Local iterative block-diagonalization of gapped Hamiltonians: a new tool in singular perturbation theory

TL;DR

This paper extends a local iterative block-diagonalization method to higher-dimensional quantum lattice systems, demonstrating the persistence of spectral gaps under small perturbations and introducing new combinatorial and analytical techniques.

Contribution

The paper develops a novel extension of the Lie-Schwinger block-diagonalization method to higher dimensions, enabling spectral gap stability analysis for complex quantum systems.

Findings

Spectral gap persists for small perturbations in higher-dimensional systems.

Introduction of minimal rectangles to manage combinatorial complexity.

Development of control mechanisms for effective interactions in block-diagonalization.

Abstract

In this paper the local iterative Lie-Schwinger block-diagonalization method, introduced in [FP], [DFPR1], and [DFPR2] for quantum chains, is extended to higher-dimensional quantum lattice systems with Hamiltonians that can be written as the sum of an unperturbed gapped operator, consisting of a sum of on-site terms, and a perturbation consisting of bounded interaction potentials of short range mutltiplied by a real coupling constant t. Our goal is to prove that the spectral gap above the ground-state energy of such Hamiltonians persists for sufficiently small values of |t|, independently of the size of the lattice. New ideas and concepts are necessary to extend our method to systems in dimension d > 1: As in our earlier work, a sequence of local block-diagonalization steps based on judiciously chosen unitary conjugations of the original Hamiltonian is introduced. The supports of effective interaction potentials generated in the course of these block-diagonalization steps can be identified with what we call minimal rectangles contained in the lattice, a concept that serves to tackle combinatorial problems that arise in the course of iterating the block-diagonalization steps. For a given minimal rectangle, control of the effective interaction potentials generated in each block-diagonalization step with support in the given rectangle is achieved by exploiting a variety of rather subtle mechanisms which include, for example, the use of weighted sums of paths consisting of overlapping rectangles and of large denominators, expressed in terms of sums of orthogonal projections, that serve to control analogous sums of projections in the numerators resulting from the unitary conjugations of the interaction potential terms involved in the local block-diagonalization step.