Methodological considerations for estimating policy effects in the context of co-occurring policies

TL;DR

This study uses simulations and real data to evaluate how co-occurring policies affect the accuracy of statistical models in estimating policy effects, highlighting biases and the importance of controlling for multiple policies.

Contribution

It provides methodological insights into the impact of co-occurring policies on policy effect estimation, emphasizing the need for careful model specification in policy evaluations.

Findings

Ignoring co-occurring policies causes high bias (>85%) in estimates.

Controlling for all policies reduces bias but increases estimate variance.

Rapid succession of policy enactments leads to greater bias and imprecision.

Abstract

Understanding how best to estimate state-level policy effects is important, and several unanswered questions remain, particularly about the ability of statistical models to disentangle the effects of concurrently enacted policies. In practice, many policy evaluation studies do not attempt to control for effects of co-occurring policies, and this issue has not received extensive attention in the methodological literature to date. In this study, we utilized Monte Carlo simulations to assess the impact of co-occurring policies on the performance of commonly-used statistical models in state policy evaluations. Simulation conditions varied effect sizes of the co-occurring policies and length of time between policy enactment dates, among other factors. Outcome data (annual state-specific opioid mortality rate per 100,000) were obtained from 1999-2016 National Vital Statistics System (NVSS) Multiple Cause of Death mortality files, thus yielding longitudinal annual state-level data over 18 years from 50 states. When co-occurring policies are ignored (i.e., omitted from the analytic model), our results demonstrated that high relative bias (>85%) arises, particularly when policies are enacted in rapid succession. Moreover, as expected, controlling for all co-occurring policies will effectively mitigate the threat of confounding bias; however, effect estimates may be relatively imprecise (i.e., larger variance) when policies are enacted in near succession. Our findings highlight several key methodological issues regarding co-occurring policies in the context of opioid-policy research yet also generalize more broadly to evaluation of other state-level policies, such as policies related to firearms or COVID-19, showcasing the need to think critically about co-occurring policies that are likely to influence the outcome when specifying analytic models.