The normal closure of a bounding pair map in its mapping class group
Lei Chen, Weiyan Chen, and Justin Lanier

TL;DR
This paper generalizes Johnson's result by describing the normal subgroup generated by genus n bounding pair maps in the mapping class group using Chillingworth and Casson–Morita invariants.
Contribution
It provides two new descriptions of the normal subgroup generated by genus n bounding pair maps, extending Johnson's findings to higher genus cases.
Findings
Normal subgroup generated by genus n bounding pair maps characterized.
Descriptions using Chillingworth and Casson–Morita invariants provided.
Generalization of Johnson's result to higher genus bounding pairs.
Abstract
Johnson showed that the normal subgroup of a mapping class group generated by the genus bounding pair maps is equal to the Torelli group. Generalizing Johnson's result, we give two descriptions of the normal subgroup generated by the genus bounding pair maps using the Chillingworth and the Casson--Morita invariants.
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Taxonomy
TopicsGeometric and Algebraic Topology · Homotopy and Cohomology in Algebraic Topology · Algebraic Geometry and Number Theory
Normal generators of Torelli groups
Lei Chen
and
Justin Lanier
Lei Chen
Department of Mathematics
University of Maryland
4176 Campus Drive
College Park, MD 20742, USA
Justin Lanier
Department of Mathematics
University of Chicago
5734 S. University Avenue
Chicago, IL 60637
Abstract.
Johnson showed that the genus 1 bounding pair maps generate the Torelli group of a surface when its genus is at least 3. We show that this generalizes: apart from straightforward exceptions, the bounding pair maps of any fixed genus also generate the Torelli group. We give some applications of this result to normal subgroups of mapping class groups acting on curve complexes.
0. Introduction
Birman gave the first generating sets for the Torelli groups of closed surfaces as a consequence of producing a finite presentation for [3]. Powell realized Birman’s generators geometrically and showed that the Torelli group of a closed surface is generated by genus bounding pair maps along with genus and genus separating twists [13]. Johnson shortly thereafter trimmed down this generating set, showing that for closed and also once-bordered surfaces of genus at least 3, the genus bounding pair maps suffice [11]. In his survey on the Torelli group, Johnson remarks that his theorem was “the final result along these lines” [8]; indeed, the fact that the Torelli group is normally generated in the mapping class group by a single element is remarkable and satisfying. A few sentences later, Johnson also points out that “this result is the starting point for several others.” Some 40 years later, Johnson’s work on Torelli groups continues to be a rich source of tools and inspiration.
Given Johnson’s result, a natural question presents itself: what is the normal closure of a genus bounding pair map in its mapping class group? Our main result answers this question.
Theorem 1**.**
For and , the normal closure of a genus bounding pair map in the mapping class group of a closed or once-punctured or once-bordered surface of genus is the Torelli group of the surface.
We remark the following about the bounds in the theorem. For closed surfaces, the Torelli group is trivial when and contains no nontrivial bounding pair maps when . A genus bounding pair map is trivial for closed surfaces. For once-punctured and once-bordered surfaces with , the genus bounding pair maps generate proper subgroups of their respective Torelli groups, except in the punctured case. For once-punctured surfaces the genus bounding pair maps generate the kernel of the forgetful homomorphism, which is the point-pushing subgroup; for once-bordered surfaces they generate an index subgroup of the kernel of the capping homomorphism.
In the remainder of the introduction we set some definitions, notations, and conventions; explain the strategy of the proof of the main theorem and provide an outline of the paper; and discuss some consequences of the main theorem.
Definitions, notations, and conventions. We will sometimes use standard results about Torelli groups without too much comment; as a background reference, see [5, Chapter 6]. Let throughout and let be the closed, connected, orientable surface of genus . Let be the mapping class group of , the group of homotopy classes of orientation-preserving homeomorphisms of . Let and let be the Torelli group, the kernel of the natural homomorphism . Letting be the Johnson homomorphism, we have the following short exact sequence:
[TABLE]
where is the Johnson kernel.
Corresponding groups and homomorphisms are defined for surfaces with a single puncture or border (i.e. compact boundary component). We denote these surfaces and and their corresponding groups similarly. Often it will not be important to distinguish between the closed, punctured, and bordered cases, and in these places we use the general terms , , , , , and .
Throughout we will not distinguish between homeomorphisms and their mapping classes, nor between curves and their isotopy classes, and curves will always be simple and closed. Two types of Torelli elements that we will encounter frequently are separating twists and bounding pair maps. A Dehn twist is separating if it is a twist about a separating curve. A separating curve of genus bounds two subsurfaces, one of genus and one of genus , where the latter contains any puncture or boundary component. For a closed surface, a genus separating twist is also a genus separating twist. Separating twists lie not only in but also in . Let be the normal closure of a genus separating twist in . A bounding pair map of genus is a product Dehn twists about a pair of disjoint nonhomotopic nonseparating simple closed curves and that together bound subsurfaces of genus and ; again, the latter contains any puncture or boundary component. For a closed surface, a genus bounding pair map is also a genus bounding pair map. Let be the normal closure of a genus bounding pair map in . In these terms, Johnson’s normal generation result for Torelli groups can be phrased as for .
Strategy and outline. By the short exact sequence for the Johnson homomorphism and Johnson’s result that is generated by genus and genus separating twists for [9], the following three properties suffice to show that , the conclusion of our main theorem:
- (1)
The restriction of to is surjective: . 2. (2)
. 3. (3)
.
In Sections 1 and 2 we show that for all and any , satisfies the first and second properties, respectively. At the end of Section 2 we show that the third property also holds in the special case of a punctured surface when and , so in this case we have . We also provide a second proof that in this special case, and this second proof does not use Johnson’s result about generating with separating twists. It is more elementary and proceeds by analyzing the Birman exact sequence.
In order to upgrade this punctured special case to the bordered setting, we take a preparatory step in Section 3, showing that the restriction of to is surjective, where is the Birman–Craggs–Johnson homomorphism: . We begin Section 4 by proving the bordered special case. We then conclude the general case, Theorem 1, by embedding a bordered surface of genus into the given surface of genus and invoking the bordered special case.
We note that there is a path through the logic of the paper that avoids ever using Johnson’s generation result. Still, the three-property strategy explained above is a helpful conceptual throughline. Additionally, while we can avoid the generation result, the paper does use a number of deep results about Torelli groups in an essential way; by way of example, we rely on Johnson’s calculation of the abelianization of in the proof of Proposition 9. Finally, in addition to using many of Johnson’s results, our arguments often closely follow constructions and ideas found in his papers, especially [6] and [11].
Consequences. In certain proofs about Torelli groups in the literature, constructions are made using genus 1 bounding pair maps specifically because of their generating property. One example occurs in a proof by the second author and Margalit, showing that for there exist pseudo-Anosov mapping classes whose normal closures in are equal to , including ones with arbitrarily large stretch factors [12, Theorem 1.3]. Theorem 1 allows for greater flexibility in making such constructions.
In conjunction with results from the same paper with Margalit, Theorem 1 implies the following corollary; for simplicity we only give the statement for closed surfaces.
Corollary 2**.**
Let and let be an element of such that there exists a curve where and are distinct and disjoint. Then the normal closure of contains .
Proof.
If is separating or if and do not form a bounding pair, then the normal closure of is by the well-suited curve criterion [12, Lemmas 2.3 and 2.4]. Otherwise, the normal closure of contains the bounding pair map , and so by Theorem 1 it contains .∎
In particular, this shows that any normal subgroup containing an impure mapping class (in the sense of Ivanov) also contains the Torelli group. Corollary 2 can be viewed as a well-suited curve criterion for the Torelli group.
We also have the following application concerning color preserving subgroups of . Bestvina–Bromberg–Fujiwara give a construction of a finite-index color preserving subgroup of , where each simple closed curve on is assigned one of finitely many colors, curves of the same color intersect, and the color preserving subgroup preserves the colors of curves [1, Lemma 5.7]. Theorem 1 implies a simple sufficient property for producing such colorings and color-preserving subgroups.
Corollary 3**.**
Let be a normal subgroup of with finite index such that does not contain . Then there is a coloring of curves on with colors where distinct curves of the same color pairwise intersect and where the action of preserves the coloring.
Proof.
There are orbits of curves under the action of ; assign to each orbit a distinct color. This coloring is preserved by by definition. As does not contain , any two distinct curves in the same orbit intersect, by Corollary 2.∎
Acknowledgments. The authors would like to thank Dan Margalit and Marissa Loving for the conversations that set this work in motion, and to thank Dan Margalit for comments on the article. The first author is supported the National Science Foundation under Grant No. DMS-2203178 and by a Sloan Fellowship. The second author is supported by the National Science Foundation under Grant No. DGE-1650044 and Grant No. DMS-2002187.
1. The image of under the Johnson homomorphism
In this section we carry out the first step in our strategy, showing that the restriction of to is surjective.
Proposition 4**.**
For and , the restriction of to is surjective: .
Proof.
With the standard setup for , the image under of the standard bounding pair map of genus is
[TABLE]
Let be the factor mix element of given by the following map on generators of :
[TABLE]
and that fixes all other basis elements; this exists by the hypothesis on .
Then
[TABLE]
And so therefore also
[TABLE]
Now following an argument of Johnson [6, Theorem 1], we have that there are elements in the orbit of under the action of that form a basis for . (Johnson begins with and builds up a basis for by applying simple elements of .) Therefore .∎
2. Separating twists in
In this section we show that always contains certain separating twists, namely those of genus , , and . The proofs in this section are similar to arguments made by Johnson in showing that is equal to the subgroup generated by all separating twists and that [11, Theorems 1 and 2]. We end the section by giving two proofs that a genus 2 separating twist is contained in when , and that in this case . In the remainder of the paper we bootstrap from this special case to conclude the general case.
Proposition 5**.**
For and , and .
Proof.
Take a lantern in in each of the two configurations depicted in Figure 1. These differ only in the genus of the subsurfaces complementary to the lantern along with the location of the puncture or border, if any. In both figures, we have by the lantern relation:
[TABLE]
or
[TABLE]
In the first configuration, we have that is a separating twist of genus , while each of the three terms on the right is a bounding pair map of genus . We therefore conclude that . In the second configuration, we have that is a separating twist of genus , while each of the three terms on the right is a bounding pair map of genus . We therefore conclude that .∎
Proposition 6**.**
For and , .
Proof.
We may take a lantern in as depicted on the left in Figure 2. The separating curves , , and cut off subsurfaces of genus , , and , respectively. By the lantern relation, we have
[TABLE]
We have that is a separating twist of genus . Each of the first two terms on the right is a bounding pair map of genus and so these lie in . The other two terms are separating twists of genus and , respectively; these lie in by Proposition 5. We therefore conclude that .∎
Proposition 7**.**
For a punctured surface with , and .
Proof.
For , this is Johnson’s result . Otherwise, we may take a lantern in as depicted on the right in Figure 2. The separating curves , , and cut off subsurfaces of genus , , and , respectively. The other subsurface bounded by has genus 0 and is a punctured disk. By the lantern relation, we have
[TABLE]
We have that is a separating twist of genus . Each of the first two terms on the right is a bounding pair map of genus and so these lie in . The separating twist of genus lies in by Proposition 5, while the twist is trivial. We therefore conclude that .
Since we also have and by Propositions 4 and 6, we conclude by our strategy that .∎
Note that if the surface in Proposition 7 were bordered instead of punctured, would be a nontrivial twist about the boundary curve. The argument then yields that lies in , rather than alone. Our goal going forward is to remove this obstacle.
The proof of Proposition 7 uses a major result of Johnson: that is generated by genus and genus separating twists for [9]. We provide another proof of Proposition 7 that avoids using Johnson’s result.
Second proof of Proposition 7.
Let . By the Birman exact sequence for , we have that satisfies a short exact sequence
[TABLE]
(See [2] and [5, Chapter 6.4].) The surjection of the last map is given by Johnson’s result that , plus the fact that in a genus bounding pair map is also a genus bounding pair map. It remains to show that .
The commutator point-push is equal to a product where is a genus separating curve and is a genus separating curve. Then we have that the element lies in by Propositions 5 and 6. The commutator subgroup is generated by conjugates of , as proved by Johnson [9, Section 4]. Therefore .
Let , We now only need to compute
[TABLE]
We have the following commutative diagram [9, Section 7].
[TABLE]
The restriction is the abelianization map. Since the restriction of on is surjective by Proposition 4, we have that the abelianization of is . We conclude that and therefore . As as consequence we have ∎
3. The image of under the Birman–Craggs homomorphisms
In order to prove our main theorem, we will use information about the abelianization of . Prior to Johnson’s work on the Johnson homomorphism , Birman–Craggs produced homomorphisms by way of the Rokhlin invariant of 3-manifolds [4]. Johnson showed how to encode all of the Birman–Craggs homomorphisms into a single surjective homomorphism:
[TABLE]
(See [7] and [10]). Here is the subalgebra of terms of degree at most of the following algebra:
[TABLE]
For any , the relation satisfies
[TABLE]
After defining the homomorphism , Johnson calculated the images under of bounding pair maps and separating twists [7, Lemma 8a-c]. For a separating twist , we have the formula
[TABLE]
where forms a symplectic basis for the subsurface bounded by that does not contain the boundary component.
Proposition 8**.**
For and , the restriction of to is surjective: .
Proof.
Since contains all genus separating twists by Proposition 6, by Johnson’s formula we have that . The group is normal and Johnson showed that Sp-generates [7, Proof of Lemma 13]. Therefore .
It remains to consider the image of under in
[TABLE]
By [10, Theorem 3], this is the same as considering the image of under the mod 2 Johnson homomorphism. By Proposition 4 the restriction of to is surjective, so we conclude that the restriction of to is also surjective. ∎
4. Proof of the main theorem
In this section we first prove a bordered special case by leveraging the punctured special case from Section 2 and the surjectivity result of Section 3. We then use this special case to conclude the main theorem.
Proposition 9**.**
For a bordered surface with , .
Proof.
For , this is Johnson’s result . For , consider the following short exact sequence
[TABLE]
where and is the Dehn twist about the boundary curve . The restriction of the homomorphism to on the subgroup is surjective by Proposition 7. Thus we only need to consider the intersection and show that it is equal to .
By Johnson’s calculation of the abelianization of [10, Theorem 3], the image of in the abelianization of has order 2. (It has trivial image under and nontrivial image under ). We therefore have that is in the kernel of the abelianization and so it is a commutator in . Given a factorization , the fact that is central in can be used to produce a factorization with . This implies , so is a subgroup of of index at most 2.
Each index 2 subgroup of is the kernel of a homomorphism . By Johnson’s calculation of the abelianization of , we have that every homomorphism factors through at least one of or . However, by Propositions 4 and 8, the restriction of each of and to is surjective and so is not equal to the kernel of any surjective map . We conclude that and .∎
Our main theorem now follows in a straightforward manner.
Proof of Theorem 1.
Since and are quotients of , it suffices to consider the bordered setting. The case where is treated by Proposition 9. Otherwise and we may take a subsurface of that is homeomorphic to . By Proposition 9, every element of supported in is contained in . In particular, a genus 1 bounding pair map lies in . Since is normal in , we may conclude that by our strategy or by invoking Johnson’s theorem that .∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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