Separating and Collapsing Electoral Control Types

TL;DR

This paper investigates when different standard electoral control types are effectively identical or distinct across various election systems, clarifying the structure and relationships among 44 control types.

Contribution

It determines which control type pairs are always identical or distinct for elections with linear orders and specific systems, extending previous findings and providing detailed classifications.

Findings

Identified all always-identical control pairs for linear order elections.

Discovered 14 additional collapses for approval voting.

Proved no other collapses beyond known 7 for the three main election systems.

Abstract

[HHM20] discovered, for 7 pairs (C,D) of seemingly distinct standard electoral control types, that C and D are identical: For each input I and each election system, I is a Yes instance of both C and D, or of neither. Surprisingly this had gone undetected, even as the field was score-carding how many std. control types election systems were resistant to; various "different" cells on such score cards were, unknowingly, duplicate effort on the same issue. This naturally raises the worry that other pairs of control types are also identical, and so work still is being needlessly duplicated. We determine, for all std. control types, which pairs are, for elections whose votes are linear orderings of the candidates, always identical. We show that no identical control pairs exist beyond the known 7. We for 3 central election systems determine which control pairs are identical ("collapse") with respect to those systems, and we explore containment/incomparability relationships between control pairs. For approval voting, which has a different "type" for its votes, [HHM20]'s 7 collapses still hold. But we find 14 additional collapses that hold for approval voting but not for some election systems whose votes are linear orderings. We find 1 additional collapse for veto and none for plurality. We prove that each of the 3 election systems mentioned have no collapses other than those inherited from [HHM20] or added here. But we show many new containment relationships that hold between some separating control pairs, and for each separating pair of std. control types classify its separation in terms of containment (always, and strict on some inputs) or incomparability. Our work, for the general case and these 3 important election systems, clarifies the landscape of the 44 std. control types, for each pair collapsing or separating them, and also providing finer-grained information on the separations.