Accurate electronic properties and intercalation voltages of olivine-type Li-ion cathode materials from extended Hubbard functionals

TL;DR

This study demonstrates that extended Hubbard functionals, specifically DFT+$U$+$V$, provide highly accurate predictions of electronic properties and intercalation voltages in olivine-type Li-ion cathode materials, outperforming other methods.

Contribution

The paper introduces a first-principles approach using DFT+$U$+$V$ with self-consistently determined Hubbard parameters to accurately model transition-metal cathodes.

Findings

DFT+$U$+$V$ accurately predicts oxidation states and voltages.

Intersite Hubbard interactions are crucial for thermodynamic accuracy.

Method aligns well with experimental voltage measurements.

Abstract

The design of novel cathode materials for Li-ion batteries would greatly benefit from accurate first-principles predictions of structural, electronic, and magnetic properties as well as intercalation voltages in compounds containing transition-metal elements. For such systems, density-functional theory (DFT) with standard (semi-)local exchange-correlation functionals is of limited use as it often fails due to strong self-interaction errors that are especially relevant in the partially filled $d$ shells. Here, we perform a detailed comparative study of the phospho-olivine cathode materials Li$_x$MnPO$_4$, Li$_x$FePO$_4$, and the mixed transition metal Li$_x$Mn$_{1/2}$Fe$_{1/2}$PO$_4$ ($x=0, 1/4, 1/2, 3/4, 1$) using four electronic-structure methods: DFT, DFT+$U$, DFT+$U$+$V$, and HSE06. We show that DFT+$U$+$V$, with onsite $U$ and intersite $V$ Hubbard parameters determined from first principles and self-consistently with respect to the structural parameters by means of density-functional perturbation theory (linear response), provides the most accurate description of the electronic structure of these challenging compounds. In particular, we demonstrate that DFT+$U$+$V$ displays very clearly "digital" changes in oxidation states of the transition-metal ions in all compounds, including the mixed-valence phases occurring at intermediate Li concentrations, leading to voltages in remarkable agreement with experiments. We show that the inclusion of intersite Hubbard interactions is essential for the accurate prediction of thermodynamic quantities, balancing the drive for localization induced by the onsite $U$ with intersite $V$ orbital hybridizations.