Semi-classical states for fractional Choquard equations with decaying potentials
Yinbin Deng, Shuangjie Peng, Xian Yang

TL;DR
This paper investigates the existence and behavior of semi-classical states for fractional Choquard equations with decaying potentials, employing variational, penalized, and comparison methods to handle nonlocal terms and decay conditions.
Contribution
It introduces new existence results for fractional Choquard equations with decaying potentials, using novel penalized techniques and comparison principles for nonlocal operators.
Findings
Solutions concentrate at potential minima as epsilon approaches zero.
Established regularity, positivity, and asymptotic behavior of solutions.
Proved nonexistence under certain conditions, indicating optimal assumptions.
Abstract
This paper deals with the following fractional Choquard equation where is a small parameter, is the fractional Laplacian, , , , , is a Riesz potential, is an electric potential. Under some assumptions on the decay rate of and the corresponding range of , we prove that the problem has a family of solutions concentrating at a local minimum of as . Since the potential decays at infinity, we need to employ a type of penalized argument and implement delicate analysis on the both nonlocal terms to establish regularity, positivity and asymptotic behaviour of…
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Taxonomy
TopicsNonlinear Partial Differential Equations · Advanced Mathematical Physics Problems · Stability and Controllability of Differential Equations
11footnotetext: School of Mathematics and Statistics & Hubei Key Laboratory of Mathematical Sciences, Central China Normal University, Wuhan 430079, P. R. China. Email: [email protected]: School of Mathematics and Statistics & Hubei Key Laboratory of Mathematical Sciences, Central China Normal University, Wuhan 430079, P. R. China. Email: [email protected]: School of Mathematics and Statistics & Hubei Key Laboratory of Mathematical Sciences, Central China Normal University, Wuhan 430079, P. R. China. Email: [email protected].
Semi-classical states for fractional Choquard equations with decaying potentials
Yinbin Deng 1, Shuangjie Peng2 and Xian Yang 3
Abstract.
This paper deals with the following fractional Choquard equation
[TABLE]
where is a small parameter, is the fractional Laplacian, , , \alpha\in\big{(}(N-4s)_{+},N\big{)}, , is a Riesz potential, V\in C\big{(}\mathbb{R}^{N},[0,+\infty)\big{)} is an electric potential. Under some assumptions on the decay rate of and the corresponding range of , we prove that the problem has a family of solutions concentrating at a local minimum of as . Since the potential decays at infinity, we need to employ a type of penalized argument and implement delicate analysis on the both nonlocal terms to establish regularity, positivity and asymptotic behaviour of , which is totally different from the local case. As a contrast, we also develop some nonexistence results, which imply that the assumptions on and for the existence of are almost optimal. To prove our main results, a general strong maximum principle and comparison function for the weak solutions of fractional Laplacian equations are established. The main methods in this paper are variational methods, penalized technique and some comparison principle developed in this paper.
Key words: Fractional Choquard; penalized method; variational methods; decaying potentials; comparison principle
AMS Subject Classifications: 35J15, 35A15, 35J10.
The research was supported by the Natural Science Foundation of China (No. 12271196, 11931012).
1. Introduction
In this paper, we study the following nonlinear fractional Choquard equation
[TABLE]
where is a parameter, , , , , V\in C\big{(}{\mathbb{R}}^{N},[0,\infty)\big{)} is an external potential, is the Riesz potential with (see [29]) and could be interpreted as the Green function of in satisfying the semigroup property for such that , is the fractional Laplacian defined as
[TABLE]
with C(N,s)=\big{(}\int_{\mathbb{R}^{N}}\frac{1-\cos(\zeta_{1})}{|\zeta|^{N+2s}}\mathrm{d}\zeta\big{)}^{-1} (see [11]). In view of a path integral over the Lévy flights paths, the fractional Laplacian was introduced by Laskin ([21]) to model fractional quantum mechanics. When , and , problem (1.1) is related to the following well-known boson stars equation (see [13, 15, 18, 19, 22, 23])
[TABLE]
which can effectively describe the dynamics and gravitational collapse of relativistic boson stars, where is a mass parameter and is the kinetic energy operator defined via its symbol in Fourier space. In the massless case (), a standing wave of (1.2) leads to a solution of
[TABLE]
When , equation (1.1) boils down to the following classical Choquard equation:
[TABLE]
which was introduced by Choquard in in the modeling of a one-component plasma ([24]). The equation can also be derived from the Einstein-Klein-Gordon and Einstein-Dirac system ([20]). Equation (1.3) can be seen as a stationary nonlinear Schrödinger equation with an attractive long range interaction (represented by the nonlocal term) coupled with a repulsive short range interaction (represented by the local nonlinearity). While for the most of the relevant physical applications , the case may appear in several relativistic models of the density functional theory. When is a non-constant electric potential, (1.3) can model the physical phenomenon in which particles are under the influence of an external electric field.
When is a small parameter, which is typically related to the Planck constant, from the physical prospective (1.1) is particularly important, since its solutions as are called semi-classical bound states. Physically, it is expected that in the semi-classical limit there should be a correspondence between solutions of the equation (1.1) and critical points of the potential , which governs the classical dynamics.
For fixed , for instance , problem (1.1) becomes
[TABLE]
In the case that is a constant , and , it was verified in [7] that problem (1.4) has a positive radial decreasing ground state . Moreover, if , it holds that decays as follows:
[TABLE]
for some .
Noting that as for all , we see that equation (1.1) is formally associated to the following well-known fractional Schrödinger equation:
[TABLE]
which has been widely studied in recent years. For example, when and , by Fourier analysis and extending (1.6) into a local problem in (see [4]), Frank et al. in [16] proved that the ground state of (1.6) is unique up to translation. In [14], it was proved that (1.6) has a positive radial ground state when the nonlinear term is replaced by general nonlinear term. When , it was shown in [1] and [3] that has a family of solutions concentrating at a local minimum of in the nonvanishing case and the vanishing case respectively. For more results about (1.6), we would like to refer the readers to [2, 8, 30, 12, 32] and the references therein.
Inspired by the penalization method in [9] for (1.6) with , Moroz et al. in [27] introduced a novel penalized technique and obtained a family of single-peak solutions for (1.3) under various assumptions on the decay of .
However, for the double nonlocal case, i.e., and , there seems no result on the study of semi-classical solutions for (1.1) with vanishing potentials (particularly the potentials with compact support). If tends to zero at infinity, the action functional corresponding to (1.1) is typically not well defined nor Fréchet differentiable on (which is defined later). Even in the local case , this difficulty is not only technical. As was pointed out in [26], the local Choquard equations with fast decaying potentials indeed may not have positive solutions or even positive super-solutions for certain ranges of parameters. Hence the existence of semi-classical bound states to in the case is an interesting but hard problem. In this paper, we will focus on the type of problems with the potential decaying arbitrarily or even being compactly supported. It is worth pointing out that, compared with the local case , the nonlocal effects from both and the nonlocal nonlinear term will cause some new difficulties different from [27, 3]. For instance, the double nonlocal effects make it quite difficult to derive the uniform regular estimates and construct the penalized function and sup-solution.
In order to state our main results, we first introduce some notations.
For , the usual fractional Sobolev space is defined as
[TABLE]
endowed with the norm \|u\|_{H^{s}(\mathbb{R}^{N})}=\big{(}\|u\|_{L^{2}(\mathbb{R}^{N})}^{2}+[u]_{s}^{2}\big{)}^{\frac{1}{2}}, where is defined as
[TABLE]
For , we define the space as
[TABLE]
which is the completion of under the norm , where is the fractional Sobolev critical exponent.
Without loss of generality, hereafter, we define and
[TABLE]
Our study will rely on the following weighted Hilbert space
[TABLE]
with the inner product
[TABLE]
and the corresponding norm
[TABLE]
We assume that satisfies the following assumption:
() , and there exists a bounded open set such that
[TABLE]
Moreover, we assume without loss of generality that and is smooth. From the assumption , we choose a smooth bounded open set such that and .
We say that is a weak solution to equation if satisfies
[TABLE]
for any .
For convenience, hereafter, given and , we denote with denoting the largest integer no larger than .
Now we state our main results.
Theorem 1.1**.**
Let satisfy (), , \alpha\in\big{(}(N-4s)_{+},N\big{)}, satisfying one of the following two assumptions:
* ;*
* if for some .*
Then there exists an such that for all , problem admits a positive weak solution with , which owns the following two properties:
i) has a global maximum point such that
[TABLE]
and
[TABLE]
for a positive constant independent of , where is a positive constant close to from below if holds and close to from below if holds;
ii) is a classical solution to (1.1) and for some if for some .
We also have the following nonexistence result, which implies that the assumptions - on and in Theorem 1.1 are almost optimal.
Theorem 1.2**.**
Let and . Then (1.1) has no nonnegative nontrivial continuous weak solutions if and .
Remark 1.3**.**
We do not need any extra assumptions on out of in , which means that can decay arbitrarily even have compact support. The restriction in Theorem 1.1 is crucially required since will be unbounded if . Noting that and is decreasing on , one can see from Theorem 1.1 that the restriction on is weaker when decays slower. Specially, when , the restriction on in holds naturally since .
The proof of our main results depends strongly on Proposition 4.3, which is a basis of applying comparison principle. We use a tremendous amount of delicate analysis to check Proposition 4.3.
Let us now elaborate the main difficulties and novelties in our proof.
We will use the variational sketch to prove our results, hence it is natural to consider the following functional corresponding to
[TABLE]
whose critical points are weak solutions of (1.1). However, is not well defined when decays very fast. For example, the function but for any if . In addition, it is hard to verify directly the (P.S.) condition only under the local assumption on . Furthermore, due to the nonlocal effect of the Choquard term, if decays to 0 at infinity, it is very tricky to obtain a priori regular estimate desired for a weak solution of (1.1) because we neither know whether nor know whether . To overcome these difficulties, we employ a type of penalized idea to modify the nonlinearity. We will introduce the following penalized problem (see (2.3) and (2.5))
[TABLE]
Under better pre-assumptions (see (2.1), in Section 2) on the penalized function , the functional corresponding to (1) is in and satisfies the (P.S.) condition. Hence the standard min-max procedure results in a critical point which solves equation (1). To prove that is indeed a solution to the original problem , a crucial step is to show that
[TABLE]
in which some new difficulties caused by the nonlocal term () and the nonlocal nonlinear term will be involved.
Firstly, we need to prove the concentration of (see Lemma 3.9). This step relies on the uniform regularity of . However, under the double nonlocal effect of and the Choquard term, the regularity estimates here are non-trivial after the truncation of the nonlinear term (see (2.3)). In [7], using essentially the fact that week solutions of (1.3) belongs to , some regularity results for solutions of (1.3) were obtained. But in our case, the solutions may not be -integrable if especially is compactly supported. To overcome this difficulty, we first use directly the Moser iteration to get the uniform -estimates (see Lemma 3.3) and then apply a standard convolution argument (see [31, Proposition 5]) to get the uniform Hölder estimates. Our proof is quite different from that of [7], since the -norm of here is unknown for fast decay . We emphasize here that the upper bound on the energy (see Lemma 3.2) and the construction of the penalized function play a key role in the regularity estimates since we expect not only the sufficient regularity estimates for fixed but also the uniform regularity estimates for all .
Secondly, the double nonlocal effects from the Choquard term and the operator make the construction of penalized function and sup-solution to the linearized equation (see (4.3)) derived from the concentration of more difficult than that in [27, 3]. By large amounts of delicate nonlocal analysis, we find a sup-solution
[TABLE]
where is a constant depending on different decay rates of (see the assumptions in Theorem 1.1 above). We would like to emphasize that the sup-solutions above imply that the solutions can decay fast than or even if decays slowly, which is quite different from [3]. Moreover, the different behavior of and , for instance and as for any , makes our proof quite different from that of [27].
Using the decay properties of (see Proposition 4.3), we indeed provide a specific comparison function to derive decay estimates from above and below for solutions of general fractional equations. As an application, Proposition 4.3 is used to the full in the proof of Theorem 1.2 by carrying out a skillful iteration procedure. We point out that it is interesting that Proposition 4.3 can also be applied to the case . For instance, for constant , instead of the comparison functions constructed by the Bessel Kernel (see [14, Lemmas 4.2 and 4.3]), function can be taken as a super-solution ( small) or a sub-solution ( large) to
[TABLE]
for some suitable .
The proof of Theorem 1.2 depends strongly on the positivity of solutions. To this end, we establish a general strong maximum principle for weak super-solutions (see (2.15)).
It should be mentioned that the potential affects the decay properties of solutions. On one hand, assume that for , then by Remark 4.9, given by Theorem 1.1 satisfies for some , and thereby
[TABLE]
On the other hand, we can check by the same way as that in [7], that any nonnegative weak solution to (1.1) must satisfy
[TABLE]
for if . Hence, the solution has different decay behavior at infinity between the nonvanishing case () and the vanishing case (). In fact, we believe that solutions decay faster if decays slower (see the choice of in Theorem 1.1) .
This paper will be organized as follows: In Section 2, we modify the nonlinear term of (1.1) and get a new well-defined penalized functional whose critical point can be obtained by min-max procedure in [34]. In Section 3, we give the essential energy estimates and regularity estimates of and prove the concentration property of . In Section 4, the concentration of will be used to linearize the penalized equation for which we construct a suitable super-solution and the penalized function. We also prove the decay estimates on by comparison principle, which shows that solves indeed the origin problem (1.1). In Section 5, we present some nonexistence results and verify Theorem 1.2.
Throughout this paper, fixed constants are frequently denoted by or , which may change from line to line if necessary, but are always independent of the variable under consideration. What’s more, and can be taken smaller depending on the specific needs.
2. The penalized problem
In this section, we introduce a penalized functional which satisfies all the assumptions of Mountain Pass Theorem by truncating the nonlinear term outside , and obtain a nontrivial Mountain-Pass solution to the modified problem.
We first list the following inequalities which are essential in this paper.
Proposition 2.1**.**
([17] Sharp fractional Hardy inequality)* Let . Then for any , there exists a constant depending only on and such that*
[TABLE]
Proposition 2.2**.**
([11] Fractional embedding theorem)* Let , then the embeddings and are continuous for any . Moreover, the following embeddings are compact*
[TABLE]
Proposition 2.3**.**
(Rescaled Sobolev inequality)* Assume and . Then for every , it holds*
[TABLE]
where depends only on , and .
Proof.
Actually, by Hölder inequality, Young’s inequality and Proposition 2.2, we have
[TABLE]
where , and . ∎
Proposition 2.4**.**
([25] Hardy-Littlewood-Sobolev inequality)* Let , and . If , then and*
[TABLE]
where depends only on , and .
Proposition 2.5**.**
([33] Weighted Hardy-Littlewood-Sobolev inequality)* Let , . If , then and*
[TABLE]
where C_{\alpha}=\frac{1}{2^{\alpha}}\Big{(}\frac{\Gamma\left(\frac{N-\alpha}{4}\right)}{\Gamma\left(\frac{N+\alpha}{4}\right)}\Big{)}^{2}.
By the assumption , we choose a family of nonnegative penalized functions for small in such a way that
[TABLE]
The explicit construction of will be described later in Section 4. Before that, we only need the following two embedding assumptions on :
the space is compactly embedded into ,
there exists such that
[TABLE]
for , where is given by Proposition 2.5.
Basing on the two assumptions above, we define the penalized nonlinearity as
[TABLE]
where is the characteristic function corresponding to . Set One can check that in and
[TABLE]
We consider the following penalized problem
[TABLE]
whose Euler-Lagrange functional is defined as
[TABLE]
For , if , by (), Propositions 2.3 and 2.4, we have
[TABLE]
where .
From (2.2), (2) and (2.6), we conclude that
[TABLE]
which implies that is well defined in if holds.
Next, we prove that the functional is in .
Lemma 2.6**.**
If and - hold, then and
[TABLE]
Proof.
In fact, it suffices to show that the nonlinear term
[TABLE]
is in . Let in . Noting that , from (2), , Propositions 2.2, 2.4 and 2.5, we deduce that
[TABLE]
which yields that is continuous.
For any and , by (2), it holds
[TABLE]
Then by Dominated Convergence Theorem, we get
[TABLE]
which indicates the existence of Gateaux derivative.
For the continuity of , we observe that
[TABLE]
Then, by Hölder inequality and calculations similar to (2), we deduce that
[TABLE]
Hence is continuous and the proof is completed. ∎
Furthermore, we deduce that satisfies the (P.S.) condition.
Lemma 2.7**.**
If and - hold, then satisfies the (P.S.) condition.
Proof.
By Lemma 2.6, . Let satisfy and We claim that is bounded in . Indeed, by (2), we have
[TABLE]
On the other hand, in view of (2), Young’s inequality and (2.2), we see that
[TABLE]
Then it holds from and (2.8)–(2) that
[TABLE]
where are constants independent of . Then . Up to a subsequence, we have in .
By the same proof as (2), we have
[TABLE]
and
[TABLE]
It follows from in that
[TABLE]
Combining with (2.12), we get
[TABLE]
which completes the proof. ∎
Finally, it is easy to check that owns the Mountain Pass Geometry, so by Lemma 2.6 and Lemma 2.7, we can find a critical point for via min-max theorem ([34]).
Define the Mountain-Pass value as
[TABLE]
where
[TABLE]
We have the following lemma immediately.
Lemma 2.8**.**
Let and - hold. Then can be achieved by a , which is a nonnegative weak solution of the penalized equation .
Proof.
The existence is trivial by Lemmas 2.6, 2.7 and the min-max procedure in [34].
Letting be a test function in , we obtain
[TABLE]
which leads to and thereby is nonnegative. ∎
To expect the positivity of , we give the following strong maximum principle.
Lemma 2.9**.**
Let and be a weak supersolution to
[TABLE]
If and in , then either in or in .
Proof.
Suppose by contradiction that there exist such that and . Denote
[TABLE]
Clearly, , and weakly satisfies
[TABLE]
Define . We see that , in and in . Moreover, since , we deduce that .
We claim that the following problem
[TABLE]
has a weak solution .
Indeed, define the following Hilbert space
[TABLE]
Since (-\Delta)^{s}\bar{u}+\sigma\bar{u}\in\big{(}\mathcal{H}_{0}^{s}(B_{r}(x_{0}))\big{)}^{-1} in the sense of
[TABLE]
it follows from Riesz representation theorem that there exists satisfying weakly
[TABLE]
Consequently, solves (2.17) in the weak sense.
Let be a weak solution of (2.17), using (2.16)-(2.17) and comparison principle we deduce
[TABLE]
Since in , it follows that in . On the other hand, taking as a test function in (2.17), we have in . As a result, and . By the regularity theory in [31, Proposition 5] and [5, Theorem 12.2.5], there holds for some , which implies is a classical solution to (2.17). If , then we have
[TABLE]
which and implies that in . This contradicts to . Therefore, and thereby , which contradicts to . ∎
Remark 2.10**.**
The proof of Lemma 2.9 will be much easier if is a classical solution to (2.15). Indeed, if there exists such that , then
[TABLE]
which and imply .
3. Concentration phenomena of penalized solutions
In this section, we aim to prove the concentration of given in Lemma 2.8. We prove that has a maximum point concentrating at a local minimum of in as . This concentration phenomenon is crucial in linearizing the penalized equation . We prove the concentration through comparing energy, in which more regularity results on will be needed.
Before studying asymptotic behavior of as , we first give some knowledge about the limiting problem of (2.5):
[TABLE]
where is a constant and . The limiting functional corresponding to equation is
[TABLE]
By Proposition 2.4, is well-defined in if . We denote the limiting energy by
[TABLE]
Since for , is continuous and is dense in , we deduce that
[TABLE]
The following lemma implies the homogeneity of .
Lemma 3.1**.**
Let , and , then
[TABLE]
In particular, since , is strictly increasing with respect to .
Proof.
For any , we define A trivial verification shows that is a critical point of if and only if is a critical point of , then the assertion follows by the definition of . ∎
In this section, we always assume that () and () hold. By the analysis above, we now give the upper bound of the Mountain-Pass energy .
Lemma 3.2**.**
It holds
[TABLE]
Moreover, there exists a constant independent of such that
[TABLE]
where is given by Lemma 2.8.
Proof.
For a nonnegative function and with , we define
[TABLE]
Clearly, for small, then . Since
[TABLE]
we can select so large that and
[TABLE]
By and the arbitrariness of , we deduce that
[TABLE]
Besides, it follows from that for a constant independent of . ∎
The concentration phenomenon of will be proved by comparing the Mountain-Pass energy with the limiting energy . One key step is to verify that the rescaled function of does not vanish as , which needs some further regularity estimates on . To this end, we first use Moser iteration to get the uniform global -estimate.
Lemma 3.3**.**
Let , and be given by Lemma 2.8, then it holds
[TABLE]
where is a constant independent of .
Proof.
Since satisfies and , it follows from that
[TABLE]
Fix any sequence and define for . It is easy to check that is a weak solution to the rescaled equation
[TABLE]
where and
[TABLE]
Since and , we deduce that weakly satisfies
[TABLE]
From , and Proposition 2.2, by a change of variable, we have
[TABLE]
and
[TABLE]
Let and . Define
[TABLE]
Since is convex and Lipschitz, we see that
[TABLE]
Moreover, satisfies the following inequality
[TABLE]
in the weak sense. It follows from Proposition 2.2 that
[TABLE]
Noting the fact that , by , (3.11) and (3), we obtain that
[TABLE]
By Hölder inequality, and Proposition 2.4, we have the following estimate on :
[TABLE]
Substituting (3) into (3.14), we conclude that
[TABLE]
Letting , by Monotone Convergence Theorem, we get
[TABLE]
Choosing so that
[TABLE]
we have
[TABLE]
and by .
Letting in , we obtain
[TABLE]
Therefore, by iteration, one gets that
[TABLE]
which implies too, where is some constant independent of and . Letting , we conclude that uniformly for .
By the definition of , we complete the proof. ∎
Remark 3.4**.**
As shown in [31, Proposition 5] and [5, Theorem 12.2.1], because of the nonlocal nature of (), the Hölder estimate and Schauder estimate for solutions of fractional equations demand the global information instead of local information, which is quite different from the classical case . To ensure a uniform upper bound of for , Lemma 3.2 plays a key role, see (3.8)-(3.9).
Now we are going to give the -estimate for the Choquard term.
Lemma 3.5**.**
Let \alpha\in\big{(}(N-4s)_{+},N\big{)}, and be given by Lemma 2.8, then for any sequence , it holds
[TABLE]
where , , is a constant independent of and .
Proof.
From and Lemma 3.3, i.e., and , we get uniformly for and . By (2), we have
[TABLE]
We first estimate . By a change of variable, Hölder inequality, () and , we have
[TABLE]
where we have used the fact that
Next we estimate . By a change of variable, Proposition 2.3 and , it holds
[TABLE]
Substituting (3) and (3) into (3), we see that \|I_{\alpha}*\big{(}\mathcal{G}_{\varepsilon}(x,v_{\varepsilon})\big{)}\|_{L^{\infty}(\mathbb{R}^{N})}\leq C uniformly for . ∎
Remark 3.6**.**
The upper energy estimates (Lemma 3.2) and the properties of penalization play a very important role in Lemma 3.5 (see (3)-(3)). On the other hand, the regularity helps us to check Lemma 3.8 (see (3)), which is a significant step to make it possible to realize the desired penalization. This indicates that the regularity and the construction of penalization are not mutually independent but interrelated.
In terms of Lemma 3.3 and Lemma 3.5, we continue to prove the locally Hölder estimate of , where the fact in Lemma 3.3 is essential.
Lemma 3.7**.**
Let \alpha\in\big{(}(N-4s)_{+},N\big{)}, and be given by Lemma 2.8, then for any and , we have for any and
[TABLE]
where is independent of , such that for some as .
If we assume additionally that , then the estimate above is global, i.e., and
[TABLE]
Proof.
Fix and any , we have . Since as , there exists such that for . Denote , where , we have .
Recalling and Lemma 3.3, we see that solves weakly the following equation
[TABLE]
where f_{\varepsilon}:=p\big{(}I_{\alpha}*\mathcal{G}_{\varepsilon}(x,v_{\varepsilon})\big{)}\mathfrak{g}_{\varepsilon}(x,v_{\varepsilon})-V_{\varepsilon}v_{\varepsilon}. By Lemmas 3.3, 3.5 and the above analysis, it holds that and . From Proposition 5 in [31], it follows that v_{\varepsilon}\in C^{\sigma}\big{(}B_{1/4}(y_{*})\big{)} for any and
[TABLE]
where and are independent of . For any and , we have if . It follows from that
[TABLE]
If , we deduce that
[TABLE]
Therefore, by and , we have
[TABLE]
Furthermore, if , then and thereby . Thus the assertion holds. ∎
By the regularity above, now we can give a lower bound on the energy of by blow-up analysis.
Lemma 3.8**.**
Let , , with , be given by Lemma 2.8 and be families of points satisfying . If the following statements hold
[TABLE]
and
[TABLE]
for and some , then and
[TABLE]
where \mathcal{C}\big{(}V(x_{\ast}^{j})\big{)} is given by (3.2).
Proof.
The rescaled function defined as satisfies
[TABLE]
where . We also denote the rescaled set . Since is smooth, up to a subsequence, we can assume that a.e. as , where and is a half-space in .
By Lemma 3.2, we have . A change of variable and Proposition 2.3 implies that
[TABLE]
and
[TABLE]
Moreover, since , by (3.27) and (3.28), we have
[TABLE]
Taking a subsequence if necessary, there exists such that weakly in , strongly in for and a.e. as . Besides, a.e. as .
By the weak lower semicontinuity of the norms and Fatou’s lemma, we have
[TABLE]
and
[TABLE]
which implies that since . In addition, a.e. in since a.e. in . Moreover, by Proposition 2.2, Lemma 3.3 and Lemma 3.7, we deduce that in for any as and for any .
We claim that
[TABLE]
Indeed, by Fatou’s lemma and Lemma 3.5, we have
[TABLE]
For any given and , it holds
[TABLE]
By Hölder inequality, (2.1), () and , letting , we have
[TABLE]
On the other hand, by Hölder inequality, (3.29) and , it follows that
[TABLE]
where and such that . Since in as for , by Dominated Convergence Theorem, we have
[TABLE]
and
[TABLE]
From – and (2.1), we conclude that
[TABLE]
which gives (3.32).
Taking any as a test function in and letting , from , and in , we deduce that satisfies
[TABLE]
Since and pI_{\alpha}*\big{(}\mathcal{G}_{n}^{j}(v_{n}^{j})\big{)}\to I_{\alpha}*\big{(}\chi_{\Lambda_{*}^{j}}(v_{*}^{j})^{p}\big{)} in , from assumption , we have
[TABLE]
Consequently, and . In particular, .
Define the functional associated with equation as
[TABLE]
Since and is a nontrivial nonnegative solution to equation , it holds
[TABLE]
Now we begin estimating the energy of . Fixing , by the assumption , we have if for large enough. Then by Fatou’s lemma, in , , and (3.42), we have
[TABLE]
Next we estimate the integral outside the balls above. Let be such that , on and on . Define
[TABLE]
Taking as a test function to the penalized equation , we get
[TABLE]
where
[TABLE]
Noting , it follows from that
[TABLE]
From (3.33), , and (3.31), we obtain
[TABLE]
It remains to estimate . Noticing
[TABLE]
by Hölder inequality and scaling, from we have
[TABLE]
Next we estimate the last integral in , which can be divided into four parts. In the region , since |\eta\big{(}\frac{x}{R}\big{)}-\eta\big{(}\frac{y}{R}\big{)}|\leq\frac{C|x-y|}{R} and in , we get
[TABLE]
Similarly, in the region ,
[TABLE]
In the region B_{2R}(0)\times\big{(}\mathbb{R}^{N}\setminus B_{4R}(0)\big{)}, since \left|\eta\big{(}\frac{x}{R}\big{)}-\eta\big{(}\frac{y}{R}\big{)}\right|\leq 2,
[TABLE]
In the region , by Hölder inequality and , we have
[TABLE]
Thus we conclude from – that
[TABLE]
Putting , , and together and letting , we conclude that
[TABLE]
Hence we complete the proof. ∎
At the end of this section, by comparing the Mountain-Pass energy in (2.13) and the limiting energy in (3.3), we apply Lemma 3.8 to prove that the penalized solution concentrates at a local minimum of in as .
Lemma 3.9**.**
Let \alpha\in\big{(}(N-4s)_{+},N\big{)}, and be given by Lemma 2.8. Then there exists a family of points and such that
**
**
**
**
Proof.
Testing the equation by and applying (2) and Young’s inequality, we have
[TABLE]
By Proposition 2.5 and the assumption (), it holds
[TABLE]
Since , we choose such that . By Proposition 2.3 and Proposition 2.4,
[TABLE]
Substituting (3.54)-(3) into (3), by and , we get
[TABLE]
Lemma 3.7 means that is continuous on , so we can choose as a maximum point of in . It follows from and that
[TABLE]
Taking any subsequence such that , by Lemmas 3.2 and 3.8 we obtain
[TABLE]
From the assumption and Lemma 3.1, there hold and . By the arbitrariness of , we have and then .
Finally we prove by contradiction. If (iv) does not hold, then there exist with and such that
[TABLE]
and
[TABLE]
Since is compact, we can assume , then . By Lemmas 3.2 and 3.8 again, we have
[TABLE]
which is impossible and hence the proof is completed. ∎
4. Recover the original problem
In this section, we show that given by Lemma 2.8 is indeed a solution to the original problem (1.1) by comparison principle. To do this, the first step is to linearize the penalized problem.
Beforehand, we state some facts and notations used frequently in this section. Let be the points given by Lemma 3.9. By Lemma 3.9 (iii), we have
[TABLE]
where , are some constants depending on but independent of and . Define the rescaled space
[TABLE]
where . From (), by rescaling, we have
[TABLE]
where .
We also define the set of test functions for the weak sub(super)-solutions outside a ball
[TABLE]
Proposition 4.1**.**
Let \alpha\in\big{(}(N-4s)_{+},N\big{)}, , ()-() hold, be given by Lemma 2.8, be the family of points given by Lemma 3.9. Denote , then there exist , and such that for any given and , is a weak sub-solution to the following equation
[TABLE]
i.e.,
[TABLE]
for all , where , , .
Proof.
By Lemma 3.9, since , there exists and such that
[TABLE]
for any and .
Fix . Taking as a test function in for , namely
[TABLE]
By , (4.5) and , we have
[TABLE]
Moreover, by (2), we have
[TABLE]
Since , , by Proposition 2.3 and , we have
[TABLE]
where is independent of and .
Note that . Substituting (4.7)–(4.9) into (4.6), we get
[TABLE]
Therefore, it follows by scaling that
[TABLE]
The conclusion then follows by the arbitrariness of . ∎
Next, we establish the comparison principle:
Proposition 4.2**.**
(Comparison principle) Let hold and with . If satisfies weakly
[TABLE]
and in , then in .
Proof.
Clearly, in and . Then there exists such that in as . Indeed, by [28, Lemma 5], we can choose where satisfying in and .
Taking as a test function into , since , we see that
[TABLE]
where we have used that
[TABLE]
Since in as , it follows that
[TABLE]
Clearly, since ,
[TABLE]
Moreover, by Fatou’s Lemma,
[TABLE]
Therefore, recalling (4.11) and letting , from Proposition 2.5 and (4.2), we get
[TABLE]
which implies since and . ∎
Now we construct the super-solutions for the linear penalized problem . The sup-solutions are selected as
[TABLE]
which belongs to for any and . Particularly, is well-defined pointwise.
The following two propositions for estimating the nonlocal term are given by our other paper [10].
Proposition 4.3**.**
For any , there exists constants depending only on , and such that
[TABLE]
Proposition 4.4**.**
* for and for . Moreover, for any ,*
[TABLE]
Now we are in a position to construct the super-solutions of (4.3). We assume the prescribed form of the penalization:
[TABLE]
where are two parameters which will be determined later. Moreover, in order to described the following proof conveniently, we give some notations as follows:
[TABLE]
and
[TABLE]
Proposition 4.5**.**
(Construction of sup-solutions) Let
[TABLE]
and be the family of points given by Lemma 3.9. If for given and small depending on , then is a supper-solution of (4.3) in the classical sense, i.e.
[TABLE]
for given large enough, where , , .
Proof.
We first consider the right hand side of . For given , since , we have for small . Reviewing , we have
[TABLE]
There exists a constant such that for ,
[TABLE]
Indeed, for any , we have
[TABLE]
where we use that if . Then (4.27) holds.
Recalling the definition of in (4.23), we infer from and that
[TABLE]
Now we consider the left hand side of in different decay rates of stated in (4.24).
Case 1. .
From Proposition 4.3, we have for .
Case 2. and .
From Proposition 4.3, for large, we have
[TABLE]
Since , there exists such that for . By , for small, we have
[TABLE]
Case 3. for some and .
From Proposition 4.3, we get for large and small that
[TABLE]
Since , there exists such that for . Thus for small, it follows by and Proposition 4.3 that
[TABLE]
for all .
Summarizing the three cases above, the conclusion follows by the assumption for small. ∎
Remark 4.6**.**
Note that there is no restrictions on out set of in case 1, which indicates that will not have influence outside during the construction in case 1. However, if further satisfies for , we are able to take due to the effect of . More precisely, can be absorbed by outside .
Next, by means of the sup-solutions above, we are going to apply the comparison principle in Proposition 4.2 to prove Theorem 1.1. We need to verify firstly that the two pre-assumptions ()-() in Section 2 hold under some choices of the parameters .
Proposition 4.7**.**
Assume that one of the following two conditions holds:
() , ;
() and when with .
Then the penalized function defined by (4.22) satisfies () and () in Section 2.
Proof.
We first verify ().
The case under the assumption (): For any , by the assumption , and Hardy inequality (Proposition 2.1), for small we have,
[TABLE]
which implies .
The case under the assumption (): Clearly, there exists a such that in . By the assumptions and , for small, we have
[TABLE]
which also implies .
Next we turn to check () . Let is a bounded sequence in . Up to a subsequence, there exists some such that in and in for . Let and such that .
The case under the assumption (): By the assumption , and Hardy inequality,
[TABLE]
which implies in L^{2}\big{(}\mathbb{R}^{N},\mathcal{P}_{\varepsilon}^{2}|x|^{\alpha}\mathrm{d}x\big{)} as and thereby () holds.
The case under the assumption (): Noting in , by the assumption ,
[TABLE]
which indicates in L^{2}\big{(}\mathbb{R}^{N},\mathcal{P}_{\varepsilon}^{2}|x|^{\alpha}\mathrm{d}x\big{)} as and so () holds.
Then we complete the proof. ∎
Secondly, we use the comparison principle in Proposition 4.2 to get the upper decay estimates of .
Proposition 4.8**.**
Let \alpha\in\big{(}(N-4s)_{+},N\big{)}, . Assume that one of the following three conditions holds:
() and , ;
() and , , when ;
() and , , when with .
Then ()-() hold and there exists independent of small such that . In particular,
[TABLE]
where is given by Lemma 2.8 and is given by Lemma 3.9.
Proof.
It is easy to check that () holds under the assumption (), and () holds under one of () and (). Moreover, we can verify that for . Thus ()-() hold by Proposition 4.7 and (4.25) holds by Proposition 4.5.
Fix large enough and let
[TABLE]
Clearly, in , and . Moreover, from Proposition 4.1, (4.25) and Proposition 4.4, satisfies weakly
[TABLE]
It follows from Proposition 4.2 that in . Then . In particular, if , noting that , it holds
[TABLE]
This completes the proof. ∎
Finally, we prove Theorem 1.1.
Proof of Theorem 1.1:
The case under the assumption (), i.e. .
Let be sufficiently close to from below, and be such that
[TABLE]
By (4.33) and Proposition 4.8, () and () hold. Then we can find a nonnegative nontrivial weak solution to (2.5) by Lemma 2.8. Moreover, by (4.33) and (4.31),
[TABLE]
for small enough. Hence is indeed a solution to the original problem .
Letting be given by Lemma 3.9. says
[TABLE]
Moreover, by Lemmas 3.3 and 3.7, we know that for any . It follows by Lemma 2.9 that in .
Next, we derive a higher regular estimate of if additionally for some .
Since is a solution to , we see that solves
[TABLE]
where h_{\varepsilon}(y)=-V(x_{\varepsilon}+\varepsilon y)v_{\varepsilon}+\big{(}I_{\alpha}*(v_{\varepsilon}^{p})\big{)}v_{\varepsilon}^{p-1}. It suffices to prove that for any .
In fact, if , it follows from Lemmas 3.3, 3.7 and the assumption that for some . Thus, for any given , from [5, Theorem 12.2.5], we know satisfying
[TABLE]
Since is arbitrary, by rescaling, we deduce that .
In the following, we verify for any . Actually, fix any , from , we have . By lemma 3.5, we find . Besides, for any given , , since , we have
[TABLE]
where we use the fact that by (4.34).
Therefore, , and hence is a classical solution to (1.1).
The proofs for the other cases are similar, so we only give the corresponding choice of and parameters.
The case under the assumption () with , i.e. , .
Let be sufficiently close to from below, and satisfy
[TABLE]
The case under the assumption () with , i.e. , for .
Let be sufficiently close to from below, and satisfy
[TABLE]
The proof of Theorem 1.1 is then completed.
Under specific decay assumptions on , we can also get the lower decay estimates of . For example, taking , by (4.36) and Proposition 4.3, we can verify that
[TABLE]
for some large enough. On the other hand, letting be a positive weak solution of (1.1), it is clear that
[TABLE]
It follows from comparison principle that
[TABLE]
i.e.,
[TABLE]
for some since in . Thus we obtain the following remark:
Remark 4.9**.**
Assume , and
[TABLE]
for constants . Let be given by Theorem 1.1. Then
[TABLE]
for a constant depending on .
5. Nonexistence results
In this section, we aim to obtain some nonexistence results for (1.1). Before that, we present the following comparison principle.
Lemma 5.1**.**
(Comparison principle) Let with . Suppose with being a weak supersolution to
[TABLE]
and with being a weak subsolution to
[TABLE]
where are constants. Then there holds
[TABLE]
where is a constant depending only on , , and .
Proof.
Define
[TABLE]
Clearly, in and weakly satisfies
[TABLE]
Then by the same arguments as (4.12), (4.13) and (4.14), we get in , which completes the proof. ∎
To prove Theorem 1.2, we need to give the following decay properties for the nonlocal Choquard term.
Lemma 5.2**.**
It holds that
[TABLE]
where is a constant depending only on , , and .
Proof.
Let .
[TABLE]
Note that
[TABLE]
The the conclusion follows immediately by (5). ∎
Now we are going to prove Theorem 1.2. Without of loss generality, we may assume . It suffices to consider the following equation
[TABLE]
Proof of Theorem 1.2.
Assume that and . Then for given , in for some . Afterwards, can be taken smaller if necessary.
Suppose by contradiction that is a nonnegative nontrivial weak solution to (5.4). There holds
[TABLE]
Moreover, by Lemma 2.9, in .
Let be a parameter. By Propositions 4.3 and 4.4, weakly satisfies
[TABLE]
for some . It follows by (5.6) and Lemma 5.1 that
[TABLE]
for a constant .
Now we divide the proof into the following two cases.
Case 1: .
By Lemma 5.2, we have
[TABLE]
Choose and such that
[TABLE]
From (5.4), (5.7) and (5.8), we get
[TABLE]
In addition, Proposition 4.3, Proposition 4.4 and (5.9) indicate that weakly satisfies
[TABLE]
for some . As a consequence of Lemma 5.1, there exists such that
[TABLE]
It follows from (5.8) that
[TABLE]
Set , , i.e.,
[TABLE]
Due to and , it follows that for and as .
Fix such that . We claim that there exists constants such that
[TABLE]
In fact, if , then by (5.8),
[TABLE]
On the other hand, thanks to Proposition 4.3 and Proposition 4.4, weakly satisfies
[TABLE]
for some . As a consequence of Lemma 5.1, the claim (5.11) holds immediately.
Therefore, for any , by finite iteration from (5.11), we obtain
[TABLE]
for some constant . Choosing such that , we get
[TABLE]
which contradicts to (5.5).
Case 2: .
Reviewing Lemma 5.2, in this case, we will apply the following estimate instead of (5.8) in Case 1,
[TABLE]
Since , we have . Pick and such that
[TABLE]
Through (5.4), (5.7) and (5.12), we get
[TABLE]
On the other hand, Proposition 4.3, Proposition 4.4 and (5.13) imply that weakly satisfies
[TABLE]
for some . Hence, by Lemma 5.1, there exists such that
[TABLE]
It follows from (5.12) that
[TABLE]
Set , , i.e.,
[TABLE]
Since and for , it follows that for and as .
By finite iterations similar to those in Case 1, for any , we can find a constant satisfying
[TABLE]
Setting such that , we derive
[TABLE]
which contradicts to (5.5).
As a result, we complete the proof of Theorem 1.2. ∎
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