Improved Pattern-Avoidance Bounds for Greedy BSTs via Matrix Decomposition

TL;DR

This paper advances the theoretical understanding of Greedy binary search trees by establishing improved pattern-avoidance bounds, proving key conjectures, and introducing a novel matrix decomposition technique that has broader implications.

Contribution

It introduces a matrix decomposition method to analyze Greedy BSTs, proving several longstanding conjectures and improving bounds in pattern-avoidance regimes.

Findings

Proves the preorder traversal conjecture for Greedy up to a factor of O(2^{α(n)}).

Settles the postorder traversal conjecture for Greedy.

Shows the deque conjecture holds up to a factor of O(α(n)).

Abstract

Greedy BST (or simply Greedy) is an online self-adjusting binary search tree defined in the geometric view ([Lucas, 1988; Munro, 2000; Demaine, Harmon, Iacono, Kane, Patrascu, SODA 2009). Along with Splay trees (Sleator, Tarjan 1985), Greedy is considered the most promising candidate for being dynamically optimal, i.e., starting with any initial tree, their access costs on any sequence is conjectured to be within $O(1)$ factor of the offline optimal. However, in the past four decades, the question has remained elusive even for highly restricted input. In this paper, we prove new bounds on the cost of Greedy in the ''pattern avoidance'' regime. Our new results include: The (preorder) traversal conjecture for Greedy holds up to a factor of $O(2^{\alpha(n)})$, improving upon the bound of $2^{\alpha(n)^{O(1)}}$ in (Chalermsook et al., FOCS 2015). This is the best known bound obtained by any online BSTs. We settle the postorder traversal conjecture for Greedy. The deque conjecture for Greedy holds up to a factor of $O(\alpha(n))$, improving upon the bound $2^{O(\alpha(n))}$ in (Chalermsook, et al., WADS 2015). The split conjecture holds for Greedy up to a factor of $O(2^{\alpha(n)})$. Key to all these results is to partition (based on the input structures) the execution log of Greedy into several simpler-to-analyze subsets for which classical forbidden submatrix bounds can be leveraged. Finally, we show the applicability of this technique to handle a class of increasingly complex pattern-avoiding input sequences, called $k$-increasing sequences. As a bonus, we discover a new class of permutation matrices whose extremal bounds are polynomially bounded. This gives a partial progress on an open question by Jacob Fox (2013).