Ferroelectricity in $\mathrm{HfO_2}$ from a chemical perspective

TL;DR

This paper proposes that the ferroelectricity in HfO2 arises from its unique 7 cation coordination number and ionic radii, explaining its switching behavior and phase transitions from a chemical perspective.

Contribution

It introduces a chemical explanation for ferroelectricity in HfO2 based on cation coordination and ionic radii, and analyzes switching paths and phase transitions.

Findings

7-coordination cation environment is key to ferroelectricity

A preferred switching path rule based on ionic radii and coordination

Possible transition route from ferroelectric to monoclinic phase

Abstract

Ferroelectricity observed in thin film $\mathrm{HfO_2}$, either doped with Si, Al, etc. or in the $\mathrm{Hf_{0.5}Zr_{0.5}O_2}$ form, has gained great technical significance. However, the soft mode theory faces a difficulty in explaining the origin of such ferroelectricity. In this work, we propose that the 7 cation coordination number of $\mathrm{HfO_2/ZrO_2}$ lies at the heart of this ferroelectricity, which stems from the proper ionic radii of Hf/Zr compared with O. Among the numerous compounds with non-centrosymmetric nature, e.g., $mm2$ point group, $\mathrm{HfO_2}$ and $\mathrm{ZrO_2}$ are special in that they are close to the border of 7 and 8 cation coordination, such that the 8-coordination tetragonal intermediate phase could greatly reduce the switching barrier. Other 7-coordination candidates, including $\mathrm{SrI_2}$, TaON, YSBr and YOF are also studied in comparison to $\mathrm{HfO_2}$/$\mathrm{ZrO_2}$, and six switching paths are analyzed in detail for the $Pca2_1$ phase. A rule of preferred switching path in terms of ionic radii ratio and coordination number has been established. We also show the possible route from ferroelectric $Pca2_1$ phase to monoclinic $P2_1/c$ phase in $\mathrm{HfO_2}$, which is relevant to the fatigue phenomenon.