Phase Noise Resilient Three-Level Continuous-Phase Modulation for DFT-Spread OFDM

TL;DR

This paper introduces a phase noise resilient three-level continuous-phase modulation scheme for DFT-spread OFDM, improving robustness and reducing PAPR, suitable for non-coherent receivers in high phase noise environments.

Contribution

It proposes 3MSK, a novel modulation inspired by FSK, with constrained phase transitions and enhanced phase continuity, supporting low-complexity receiver processing and reduced reference signal overhead.

Findings

3MSK achieves low PAPR and high phase noise robustness.

The modulation supports non-coherent detection with BER similar to QPSK.

Enhanced spectral efficiency through excess bandwidth utilization.

Abstract

A novel OFDM-based waveform with low peak-to-average power ratio (PAPR) and high robustness against phase noise (PN) is presented. It follows the discrete Fourier transform spread orthogonal frequency division multiplexing (DFT-s-OFDM) signal model. 3MSK, is inspired by continuous-phase frequency shift keying (FSK), but it uses three frequencies in the baseband model -- specifically, 0 and $\pm f_{symbol}/4$, where $f_{symbol}$ is the symbol rate -- which effectively constrains the phase transitions between consecutive symbols to 0 and $\pm \pi/2$ rad. Motivated by the phase controlled model of modulation, different degrees of phase continuity can be achieved, while supporting receiver processing with low complexity. The signal characteristics are improved by generating an initial time-domain nearly constant envelope signal at higher than the symbol rate. This helps to reach smooth phase transitions between 3MSK symbols. Also the possibility of using excess bandwidth is investigated by transmitting additional non-zero subcarriers outside active subcarriers of the basic DFT-s-OFDM model, which provides the capability to greatly reduce the PAPR. Due to the fact that the information is encoded in the phase transitions, a receiver model that tracks the phase variations without needing reference signals is developed. To this end, it is shown that this new modulation is well-suited for non-coherent receivers, even under strong phase noise (PN) conditions, thus allowing to reduce the overhead of reference signals. Evaluations of this physical-layer modulation and waveform scheme are performed in terms of transmitter metrics such as PAPR, OOB emissions and achievable output power after the power amplifier (PA). Finally, coded radio link evaluations are also shown and provided, demonstrating that 3MSK has a similar BER performance as that of traditional QPSK.