Existence and Non-existence of Ground states of bi-harmonic equations involving constant and degenerate Rabinowitz potentials

TL;DR

This paper develops a new approach to determine the existence of ground-state solutions for bi-harmonic equations with critical exponential nonlinearities and various potentials, including degenerate Rabinowitz potentials, extending previous results.

Contribution

It introduces a Fourier rearrangement-free method to establish ground-state existence thresholds for equations with constant potentials and proves existence results for degenerate Rabinowitz potentials.

Findings

Existence of ground states for small positive potentials below a threshold.

Non-existence of ground states for large potentials above the threshold.

Ground-state solutions exist for degenerate Rabinowitz potentials vanishing on bounded sets.

Abstract

Recently, the authors of the current paper established in [9] the existence of a ground-state solution to the following bi-harmonic equation with the constant potential or Rabinowitz potential: \begin{equation} (-\Delta)^{2}u+V(x)u=f(u)\ \text{in}\ \mathbb{R}^{4}, \end{equation} when the nonlinearity has the special form $f(t)=t(\exp(t^2)-1)$ and $V(x)\geq c>0$ is a constant or the Rabinowitz potential. One of the crucial elements used in [9] is the Fourier rearrangement argument. However, this argument is not applicable if $f(t)$ is not an odd function. Thus, it still remains open whether the above equation with the general critical exponential nonlinearity $f(u)$ admits a ground-state solution even when $V(x)$ is a positive constant. The first purpose of this paper is to develop a Fourier rearrangement-free approach to solve the above problem. More precisely, we will prove that there is a threshold $\gamma^{*}$ such that for any $\gamma\in (0,\gamma^*)$, the above equation with the constant potential $V(x)=\gamma>0$ admits a ground-state solution, while does not admit any ground-state solution for any $\gamma\in (\gamma^{*},+\infty)$. The second purpose of this paper is to establish the existence of a ground-state solution to the above equation with any degenerate Rabinowitz potential $V$ vanishing on some bounded open set. Among other techniques, the proof also relies on a critical Adams inequality involving the degenerate potential which is of its own interest.