Resolving issues of scaling for gramian based input-output pairing methods

TL;DR

This paper investigates and compares various scaling methods for gramian-based input-output pairing measures in process control, demonstrating that alternative scaling strategies, especially the Sinkhorn-Knopp algorithm, improve pairing accuracy and robustness.

Contribution

It introduces alternative scaling techniques for gramian-based measures, notably the Sinkhorn-Knopp algorithm, and systematically evaluates their effectiveness through simulations and practical applications.

Findings

Sinkhorn-Knopp scaling improves pairing accuracy

Alternative scaling methods outperform traditional equal-range scaling

Scaling methods become input-output scale independent

Abstract

A key problem in process control is to decide which inputs should control which outputs. There are multiple ways to solve this problem, among them using gramian based measures, which include the Hankel interaction index array, the participation matrix and the $\Sigma_{2}$ method. The gramian based measures however have issues with input and output scaling. Generally, this is resolved by scaling all inputs and outputs to have equal range. However, we demonstrate how this can result in an incorrect pairing and examine alternative methods of scaling the gramian based measures, using either row or column sums, or by utilizing the Sinkhorn-Knopp algorithm. The benefits of these scaling strategies are first illustrated by applying them to the control structure selection for a heat exchanger network. Then, to more systematically analyze the benefits of the scaling schemes, a multiple input multiple output model generator is used to test the different schemes on a large number of systems. This, along with implementation of automatic controller tuning, allows for a statistical comparison of the scaling methods. This assessment shows considerable benefits to be gained from the alternative scaling of the gramian based measures, especially when using the Sinkhorn-Knopp algorithm. The use of this method also has the advantage that the results are completely independent of the original scaling of the inputs and outputs.