Emergent charge density wave featuring quasi-one-dimensional chains in Ta-intercalated bilayer 2$H$-TaS$_{2}$ with coexisting superconductivity
Tiantian Luo, Maoping Zhang, Jifu Shi, and Feipeng Zheng

TL;DR
This study uses first-principles calculations to reveal a charge density wave with quasi-one-dimensional chains and coexisting superconductivity in Ta-intercalated bilayer 2H-TaS2, demonstrating intercalation as a tuning method for layered materials.
Contribution
It uncovers the emergence of a 2×1 CDW with quasi-one-dimensional chains in fully Ta-intercalated bilayer 2H-TaS2, coexisting with superconductivity, and shows strain can switch CDW phases.
Findings
Suppression of intrinsic 3×3 CDW in TaS2 layer
Emergence of 2×1 CDW with quasi-1D Ta chains
Superconductivity coexists with 2×1 CDW at 3.0 K
Abstract
Recently, intercalation emerges as an effective way to manipulate ground-state properties and enrich quantum phase diagrams of layered transition metal dichalcogenides (TMDCs). In this work, we focus on fully Ta-intercalated bilayer 2-TaS with a stoichiometry of TaS, which has recently been experimentally synthesized. Based on first-principles calculations, we computationally show the suppression of an intrinsic charge-density wave (CDW) in the TaS layer, and the emergence of a CDW in intercalated Ta layer. The formation of the CDW in TaS is triggered by strong electron-phonon coupling (EPC) between the -like orbitals of intercalated Ta atoms via the imaginary phonon modes at M point. A 21 CDW structure is identified, featuring quasi-one-dimensional Ta chains, attributable to the competition between the CDW…
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Taxonomy
Topics2D Materials and Applications · Boron and Carbon Nanomaterials Research · Machine Learning in Materials Science
Emergent charge density wave featuring quasi-one-dimensional chains in Ta-intercalated bilayer 2-TaS2 with coexisting superconductivity
Tiantian Luo
Siyuan Laboratory, Guangzhou Key Laboratory of Vacuum Coating Technologies and New Energy Materials, Department of Physics, Jinan University, Guangzhou 510632, China
Maoping Zhang
Siyuan Laboratory, Guangzhou Key Laboratory of Vacuum Coating Technologies and New Energy Materials, Department of Physics, Jinan University, Guangzhou 510632, China
Jifu Shi
Siyuan Laboratory, Guangzhou Key Laboratory of Vacuum Coating Technologies and New Energy Materials, Department of Physics, Jinan University, Guangzhou 510632, China
Feipeng Zheng
Siyuan Laboratory, Guangzhou Key Laboratory of Vacuum Coating Technologies and New Energy Materials, Department of Physics, Jinan University, Guangzhou 510632, China
Abstract
Recently, intercalation emerges as an effective way to manipulate ground-state properties and enrich quantum phase diagrams of layered transition metal dichalcogenides (TMDCs). In this work, we focus on fully Ta-intercalated bilayer 2H-TaS2 with a stoichiometry of Ta3S4, which has recently been experimentally synthesized. Based on first-principles calculations, we computationally show the suppression of an intrinsic charge-density wave (CDW) in the TaS2 layer, and the emergence of a CDW in intercalated Ta layer. The formation of the CDW in Ta3S4 is triggered by strong electron-phonon coupling (EPC) between the -like orbitals of intercalated Ta atoms via the imaginary phonon modes at M point. A 21 CDW structure is identified, featuring quasi-one-dimensional Ta chains, attributable to the competition between the CDW displacements associated with potential CDW vectors (s). Superconductivity is found to coexist with the 21 CDW in Ta3S4, with an estimated superconducting transition temperature () of 3.0 K, slightly higher than that of bilayer TaS2. The Ta3S4 structures of non-CDW, 21 CDW, and 2 CDW can be switched by strain. Our work enriches the phase diagram of TaS2, offers a candidate material for studying the interplay between CDW and superconductivity, and highlights intercalation as an effective way to tune the physical properties of layered materials.
Transition metal dichalcogenides (TMDCs) are a class of materials in which the covalent-bonding layers are held together by van der Waals interactions along their stacking direction. They have received increasing attention as they possess rich quantum phases including charge-density wave (CDW), superconductivity, magnetic ordering, etc. Furthermore, their interlayer couplings can be easily manipulated due to weak van der Waals interaction. Intercalation, through which additional atoms or molecules are inserted into the interlayer space, is one of the effective methods to manipulate the interlayer coupling and has recently been shown to serve as an efficient way to tune the ground-state properties and enrich phase diagrams of TMDCs. For example, alkali-metal intercalations were found to suppress CDW through electron doping [1, 2]. Organic cations intercalated bulk NbSe2 can host the unique properties of both monolayer and bulk NbSe2, with the simultaneous presence of Ising superconductivity and a high superconducting transition temperature [3]. Fe intercalation can induce magnetic order in two-dimensional FeSe2 owing to the spin-density transfer between native and intercalated Fe atoms [4]. Intercalations can also induce superconductivity in TMDCs [5, 6] and materials composed of main-group elements such as bilayer graphene [7, 8].
Recently, two-dimensional systems of Ta-intercalated 2-TaS2 (TaS2 henceforth) have been experimentally synthesized, where the Ta atoms intercalated into interlayer space of adjacent TaS2 layers in Ta-rich growing environments [9]. By adjusting the chemical potential of sulfur, various kinds of Ta-intercalated bilayer TaS2 (Ta2S4) with different stoichiometries can be synthesized. In particular, 100% Ta-intercalated Ta2S4 can be realized with a stoichiometry of Ta3S4, to which the interface from monolayer TaS2 can be observed using scanning transmission electron microscopy. Interestingly, first-principles calculations further show the development of magnetic order when the Ta-intercalated concentration is less than 50% for both bilayer and bulk TaxSy, indicating that Ta-interaction can modify the ground states of two-dimensional TaS2. As Ta2S4 intrinsically hosts the coexistence of superconductivity and a 33 CDW [10, 11], it is very interesting to ask how the Ta intercalation will modify them. Furthermore, TaS2 systems possess a rich phase diagram. In addition to the intrinsic 33 CDW, which coexists with superconductivity and emergent magnetic order induced by low-concentration Ta intercalations, the TaS2 can further transform into 22, 44 CDW and even into non-CDW phase by controlling the amount of lithium doping, charge doping and the extent of hybridization with substrates [12, 1, 13, 14, 15]. Thus, it is also fascinating to ask whether the Ta-intercalation could further enrich the phase diagram of TaS2 systems.
Herein, we study the CDW and superconductivity in Ta3S4 based on first-principles calculations. We show the suppression of the 33 CDW in the Ta2S4 layer and the emergence of a 21 CDW in the intercalated Ta layer. The 21 CDW structure features quasi-one-dimensional Ta chains, attributable to the strong electron-phonon coupling (EPC) arising from the intercalated Ta atoms, and the competition of potential s in non-CDW Ta3S4, where the softest phonon is present. Furthermore, the of the CDW Ta3S4 is estimated to be 3.0 K, slightly higher than that of Ta2S4, owing to the combined effects of reduced electronic states available for EPC but enhanced coupling strength arising from phonon frequency dip. The above results suggest the coexistence of superconductivity and the 21 CDW in Ta3S4. By applying strains, the Ta3S4 can switch among the states of non-CDW, CDW, and CDW.
The calculations in this work were performed by Quantum Espresso [16], VASP [17], and EPW [18] packages. More details can be found in Ref. [19].
For bulk TaS2, the selected pseudopotentials and exchange-correlation functionals [19] yield in-plane and out-of-plane hexagonal lattice constants of = 3.31 Å and = 12.23 Å, respectively. The result agrees well with experiment in Ref.[26]( = 3.314 Åand = 12.097 Å), validating our computational method for the crystal structures of layered TaS2. We then began by determining the crystal structure of Ta2S4. Our calculation shows that the most energy-favorable Ta2S4 structure consists of stacked two S-Ta-S monolayers with = 3.31 Å, separated by an interlayer distance of d=2.89 Å (Sec. S1 [27]). The monolayer consists of edge-shared TaS6 triangular prisms, each formed by a Ta atom at the prism center coordinated by 6 S atoms at the prism vertices. The calculated phonon dispersion () of Ta2S4 exhibits the most negative energy at 2/3M (Sec. S2, Ref. [27]), indicating 33 CDW instabilities, consistent with a recent experiment [28], which further validates our methods. When Ta atoms were intercalated into the interlayer space, they occupied the octahedral sites at the midpoints between the two nearest Ta atoms of adjacent monolayers [9]. When the octahedral sites were fully occupied, 100 % intercalated Ta2S4 (Ta3S4) without CDW was formed with calculated Å and Å, as shown in Fig. 1(a).
Interestingly, the non-CDW Ta3S4 crystal is found to be dynamically unstable due to the imaginary phonon modes at three equivalent points in its Brillouin zone (BZ), which will be shown below. There are three different points in a hexagonal BZ, i.e., (labeled as ), (M*′*) and ) () with and being the in-plane reciprocal lattice vectors [Fig. 3(b)]. They are equivalent for non-CDW Ta3S4 due to the threefold rotational symmetry. As shown in Figs. 1(b) and 1(c), the of non-CDW Ta3S4 computed using a regular electronic broadening () exhibits imaginary phonon frequencies with the most negative energies -10 meV at the three points. Interestingly, the displacement patterns associated with the imaginary phonon modes were found to be dominated by the in-plane vibrations of the intercalated Ta atoms (Sec. S9, Ref. [27]). Furthermore, the imaginary phonon frequencies were sensitive to . When a larger =0.08 Ry is adopted, the imaginary phonon frequencies are hardened to positive values with a dip at points [Fig. 1(b)], indicating that they are possibly associated with Kohn anomalies driven by EPC [29]. As is positively correlated to temperature, the above result [Fig. 1(b)] indicates that the phonon energies of the acoustic branch will be softened and first become imaginary at the points as temperature decreases.
Indeed, our calculations demonstrate that the phonon softening at points is triggered by EPC, mainly arising from intense EPC matrix elements. The phonon softening arising from EPC at branch and momentum can be quantified by generalized static electronic susceptibility () [30, 31, 32, 28], which is associated with the real part of phonon self-energy due to EPC:
[TABLE]
where is the weight of the point for BZ integration, and is the Fermi-Dirac distribution function evaluated at the electronic energy associated with Kohn-Sham state (). is EPC matrix element quantifying the scattering amplitude between () and () via the phonon (). The can be further reduced to bare electronic susceptibility in constant-matrix-element approximation:
[TABLE]
reflecting the contributions of Fermi surface nesting [33], which is a pure electronic effect. Therefore, the main feature of is determined by combined effect of EPC matrix elements and the Fermi surface nesting. To unveil the phonon softening for Ta3S4, we computed its and , and the results are shown in Figs. 2(a) and 2(b), respectively. The features the most dominant values around owing to the intraband transitions, and the second-largest values, distributed almost uniformly on a hexagon with six vertices at M points [Fig. 2(a)]. In comparison, the calculated for the lowest phonon branch features the same hexagon as , but with the largest values at points [Fig. 2(b)], coinciding with the momenta where the phonon softening occurs [Fig. 1(c)]. It can be seen that there already exists a moderate strength of Fermi surface nesting at points [Fig. 2(a)]. The intense EPC matrix elements further lead to the largest value of at the points [Fig. 2(b)], which drive the phonon softening. The calculated also shows consistent result, where those states on the hexagon [gray line in Fig. 1(c)] have relatively low energies. The above finding is similar to the cases of monolayer TaS2 [28] and NbSe2 [34], where the intense EPC matrix elements lead to the imaginary phonon modes at 2/3.
To gain more insights into the appearance of the imaginary phonon modes, we then delve into the reason for the large at points (). The can be decomposed into the contributions from each in the BZ according to . As the three points are equivalent, the decomposition was only done for the at [], as displayed in Figs. 2(c) and 2(d). The comparison of the above two panels shows that the dominant comes from the points with the energies 0.2 eV around the Fermi level. To understand the orbital characters at those points, we computed the projected electronic states around the Fermi surface as shown in Figs. 2(e), 2(f) and Fig. S3 [27], along with bandstructure in Fig. 4(c) (orange lines). It is seen that the Fermi surface is mainly composed of the following three sections: (1) six small circles around contributed by the -like orbitals of all Ta atoms; (2) a large Fermi pocket centered at with 6 leaf-shape corners contributed mainly by the -like orbitals of the intercalated Ta with a small portion of native Ta; (3) a small circle centered at each of the points mainly contributed by the -like orbitals of native Ta. By comparing Fig. 2(c) with Figs. 2(e), 2(f) and Fig. S3 [27], one can see that the states at those points with dominant are mainly derived from the -like orbitals of the intercalated Ta atoms around the leaf-shape section and from the hybridized -like orbitals around the small circles near . Later we will show that the states involved in the CDW formation are mainly contributed by the intercalated Ta.
The points with imaginary phonon energies serve as potential s, which are associated with reconstructed 21 (12) or 22 superstructures with lower energies than the non-CDW Ta3S4. To obtain the reconstructed structures, we built 22 supercells, with all atoms uniformly distributed at their equilibrium positions. Then we introduced small random displacements on the atoms, followed by structural optimizations. After multiple structural optimizations, we obtained one reconstructed structure characterized by the displacements of intercalated Ta atoms with concomitant displacements of S atoms. The reconstructed structure features dimerizations of the Ta atoms along direction, forming quasi-one-dimensional Ta chains along direction in the intercalated Ta layer [Fig. 3(a)]. In contrast, the Ta atoms in the Ta2S4 layer exhibit nearly uniform distribution (Fig. S4, Ref. [27]), indicating the suppression of the intrinsic 33 CDW in Ta2S4 (Sec. S2, Ref. [27]). The above CDW displacements are consistent with the intercalated-Ta-dominated atomic vibrations at (Sec. S9, Ref. [27]), as mentioned before. Remarkably, the reconstructed structure exhibits an equal distance of 3.26 Å between adjacent Ta atoms along direction, indicating that it possesses a smaller unit cell with a size of . This is further confirmed by direct structure optimizations in supercells, which yield the same structure and total energy (-7.8 meV per Ta3S4 relative to non-CDW Ta3S4). Phonon calculation was further performed to assess the dynamical stability of the reconstructed structure, and the result is shown in Fig. 5(a). It can be seen that all [Fig. 5(a)] are positive except some negligible imaginary phonon modes near , indicating the dynamical stability of the structure. The energy distribution of the lowest branch in BZ [Fig. 3(c)] further confirms the above result. Therefore, we have shown that the intercalants lead to the suppression of intrinsic 33 CDW in the Ta2S4, and the formation of 21 CDW in the intercalated Ta layer.
We also note that of the CDW Ta3S4 exhibits a dip with a positive energy of 2.54 meV at points [Figs. 3(c) and 5(a)], which are coincided with the and in non-CDW BZ [Fig. 3(b)], where the s are imaginary. This indicates the suppression of CDW instability at and , after the development of CDW associated with the point. This indication is confirmed by the calculations of the energy distribution of the structures in 22 supercells generated by adding the linear combinations of CDW displacements associated with 1/2 and 1/2 to the atoms in non-CDW Ta3S4 (see the caption of Fig. 3 for details). It can be seen in Fig. 3(d) that after the CDW displacement associated with 1/2 (1/2) develops, along the path of (0,0)(1,0) [(0,0)(0,1)], the total energy decreases monotonically to the minimum of -7.8 meV/Ta3S4 at (1,0) [(0,1)], corresponding to the CDW structures with 21 (12) supercells. However, after the full development of the 1/2 (1/2) displacement, the 1/2 (1/2) displacement is found to be fully suppressed, as the energy increases monotonically along the path of (1,0)(1,1) [(0,1)(1,1)]. The above results indicate that in Ta3S4, CDW displacements associated with different points compete with each other. When the CDW displacement associated with one of the points develops, the displacements corresponding to the other points are suppressed. This is very different from layered TaS2 without intercalation, such as monolayer TaS2, where the cooperations of the CDW displacements associated with different s can be seen (Fig. S5 [27]). The above analysis gives a qualitative understanding regarding the competition among the CDW displacements related to different s.
After unveiling the origin of the emergent CDW in Ta3S4, an important question arises: how the electronic structure is modified by the CDW, which is essential to understand the interplay between CDW and superconductivity. To study the above question, we unfolded the electronic structures of CDW Ta3S4 into non-CDW BZ and directly compared them with non-CDW Ta3S4 based on a BZ unfolding scheme [25, 24]. The calculated unfolded Fermi surface of non-CDW Ta3S4 using a 21 supercell is consistent with the one directly calculated using its primitive cell [Fig. 4(a)], indicating the reliability of our method. When the CDW forms in 21 supercells, the Fermi surface and bandstructure are modified, as shown in Figs. 4(b) and 4(c), respectively (see Fig. S6 [27] for the results of three intermediate structures between non-CDW and CDW Ta3S4). The most notable change of the Fermi surface is the opening of gaps at the nested sections [dashed boundaries in Fig. 4(b)] with smaller unfolding weights than the non-CDW case [Fig. 4(a)]. We note that the gaps in the nested sections are not fully opened because the finite weights can be found, especially at the regions near the small circle around . Such phenomenon is different from the cases of monolayer NbSe2 [34] and TaS2 [10], where the fully gapping at the nested sections can be found. The above discrepancy can be due to the different orbital characters: the nested sections for the Ta3S4 are contributed by all Ta atoms, and only the intercalated Ta atoms participate in the CDW displacements (see Secs. S4 and S9 [27], Ref. [27]), whereas for NbSe2, the nested sections are totally contributed by the Nb atoms, which are involved in the formation of CDW with triangle clusters. The Fermi-surface gapping induced by the CDW reduces the density of states at Fermi level from 1.85 (non-CDW) to 1.74 states/eV/Ta3S4 (CDW). The gap opening can also be seen in the folded BZ, as discussed in Sec. S13, Ref. [27].
Finally, as superconductivity and CDW intrinsically coexist in layered TaS2 [11, 10], a remaining question is whether the superconductivity can now coexist with the 21 CDW in Ta3S4 after the gaps open on the Fermi surface. Our EPC calculations show that the EPC constant for the CDW Ta3S4 is [Fig. 5(c)]. Further examination of the spectrum in Fig. 5(c) shows that the phonons contributing to the comes from two energy windows at 0–20 and 34–50 meV. In particular, the low-energy phonons, mainly derived from Ta vibrations [Fig. 5(b)], prevail the contribution with , corresponding to a proportion of 87.3%. By further comparing Figs. 5(a)–5(c), it is seen the significant contributions mainly arise from the soft phonons with energies 10 meV and located around point in BZ, where the s are large. Combined with the calculated logarithmic average of phonon frequencies 97.3 K and a regular effective Coulomb potential for TMDCs, superconducting is estimated to be 3.0 K using Allen-Dynes-modified McMillan equation [35, 36, 30], slightly higher than that of the Ta2S4 measured in an experiment (2.8 K) [10]. This is counterintuitive at first glance, as the of Ta2S4 is larger than that of Ta3S4 [Fig. 4(d)]. Although the Ta intercalation tends to suppress , which reduces the number of electronic states available for EPC, their coupling strengths are enhanced due to low-energy phonons with large s [Figs. 5(a) and 5(c)]. The above two competitive effects lead to similar [37] and between Ta3S4 and Ta2S4. By carefully evaluating the spin-orbit coupling (SOC) effect in Ta3S4, we find that the SOC will not substantially influence the calculated results of non-CDW and CDW Ta3S4 (Sec. S7, Ref. [27]).
To gain more insights into the properties of Ta3S4, we also study the magnetism, strain effects, and lifetime broadening of electrons and phonons, as the strain and lifetime broadening can be introduced by lattice mismatch with the substrate and fluctuations like disorders and temperatures, respectively. The Ta3S4 is calculated to be nonmagnetic (Sec. S8, Ref. [27]), in agreement with the previous work [9]. Furthermore, the electronic broadening will suppress the superconductivity and CDW in Ta3S4. In particular, the CDW in Ta3S4 is likely to be more robust against fluctuations than layered TaS2 [38] (Sec. S11, Ref. [27]). More interestingly, the CDW and superconductivity can be effectively manipulated by strains. 3% compressive strain can stabilize the CDW instability and lead to an enhanced up to 4.2 K, whereas 2.8% tensile strain can induce a more stable 22 CDW order (Sec. S10, Ref. [27]).
In summary, we have made a computational study of crystal structures, electronic structures, EPC, and superconducting properties of Ta3S4, leading to some important conclusions. Firstly, Ta intercalation suppresses the intrinsic 33 CDW in Ta2S4, and induces 21 CDW in intercalated Ta layer, triggered by strong EPC of -like orbitals of intercalated Ta atoms with phonons at one of the three potential s in non-CDW Ta3S4. One CDW structure has been identified, featuring quasi-one-dimensional Ta chains, owing to the competition among the CDW displacements associated with different potential s. Furthermore, the CDW in Ta3S4 leads to Fermi surface gapping in part of the leaf-shape Fermi pocket associated with the imaginary phonon mode at point, reducing in CDW Ta3S4. Finally, the 21 CDW can coexist with superconductivity with an estimated of 3.0 K, which is slightly higher than that of Ta2S4, attributable to the combined effects of reduced but enhanced EPC coupling strength arising from the low-energy phonon modes in CDW Ta3S4. The switch among the states of non-CDW, , and CDW for Ta3S4 can be realized by strains.
Acknowledgements.
This work is supported by National Natural Science Foundation of China 11804118, Guangdong Basic and Applied Basic Research Foundation (Grant No.2021A1515010041), the Science and Technology Planning Project of Guangzhou (Grant No. 202201010222), and open project funding of Guangzhou Key Laboratory of Vacuum Coating Technologies and New Energy Materials (KFVEKFVE20200001). The Calculations were performed on high-performance computation cluster of Jinan University, and Tianhe Supercomputer System. T. Luo and M. Zhang contribute equally to this work.
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