Deconfounding Actor-Critic Network with Policy Adaptation for Dynamic Treatment Regimes

TL;DR

This paper introduces a deconfounding actor-critic network with policy adaptation to improve individualized treatment policies for critically ill patients, addressing confounders and transferring learned policies across datasets.

Contribution

The study proposes a novel deconfounding actor-critic framework with patient resampling, confounding balance, and policy adaptation for dynamic treatment regimes in healthcare.

Findings

Outperforms state-of-the-art models on multiple datasets.

Effectively mitigates confounding bias in treatment policy learning.

Improves patient outcomes through personalized ventilation strategies.

Abstract

Despite intense efforts in basic and clinical research, an individualized ventilation strategy for critically ill patients remains a major challenge. Recently, dynamic treatment regime (DTR) with reinforcement learning (RL) on electronic health records (EHR) has attracted interest from both the healthcare industry and machine learning research community. However, most learned DTR policies might be biased due to the existence of confounders. Although some treatment actions non-survivors received may be helpful, if confounders cause the mortality, the training of RL models guided by long-term outcomes (e.g., 90-day mortality) would punish those treatment actions causing the learned DTR policies to be suboptimal. In this study, we develop a new deconfounding actor-critic network (DAC) to learn optimal DTR policies for patients. To alleviate confounding issues, we incorporate a patient resampling module and a confounding balance module into our actor-critic framework. To avoid punishing the effective treatment actions non-survivors received, we design a short-term reward to capture patients' immediate health state changes. Combining short-term with long-term rewards could further improve the model performance. Moreover, we introduce a policy adaptation method to successfully transfer the learned model to new-source small-scale datasets. The experimental results on one semi-synthetic and two different real-world datasets show the proposed model outperforms the state-of-the-art models. The proposed model provides individualized treatment decisions for mechanical ventilation that could improve patient outcomes.