algebraic construction, otherwise it is inconvenient to produce the iterative procedure to compute the Poincaré series. This is reasonable, since we are studying the algebraic properties of the link, and not a priori those of its exterior. Here we find the ultimate reason to avoid the theorem of Eisenbud and Neumann: their splicing construction perfectly allows to describe the Waldhausen decomposition, hence this is closer to the perspective of the link from its exterior. A posteriori, one might check with a bit of effort that both procedures encode the same information, but the connection between the algebra and the topology will be lost.
A crucial point in the fourth step is the work of Sumners and Woods [SW77]. They indicate a recursive way to compute the Alexander polynomial of once the components are ordered as in our case. Then, we can show that each step in our procedure coincides with the topological description. As a consequence, we can provide a recursive proof of the coincidence between and without using the results of Eisenbud-Neumann [EN85], hence without topological guidance. Incidentally, thanks to our algebraic procedure we provide a more explicit expression of the Alexander polynomial in the case of more than three branches than the one given by Sumners and Woods [SW77, Section VII]. Besides, our recursive argument has the advantage that it reveals an intrinsic topological nature of the algebraic operation, as the title of this paper aims at pointing out.
1.2. Outline
We will now indicate the parts of the manuscript where each of the above steps, as well as the necessary auxiliary results, are realized.
Whereas Section 2 is devoted to introduce the main tools (and notation) which are imperative to understand the remainder of the article (Puiseux series, embedded resolutions of the curve and their dual graphs in Subsection 2.1, the Noether formula 2.2, and both the value semigroup and the extended semigroup in Subsection 2.2), the technical core of the proofs in Section 4 lies in Section 3; observe that Section 4 encloses the first, and third steps explained above; the second step is cleared in Section 3, and the last step is given in Section 5.
Indeed, in Subsections 3.1 and 3.3 we recall the main results about maximal contact values and the values of the star points attached to the dual graph of the minimal embedded resolution of . Subsection 3.2 is devoted to define the topological Puiseux series of the branches. The above mentioned second step is solved in Section 3.4: here we define the ordering on the set of star point in the dual graph and the sequence of approximating curves of ; in addition, this subsection gives a detailed description of how to construct the sequence of the approximating curves that will allow us to prove the iterative computation of their Poincaré series.
Section 4 starts with the definition of the Poincaré series of the curve. After, we work out the first step, namely the proof of ( ‣ 1.1) in Theorem 4.1. Subsection 4.2 addresses the step-by-step method of the recursive computation of the Poincaré series, cf. ( ‣ 1.1). First of all we recall the irreducible case in Proposition 4.3, and then we prove the two base cases, in which the only approximating curve is the curve itself (Proposition 4.4 and Proposition 4.5). Eventually in Subsection 4.2.3 we present the general process, which completes the third step.
Section 5 focuses on topology: We review the topological counterpart of the algebraic constructions of the previous sections. First we describe the process of satellization for the construction of an algebraic link attached to a curve. Second we present the gluing operation as a topological feature in the irreducible case. Then we describe its generalization to reducible curves following the exposition by Sumners and Woods [SW77]; here we supply further details missing in their exposition.
A closing, short section with historical remarks has been included for the convenience of the reader.
1.3. General assumptions and notation
We will denote by the set of nonnegative integers. The cardinality of a finite set will be denoted by . For an element of a ring , we will write the principal -ideal generated by .
We understand for a curve a germ of holomorphic function with isolated singular point at [math]. We will write and say that is a curve given by a power series , where stands for the ring of convergent power series (in two indeterminates and ). We will assume (hence ) to be reduced. If is not irreducible, the factorization with if into irreducible germs induces irreducible curves (given by the factors ) called branches of . We will write . We set .
A parametrization of a branch at [math] is given by power series such that and, if satisfy , then there is a unique unit such that and . We define therefore the intersection multiplicity of two branches as the total order of one curve on the parametrizations of the branches of the other curve, namely
[TABLE]
we will omit the dependence on [math] in the writing if this is clear from the context.
A branch of a curve can be parametrized by a Puiseux series, which we understand as a formal power series with rational exponents of the form
[TABLE]
for . We agree to have a sort of normal form for the Puiseux series by taking exponents with common denominator coprime to ; this is called the polydromy order of the series.
Acknowledgements. The authors wish to express their gratitude to Prof. Félix Delgado de la Mata for many stimulating conversations and helpful suggestions during the preparation of the paper.
2. Invariants associated to a resolution of plane curve singularities
Let be an irreducible power series defining a plane branch The origin of the Puiseux series goes back to Newton: he looked for solutions of a polynomial equation clearing as a function of and approximating successively; the th step of his algorithm reads off as
[TABLE]
where and for every . The couples are called the Newton pairs of . Puiseux extended the Newton method to reducible curves and condensed Newton’s writing into a formal power series with fractional exponents: the approximations turned to be partial sums of a power series
[TABLE]
The couples are called the Puiseux pairs of for every branch of . They are related to the Newton pairs by the recursion . It is well known that there are only finitely many topologically meaningful terms in the Puiseux development, therefore we will assume without loss of generality that a branch has a Puiseux expansion of the form
[TABLE]
If we now consider a non-irreducible reduced power series defining a plane curve with branches , then we will assume that all the Puiseux developments are of the form
[TABLE]
for sufficiently large with . This means that we may have some branches satisfying . Moreover, all along this paper we will assume an ordering in the (set of) branches of a plane curve as follows.
Suppose that all the Puiseux developments coincide up to the term so there exists at least one branch whose Puiseux development is different at the ()-th term. Without loss of generality we have then
[TABLE]
Recursively, if with and is a subset of branches whose Puiseux developments coincide up to a term and at least one of them is different at , then
[TABLE]
Example 2.1**.**
Observe that this ordering in the set of branches depends on the choice of the Puiseux series and it may vary on the topological class. Consider the curve where the Puiseux series of the branches are and and with Puiseux series and . It is easy to see that and are topologically equivalent, but the branches of are good ordered and the branches of are not.
Since we are interested in the study of the topological class, we will introduce in Subsection 3.4 a refinement in the good order of the set of branches which is canonical in the equisingularity class of the curve and that does not depend on the choice of the Puiseux series of the branches.
2.1. Embedded resolution of plane curves
Let be a (complex) plane curve singularity given by the equation , where and is the equation of the branch for every . Consider a simple sequence of blowing-ups of points whose first center is :
[TABLE]
here simple means that we only blow-up points , for , belonging to the exceptional divisor created last. The cluster of centers of will be denoted by Recall that the pull-back of is called the total transform of by The strict transform of is defined to be , where the bar denotes the Zariski closure. Each center is assigned to an intersection multiplicity with the strict transform of at . Recall also that the strict transform resp. the total transform of at is resp. , where denotes the blowing-up of . If we write for the first neighborhood of [math], then the -th neighborhood of [math] is defined as the set of points on the first neighborhood of any point on the -th neighborhood of [math] for any . The points in any neighborhood of [math] are called points infinitely near to [math], and we denote the set of them by . Also, is endowed with a natural ordering: we write whenever is infinitely near to .
For every we denote by the exceptional divisor on obtained by blowing-up . For we say that a point is proximate to , written , if belongs to the strict transform of the exceptional divisor obtained by blowing-up . We say that and are satellite if is proximate to two points of ; otherwise we say that they are free.
Every point in is associated to two integer values corresponding to the intersection multiplicities of both the strict and the total transform at that point. The multiplicity of at a point is defined to be . On the other hand, we call the value of at to . Observe that a curve goes through if and only if . We will denote by the set of infinitely near points to [math] lying on . Obviously, the set is an infinite set with finitely many satellite points and points with multiplicity strictly bigger than 1 (see [Cas00, Chapter 3] for a more detailed treatment).
Moreover, thanks to the proximity relations [Cas00, Theorem 3.5.3] one can compute the values (and multiplicities) recursively with the aid of Noether’s formula (cf. [Cas00, Theorem 3.3.1]).
Proposition 2.2**.**
(Noether’s Formula) Let be germs of curve in [math]. The intersection multiplicity is finite if and only if and share finitely many points infinitely near to [math], and in such a case
[TABLE]
2.1.1. The dual graph of the minimal embedded resolution of
It is customary to provide the minimal embedded resolution in form of a weighted graph called the dual (resolution) graph of the embedded resolution. The vertices (or points) of represent the components of the total transform of the curve i.e. both the irreducible components of the exceptional divisor of and the strict transforms of the branches of ; in the latter case they are depicted by arrows. Abusing of notation, we will write the vertex corresponding to the branch as . Two vertices (or a vertex and an arrow) of are connected by an edge if the corresponding components intersect. The resulting graph is an oriented tree, with starting point (i.e. the starting divisor of the resolution) denoted by . For , the geodesic in joining with the arrow corresponding to will be denoted by . The set of vertices of the graph can be endowed with a partial ordering: we set if and only if the geodesic in from the vertex to the vertex passes through the vertex . Figure 2.1 shows how the dual graph of a reducible curve looks like.
The dual graph is labeled as follows. For with , let be the number of vertices (or arrows) in connected with . The valence may be different from in some special situation explained in a paragraph below. The points with are called ordinary, those with are the end points of the graph, and those points satisfying are said to be star points; star points will be denoted by . The set of end points of will be denoted by (we let drop the dependence on out in the notation for the sake of simplicity).
An arc in the graph is a sequence of vertices connected each other in a consecutive order and satisfying that all its vertices are ordinary up to the extremes, i.e. a geodesic joining two nonordinary points. A dead arc (or tail) of is an arc with one end point. Hence the tail of corresponding to the end vertex consists of all vertices with . The set of dead arcs is denoted by . The extreme of a dead arc will be denoted by , and called dead end. For every end point of , there is a nearest star point such that .
A star point is said to be proper if it does not belong to any dead arc or it does with . The set of proper star points will be denoted by , and a proper star point will be denoted by (the letter is kept for star points in general).
A vertex is said to be a separation point of the graph if there exist two branches and of the curve such that , , and is the maximal vertex with these properties; we will also say that is the separation point between the branches and . The first (i.e. minimal) separation point of will be written ; in other words, is the last point in . Observe also that the separation points are proper star points. By convention, is the number of edges (or arrows) incident in plus one, so that , in the case .
We can describe the set of proper star points in an alternative way: consider the “smooth part” of the component i.e. minus intersection points with other components of the total transform of the curve . The cardinality of the set of connected components of the complement is denoted by . Observe that
[TABLE]
The number is related to in the following manner: if with , then
[TABLE]
Moreover, in the first situation, and in the second one.
From this discussion it is easily deduced that the set of proper star points is
[TABLE]
2.2. The semigroup of values of a plane curve
Let be a (reduced) germ of complex plane curve singularity with equation .
For every branch there is a discrete valuation associated to the local ring of the branch. This valuation can be defined as the intersection multiplicity at the origin. Therefore, we have a multivaluation, say in the local ring of the plane curve defined as for The semigroup of values of (or ) is the additive submonoid of defined by
[TABLE]
we write if no risk of confusion arises. The semigroup has a conductor which is defined to be the minimal element of such that whenever .
2.2.1. The irreducible case.
In the case of we have a single branch, and the semigroup of values is a numerical semigroup whose minimal generating set is finite and can be computed from the characteristic exponents of , [Zar06]. First of all, let us recall the definition of the Puiseux characteristics of the branch. The Puiseux characteristics is a finite sequence of natural numbers defined as follows: let be the set of multiples of , and set , and recursively
[TABLE]
The finite sequence given by the is called the -sequence. According to these numbers, the Puiseux series of the branch can be decomposed as
[TABLE]
Assume that has characteristic exponents and write for Let us define
[TABLE]
Remark 2.3*.*
This recursion provides a relation between the elements and the Puiseux pairs.
The semigroup is minimally generated by the elements i.e.
[TABLE]
It is customary to call the elements the maximal contact elements (or values) of ; this terminology comes from the fact that they coincide with the intersection multiplicities of a certain truncation of the Puiseux series of , as we will see in Subsection 3.1.
The main combinatorial properties of the semigroup of values of a plane branch are the following (see e.g. [Zar06]:
- (1)
for 2. (2)
for 3. (3)
If then can be written in a unique way as with and for .
In addition, the value semigroup is symmetric, i.e. if and only if The symmetry property is the combinatorial counterpart of the Gorenstein property of the local ring of the branch [Kun70].
2.2.2. The case of several branches
If the semigroup of values is no longer finitely generated, but it is finitely determined (see [Del87, CDG99]); moreover, . Before continuing let us establish some notation:
Notation 2.4**.**
For an index subset we set and for the plane curve with equation . We denote by the projection on the indices of , and . Finally, for each we write
We will assume that is partially ordered: For ,
[TABLE]
Some elementary properties of the semigroup of values are the following (see [Del87]):
- (1)
If , then
[TABLE] 2. (2)
If and with , then there exists an such that and for all , with equality if . 3. (3)
The semigroup has a conductor, i.e. there exists an element such that .
Now, for a given and an index subset , we set
[TABLE]
[TABLE]
The sets are important in order to define those key elements of which allow us to extend the symmetry property viewed in the irreducible case. An element is called a maximal element of if If, moreover, for all such that , then is said to be absolute maximal. On the other hand, if is a maximal and if for all such that , then will be called relative maximal. It is easily checked that the set of maximal elements of is finite.
We would like to emphasize that, by definition, the element is absolute maximal if and only if there exist absolute maximal elements and such that . An absolute maximal element that cannot be decomposed as the sum of two nonzero elements of is said to be an irreducible absolute maximal. As a consequence, any absolute maximal can be decomposed as a sum of irreducible absolute maximal elements.
To finish, observe that the semigroup is also a symmetric semigroup [Del88] in the following sense: if and only if .
2.3. The extended semigroup
The values are orders of germs at the origin of , where denotes a parametrization of for every and is an element of the ring of germs of holomorphic functions at the origin in ; this allows us to write
[TABLE]
Campillo, Delgado and Gusein-Zade [GDK98] considered an extension of the value semigroup which they called the extended semigroup associated to : this is the subsemigroup of consisting of all tuples
[TABLE]
for every with for all .
They showed that the set may be endowed with the structure of semigroup. Although depends on the choice of the parametrizations of the branches of , this is not an issue if one considers isomorphism classes induced by invertible changes of coordinates, as described in [GDK98, Remark 2].
The relation between and is given by the surjective homomorphism defined by \mathrm{pr}\big{(}(\underline{v}(g),\underline{a}(g))\big{)}=\underline{v}(g). The sets for every are called fibres of . Therefore
[TABLE]
The extended semigroup will help to the understanding of the proof of Theorem 4.1.
3. Star points: the topological guides in the dual graph
In the case of an irreducible plane curve, the minimal generators of the semigroup are ordered by the inequalities
[TABLE]
This ordering in the generators of the semigroup induces a total order in the star points in the dual graph and thus a canonical sequence of approximating curves. Unfortunately, in the non-irreducible case, since the semigroup is finitely determined, a priori there is no canonical order in the elements that determines the semigroup.
Following the idea of the irreducible case, we will translate the problem of ordering the values determining the semigroup in terms of ordering the star points in the dual graph. In this section we will present a canonical total order of the star points of the dual graph of a plane curve with several branches. This constitutes the foremost algebraic tools in order to provide the iterative construction of the Poincaré series in Section 4.
The core of this section is to precisely describe a distinguished Puiseux series associated a plane curve expressed in terms of the star points of the dual graph of From this Puiseux series, we will provide a canonical total order in the star points This total order in the star points is key to provide an ordered sequence of approximating curves to ; these will play a central role in Subsection 4.2.
3.1. The maximal contact
We first recall the interpretation of both the minimal generators of the value semigroup of a branch and the irreducible absolute maximal elements —for curves with several branches— in terms of intersection multiplicities. In both cases, the values associated to those elements are called maximal contact values. We follow the exposition of Delgado [Del87, Del94].
For an irreducible curve , let be the branch whose Puiseux series coincides with the following truncation of the Puiseux series of
[TABLE]
The germs have the property that their intersection multiplicity with the curve is exactly the –th generator of the semigroup of values . More generally, any satisfying will be called a maximal contact element of genus with .
Consider now a plane curve with branches; for each let us denote by the Puiseux exponents and the maximal contact values of a branch Let us denote by the set of curves having maximal contact of genus with . We will say that has maximal contact of genus with if the following two assertions hold:
The set is non empty.
is maximal for the inclusion ordering, i.e. there exists no branch such that
The maximal contact values of a plane curve with branches can be explicitly computed from the maximal contact values of each of its branches and their intersection multiplicities. For each we set with the inclusion ordering. Define
[TABLE]
as in [Del87, (3.7)], given , for we check that
[TABLE]
Write ; the set of maximal contact values is
[TABLE]
With the above notation, the branches of appear as curves with maximal contact of genus with , and obviously since . Usually, we will use the maximal contact elements that are finite, i.e.
[TABLE]
The following result ([Del87, (3.18)]) provides the announced identification of the maximal contact values and the irreducible absolute maximals of the semigroup of values.
Theorem 3.1** (Delgado).**
* is irreducible absolute maximal if and only if is a maximal contact value.*
If the curve has only one branch, an irreducible absolute maximal element is nothing but a minimal generator of the semigroup of values. However, the generation of the semigroup of a curve with several branches from the irreducible absolute maximal elements is more subtle and one needs to exploit all the combinatorial properties of the semigroup (see [Del87] and [CDG99]).
3.1.1. The contact pair
According to [Del94, (1.1.3),(1.1.4)], the contact pair of two (irreducible) branches and can be defined as follows. Let resp. be the maximal contact values resp. the -sequence associated to the branch . Let be the minimum integer such that
[TABLE]
setting and if necessary. Write resp. for the integer part of resp. of . We distinguish three complementary cases:
If , then there exists an integer with such that
[TABLE]
In this case and .
If and , then . Recall that, if , then and, if then .
Finally, if and , then .
Similarly, if we have branches , then the contact pair of these is defined to be
[TABLE]
where the minimum is understood to be with respect to the lexicographic ordering in . Obviously, for several branches this means that the Puiseux developments satisfy the previous conditions.
Remark 3.2*.*
The contact pair measures the number of free infinitely near points shared by the branches. Recall that the coefficients of the Puiseux expansion can be seen as the projective coordinates of the free points of the branch (see [Cas00, Proposition 5.7.1]).
3.1.2. Maximal contact elements in terms of the dual graph
For a point , a curvette at is defined to be a smooth curve germ in the resolution space, transversal to the irreducible component of the exceptional divisor in a regular point of the exceptional divisor . If is given by an element , and stands for the strict transform of by , we say that meets a subset of if is a regular point of for some ; furthermore, if meets and is smooth, then we say that becomes a curvette at .
Since the dual graph of a branch is known to have dead arcs, we write
[TABLE]
were the dead arcs are supposed to be ordered as , were is the number of blowing-ups needed to build the divisor , for any . Then the maximal contact values of the branches can be interpreted as intersection multiplicities as
[TABLE]
for any and . This means that has maximal contact of genus with if and only if becomes a curvette at the end point of . Moreover, becomes a curvette at the point if and only if
[TABLE]
for any . Following the exposition of Delgado [Del94, (1.2.1)], it can be shown that the maximal contact values can be realized by curvettes at the end points of or at ; indeed they can be read off in the dual graph as those elements in the set
[TABLE]
Observe that the points of whose values are elements in are those in . Moreover, they are —by definition— elements in the value semigroup , hence for the set of eq. (3.3).
3.2. Topological Puiseux series
In our context, we are interested in the topological equivalence of plane curves. This equivalence relation can be described in terms of the semigroups of the branches and their intersection multiplicity as remarked by Zariski (see also [Wal04, Proposition 4.3.9]):
Proposition 3.3**.**
[Zar71a]** Let be curve singularities. They are equisingular if and only if the following conditions holds:
- (1)
There is a bijection between the branches of and such that , and 2. (2)
For all , we have (if indexes the number of branches).
Proposition 3.3 yields a model of the Puiseux series to work with in terms of topological equivalence. In the case of (plane) branches, Proposition 3.3 implies that two branches are topologically equivalent if and only if their semigroups are equal; in particular, this means that they have the same Puiseux characteristics. Thus, if is a branch with Puiseux characteristics , then it is topologically equivalent to a branch with Puiseux series
[TABLE]
The Puiseux series of eq. (3.4) will be called the topological Puiseux series of the branch ; this obviously provides a relation between the Puiseux pairs and the Puiseux characteristics:
[TABLE]
If the curve is irreducible, the terms in the topological Puiseux series can be described in terms of the star points in the geodesic joining with the unique arrow in the graph, so that all the star points correspond with curves of maximal contact. For non-irreducible curves, we need to deal with the intersection multiplicities between branches in order to construct a topological Puiseux series associated to the equisingularity type of the curve.
We finish this section showing how to attach the topological Puiseux series to a plane curve, following the idea of the irreducible case. First of all, we need to characterize the contact pair in terms of the Puiseux series of the branches.
Proposition 3.4**.**
Let be two branches with contact pair Denote by the truncation of the Puiseux series of a branch up to order , and write for the integer part of , for . Consider also
[TABLE]
for . Then,
[TABLE]
and the series differ at the term ; in fact this is the first term in which they differ. Conversely, if two Puiseux series satisfy these conditions, then the corresponding branches have contact .
Proof.
By definition, if have contact pair , then their intersection multiplicity is . A straighforward application of Noether’s formula 2.2 (see also [Cas00, Sec. 5.7] allows us to conclude. ∎
Proposition 3.4 yields a tool to interpret the contact pair in terms of the Puiseux series. Thus, we are ready to present the topological Puiseux series of the branches of a curve.
Theorem 3.5**.**
Let be a curve whose topological type is described by the Puiseux exponents of every branch together with their contact pairs Then, there exists a plane curve singularity which is topologically equivalent to such that the Puiseux series of each branch is
[TABLE]
where for all and for all
Proof.
According to Proposition 3.3 it would be enough to show that and that From the expression of it follows straightforward that the Puiseux characteristics of are identical to the Puiseux characteristics of Therefore the equality follows from the relation between the Puiseux characteristics and the minimal generators of the semigroup (2.2). On the other hand, by Proposition 3.4 we have that from where we deduce the equality . ∎
From Theorem 3.5, we have a one-to-one correspondence between the terms in the topological Puiseux series and the star points in the geodesic to the arrow of the corresponding branch of the dual graph of We will refer to the truncation of the topological Puiseux series at a star point to the truncation up to the term defining the star point (including it); thus we will write the truncations as
[TABLE]
In the topological Puiseux series of a branch of a non–irreducible plane curve , two different types of Puiseux pairs appear: on the one hand, there are exactly Puiseux pairs for which , and for those we have that
[TABLE]
On the other hand, if two branches separate at a free point, then there are Puiseux pairs with satisfying the following:
[TABLE]
Remark 3.6*.*
The topological Puiseux series of the branches is a canonical representative of the topological class of . Since we are interested only in topological aspects, we will assume from now on that the Puiseux series of the branches of are topological Puiseux series.
Remark 3.7*.*
In [Trá03] Lé provides a way to define characteristic exponents for a Puiseux development of a non-irreducible plane curve. This allows to treat the Puiseux series of each branch as a “single parametrization”. In that case, one needs to consider a Puiseux parametrization of the form with However, the ordering in the set of branches defined by Lé is inverse to our ordering. We will provide further explanation of this fact in Section 5.
3.3. Values at the proper star points
As we have seen in the previous section, the set of maximal contact curves is enough to determine the equisingularity class of a branch, as it determines the minimal generators of the semigroup. In contrast to this case, we need further information to determine the equisingularity class of a non–irreducible curve; more precisely, we need to consider the values at the proper star points of the dual graph.
In the same spirit as done with the maximal contact values, we would like to remark that the values of the proper star points have also a geometrical interpretation. For , let resp. be the geodesic in joining the origin with the arrow corresponding to resp. The point with maximal weight in is called a separation point; then any proper star point is in fact a separation point.
According to the definition, we can distinguish among three different types of proper star points:
- (1)
is the star point associated to a –th dead arc of ; in this case 2. (2)
is an ordinary point on and ; in this case with 3. (3)
is an ordinary point on and a dead end in ; in this case .
The analysis of each of these three cases will provide the values at the proper star points we are looking for. For a start, assume we are in case (1), and let be such that for all we have and for any we have Then, Noether’s formula 2.2 (see also [Del94, Sect. 2.2] yields
[TABLE]
Next we assume the case (2); let be such that for all we have and for any we have Again Noether’s formula 2.2 (see also [Del94, Sect. 2.2] yields
[TABLE]
Finally, observe that the case (3) can be treated in the same manner as the case (2), since by Noether’s formula, the intersection multiplicity for the branches in will coincide with
In this way, we can define recursively values such that for some ; these values are the values attained by curvettes at the proper star points of and we have, analogously to the case of maximal contact values, that
[TABLE]
The set is called set of principal values (see [Del94, Sect. 2.2]) and obviously it contains all the necessary information to recover the equisingularity type of the curve. Moreover, Proposition 2.2.6 in [Del94] shows that
Proposition 3.8**.**
For each proper star point the corresponding appears times, where if belongs to a dead arc and otherwise.
Remark 3.9*.*
The discussion at the end of Subsection 2.1 shows that if and .
3.4. A guide tour through the star points
Let us denote by the set of star points of In this part, we introduce a total ordering in , which will induce a total ordering in the set of proper star points . Without loss of generality, we assume that the branches of are ordered by the good order of the topological Puiseux series of branches. Since the proper star points mark those terms of the topological Puiseux series in which two series differ (Theorem 3.5), the total order in the set of star points allows us to provide an ordered way to compare the topological Puiseux series of the different branches. Let us describe how this order translates into the dual graph of
We start with which is the first proper star point. By Theorem 3.5 this is the first term in the topological Puiseux series of the branches where at least two of them differ. Since is the first proper star point, it cannot be a dead end for any branch, hence we distinguish two cases:
(A) First, assume is the star point associated to the –death arc of some as in case (1) of Subsection 3.3. Let be the contact pair of the curve and define
[TABLE]
Since is a star point to the –death arc of some which we denote by we know that Let us denote by the end point of Thus, we define a partition of as follows:
- ()
if and only if 2. ()
and with if and only if is the separation point of ; 3. ()
setting , for we have and with if and only if is not the separation point of and
The packages will be called “singular packages” and the packages will be called “smooth packages”; see Figure 3.1.
Remark 3.10*.*
Observe that if with then if and then and for all we have
Lemma 3.11**.**
Under the previous notation, set . Assume that the branches are good ordered. Then, the singular packages are ordered as
[TABLE]
Moreover, without loss of generality we can set \big{\{}\kappa+1,\dots,\kappa+|I_{t+1}|\big{\}}=I_{t+1},\dots, \big{\{}\kappa+|I_{t+1}|+1,\dots,\kappa+|I_{t+1}|+|I_{t+2}|\big{\}}=I_{t+2} and \displaystyle\Big{\{}\kappa+\sum_{p=t+1}^{s-1}|I_{p}|+1,...,r\Big{\}}=I_{s}.
Proof.
We need only to check that the good order in the topological Puiseux series is compatible with the order in the packages defined by eq. (3.7). First, we show that the packages in are ordered following the good order in the topological Puiseux series.
As a consequence of Proposition 3.4, the topological Puiseux series of the branches in are exactly the same up to the terms which are strictly smaller than the term corresponding to and all of them differ at that term. Then, the first Puiseux pair in which they become different is of the form Therefore, if , then we need to check that
[TABLE]
Combining eq. (2.2) and eq. (3.7) we have
[TABLE]
Recall that is independent of for . Then it is easily seen that is independent of for . Hence the first Puiseux pair in which they become different is of the form , and we have
[TABLE]
this allows us to deduce the desired inequality
On the other hand, by the definition of the packages in the first term which is different in the topological Puiseux series of a branch in with respect to the topological Puiseux series of a branch not in is of the form with and the intersection multiplicity ; combining eq. (2.2) and eq. (3.7) as before we obtain
[TABLE]
Thus if and , then we have ∎
Moreover, we can also set \big{\{}1,\dots,|I_{1}|\big{\}}=I_{1}, \big{\{}|I_{1}|+1,\dots,|I_{2}|\big{\}}=I_{2},\dots, \displaystyle\Big{\{}\sum_{i=1}^{t-1}|I_{i}|+1,\dots,\kappa\Big{\}}=I_{t}; this holds because the term is equal for all Therefore, they trivially satisfy the good ordering in the topological Puiseux series. Furthermore, the topological Puiseux series of two branches and with and have different coefficients for the term Figure 3.1 describes the dual graph at this stage.
(B) Now, let us consider the case where is an ordinary point for all This case can be treated as the previous case if we consider . Observe that if is an ordinary point in the dual graph of all the branches then is a separation point. Therefore, we can define the partition of as if and only if Thus, the topological Puiseux series of all the branches are the same for order strictly less than . At the term , which—we recall—is independent of the series have a different coefficient if and only if they belong to a different package. The description of the dual graph is now easier:
Again, we can put \big{\{}1,\dots,|I_{1}|\big{\}}=I_{1}, \big{\{}|I_{1}|+1,\dots,|I_{2}|\big{\}}=I_{2},\dots, \displaystyle\Big{\{}\sum_{i=1}^{t-1}|I_{i}|+1,\dots,r\Big{\}}=I_{t}, since this is compatible with the good order.
Once we have ordered the packages at we shall continue decomposing each package until we arrive to a decomposition of packages with cardinal exactly one. There are two options: either there is at least one package with cardinal strictly bigger than one or all the packages have cardinal exactly one and then we are done. Assume that there is a package with cardinal strictly bigger than one. We will first consider the case where there is a package in with Furthermore, assume for simplicity that and abusing a bit of notation, let us denote the contact pair of the package as Let be the first proper star point of the dual graph of where is the curve defined by For we have now two different situations to be considered:
- (1)
Assume that is the star point associated to the –death arc of some and In this case, where is the end point of We proceed in the same way as in the case of to define a partition of The partition is defined and ordered as in the case of to do so, we have to take into account that plays the role of in the dual graph of Again by Lemma 3.11 we have that the ordering of the subpackages of is compatible with the good order in the topological Puiseux series.
- (2)
Assume that is an ordinary point for all , Then again the partition of is defined and ordered as in the case of All the packages generated in this partition are smooth packages.
Continuing with this process we will finally obtain an ordering of the first branches which is compatible with the good ordering of the set of branches induced by the topological Puiseux series. Once we finish with we repeat this process with each package of with In this way we obtain an ordering of the first branches which is compatible with the good ordering of the set of branches induced by the topological Puiseux series. Now we shall continue with the package As in the case of we only need to deal with the packages with cardinal strictly bigger than one. The procedure is the same as in the cases developed for After all the iterations, we obtain a partition of in packages of cardinal one such that the indexing of the packages is compatible with the good order induced by the topological Puiseux series in the set of branches.
Once the branches are ordered with this process, let us denote by the natural order induced by a geodesic in the vertices of . Let be the geodesic joining with the arrow corresponding to , and define
[TABLE]
Recursively, for we consider the geodesic joining with the arrow corresponding to and define
[TABLE]
From now on we will assume that the set of star points in is ordered by the relation as follows: if for some , then if and only if ; if and , then if and only if Obviously, produces a total order in by the construction of the sets
Summarizing, the set of star points is totally ordered and this order is compatible with the good order in the topological Puiseux series of In fact, given the equisingularity data we have provided a way to compute this order. We will see in Example 3.12 that this ordering is a bit more restrictive than just the good order in the topological Puiseux series. From now on we will refer as good order to our refined good order and not just the good order.
3.4.1. Approximations associated to the star points
To finish this section, let us define a sequence of truncated plane curves which can be associated to the star points following their total ordering. This sequence will allow us to better understand the ordering in Let be the contact pair of then for we define as the irreducible plane curve given by the Puiseux parametrization
[TABLE]
Recall that, for , the quotient is independent of and then is a maximal contact curve which is common to all the branches. Now, let us denote by and ; we must distinguish two cases:
If then define as the irreducible plane curve with Puiseux series 2.
If then and consider the partition explained before. Then, we define as the plane curve singularity with branches defined by the Puiseux series:
[TABLE]
In the case we have , and we define analogously to the case
Following the procedure described to order let be the partition created at By definition there are proper star points (in fact, ) in between and the separation point of with Let us denote them by and let be the separation point of and We put for all At this point we have
[TABLE]
The consideration of further approximations of requires to define a recursive procedure which distinguishes several cases. To do so, we rename the distinguished points : Let be a star point where the process start, and let be the next star point to be considered in order to define an approximating curve. Then,
- (1)
Assume
- (a)
The semigroup of the first branch of has minimal generators. This implies that and is the topological Puiseux series of the branch Then, we have finished with and we move to the package We set and write for the star point from which emanates, i.e. for some 2. (b)
The semigroup of the first branch of has minimal generators. Then,
[TABLE]
where are the non-proper star points defining the maximal contact values associated to the remaining generators of the semigroup . For each we define the plane curve with branches, where the branches have Puiseux series i.e. the branches are the same as the ones of , and for the Puiseux series is
[TABLE]
Once we have completed , we move to the package We make the star point from which goes through and 2. (2)
Assume There are two cases to be distinguished:
- (a)
For all we have i.e. the semigroups have –minimal generators. This implies that all the star points in after are proper star points of and they are ordinary points of the individual dual graphs of the branches. Let be the proper star points from to the arrow of in We only need to analyze the situation at the first one, ; for the remainder it follows by the recursive process we are defining. For we have a partition into smooth packages of and we define the plane curve with branches where the first branches have Puiseux series of the form
[TABLE]
and the last branches are equal to the branches of We set the star point from which goes through and 2. (b)
We assume that for some We distinguish again two subcases:
- (i)
has and . Denote by the first proper star point of the package Let be the partition associated to the proper star Then, we define as the plane curve with branches, where the last branches are equal to the last branches of , and the first branches are defined in the same way we defined from In this case plays the role of and plays the role of Thus, we have again a sequence
[TABLE]
and set and to continue the process. 2. (ii)
has and i.e with Write Since there are star points which are non-proper between and i.e.
[TABLE]
Then for each with we define as a plane curve with the same number of branches as , where the last branches are the same as those of and the first branch is defined as
[TABLE]
similarly to the case Moreover we define as the plane curve with branches, where the last branches are equal to the last branches branches of and the first branches are defined in the same way we defined from In this case plays the role of and plays the role of We set and for the next star point that must be considered to define an approximating curve, i.e. it is defined from the partition associated to in the same way as in the previous cases.
We run this process until ; in that case and then we have obtained the given plane curve.
Observe that the ordering that we have introduced in the set of branches is now a canonical order for the branches on a fixed equisingularity class and it can be described only by using the dual graph of Moreover, we have showed that this ordering introduced in the dual graph implies the good ordering of the topological Puiseux series of the branches. As we will see in Section 4.2, the total order in the star points of the dual graph together with the order in the set of branches is crucial to provide an iterative construction of the Poincaré series.
Example 3.12**.**
Consider one of the plane curves defined in Example 2.1. Assume first the curve is given by the Puiseux series of the branches ordered as and The equisingularity class is given by the value semigroups
[TABLE]
and the intersection multiplicities: and
The topological Puiseux series are
[TABLE]
The dual graph of with the branches in this order is given in Figure 3.5.
The given ordering does not coincide with the good ordering we defined, so let us show how to order the topological Puiseux series according to the refined good ordering. The first separation point occurs at and the partition at with this ordering is , where and . As we mentioned in Lemma 3.11, we can reorder the branches so that and . In doing so, our new ordering at this point is and Since the separation point is an ordinary point for all the branches, the dual graph of the truncation is
and has three branches defined by and We continue following the package. The next term where the branches belonging to separate is . Hence, to be good ordered, we must permute the indexing of both branches, namely and Then the truncation at has four branches ordered as and The dual graph is given in Figure 3.7.
As we have finished with the star points belonging to the geodesics of the branches of we move to the branches of The separation point of both branches is so again we need to permute the branches and Then, the truncation is our original curve and the branches are good ordered as and Then we obtain the dual graph of with the branches good ordered, as depicted in Figure 3.8.
4. Poincaré series in terms of the minimal resolution
In this section we will first define the Poincaré series associated to a plane curve singularity , and describe it in terms of the dual graph of the minimal embedded resolution of . After that, we will use the ordered sequence of approximating curves defined in the previous section to provide an iterative method to compute the Poincaré series of
4.1. Poincaré series associated to the curve
In the context of a discrete valuation, it is common to work with the Poincaré series associated to a filtration on the local ring. For , set . These are ideals which yield a multi-index filtration, and it makes sense to consider the quotiens which turn to be finite-dimensional -vector spaces of dimension ; this leads to the consideration of
[TABLE]
The dimensions depend on [Moy15, (3.5)], hence does so. We will abuse of notation and write rather than ; this will be consistently done with all the objects occurring in the sequel.
In the case of the series is the generating series of the value semigroup of ; however, for , this is not a (formal) power series, but ; i.e. this is a Laurent series infinitely long in all directions since can be positive for with some negative components as well. As in [CDG03a] we may check that
[TABLE]
is a polynomial (if ) and moreover, it is divisible by . This lead to the definition of the Poincaré series associated to the multi-index filtration given by the ideals , thus to the curve , as
[TABLE]
which is in fact a polynomial if .
The univariate Poincaré series is easily computed from the value semigroup , since if and only if . This is not longer true if , and the computation of becomes complicated. There is a way to compute it in terms of the embedded resolution of due to Campillo, Delgado and Gusein-Zade [CDG03] by a formula which is analogous to that of A’Campo [ACa73, ACa75] for the zeta function of the monodromy transformation of ; it may be also computed by using techniques of integration with respect the Euler characteristic again by Campillo, Delgado and Gusein-Zade, see e.g. [GDK00, GDK02]. In fact, they show that the Poincaré series associated to the (projectivization of the) extended semigroup , which is
[TABLE]
(it is certainly possible to construct the projectivizations of the fibre [GDK98]), coincides with the product over all the irreducible components of the exceptional divisor of the minimal resolution of of powers of cyclotomic polynomials of the form , where is the multiplicity of the liftings of the functions corresponding to the branches to the resolution space along the irreducible components of the exceptional divisor; in other words, we have
[TABLE]
where stands for the value of the germ of a nonsingular curve which is transversal to in a smooth point of . We further develop (4.1) in terms of special points of the dual graph of . First we need some notation.
Denote by the set of dead arcs of . If then let (resp. ) be its end (resp. star) point. Also, let be the set of dead arcs occurring after the first separation point of . In addition, write for the set of ends for the dead arcs in .
For any we know that for some integer . We will denote also for .
Let be the dead arcs of with for ordered in such a way that has end point the vertex corresponding to , and . Note that, if , then is also the star point of the dead arc starting with . We denote also for . As in the above case, let us denote by (for ) the integers such that . For the sake of completeness we set also . Note to which extend the divisor and the integer play a special role: if , then is also a multiple of ; this is, of course, different from .
We define:
[TABLE]
Theorem 4.1**.**
Let be a plane curve singularity with dual graph , then
[TABLE]
Proof.
Campillo, Delgado and Gusein-Zade showed eq. (4.1). Since
[TABLE]
it remains only to compute those values for . In view of the previous definitions, the statement follows straightforward.
∎
Remark 4.2*.*
Theorem 4.1 may be proven with a lot of effort from the explicit computation of the dimensions of the vector spaces from the semigroup of values. This circumvents the use of the extended semigroup.
4.2. Iterative construction of the Poincaré series
In this subsection, we will show how to compute the Poincaré series iteratively from the star points in the dual graph of the curve. This construction will become an extension of the irreducible case and it is highly inspired on it.
The construction in the irreducible case bases on an algebraic operation called gluing, which is available for both numerical and affine semigroups; since the semigroup of a plane curve with more than one branch is none of them, we do not have to our disposal the gluing operation. However, it is possible to reconstruct the process by following the paths marked by ordered the star points which now correspond with maximal contact values and values at proper star points. In this way, we are going to show that the decomposition of the Poincaré series given by Theorem 4.1 can be seen in terms of products of the following polynomials:
[TABLE]
First we describe the case of one branch.
4.2.1. The irreducible case
In the case of a plane curve with a single branch, we have mentioned in Section 2.2 that its semigroup of values is a numerical semigroup minimally generated by This numerical semigroup is a complete intersection numerical semigroup, therefore it can be constructed by a process defined by Delorme in [Del76] and called gluing by Rosales (see [RG09]); we explain it briefly.
Let and be three subsets of natural numbers. A semigroup in is said to be a gluing of and if its finite set of generators splits into two parts, say with , and the defining ideals of the corresponding semigroup rings satisfy that is generated by and one extra element. We will denote the gluing of and via as
The point is that we can construct as an iterated gluing. In the notation of Section 2.2, we write and . Since we start with the numerical semigroup Now, we perform the gluing of and the (trivial) semigroup via in order to obtain It is easily seen that . Recursively, we define , and again it is a simple matter to check that
[TABLE]
in the end, we get that the semigroup of values is From this point of view, the knowledge of the minimal generators is enough to provide the construction of by gluing. Moreover, the gluing construction of the semigroup can be identified with the successive truncations of the topological Puiseux series of the branch: The key idea is that each star point in the dual graph of the branch defines a gluing operation in the semigroup in an ordered way.
On the other hand, the Poincaré series of is the Hilbert series of the (graded) semigroup ring for a field ; this may be identified in the obvious way with the subalgebra of the polynomial ring. Therefore
[TABLE]
This means that
[TABLE]
with the uniformizing parameter of and the uniformizing parameter of Therefore
[TABLE]
This allows us to construct the Poincaré series of the gluing as
[TABLE]
which provides the well known expression for the Poincaré series of the numerical semigroup If we write with if then the following Proposition is easily checked.
Proposition 4.3**.**
Let be an irreducible plane curve singularity with semigroup . With the previous notation, we have
[TABLE]
4.2.2. The base cases
Before continuing, let us introduce some notation. Let be a plane curve singularity with branches and let be the set of the Puiseux pairs of the topological Puiseux series of the branches. Recursively, we define
[TABLE]
Observe that, for it is , and for we have that for some and
As we have seen, the irreducible case shows the computation of the Poincaré series for the sequence of approximating curves in the star points of the dual graph, obviously in the irreducible case all of them are non-proper. To mimic this process for non-irreducible plane curves we need first to prove two base cases (which are those with a single approximating curve which is the curve itself). The first one corresponds to a plane curve with smooth branches all of them with the same contact. Its dual graph has a unique star point, which is in fact a proper star point.
Proposition 4.4**.**
Let such that is smooth for all and such that the contact pair is equal for all branches, i.e. for all . In particular, the topological Puiseux series of the branches are with for . Then,
[TABLE]
Proof.
By hypothesis, the dual graph has only one star point, Moreover, the value at is and it has Also, . Then,
[TABLE]
as desired. ∎
We can extend the proof of Proposition 4.4 to the case where at least one of the branches has one Puiseux pair. This constitutes the second base case, which is the case of a plane curve singularity with branches with at most one characteristic exponent all of them with contact The condition on the contact implies that again the curve itself is the only approximating curve.
Proposition 4.5**.**
Let be a curve with or Assume that for every index such that is a singular branch we have l:=\Big{\lfloor}\frac{\overline{\beta}^{i}_{1}}{\overline{\beta}^{i}_{0}}\Big{\rfloor}=\Big{\lfloor}\frac{\overline{\beta}^{j}_{1}}{\overline{\beta}^{j}_{0}}\Big{\rfloor} if and is singular. Moreover, assume that the contact pairs are of the form Then the Poincaré series is equal to the product
[TABLE]
Proof.
We can assume that at least one branch is singular (otherwise we would be in the conditions of Proposition 4.4). Without loss of generality, we assume further that the branches are ordered with the refinement of the good ordering introduced in Subsection 3.4; this means in particular that the last branch is singular, and that is the unique star point in ; this implies that , where
[TABLE]
By the assumption that the contact pairs are of the form , both the Noether formula 2.2 and the ordering in the set of branches imply the equality if . Therefore, we have
[TABLE]
Suppose first that all the branches are singular, as in Figure 1(a). In this case, there exists a unique dead end in the dual graph, which we denote by . The hypothesis on the contact pairs leads to the existence of a maximal contact value of the form Moreover, the total order in the set of star points shows that in this case, and the arrow corresponding to goes through the maximal star point in ; this means that We have
[TABLE]
Assume now that there is at least one smooth branch, as in Figure 1(b). The hypothesis on the contact means that there are no dead ends in the dual graph of ; this makes the factor trivial, namely On the other hand, the good order implies that is smooth so that , since Therefore, again we have
[TABLE]
What is left is to show
[TABLE]
with independence of the existence of a smooth branch. To complete the proof, we proceed as in the case of Let be the point in such that is the unique end point of where is the package of singular branches. As explained in Subsection 3.4, we can decompose with the packages defined in Consider and denote by the set of indices such that the geodesic to an arrow associated to finishes at ; this means that there are packages such that Then, for all and
[TABLE]
For each we have a factor
[TABLE]
Therefore, the claim follows from Proposition 3.8 taking into account that each of the previous factors appears times. ∎
Remark 4.6*.*
Observe that the polynomials appear in a natural way. The polynomial is associated to an end point, the easiest examples for the understanding of the –factors are the following:
Assume is an irreducible plane curve with semigroup with It has two end points: the one associated to which is the vertex , and the one associated to which defines the unique dead arc of the graph. Then the Poincaré series is decomposed as
[TABLE]
Assume is a plane curve with two branches in the conditions of Proposition 4.5 and semigroups It has two end points: the one associated to the vertex and the one associated to the end point of the unique dead arc of the graph. The good ordering implies that the valuation at the free points up to are multiple of which provide the factor
[TABLE]
In the case where one of the branches is smooth then the graph has a single end point, which is the vertex This is also reflected in the factor, as and the –factor does not appear effectively. In a similar way, the other –factor is deduced to obtain the formula of Proposition 4.5.
Assume is plane curve in the conditions of Proposition 4.5. Again we have at most two end points, so by Noether’s formula 2.2— and following the previous observations of the bibranch case—we have a –factor associated to each of the end points. The factors arise naturally in between these two –factors, and are associated to proper star points. Since proper star points do not produce a geodesic to an end point, -factors cannot contain a denominator. Therefore, we need to associate a polynomial to the –th variable that—with the help of the good order—encodes the two different types of multiples that we can have at this point of the valuation, namely
[TABLE]
Observe what this factor shows the fact that the valuation at each proper star point of each branch is the crossed product of multiplicities and maximal contact values.
4.2.3. The general procedure
We are now ready to show the iterative construction of the Poincaré series. Following the notation of Subsection 3.4, let be the set of star points of the dual graph ordered by the total order. We provide an iterative procedure to calculate the Poincaré series based on the computation of the Poincaré series of the truncations at the star points defined in Subsection 3.4.1. We show that we can compute the Poincaré series of iteratively from the Poincaré series of the truncations at the star points.
Let be the contact pair of Obviously if is a plane curve which has only one approximating curve, i.e. is the unique approximating curve, then we are in the conditions of Proposition 4.4 or Proposition 4.5, and there is nothing to prove. Therefore, we can assume that is a plane curve with at least one approximating curve
As in Subsection 3.4.1, let be the first star points in which are known to be common to all the branches. For we define the semigroup
[TABLE]
which is independent of since the contact pair of is For let be the irreducible curve associated to the star point defined in Subsection 3.4.1 and write for the Poincaré series of the plane curve . By Proposition 4.3, we have
[TABLE]
Using the gluing property of a numerical semigroup, for we obtain
[TABLE]
We now proceed as in Subsection 3.4.1 and denote by and We will now show how to compute the Poincaré series of from the Poincaré series of As in Subsection 3.4.1, we need to distinguish two cases:
If , then is an irreducible plane curve and we can compute its Poincaré series as in the previous case
[TABLE] 2.
If , then and we need to consider the partition . Hence is a plane curve with with branches, and we have
Lemma 4.7**.**
[TABLE]
Proof.
The proof goes in an analogous manner as that of Proposition 4.5. By Theorem 4.1 we have a decomposition of First, since and , we have that
[TABLE]
A similar analysis to that in the part of the proof of Proposition 4.5 where all the branches are singular, shows that
[TABLE]
The only difference with the proof of Proposition 4.5 lies on the fact that, in the current case, the factor is already contained in Therefore, instead of adding a factor \displaystyle Q\Big{(}p_{q,s},w_{q,s},t_{s},\prod_{k=1}^{s-1}t_{k}^{p_{q,k}}\Big{)}, we only need to add the factor corresponding to
It remains to prove that P_{3}(\underline{t})=\displaystyle\prod_{j=2}^{s-1}B\big{(}p_{q,j},w_{q,j},t_{j},\prod_{k<j}t_{k}^{p_{q,k}},\prod_{k>j}t_{k}^{w_{q,k}}\big{)}. To do that, we first observe that since then and are independent of and hence the factor
[TABLE]
is repeated times. By the definition of and the fact that , we have and the valency of is Since is the only point proper star point of and in this case, the claim follows. ∎
If then after computing the Poincaré series we set and is the next (with respect to the ordering in ) star point to be considered. If , then we set and In this case, we compute the Poincaré series similarly to the case
Lemma 4.8**.**
[TABLE]
Proof.
The proof is analogous to the proof of Lemma 4.7 resp. Lemma 4.5. The only difference with respect to the proof of Lemma 4.7 is that the are now different and we need to proceed as in the proof of Proposition 4.5 to explicitly compute the polynomial ∎
Remark 4.9*.*
Observe that Lemma 4.8 is the natural interpretation of the base cases when the branches have contact bigger than As we explained in Remark 4.6, the –factors are associated to end points, since in this case the approximating curve has at most more end point than then only one –factor is required. The last factor is not surprising as it is in fact a –factor:
[TABLE]
We shall continue computing the Poincaré series of the approximations of To do that, we follow the procedure to construct the approximations described in Subsection 3.4.1. The distinguished points are now at the stage and is the next start point to be considered for the computation of the Poincaré series. Let be the partition created at Denote by the star points between and the point where the geodesics of go through. At this point we have
[TABLE]
Then,
- (1)
Assume we distinguish two cases:
- (a)
The semigroup of the first branch of has minimal generators. This implies that and is the topological Puiseux series of the branch Then, there is no need to perform any computation in this step and we have finished with . We move to the package and we make the star point from which the geodesics of go through and 2. (b)
The semigroup of the first branch of has minimal generators. Then,
[TABLE]
where are the non-proper star points defining the maximal contact values associated to the remaining generators of the semigroup . We are in the case and for we will consider and At each stage, we need to compute the Poincaré series from the Poincaré series of At each stage, to simplify notation let us denote by and Now, for all i.e. for some by definition of we have that Then,
Proposition 4.10**.**
[TABLE]
Proof.
First of all, we observe that the dual graph can be obtained from by adding a single dead arc corresponding to thus is a subgraph of Therefore, the set of proper star points in is equal to the set of proper star points in . Moreover, if we denote by the set of star points of and the set of star points of then Therefore, by Noether’s formula 2.2 and the definition of the curves and we have that
[TABLE]
Therefore, the proof is completed by showing that
[TABLE]
Let be the dead arc associated to the star point and its end point. Then, by eq. (3.1) in Subsection 3.1.2, the Noether formula 2.2, and the definition of we have that
[TABLE]
The claim follows by definition of \displaystyle Q\big{(}w_{\sigma},p_{\sigma},t_{1},\prod_{k=2}^{s}t^{w_{q+i,I_{k}}}\big{)} and the fact that ∎ 2. (2)
Assume There are two cases to be distinguished:
- (a)
For all we have i.e. the semigroups have –minimal generators. In this case, is the first separation point of the branches of and let be the induced index partition (see also Subsection 3.4.1). Since is an ordinary point then for all and with is independent of i.e. if Also, for is independent of Then,
Proposition 4.11**.**
[TABLE]
Proof.
As in the proof of Proposition 4.10, is a subgraph of and but in this case is a proper star point so it only contributes to the factor It is then easy to see that
[TABLE]
To finish we need to check that
[TABLE]
To do that, first observe that since if we have
[TABLE]
In this way,
[TABLE]
is independent of and hence it is repeated times.
On the other hand, since for all then by eq. (3.6) we have
[TABLE]
Finally, by definition of the valency of in is Therefore, as there is no dead arc starting with Thus, the claim follows. ∎
We then do and to continue the process. 2. (b)
We assume that for some We distinguish again two subcases:
- (i)
Assume and for simplicity assume . Let us denote by be the first proper star point of the package Let be the partition associated to the proper star In this case, the analysis of the first branches of is more delicate as there are some of them that have at least maximal contact values. For this reason, we subdivide the partition of as in the proof of Proposition 4.5. Let be the branches of with maximal contact values. Observe that the good ordering of the branches implies that the first branches have -maximal contact values (cf. Lemma 3.11) and could be [math]. Thus, is plane curve that by definition have the first branches have maximal contact values, the next branches have maximal contact values and the last branches have maximal contact values. Then,
Proposition 4.12**.**
[TABLE]
Proof.
First of all, observe that if then the proof is analogous to the proof of Proposition 4.11. Therefore, we will assume As usual, the dual graph is a subgraph of and we need to analyze the new star points.
As in the proof of Proposition 4.5 we star with the case In this case, there are new star points, i.e.
[TABLE]
Since there exists a unique end point which is in fact common to the dead arcs associated to each star point of as star point of the corresponding Therefore, by the ordering in the set of branches (cf. proof of Proposition 4.5) observe that if and only if Also, the star points of are all proper star points. The star point may be also a proper star point but it is distinguished since it also belong to Then, by Noether’s formula 2.2, Theorem 4.1 and the definition of the curves with a bit of effort one may check that
[TABLE]
By the good ordering in Subsection 3.4 we have that , where and by eq. (3.1)
[TABLE]
In this way, it is straightforward to check
[TABLE]
As in the proof of Proposition 4.5, let us now assume that In this case, is no longer an end point for as the good order of the branches implies that the geodesics of pass through In this case and then
[TABLE]
Thus, both in the case and in the case we have proven
[TABLE]
We are left with the task of checking that
[TABLE]
We proceed as in the proof of Proposition 4.5. Indeed, eq. (3.5) leads to the fact that each factor is of the form
[TABLE]
for some which depends on By definition, to each there are packages (i.e. branches of ) associated to it; this means that each of the factors is repeated times, and the proof is complete. ∎
- (ii)
Assume i.e with and for simplicity Let us denote by Since there are star points which are non-proper between and i.e.
[TABLE]
At this stage, the case is analogous to the case as we are dealing with a sequence of star points on one branch of that are non-proper. Therefore, a slight change in the proof of Proposition 4.10 actually shows the following.
Proposition 4.13**.**
[TABLE]
We run this process until
Remark 4.14*.*
Observe that in the algorithm we have developed, to simplify the exposition, the case where the operations occur in the first package. In the general case, the indexing must be adjusted as follows:
In the case of Proposition 4.10 if the operation is performed in the –th branch one must use the expression
[TABLE] 2.
In the case of Proposition 4.12, there is an index in which the partition is produced for the corresponding proper star point. Then the indexing in Proposition 4.12 is
[TABLE]
The indexing of Proposition 4.11 and Proposition 4.13 is adjusted analogously to these cases.
Altogether, we have proven the following result.
Theorem 4.15**.**
Let be a plane curve singularity, and consider the set of star points of the dual graph Assume that the branches are ordered by the good order in their topological Puiseux series, and the points in are ordered by the total order defined in Subsection 3.4. Then, the Poincaré series can be computed recursively, via the previous process, from the Poincaré series of the approximations associated to the star points defined in Subsection 3.4.1.
Example 4.16**.**
Let us continue with the Example 3.12. We assume that the branches of are good ordered, i.e. and Following our procedure the first star point in the dual graph is (see Figure 3.7) and the Poincaré series of is, by Proposition 4.4,
[TABLE]
The next star point in the dual graph is we set and We are in the case as the package has two branches and one of them has one Puiseux pair. Then, application of Proposition 4.12 yields
[TABLE]
Finally, the last star point in the dual graph is and
[TABLE]
which completes the iterative computation of the Poincaré series.
5. The Alexander polynomial of the link
The Alexander polynomial (in variables) is an invariant of a link with (numbered) components in the sphere . The definition of the multivariable Alexander polynomial bases on the notion of universal abelian covering The group of covering transformations is a free abelian multiplicative group on the symbols where each is geometrically associated with an oriented meridian of an irreducible component of the link. In this way, if is a typical fiber of then the group becomes a module over The multivariable Alexander polynomial is then defined as the greatest common divisor of the first Fitting ideal Observe that is then well-defined up to multiplication by a unit of
To a plane curve singularity we assign the link . It is well known that the link complement fibers over and it has an iterated torus structure that can be described via Lé’s Carousels [Trá03]. For general topological properties of links and its numerical invariants we refer to [EN85, SW77, SS72, Shi71], for an accurate description of the link complement of a plane curve we refer to [Trá03].
In this closing section, we will show the topological counterpart of the algebraic operations in the dual graph described in the previous sections. This dictionary between algebraic and topological operations will allow us to provide a new proof of the coincidence between the Poincaré series of a plane curve and the Alexander polynomial of its associated link.
5.1. Description of the link: satellization
First, let us briefly recall the iterative construction of the link associated to a plane curve singularity. For that we will follow the beautiful exposition of Weber in [Web08].
Consider the map given by ; if we identify with the complex unit circle, the image of is a closed curve, say , which turns out to be a knot in obtained by making winds longitudinally and winds transversally: this is a torus knot of type . In general we can construct a link from a given knot by a process called satellization whose input date are:
- (1)
An oriented knot in together with a tubular neighbourhood around. 2. (2)
An oriented link in the interior of the tubular neighborhood of the unknot such that is not contained in any ball inside . 3. (3)
The choice of an orientation preserving a diffeomorphism such that and carrying parallels to parallels; the diffeomorphism is determined by the parallel on (up to isotopy) such that
The process of replacing by is called the satellization of around . One can provide an iterated torus structure by performing the so called –satellization: let be an oriented knot in An oriented knot is a –satellite around if it has the same smooth type of a torus knot on the boundary of a tubular neighborhood of on which meridians are chosen to be non-singular closed oriented curves which have a linking number with , and parallels are non-singular closed oriented curves which do not link and have an intersection number with a meridian.
With this construction, the idea is to reproduce the iterated torus structure to the case of links. Consider a concentric tubular neighborhood inside the interior of . A torus link is the link of torus knots of type with placed on the boundary , and possibly together with . We will write for the torus link of torus knots of type ; here is equal to 1 if is chosen as a component of the link, and 0 otherwise.
It is certainly possible to build an iterated torus link from a set of torus links as follows. First, we select a component of and satellizate around . This yields a link, and we select again a component of this link, and satellizate around . We repeat this process until we satellizate around the chosen component of the link just obtained. Observe that it is possible to select a same component several times: in this case, each new satellization takes place inside a smaller tubular neighborhood.
In the case of the link associated to a plane curve, it is well known that this link is oriented and that it can be described by successive satellizations [Bra28] (see also [Web08, Sect. 6]). The iterated torus structure of the knot associated with an irreducible plane curve singularity with Puiseux pairs is described by a theorem of K. Brauner [Bra28] (see also [Trá03, Theorem 2.3.2]): the knot is computed recursively from successive -satellizations around , where is the unknot and the are defined from the Puiseux pairs and the expressions in eq. (4.4). Similarly, Brauner [Bra28] also described the successive –satellizations describing the iterated torus link structure in the non irreducible case (see also [Web08, Trá03]).
5.1.1. Iterative homology
A key part of our new proof of the coincidence of the Alexander polynomial and the Poincaré series are the results of Sumners and Woods [SW77], which allow the computation of the Alexander polynomial iteratively. Those results are based on an iterative homology computation. Let us recall briefly their construction.
Given an algebraic link with components, they consider a tubular neighborhood of such that each is a tubular neighborhood of each component and the ’s are pairwise disjoint. Let be a tubular neighborhood of the unknot and assume is a knot contained in such that is homologous to times Let be an orientation preserving onto diffeomorphism taking longitude to longitude. Define . Sumners and Woods show that only the following two types of operations are needed in order to understand the structure of the link:
- (1)
Satellization along one component giving rise to a new link with the same number of components as the old link . If is a tubular neighborhood of which is contained in the interior of then the link exterior of is
[TABLE] 2. (2)
Adding one new branch giving rise to a new link with one more component than the old link . If we denote by a small tubular neighborhood of which is contained in and misses in this case the link exterior of has the form
[TABLE]
In order to provide an iterative computation of the Alexander polynomial, Sumners and Woods [SW77, Sect. V] provided a method to compute the homology of the abelian cover of the exterior of a new link created by one of the previous two operations in terms of the old link. To do so, they observed that the previous operations naturally provide a Mayer-Vietoris decomposition of the link exterior which will lift to the abelian cover. Let us denote by the link exterior of the old link and define
[TABLE]
If then we obtain the Mayer-Vietoris splitting for
On account of Sumners and Woods [SW77] this Mayer-Vietoris splitting lifts to a splitting on the abelian cover spaces of . We denote by the universal abelian cover and Since we will be interested in the computation of the Alexander polynomial, we must describe the –module structure of To do so, it is convenient to use the Mayer-Vietoris splitting; write and Then, Sumners and Woods [SW77, Sect. V] showed that decomposes as -module in the following forms:
- (a)
Assume and we have performed an operation of type or , then
[TABLE] 2. (b)
Assume and we have performed an operation of type or , then
[TABLE]
5.2. Gluing as a topological operation: the irreducible case
Zariski [Zar32] (independently of Burau [Bur33]) shows that knots coming from irreducible plane curve singularities are topologically distinguishable when the involved singularities have different Puiseux pairs. Remarkably, he succeeds in describing the fundamental group of the complement of a knot using algebraic identities. This is our starting point to go one step further in the understanding of the relation between the fundamental group and the value semigroup associated to the singularity.
Let be the fundamental group of the knot complement . Then, Zariski [Zar32, §4] proved
[TABLE]
where the elements are determined by the relations
[TABLE]
in which the positive integers are defined such that , and the numbers are defined from the Puiseux characteristics as and
Remark 5.1*.*
Observe that one can also obtain that presentation of the fundamental group taking into account the iterative structure of the knot. One can use the Mayer-Vietoris decomposition to apply Seifert-Van Kampen theorem in order to iteratively compute the fundamental group of the knot complement. We refer to [BZ03, Chapter 4] for the details.
Now, if is abelianized by factoring out its commutator subgroup, the abelianization of is the infinite free group generated by one element, see e.g.[Zar32, §5]. Let us denote it by Hence, in all the elements become powers of and it is easily checked that
[TABLE]
We recall that are the minimal generators of the semigroup of values of the curve and they are related to the Puiseux characteristic by eq. (2.2). Thus, the semigroup algebra is obtained from the fundamental group of the knot complement and its abelianization as follows.
Let be the polynomial ring in the generators of the fundamental group. Let us endow with the grading induced by the abelianization of the group, i.e. and for . Then, we have the following morphism induced by the defining relations fundamental group
[TABLE]
Here is generated by the relations defining the fundamental group i.e. we have Moreover, each relation is homogeneous of degree as, by eq. (2.2), we have
[TABLE]
In this way we obtain the monomial curve associated to the semigroup algebra of the semigroup of values of the irreducible plane branch. Therefore it is clear that the gluing construction comes from the satellization via the application of the Seifert-Van Kampen theorem. This shows that the amalgamated decomposition of the fundamental group modulo a relation translates into the tensor product decomposition modulo the relation of the semigroup algebra, which is the algebraic interpretation of the gluing construction on the semigroup structure.
In short, adding a characteristic exponent in the Puiseux expansion is translated to the gluing operation on the algebraic side, and to the satellization operation on the topological side. But these two operations are reflected in the corresponding polynomial invariant (namely, in the algebraic side resp. in the topological side), in the very same manner. Therefore, the coincidence between the Alexander polynomial and the Poincaré series in the irreducible case is a natural consequence of the coincidence of both operations.
The sequence of iterations on the topological side corresponding to the algebraic gluing process is provided by knots obtained from the approximations of defined by the star points of the dual graph of associated with the maximal contact values. Indeed, if is the sequence of approximating knots, then Theorem 5.1 [SW77] (see also [Sei50, Theorem II]) shows
Proposition 5.2**.**
[TABLE]
Therefore Proposition 4.3 and Proposition 5.2 imply the relation This identification is indeed very deep: its ultimate reason is the correspondence between the presentations of the semigroup algebra and the first homology group of the link exterior.
5.3. Iterative computation of the Alexander polynomial
Our ordering in the set of branches implies an ordering in the set of the link components from the innermost to the outermost component. This allows us to compute the Alexander polynomial by means of the algorithm provided by Sumners and Woods in [SW77]. In recalling their procedure we will show its algebraic counterpart with our iterative computation of the Poincaré series explained in Section 4.2. Here we provide a more detailed description than the one in [SW77]: they only write down the explicit factorization in the case of a curve with 2 and 3 branches, whereas our explicit expressions for the factorizations of the Poincaré series are valid in the case with more than three branches.
Before starting with the topological interpretation of our algebraic procedure, we need to present the building blocks of Sumners and Woods computation for the Alexander polynomials. Thanks to the iterative homology computations done in [SW77, Sect. V] (see also Subsection 5.1.1), Sumners and Woods introduce a decomposition of the Alexander polynomial in each of the cases:
Theorem 5.3**.**
[SW77, Theorems 5.2, 5.3 and 5.4]** With the notation of Subsection 5.1.1, let denote the homological linking number of and .
- (1)
Assume is a link with components and be the link obtained from an iteration of type via the knot with winding number Then,
[TABLE]
where denotes the model link of two components formed by and the unknotted meridian curve on the boundary torus containing . 2. (2)
Assume is a knot and is the link with two components obtained from an iteration of type via the knot with winding number Then,
[TABLE]
where denotes the model link of two components formed by and the unknotted core of the torus containing 3. (3)
Assume is a link with components and be the link obtained from an iteration of type via the knot with winding number Then,
[TABLE]
where denotes the model link of three components formed by the unknotted meridian curve on the boundary of the torus containing and the unknotted core of the torus containing
Moreover, Sumners and Woods [SW77, Sect. VI] show that the Alexander polynomials of the model links can be computed as follows:
Theorem 5.4**.**
[SW77, Theorems 6.1, 6.2, 6.3]** Let be a torus knot of type let be a link of two components formed by the torus knot linked with its unknotted exterior core, let denote a link of two components formed by and the unknotted core of the torus containing and let be a link of three components formed by the torus knot linked with both its exterior unknotted core and its interior unknotted core. Let be the polynomials defined in (4.2). Then, their Alexander polynomials are
[TABLE]
Now, we will use these results to show the topological counterpart of our algebraic iterative computation of the Poncaré series described in Section 4.2. We will see that as in the irreducible case, the coincidence between the Poincaré series and the Alexander polynomial comes from the equivalence between the algebraic process and the topological one. As a consequence, we provide an alternative proof of the Theorem of Campillo, Delgado and Gusein-Zade [CDG03a] and this new proof shows the intrinsic reason for the coincidence between both invariants. Moreover, we improve the computations of Sumners and Woods [SW77] for the algebraic link associated with a plane curve singularity as they provide closed formulas only for the cases of two and three branches and we describe the process in its full generality for any number of branches in terms of the value semigroup.
5.3.1. The base cases
As in Section 4.2, we start with the two base cases. First we consider the case where all the branches are smooth with the same contact.
Proposition 5.5**.**
Let such that is smooth for all and such that the contact pair is equal for all branches, i.e. for all . Then,
[TABLE]
Proof.
We start with the oriented unknot and first linking it with a knot of type After that, we consider the resulting link and start linking knots of type proceeding by induction on the number of branches, i.e. the number of components of the link. By combining [SW77, Theorem 5.3 and Theorem 5.4], Theorem 5.4 and Lemma 4.4, and taking into account that we are operating from the innermost to the outer component, the claim follows.
∎
We continue with the second base case,
Proposition 5.6**.**
Let be such that or Assume that for each such that is a singular branch we have l:=\Big{\lfloor}\frac{\overline{\beta}^{i}_{1}}{\overline{\beta}^{i}_{0}}\Big{\rfloor}=\Big{\lfloor}\frac{\overline{\beta}^{j}_{1}}{\overline{\beta}^{j}_{0}}\Big{\rfloor} if and is singular. Moreover, assume that the contact pairs are of the form Then,
[TABLE]
Proof.
Since the branches of are ordered in such a way the components of the link go from the innermost to the outermost, the first components are those corresponding to smooth branches, hence their corresponding link components are of type , where depends on the contact between them. The last components are those corresponding to the singular branches, which have associated components of type Therefore, by using [SW77, Theorem 5.3 and Theorem 5.4], Theorem 5.4 and Lemma 4.5, and taking into account that we are operating from the innermost to the outermost component, the claim follows. ∎
Remark 5.7*.*
We have explicitly given the expression of those base cases as in [SW77] the Alexander polynomial is not explicitly computed.
5.3.2. The general procedure
We now proceed to show the general procedure of the coincidence between both invariants. To do so we will follow the structure of Section 4.2. Let be the contact pair of and let be the corresponding approximating curve as in Subsection 4.2.3. The curve is irreducible and then we can use the results of Section 5.2 to check that We will simplify notation as in Section 4.2 and we will denote to where is the link of the curve Now we distinguish the cases and as done in Section 4.2. There is nothing to prove if as the approximating curve is still irreducible: then, let us assume In this case the corresponding approximating curve has branches, hence its associated link has components and we can compute its Alexander polynomial as follows:
Proposition 5.8**.**
[TABLE]
In particular, .
Proof.
The formula for the Alexander polynomial follows from the application of [SW77, Theorems 5.2, 5.3 and 5.4]. The equality between the Poincaré series and the Alexander polynomial can be now deduced from Lemma 4.7 as follows: we have seen that
[TABLE]
By Lemma 4.7, we only need to check that
[TABLE]
which follows by the previous identity and the definition of the –polynomial. ∎
Despite of the fact that we do not have the gluing operation at our disposal in the case of more than one branch, this equality shows that the algebraic construction produced in Section 4 is the exact analogue to the topological construction: The main idea is to realize that the polynomial will be used each time when a maximal contact value is added to the value semigroup of the plane curve; observe that, if there is no maximal contact curve, i.e. the case where there exist branches in the smooth packages, then since On the other hand, the polynomial will be used each time when a proper star point is added to the dual graph. In appending each type of value to the semigroup we need to be careful with the order, as our process extremely depends on the total order of the star points, i.e. the set of principal values of the semigroup. To go on showing the equivalence between the algebraic and topological constructions is now an easy routine.
Let us continue with the case where . In this case, the same proof of Proposition 5.8 but with the use of Lemma 4.8 shows that the Poincaré series coincides with the Alexander polynomial for the approximate curve associated with the proper star point Once is already computed, we continue with the procedure of Subsection 4.2.3. The distinguished points are now at the stage , and the next start point to be considered to compute the Poincaré series.
Let be the partition created at Denote by the star points between and the point where the geodesics of goes through. Recall that at this point we have
[TABLE]
Then,
- (1)
Assume we have two cases to consider:
- (a)
The semigroup of the first branch of has minimal generators. As in Subsection 4.2.3 in this case there is nothing to prove. 2. (b)
The semigroup of the first branch of has minimal generators. Then,
[TABLE]
We are in the case and for we will consider and At each stage, we need to show that the Poincaré series equals the Alexander polynomial. At each stage, for simplicity of notation we write and By definition of its associated link is obtained from the link of from an operation of type about via a torus knot of type with winding number Then, applying Theorem 5.3(1), Theorem 5.4, Proposition 4.10 and Proposition 5.8 we have
Proposition 5.9**.**
[TABLE] 2. (2)
Assume There are two cases to be distinguished:
- (a)
For all we have i.e. the semigroups have –minimal generators. In this case, is the first separation point of the branches of and let be the induced index partition (see Subsection 3.4.1). By definition of its associated link is obtained from the link of from successive operations of type about with winding number since is an ordinary point and thus the term in the topological Puiseux series is not a characteristic exponent. Then, the application of Theorem 5.3(3), Theorem 5.4, Proposition 4.11 and Proposition 5.8 yields
Proposition 5.10**.**
[TABLE]
We then do and to continue the process. 2. (b)
We assume that for some We distinguish again two subcases:
- (i)
Assume and for simplicity assume . Let us denote by be the first proper star point of the package Let be the partition associated with the proper star In this case, the link of is obtained from the link of by successive operations of type together with one operation of type all of them performed along the first component at each step. Then, applying Theorem 5.3(1), Theorem 5.3(3), Theorem 5.4, Proposition 4.12 and Proposition 5.8 we have
Proposition 5.11**.**
[TABLE] 2. (ii)
Assume i.e with and for simplicity Let us denote by Since there are star points which are non-proper between and i.e.
[TABLE]
The situation, in this case, is the same as in the case and analogous reasoning yields the following:
Proposition 5.12**.**
[TABLE]
Our method shows the coincidence between both invariants from a very explicit point of view; moreover our proof makes no appeal to the results of Eisenbud and Neumann results [EN85]. Thus, it constitutes an alternative proof of the one given by Campillo, Delgado and Gusein-Zade [CDG03a]. This new proof provides the intrinsic topological nature of the Poincaré series of the value semigroup: it shows that the algebraic operation of adding one maximal contact value is in correspondence with a topological operation of satellization along one component of the link; the algebraic operation of adding one value associated to a proper star point is in correspondence with the topological operation of adding one branch to the associated link. Moreover, those are the only operations to be aware of in order to construct the value semigroup of a plane curve singularity. The associated Mayer-Vietoris splitting is translated into the algebraic setting via a generalization of the gluing construction valid in the irreducible case. From this perspective, it is reasonable to ask whether the property of being a complete intersection isolated singularity is merely an algebraic characteristic or it possesses a deeper, intrinsic topological significance.
6. Historical remarks
Connections between knot theory and plane curve singularities were apparently realized for the first time by Poul Heegaard at the end of the 19th century. He pursued to develop topological tools for the investigation of algebraic surfaces [Epp99, §76,§77]. Wilhelm Wirtingen was aware of this, and proposed his student Karl Brauner the following problem: the description of the singularities of an algebraic function of two variables by means of the intersection of its discriminant curve with the spherical boundary in a small neighborhood of a singular point, as well as the associated branched covering. Brauner solved the problem both for irreducible and reducible discriminant curves [Bra28]. He actually described the topology of the link in terms of repeated cabling, as well as an explicit presentation of the fundamental group of the complement of the link [Neu03]. Erich Kähler reproved this using a more modern approach based on Puiseux pairs [Käh29]. However, Brauner left an open question: Is it possible that two plane curve singularities with different Puiseux pairs could have topological equivalent neighborhoods? At this point, the fact that the knot associated to the singularity is an iterated torus knot characterized by the Puiseux pairs was known.
Werner Burau answered the above question to the positive in both the irreducible [Bur33] and the particular reducible case of two branches [Bur34]; at the same time, Oskar Zariski solved the question out in the irreducible case by computing the Alexander polynomial of the knot [Zar32]. He had already investigated the connections between knots and plane curves in [Zar29]. The Alexander polynomial is an important invariant in knot theory; it was introduced by J.W. Alexander in order to determine the knot type [Ale28]. Indeed, a crucial question in the mathematical atmosphere at that time was about the invariants which completely determine the topology of a plane curve singularity. As already mentioned, the results of Burau [Bur33, Bur34] showed that the Alexander polynomial completely determines the topology in the irreducible case and in the reducible case of two branches. Surprisingly, it was not until the 80’s when a full answer to this question was given by Yamamoto [Yam84], who proved that the Alexander polynomial classifies the topological type of plane curve singularities. It is interesting to point out here that the clue of Yamamoto’s result is also the use of Sumners and Woods [SW77] description of the iterative computation of the Alexander polynomial we used for our purpose.
A key fact to understand the theory of this topic developed in the second half of the twentieth century is the connection of algebraic links and –manifolds: the classical example of –manifold is the exterior of an algebraic link embedded in the -sphere. In 1967, Friedhelm Waldhausen [Wal67a] first introduced the concept of graph manifold, from which link exteriors are the canonical example. Waldhausen [Wal67, Wal67a] provided in fact a decomposition of the –manifold with very nice geometrical properties further explored by Jaco-Shalen [JS79] and Johannson [Joh79] independently. This decomposition is at the core of the theoretical approach to the study of link exteriors proposed by Eisenbud and Neumann [EN85] in 1985.
Eisenbud and Neumann’s theory provides a “good” setting to compute invariants of a link in an additive way deepening the pioneering results on the Alexander polynomial of Seifert [Sei50] and Torres [Tor53] from a modern perspective. In fact, another advantage of the Eisenbud and Neumann theory is that their construction allows to compute some other invariants of the link and not only the Alexander polynomial. The occurrence of the Eisenbud and Neumann theory in the context of Thurston developments on the geometry of –manifolds [Thu82, Thu97, Thu86] and its connection with the Poincaré conjecture may suggest why Eisenbud and Neumann had such an impact in the research perspective of the topic at the end of the twentieth century.
From the algebraic side, the value semigroup of an irreducible plane curve singularity was introduced by Roger Apèry [Apé46] in 1946. However, the milestone in the study of singularities from a purely algebraic point of view was the foundational articles of Zariski [Zar65, Zar65a, Zar68, Zar71, Zar71a, Zar75] about the notion of equisingularity and the saturation of local rings. Combining the new concept of equisingularity with his previous results [Zar32], Zariski showed [Zar65a] the first connection between both approaches, the topological and the algebraic. He proved that the semigroup of values is in fact a topological invariant of an irreducible plane curve; thus equisingularity becomes topological invariance for irreducible plane curves.
As pointed out by Félix Delgado [Del87], R. Waldi [Wal72] proved that the value semigroup of a plane curve with several branches is invariant in an equisingularity class. After that, Delgado himself [Del87, Del88] (see also the works of A. García [Gar82] and V. Bayer [Bay85] for the bibranch case) provided the full combinatorial algebraic description of this semigroup together with the natural generalization of some properties of the irreducible case. After Delgado’s description of the value semigroup for a reducible plane curve singularity, A. Campillo, K. Kiyek and himself introduced a sort of generating function [CDK94] which can be associated with the value semigroup, the so-called Poincaré series. This has been profusely studied by Campillo, Delgado and Gusein-Zade later on, e.g. in [GDK99, GDK99a, GDK00, GDK02, CDG03, CDG04, CDG05, CDG07]; surprisingly, in one of his investigations they showed that the Poincaré series —which turns out to be a polynomial in the case of a plane curve singularity with more than one branch— coincides with the Alexander polynomial associated to the link of the singularity [CDG03a]. They left however open the ultimate reason that could explain this fortunate circumstance, whose answer is sketched—we believe—in our paper.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 3[Ale 28] J.. Alexander “Topological invariants of knots and links” In Trans. Amer. Math. Soc. 30.2 , 1928, pp. 275–306 DOI: 10.2307/1989123 · doi ↗
- 4[Apé46] Roger Apéry “Sur les branches superlinéaires des courbes algébriques” In C. R. Acad. Sci. Paris 222 , 1946, pp. 1198–1200
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