On the Complexity of BWT-runs Minimization via Alphabet Reordering

TL;DR

This paper investigates the computational complexity of minimizing BWT-runs through alphabet reordering, proving NP-completeness, APX-hardness, and providing approximation algorithms and special case solutions.

Contribution

It establishes the NP-completeness and APX-hardness of BWT-runs minimization via alphabet reordering and offers an optimal algorithm for specific cases.

Findings

Decision problem is NP-complete.

Optimization problem is APX-hard.

An $O(rac{n}{ ext{some factor}})$ approximation exists.

Abstract

The Burrows-Wheeler Transform (BWT) has been an essential tool in text compression and indexing. First introduced in 1994, it went on to provide the backbone for the first encoding of the classic suffix tree data structure in space close to the entropy-based lower bound. Recently, there has been the development of compact suffix trees in space proportional to "$r$", the number of runs in the BWT, as well as the appearance of $r$ in the time complexity of new algorithms. Unlike other popular measures of compression, the parameter $r$ is sensitive to the lexicographic ordering given to the text's alphabet. Despite several past attempts to exploit this, a provably efficient algorithm for finding, or approximating, an alphabet ordering which minimizes $r$ has been open for years. We present the first set of results on the computational complexity of minimizing BWT-runs via alphabet reordering. We prove that the decision version of this problem is NP-complete and cannot be solved in time $2^{o(\sigma + \sqrt{n})}$ unless the Exponential Time Hypothesis fails, where $\sigma$ is the size of the alphabet and $n$ is the length of the text. We also show that the optimization problem is APX-hard. In doing so, we relate two previously disparate topics: the optimal traveling salesperson path and the number of runs in the BWT of a text, providing a surprising connection between problems on graphs and text compression. Also, by relating recent results in the field of dictionary compression, we illustrate that an arbitrary alphabet ordering provides a $O(\log^2 n)$-approximation. We provide an optimal linear-time algorithm for the problem of finding a run minimizing ordering on a subset of symbols (occurring only once) under ordering constraints, and prove a generalization of this problem to a class of graphs with BWT like properties called Wheeler graphs is NP-complete.