Impact of dimensional crossover on phonon transport in van der Waals materials: a case study of graphite and graphene

TL;DR

This study uses first-principles modeling to explore how phonon transport and thermal conductivity change as layered van der Waals materials transition from 3D to 2D, revealing key dispersion features affecting heat conduction.

Contribution

It provides a detailed analysis of phonon dispersion evolution during the dimensional crossover in van der Waals materials, highlighting the impact on thermal conductivity and scattering mechanisms.

Findings

Graphite has lower thermal conductivity than graphene due to phonon dispersion changes.

Acoustic flexural phonons in graphene become low-energy optical phonons in graphite.

Van der Waals coupling influences phonon velocities and scattering in layered materials.

Abstract

Using first-principles modeling, we investigate how phonon transport evolves in layered/van der Waals materials when going from 3D to 2D, or vice versa, by gradually pulling apart the atomic layers in graphite to form graphene. Focus is placed on identifying the features impacting thermal conductivity that are likely shared with other layered materials. The thermal conductivity $\kappa$ of graphite is found to be lower than that of graphene mainly due to changes in the phonon dispersion driven by van der Waals coupling. Specifically, as the atomic layers are brought closer together, the acoustic flexural phonons in graphene form low-energy optical flexural phonons in graphite that possess lower in-plane velocities, density-of-states and phonon occupation, thus reducing $\kappa$. Similar dispersion changes, and impact on thermal conductivity, can be expected in other van der Waals materials when transitioning from 2D to 3D. Our findings also indicate that the selection rules in graphene, which reduce phonon-phonon scattering and contribute to its large $\kappa$, effectively hold as the atomic layers are brought together to form graphite. While the selection rules do not strictly apply to graphite, in practice similar scattering behavior is displayed due in part to the weak inter-layer coupling. This suggests that van der Waals materials, in bulk 3D form, may have lower phonon-phonon scattering rates than other non-layered bulk materials.