Classification of Single Tree Decay Stages from Combined Airborne LiDAR Data and CIR Imagery

TL;DR

This study demonstrates the effective use of combined airborne LiDAR and CIR imagery with machine learning to classify individual coniferous trees into decay stages, aiding forest health assessment and biodiversity monitoring.

Contribution

First integration of ALS point clouds and CIR images with deep learning for automatic decay stage classification of individual trees.

Findings

KPConv achieved 88.8% accuracy

Color and intensity data significantly improve classification

Models are effective for landscape-wide forest health assessment

Abstract

Understanding forest health is of great importance for the conservation of the integrity of forest ecosystems. In this regard, evaluating the amount and quality of dead wood is of utmost interest as they are favorable indicators of biodiversity. Apparently, remote sensing-based machine learning techniques have proven to be more efficient and sustainable with unprecedented accuracy in forest inventory. This study, for the first time, automatically categorizing individual coniferous trees (Norway spruce) into five decay stages (live, declining, dead, loose bark, and clean) from combined airborne laser scanning (ALS) point clouds and color infrared (CIR) images using three different Machine Learning methods - 3D point cloud-based deep learning (KPConv), Convolutional Neural Network (CNN), and Random Forest (RF). First, CIR colorized point clouds are created by fusing the ALS point clouds and color infrared images. Then, individual tree segmentation is conducted, after which the results are further projected onto four orthogonal planes. Finally, the classification is conducted on the two datasets (3D multispectral point clouds and 2D projected images) based on the three Machine Learning algorithms. All models achieved promising results, reaching overall accuracy (OA) of up to 88.8%, 88.4% and 85.9% for KPConv, CNN and RF, respectively. The experimental results reveal that color information, 3D coordinates, and intensity of point clouds have significant impact on the promising classification performance. The performance of our models, therefore, shows the significance of machine/deep learning for individual tree decay stages classification and landscape-wide assessment of the dead wood amount and quality by using modern airborne remote sensing techniques. The proposed method can contribute as an important and reliable tool for monitoring biodiversity in forest ecosystems.