Extensibility of Hohenberg-Kohn Theorem to general quantum systems

TL;DR

This paper explores extending the Hohenberg-Kohn theorem to general quantum systems by introducing the generalized density correlation matrix (GDCM) and establishing criteria for its invertibility to determine the theorem's applicability.

Contribution

The paper proposes a rigorous criterion based on GDCM invertibility for extending the HK theorem to a broad class of quantum systems, supported by analysis of various models.

Findings

GDCM invertibility indicates HK theorem extension validity.

Finite-size systems often require only one GDCM check.

Application to multiple models confirms the criterion's usefulness.

Abstract

Hohenberg-Kohn (HK) theorem is a cornerstone of modern electronic structure calculations. For interacting electrons, given that the internal part of the Hamiltonian ($\hat H_{int}$), containing the kinetic energy and Couloumb interaction of electrons, has a fixed form, the theorem states that when the electrons are subject to an external electrostatic field, the ground-state density can inversely determine the field, and thus the full Hamiltonian completely. For a general quantum system, a HK-type Hamiltonian in the form of $\hat H_{hk}\{g_i\}=\hat H_{int}+\sum_i g_i \hat O_i$ can always be defined, by grouping those terms with fixed or preknown coefficients into $\hat H_{int}$, and factorizing the remaining as superposition of a set of Hermitian operators $\{\hat O_i\}$. We ask whether the HK theorem can be extended, so that the ground-state expectation values of $\{\hat O_i\}$ as the generalized density can in principle be used as the fundamental variables determining all the properties of the system. We show that the question can be addressed by introducing the concept of generalized density correlation matrix (GDCM) defined with respect to the $\{\hat O_i\}$ operators. The invertibility of the GDCM represents a mathematically rigorous and practically useful criterion for the extension of HK theorem to be valid. We apply this criterion to several representative systems, including the quantum Ising dimer, the frustration-free systems, N-level quantum systems with fixed inter-level transition amplitude and tunable level energies, and a fermionic Hubbard chain with inhomogeneous on-site interactions. We suggest that for a finite-size system, finding an invertible GDCM under one single $\{g_i\}$ configuration is typically sufficient to establish the generic extensibility of the HK theorem in the entire parameter space.