On Energy Efficiency and Fairness Maximization in RIS-Assisted MU-MISO mmWave Communications

TL;DR

This paper introduces a two-stage optimization approach for RIS-assisted mmWave MU-MISO systems that balances energy efficiency and user fairness, addressing resource allocation challenges caused by severe path loss.

Contribution

It proposes a novel lexicographic-based multi-objective optimization method combining energy efficiency and fairness in RIS-assisted mmWave systems.

Findings

Achieves a good trade-off between energy efficiency and fairness.

Boosts minimum weighted rate with minimal energy efficiency loss.

Uses an alternating optimization procedure with Dinkelbach's method and gradient ascent.

Abstract

Reconfigurable intelligent surfaces (RISs) are considered to be a promising solution to overcome the blockage issue in the millimeter-wave (mmWave) band. Energy efficiency is an important performance metric in mmWave systems with a large number of antennas. However, due to the severe path loss in mmWave systems, resource allocation algorithms tend to allocate most of the resources for the benefit of the users with higher channel gains. In this paper, we propose a lexicographic-based approach to find the optimal power allocation, RIS phase shift matrix, and analog precoders that maximize both energy efficiency and user fairness. We solve the corresponding multi-objective optimization problem in two stages. In the first stage, we maximize the energy efficiency, and in the second stage we maximize the fairness subject to a minimum energy efficiency constraint. We propose an alternating optimization procedure to solve the optimization problem in each stage. The optimal power allocation is found using Dinkelbach's method in the first stage and using convex optimization techniques in the second stage, the RIS phase shift matrix is found using a gradient ascent algorithm, and the analog precoder is determined using beam alignment. Numerical results show that the proposed algorithm can achieve an excellent trade-off between the energy efficiency and fairness by boosting the minimum weighted rate with a minor and controllable reduction in the energy efficiency.