Plastic deformation of rough metallic surfaces

TL;DR

This paper combines experimental and theoretical approaches to analyze how plastic deformation affects the surface roughness of aluminum, with implications for metallic seal leakage and differences in polymer behavior.

Contribution

It introduces a semi-quantitative boundary element model incorporating plastic flow to predict roughness changes after deformation.

Findings

Long wavelength roughness remains from original surface

Short wavelength roughness results from ball and flow inhomogeneity

Model can estimate leakage based on roughness modifications

Abstract

We present experimental and theoretical results for the surface topography of a plastically deformed metallic (aluminum) block. When a hard spherical body (here a steel-, silica glass- or silicon nitride ball) with a smooth surface is indented in a metal block with a nominally flat, but still rough, surface, a spherical-cup-like indentation result due to plastic flow. The surface roughness in the indented region is, however, not entirely flattened. The long wavelength (macroasperity) content of the roughness result from the roughness on the original (aluminum) surface, but now plastically deformed. The roughness at short length scale, in the plastically deformed macroasperity contact regions, result from the roughness on the hard ball, and from inhomogeneous plastic flow. We model the contact mechanics using the boundary element method, combined with a simple numerical procedure to take into account the plastic flow. The theory can semi-quantitatively describe the modification of the roughness by the plastic flow. Since the fluid leakage of metallic seals in most cases is determined by the long wavelength roughness, we predict that the leakage can be estimated based on the elastoplastic contact mechanics model employed here. The plastic deformations of surfaces of some glassy polymers is very different from what we observed for aluminum, which we attribute to strong work-hardening and to inhomogeneous plastic flow for the polymers. Thus the numerical procedure to account for the plastic flow proposed here cannot be applied to glassy polymers in general.