The Euler Characteristic Of A Transitive Lie Algebroid
James Waldron

TL;DR
This paper investigates the Euler characteristic of transitive Lie algebroids, proving it vanishes unless the algebroid is the tangent bundle, and explores related cohomological properties with applications to principal bundles and Lie group cohomology.
Contribution
It establishes a vanishing theorem for the Euler characteristic of transitive Lie algebroids and generalizes classical results like Hopf's theorem using index theory and cohomological methods.
Findings
Euler characteristic vanishes unless the algebroid is the tangent bundle
Cohomology of certain Lie algebroids are exterior algebras
Provides a new proof for vanishing Euler characteristic of principal bundles
Abstract
We apply the Atiyah-Singer index theorem and tensor products of elliptic complexes to the cohomology of transitive Lie algebroids. We prove that the Euler characteristic of a representation of a transitive Lie algebroid over a compact manifold vanishes unless , and prove a general K\"{u}nneth formula. As applications we give a short proof of a vanishing result for the Euler characteristic of a principal bundle calculated using invariant differential forms, and show that the cohomology of certain Lie algebroids are exterior algebras. The latter result can be seen as a generalization of Hopf's theorem regarding the cohomology of compact Lie groups.
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Taxonomy
TopicsAdvanced Topics in Algebra · Homotopy and Cohomology in Algebraic Topology · Nonlinear Waves and Solitons
The Euler characteristic of a transitive Lie algebroid
James Waldron
Abstract.
We apply the Atiyah-Singer index theorem and tensor products of elliptic complexes to the cohomology of transitive Lie algebroids. We prove that the Euler characteristic of a representation of a transitive Lie algebroid over a compact manifold vanishes unless , and prove a general Künneth formula. As applications we give a short proof of a vanishing result for the Euler characteristic of a principal bundle calculated using invariant differential forms, and show that the cohomology of certain Lie algebroids are exterior algebras. The latter result can be seen as a generalization of Hopf’s theorem regarding the cohomology of compact Lie groups.
1. Introduction
1.1. Euler characteristics of Lie algebras
Let be a finite dimensional Lie algebra. The Lie algebra cohomology is a finite dimensional graded vector space concentrated in degrees . This permits one to define the Euler characteristic of as the alternating sum
[TABLE]
The motivation for this paper is the following Theorem and its proof.
Theorem 1.1**.**
(Goldberg 1955,[7]).* If is a non-zero finite dimensional Lie algebra then .*
Note that if then . This result has an interesting history, having been proven earlier by Chevalley & Eilenberg [5] for the classical Lie algebras using results on the structure of simple Lie groups; see [25] for a discussion. The proof given in [7] is purely algebraic and works over any field: one applies the ‘Euler-Poincaré principle’ to the Chevalley-Eilenberg complex and uses the fact that the alternating sum of the binomial coefficients vanishes. In particular, the proof does not involve the differential but only the vector spaces appearing in the complex.
For an action of a Lie group on a manifold we denote by the cohomology of the complex of -invariant differential forms. Following [22], if the cohomology groups are finite dimensional then we define the Euler characteristic of the -action on by
[TABLE]
and denote the standard Euler characteristic by . If is a Lie group with Lie algebra then Theorem 1.1 and the isomorphism proves the following Corollary.
Corollary 1.2**.**
Let be a positive dimensional Lie group acting on itself via the right action.
- (1)
. 2. (2)
* if is compact.*
The second statement is well known and is usually proven using topological arguments, e.g. via the Lefschetz trace formula, the Poincaré-Hopf index theorem, or the vanishing of the Euler class of a parallelizable manifold. Theorem 1.1 can be seen as providing a purely algebraic explanation of this fact.
1.2. Transitive Lie algebroids
Our first main result is a generalization of Theorem 1.1 and its proof to the case of transitive Lie algebroids, and of Corollary 1.2 to principal bundles. A transitive Lie algebroid over a smooth manifold is a smooth vector bundle over equipped with a surjective vector bundle morphism and a Lie bracket on satisfying an analogue of the Leibniz rule. Standard examples include finite dimensional real or complex Lie algebras (), the tangent bundle , and the Atiyah algebroid of a principal -bundle for a Lie group. There is a notion of representation of a Lie algebroid on a vector bundle , to which there are associated cohomology groups . See section 2 for the precise definitions.
1.3. Main results
If is a representation of a transitive Lie algebroid and the cohomology groups are finite dimensional then we define the Euler characteristic of as
[TABLE]
We write and for the standard representation.
Theorem 1**.**
Let be a real or complex transitive Lie algebroid over a connected compact manifold , , and a representation of .
[TABLE]
The proof of Theorem 1 uses the cohomological form of the Atiyah-Singer index theorem [2] applied to the elliptic complex computing . We show that the integrand in the index theorem is equal to the Euler class of multiplied by the integer
[TABLE]
which vanishes whenever for the same reason as in the proof of Theorem 1.1. Specialising to the case recovers Goldberg’s theorem, and to the case the computation of the Euler characteristic of a local system.
Corollary 2**.**
Let be a positive dimensional Lie group and a principal -bundle over a compact manifold .
- (1)
The cohomology groups are finite dimensional. 2. (2)
. 3. (3)
* if is compact.*
The same results hold if is replaced by for a non-zero finite dimensional real or complex representation of .
Corollary 2 is a special case of the following more general result which is part of Theorems 1.1 and 4.1 of [22]. The proofs are independent. We understand that this result was already known to the authors of loc. cit.
Theorem 1.3**.**
(Tang, Yao & Zhang, 2013, [22].)* Let be a manifold on which a Lie group acts properly and cocompactly.*
- (1)
The cohomology groups are finite dimensional. 2. (2)
If the dimension of is odd or there exists a nowhere vanishing -invariant vector field on then .
Corollary 2 is proved by applying Theorem 1 to the Atiyah algebroid of . This result can also be restated in the following equivalent way: if , and are as in the statement and is considered as a trivial -space then
[TABLE]
which reduces to Serre’s identity
[TABLE]
[21] if is compact.
Our second main result is a Künneth theorem for transitive Lie algebroids. Let resp. be a transitive Lie algebroid over a compact manifold resp. and resp. be a representation of resp. . The product Lie algebroid is a Lie algebroid over and the vector bundle is a representation of in a natural way. For the precise details see the proof of Theorem 3 in section 3.3.
Theorem 3**.**
With the notation as above there is an isomorphism of graded vector spaces
[TABLE]
which is an isomorphism of graded algebras if and are the standard representations.
The proof of Theorem 3 is an application of the Künneth theorem for elliptic complexes stated in [1]; see also Theorem 1.3 in [23] and section 1.4.3 in [24]. Specialising to the case recovers the Künneth formula for Lie algebras, and to the case and the Künneth theorem for de Rham cohomology with local coefficients. Theorem 3 answers a question posed by Kubarski in [13], where the result is proven for the case where , and and are the standard representations.
Corollary 4**.**
Let and be Lie groups and resp. be a principal resp. bundle with and compact. There is an isomorphism of graded vector spaces
[TABLE]
where acts on via the diagonal action.
If is a Lie algebroid then by a compatible smooth -space structure we shall mean a Lie algebroid morphism for which there exists an element , called a unit for that is contained in the zero section and satisfies for all . In particular, makes into an -space in the sense of topology [9]. Note that if is in fact associative and has inverses then is an example of an ‘-groupoid’ [15].
Corollary 5**.**
Suppose that is a transitive Lie algebroid over a connected compact manifold and is equipped with a compatible smooth -space structure . Then is isomorphic to a graded exterior algebra with odd degree generators and carries the structure of a graded Hopf algebra if is associative.
If for a compact Lie group and equal to the derivative of the multiplication of then and Corollary 5 reduces to the theorem of Hopf on the cohomology of compact Lie groups [10]. We show in section 4.3 that if is transitive then the existence of an -structure is fairly restrictive, in particular the fibres of are necessarily abelian.
1.4. Relation to existing work
Theorem 1 is an extension of the following two Theorems which compute the Euler characteristic of the standard representation under additional assumptions on and .
Theorem 1.4**.**
(Itskov, Karasev & Vorobjev 1998, [11], Corollary 4.11.)* If is simply connected then , where for some .*
Theorem 1.5**.**
(Kubarski 2002, [13], Proposition 7.6.)* If is transitive unimodular invariantly oriented, is oriented and is odd then .*
The proofs of these results are very different to that of Theorem 1: the proof of Theorem 1.4 uses Mackenzie’s spectral sequence [16], and the proof of Theorem 1.5 a version of Poincaré duality for Lie algebroids, see loc. cit. for the terminology. We note that the result of [11] holds if is noncompact but admits a finite good cover in the sense of [3]. (The vanishing is not stated explicitly in [11] but follows from the statement in loc. cit. and Theorem 1.1.)
The following Theorem is a slight rephrasing of Theorem 3.1 in [18], which is an application of the higher index theorem for Lie groupoids proven in [19].
Theorem 1.6**.**
(Pflaum, Posthuma & Tang 2014, [18], Theorem 3.1.)* If is integrable, oriented and unimodular then the index of the Euler operator is given by*
[TABLE]
Here is an invariant section of the vector bundle and is the Lie algebroid Euler class of , where is the standard Euler class of and is determined by . See loc. cit. for further details. Under the assumptions of Theorem 1.6 one can deduce Theorem 1 from (1): if is transitive then the left hand side can be identified with a non-zero multiple of , and implies that and therefore and the right hand side vanish.
We also mention [12], where an index theorem is proved for certain non-transitive complex Lie algebroids called ‘elliptic involutive structures’.
1.5. Organization of the paper
In section 2 we summarise the relevant definitions concerning Lie algebroids and their representations. The proofs of Theorems 1 and 3, and of Corollaries 2, 4 and 5 are in section 3. In section 4 we give several examples, including an example showing that Theorem 1 does not hold for non-transitive Lie algebroids in general, and discuss the existence of compatible -structures.
1.6. Acknowledgements
We would like to thank Xiang Tang for explaining Theorems 1.3 and 1.6 and for helpful discussions about the results of this paper.
2. Background
We summarise the basic definitions regarding Lie algebroids and their representations. See [16] for further details. Let be a smooth manifold. A Lie algebroid over is a smooth vector bundle over equipped with an -linear Lie bracket on and a vector bundle morphism , called the anchor, such that the Leibniz rule
[TABLE]
holds for all and where denotes the Lie derivative. Complex Lie algebroids are defined similarly, replacing by its complexification . Standard examples include finite dimensional real or complex Lie algebras (), the tangent bundle , and the Atiyah algebroid of a principal -bundle for a Lie group. These examples are all transitive, meaning that the anchor map is surjective and there is a short exact sequence
[TABLE]
where . In fact, is a locally trivial bundle of Lie algebras. See [16] for the definition of a morphism of Lie algebroids.
Let be a Lie algebroid. Associated to is a cochain complex with differential defined analogously to the de Rham differential by
[TABLE]
for , and , and extended to by
[TABLE]
for and .
A representation of consists of a smooth vector bundle over and a flat--connection, which is a linear map satisfying
[TABLE]
and , for and , where is extended to by the rule
[TABLE]
The cohomology groups of the cochain complex are denoted , which coincides with the cohomology of if is the standard representation with . Representations and cohomology of complex Lie algebroids are defined similarly.
In the case that resp. this reduces to Lie algebra cohomology resp. de Rham cohomology with flat vector bundle coefficients. If is an Atiyah algebroid then there is an isomorphism .
The wedge product makes and into graded algebras, and a morphism of Lie algebroids induces morphisms of graded algebras and .
3. Proofs of main results
3.1. Proof of Theorem 1
It is shown in [14] that for and the symbol complex of at is
[TABLE]
and is exact for non-zero if is transitive. In particular, is an elliptic complex and therefore the cohomology groups are finite dimensional [1].
To calculate we first reduce to a simpler case. Pulling back to the orientation double cover multiplies both and the Euler characteristic by , complexification leaves unchanged, and if is odd then both the index of any elliptic complex and are equal to [math]. We can therefore reduce to the case where is even dimensional and oriented and and are complex.
Let denote the symbol class of the elliptic complex , the symbol class of the complexified de Rham complex of , the bundle projection, the Thom isomorphism for , the Euler class of and the Todd class of . Fix a splitting of . This determines isomorphisms and
[TABLE]
with respect to which the symbol complex (4) is
[TABLE]
It follows that
[TABLE]
where denotes the shift of a complex by . Using the fact that (see the Appendix of [20]), the naturality and multiplicativity of the Chern character and the fact that the Thom isomorphism is a morphism of -modules we have
[TABLE]
Substituting (6) into the cohomological form of the Atiyah-Singer index theorem [2] and using the fact that [2] is a top degree cohomology class gives
[TABLE]
where the last equality follows from the fact that the alternating sum of the binomial coefficients is zero. This completes the proof of Theorem 1.
Remark 3.1*.*
Note that if one can make sense of dividing by the Euler class it is possible to use the equation
[TABLE]
to give a proof of Theorem 1 involving only the vector bundles and not the symbol .
Remark 3.2*.*
The map defines a 1-1 correspondence between transitive real Lie algebroids and real elliptic complexes of the form with differential a graded derivation. It follows that Theorem 1 solves the index problem for every real elliptic complex of this type.
3.2. Proof of Corollary 2
The Atiyah algebroid of is a transitive Lie algebroid with . If is a non-zero finite dimensional real or complex representation of then the associated vector bundle carries a natural flat -connection defined by , where is identified with and with . It is shown in Proposition 5.3.11 in [16] that there is an isomorphism of cochain complexes
[TABLE]
The first two statements of Corollary 2 then follow from Theorem 1 and the third from the fact that if is compact then the inclusion induces an isomorphism of cohomology groups [8].
Specialising to the standard one dimensional representation proves the claims for , and . This completes the proof of Corollary 2.
3.3. Proof of Theorem 3
We will show that there is an isomorphism
[TABLE]
where the right hand side is the outer tensor product of elliptic complexes. The first statment then follows from the Künneth theorem for elliptic complexes stated in [1]; see also Theorem 1.3 in [23] and section 1.4.3 in [24]. See [16] for products of Lie algebroids and [6] for pullbacks and tensor products of representations.
Denote by and the two projections. If and then we set . We use a similar notation for sections of and other outer tensor products of vector bundles.
The anchor map of is given by the direct sum of the anchor maps of and , and the Lie bracket is determined by the Leibniz rule and the definition
[TABLE]
This implies that with respect to the canonical isomorphisms
[TABLE]
the differential on is given by
[TABLE]
for and .
There are flat connections on and on defined via the natural Lie algebroid morphisms and . As a representation of , is by definition the tensor product of the representations and . Explicitly, the flat connection on is determined by the Leibniz rule (2) and
[TABLE]
where the terms on the right hand side are defined via the identification of and with subbundles of . It then follows from (3), (7) and (8) that with respect to the canonical isomorphisms
[TABLE]
the extension of to higher exterior powers of is
[TABLE]
for , , and as required.
If and are the standard representations then the maps and determined by the projections and are morphisms of graded algebras and therefore so is the isomorphism of graded vector spaces , . This completes the proof of Theorem 3.
Remark 3.3*.*
Theorem 3 continues to hold if and are noncompact but the cohomology groups and are finite dimensional, in which case they are Hausdorff topological vector spaces and Theorem 1.3 of [23] still applies.
3.4. Proof of Corollary 4
The canonical isomorphism of Lie algebroids is equivariant and therefore descends to an isomorphism . The statement then follows from Theorem 3. This completes the proof of Corollary 4.
3.5. Proof of Corollary 5
The proof of the first statement follows the proof of Hopf’s theorem on the structure of the cohomology ring of an -space given in section 3C of [9]. (Note that in [9] the term ‘Hopf algebra’ is used to describe a structure closer to that of a bialgebra, see Remark 20.3.2 in [17] for a discussion of this point and chapter 20 of loc. cit. for the definitions of bialgebras and Hopf algebras.)
Define to be the composition
[TABLE]
where is the map on cohomology determined by the Lie algebroid morphism and the second map is the Künneth isomorphism of Theorem 3. The map is a graded algebra morphism as it is a composition of such maps.
The projection is an algebra morphism. Define
[TABLE]
The canonical algebra homomorphism mapping to the corresponding constant function is an isomorphism: if and for all then is constant because is surjective and is connected.
As is contained in the zero section of the map , is a Lie algebroid morphism. It then follows from the fact that is a product in the category of Lie algebroids [16] that the map , is a Lie algebroid morphism also. The same argument as in the -space case (see the diagram on p. 283 of [9]) then shows that
[TABLE]
for with .
The proceeding discussion shows that and satisfy the assumptions in the algebraic form of Hopf’s theorem [10], see Theorem 3C.4 in [9] or section 2.4 in [4], which shows that is an exterior algebra with generators of odd degree.
Now assume that is associative. Then is coassociative and together with and is a bialgebra. It is straightforward to check that satisfies Definition 21.3.1 of [17], and then Proposition 21.3.3 in loc. cit shows that admits a unique antipode and is therefore a Hopf algebra.
4. Examples and further results
4.1. Action Lie algebroids
Let be a finite dimensional real Lie algebra, a smooth manifold and a Lie algebra homomorphism. The Lie derivative then makes into a module, and by evaluation, determines a linear map for each .
Proposition 4.1**.**
Assume that is compact and is surjective for all .
- (1)
The Lie algebra cohomology groups are finite dimensional. 2. (2)
**
Proof.
Associated to is the action Lie algebroid , for which the complex is isomorphic to the Chevalley-Eilenberg complex [16]. Under the assumption on the action Lie algebroid is transitive and the result follows from Theorem 1. ∎
4.2. Non-transitive Lie algebroids
The following Example shows that if is not transitive and is finite dimensional then is in general non-zero.
Example 4.2*.*
Let , and the polynomial function . Consider the Lie algebroid with anchor map and Lie bracket
[TABLE]
The complex is isomorphic to the non-elliptic complex
[TABLE]
which has cohomology groups and because is surjective and generates the vanishing ideal of . In particular .
Remark 4.3*.*
One can give an analogous example with compact by replacing by and by any smooth function with isolated zeros of order 1. In this case which is not a multiple of .
4.3. -structures
Throughout section 4.3 denotes a Lie algebroid over equipped with a compatible -structure and is a unit for (see the paragraph above Corollary 5 for the definition). If covers a smooth map and then is a unit for and is an -space. The following topological restrictions on -spaces are well known, see section 3.C of [9].
Proposition 4.4**.**
If is connected then is abelian. If is also compact and positive dimensional then and is an exterior algebra.
Proposition 4.5**.**
Let be a Lie algebra. There exists a Lie algebra morphism satisfying for all if and only if is abelian, in which case the addition map is the unique map satisfying these conditions.
Proof.
Suppose that is a linear map and write . Then is a Lie algebra morphism if and only if and are Lie algebra morphisms from to whose images commute. The condition is equivalent to and therefore . As the images of and commute we must have that is abelian. ∎
Remark 4.6*.*
If is abelian then and if is also finite dimensional then the Hopf algebra structure associated to the unique -structure by Corollary 5 is the standard Hopf algebra structure on an exterior algebra.
Proposition 4.7**.**
If is connected then the fibres of are abelian.
Proof.
As is a locally trivial bundle of Lie algebras [16] it is sufficient to show that is abelian. restricts to a linear map , and to a morphism of Lie algebras because is a morphism of transitive Lie algebroids. Applying Proposition 4.5 to this morphism shows that is abelian. ∎
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