Entire functions with prescribed singular values
Luka Boc Thaler

TL;DR
This paper introduces a new class of entire functions characterized by a recursive exponential relation, demonstrating their rich singular value sets and diverse dynamical behaviors, including functions with both empty and non-empty Fatou sets.
Contribution
The paper defines the class $\\mathcal{E}$ of entire functions via a recursive exponential sequence, proves its density and closure properties, and shows it contains functions with varied dynamical properties.
Findings
Every closed set containing 0 and at least one other point is a singular value set of some function in $\mathcal{E}$.
The class $\mathcal{E}$ intersects with both Speiser and Eremenko-Lyubich classes.
Functions in $\mathcal{E}$ can have either empty or non-empty Fatou sets.
Abstract
We introduce a new class of entire functions which consists of all for which there exists a sequence and a sequence satisfying for all . This new class is closed under the composition and its is dense in the space of all non-vanishing entire functions. We prove that every closed set containing the origin and at least one more point is the set of singular values of some locally univalent function in , hence this new class has non-trivial intersection with both the Speiser class and the Eremenko-Lyubich class of entire functions. As a consequence we provide a new proof of an old result by Heins which states that every closed set is the set of singular values of some locally…
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Taxonomy
TopicsMeromorphic and Entire Functions · Mathematical Dynamics and Fractals · Advanced Differential Equations and Dynamical Systems
Entire functions with prescribed singular values
Luka Boc Thaler
L. Boc Thaler: Faculty of Education, University of Ljubljana, SI–1000 Ljubljana, Slovenia. Institute of Mathematics, Physics and Mechanics, Jadranska 19, 1000 Ljubljana, Slovenia.
Abstract.
We introduce a new class of entire functions which consists of all for which there exists a sequence and a sequence satisfying for all . This new class is closed under the composition and its is dense in the space of all non-vanishing entire functions. We prove that every closed set containing the origin and at least one more point is the set of singular values of some locally univalent function in , hence this new class has non-trivial intersection with both the Speiser class and the Eremenko-Lyubich class of entire functions. As a consequence we provide a new proof of an old result by Heins which states that every closed set is the set of singular values of some locally univalent entire function. The novelty of our construction is that these functions are obtained as a uniform limit of a sequence of entire functions, the process under which the set of singular values is not stable. Finally we show that the class contains functions with an empty Fatou set and also functions whose Fatou set is non-empty.
The research program P1-0291 from ARRS, Republic of Slovenia
1. introduction
Let be an entire function. A critical value is a point where is a critical point of , i.e. . A point is an asymptotic value if there exists a path satisfying and as . By and we denote respectively the sets of critical values and asymptotic values of . The set of singular values is defined as the closed set
[TABLE]
and recall that if and only if there exists a neighbourhood of so that is an unbranched covering.
A dynamical system given by the iterates of a function is to a large extent determined by its singular values (see [12]). For example we know that every attracting cycle and every parabolic cycle of Fatou components contains a singular value. In particular this tells us that the function with a finite number of singular values can only have a finite number of attracting/parabolic cycles and this number is bounded above by the number of its singular values. It is known that very boundary point of every Siegel disks is a limit point of postsingular points, i.e. forward orbit of singular values. Singular values can also tell us something about the geometry of Fatou component. For example if an entire function has an asymptotic value, then all Fatou components are simply connected. Finally let us mention that in [3] authors have shown that all limit functions of wandering domains are limit points of the postsingular points. This elementary tool is useful for proving the absence of wandering domains for some classes of entire functions.
Since the space of entire functions is large and it accommodates a great amount of dynamical variety, it is useful to restrict to smaller classes of functions in order to obtain strong results. The class (Speiser class) consists of entire functions with finitely many singular values. For example polynomials and exponential function belong this class. The Eremenko-Lyubich class first defined in [4], consists of those entire functions for which the set of singular values is bounded in . The above classes are closed under composition which is a consequence of the following observation. For we have
[TABLE]
Let us just mention that the class exhibits a rich variety of dynamical behaviour and we refer the reader to [11] for a nice survey on the dynamics of functions in this class.
Even though there are many different techniques that can be used to construct transcendental entire functions, not many of them give sufficient control on the set of singular values which is crucial for producing examples in class . Therefore it is of importance to find new ways to construct entire functions with a control over their set of singular values.
In [5] Gross constructed a locally univalent entire function for which every point in is an asymptotic value. In [6] Heins proved that every Suslin analytic set in is the set of asymptotic values of some locally univalent entire function which in particular implies that every closed subset of is the set of singular values of some entire function (see also [7]). Let us briefly sketch Heins construction.
Given a closed set we can choose a dense, non-repetitive sequence satisfying certain geometric conditions and define for all . Then we can construct a monotone increasing sequence () of simply-connected Riemann surfaces where each has the conformal radius greater than and ramification points precisely at (). The union is a simply-connected parabolic Riemann surface, hence by the uniformization theorem there exist a one-to-one map . Let be a locally univalent map (branched covering map). The entire function is non-constant and it satisfies . With some more effort it is possible to show that actually . Clearly every function obtained this way is locally univalent, hence .
Recently Bishop [2] introduced a new technique with a good control on the set of singular values, which allows us to construct maps with a rich variety of dynamical behaviour. Given an infinite tree with a uniformly bounded geometry Bishop’s theorem tells us that there exist an entire function with critical values exactly and with no asymptotic values such that is a quasiconformal perturbation of the tree , where is obtained from by adding some vertices and branches. Entire function is defined as where quasiregular function satisfying and is a quasiconformal mapping given by the measurable Riemann mapping theorem.
Note that it is not essential that is a tree as many of the arguments still hold as long as is a bipartite graph and no two bounded components of share a boundary edge. This generalization allowed Bishop to prove that for every bounded, countable sets where contains at least two points, one can find an entire function satisfying and ([2, Corollary 9.1.]). Note that this method always produces a function which is not locally univalent and .
Tools like the uniformization theorem and the measurable Riemann mapping theorem come in handy when we wish to construct a function with certain prescribed properties, but once such function is obtained it is almost impossible to further analyze it.
Obtaining functions as a uniform limit of a sequence of entire functions is much less abstract process then those above, and it enables us to obtain more information about the limit function . Unfortunately the set of singular values is not stable for small perturbations of the function, hence it is very difficult or even impossible to deduce from the limiting process what the set would be. For example recall that every entire function is a uniform limit of its Taylor polynomials which in particular implies that the closure111The space of entire functions is equipped with a compact-open topology. of the class is the space of entire functions .
In the present paper we introduce a new class of entire functions and we prove that it has several interesting properties (see Section 2). This enables us to give an alternative proof of Heins result, namely we show that for every closed set , there exist a locally univalent entire function satisfying . The novelty of our approach with respect to previous constructions is that in our case the function is obtained as a uniform limit of a sequence of non-polynomial entire functions in class , hence we were able to control in the limiting process. Functions are given by an explicit formula which enables us to precisely determine each and show that for all . With some more effort we finally prove that . Functions constructed in this way belong to the new class of entire functions which we define next.
Notation: Let us define and let denote the -th iterate of . Given a sequence complex numbers and integers we further define functions where .
Definition: An entire function belongs to the class if and only if there exist a sequence of entire functions and a sequence of complex numbers satisfying for all .
It should be clear from this definition that if any of the constants above is equal to zero then the function is necessarily constant. Observe that the class is closed under the composition and closed under the multiplication with complex numbers. Moreover given any function and and any complex number we have and . If and for all , then . Clearly contains all constant functions and the following theorem which is the main result of this paper will tell us that also contains ”many” non-trivial functions.
Theorem 1**.**
Let be a closed subset of containing [math] and at least one more point. Let be a compact set and . There exists a locally univalent entire function satisfying and .
Let and define . Observe that and that , hence . This elementary observation together with Theorem 1 implies the following corollary.
Corollary 2** (Heins54).**
Every closed set in is the set of singular values of some locally univalent entire function.
2. Properties of the class
Let and observe that is a repelling fixed point of if and only if and . Suppose that this is the case then we know (see [8, Corollary 8.12]) that there exists a non-constant entire function satisfying
[TABLE]
Function is sometimes called the Poincaré function222In [9, 10] Poincaré has studied the equation , where is a rational function and . He proved that, if 0 is a repelling fixed point of with the multiplier , then there exists a meromorphic or entire solution of this equation. of at and it is unique up to the precomposition by a dilatation, i.e. for any the function is also a Poincaré function of . From the construction of such function we can deduce that has no critical values and its set of asymptotic values are precisely the orbit . It follows that therefore if and only if is bounded. Note that the parameters , for which this orbit stays bounded, have been studied by Barker and Rippon [1].
These Poincaré functions belong to our class , since by definition we have
[TABLE]
for all . As we have seen above, the type of sets that can be realized as the set of singular values of a Poincaré function (2) is very limited. The aim of this paper is to prove that we can replace in (3) by for every and find a solution which satisfies . Let us start with our first result.
Theorem 3**.**
For every sequence of non-zero complex numbers there exists a sequence of locally univalent entire functions satisfying
[TABLE]
for all . Moreover for every compact set and the sequence can be chosen so that .
Proof.
Let be a sequence of non-zero complex numbers. For every we define a sequence of locally univalent entire functions
[TABLE]
where and with .333We take a principal branch of logarithm, that is , where and . Notice that the functions are only well defined for integers and that
[TABLE]
We will prove that for sufficiently fast increasing sequence of integers the sequence of functions converges uniformly on compacts to an entire function as for all .
Let be an increasing sequence of integers, and let denote a closed disk of radius centred at the origin. Observe that for all we have
[TABLE]
where is a maximal Lipschitz constant on of the functions . Let be a decreasing sequence of real numbers satisfying . Observe that
[TABLE]
therefore the Lipschitz constant on of the functions does not depend on hence the same holds for . Since 444By we mean that for every compact there exists a constant such that for all . and do not depend on , we can make sure that is independent from as well. Therefore by choosing sufficiently large we obtain
[TABLE]
for every . Clearly this implies that converges uniformly on compacts to an entire function as .
Recall that the uniform limit of locally univalent functions is either constant or locally univalent. If we show that is non-constant, then since for every we have the equality (see (6)), it follows that functions are also non-constant and locally univalent.
First observe that for every , hence and in particular . Since it follows that . This shows that for all hence the same holds for its limit, i.e. and therefore is non-constant locally univalent function.
For the last statement of the theorem observe that . If we take sufficiently large so that and if the sequence is chosen so that then it follows that .
∎
Remark 2.1**.**
We have constructed a sequence of locally univalent entire functions satisfying for all . Since this implies for all we can deduce from (1) that In the last section of this paper we will prove that we can choose the sequence integers in the definition of ’s above so that the function satisfies .
Next we prove that for a given non-constant function the pair of sequences and given by the definition of is unique.
Lemma 4**.**
Let be a non-constant function. Then there exist a unique pair of sequences of non-zero complex numbers and entire functions satisfying for all .
Proof.
Suppose there are sequences of non-zero complex numbers , and entire functions , satisfying
[TABLE]
for all where .
We will prove that for any given the equality implies that and .
If then by the definition and
[TABLE]
hence . On the other hand we have
[TABLE]
Since entire functions and are non-constant for all it follows from
[TABLE]
that and , hence . ∎
Let be a compact exhaustion of and let . For non-constant functions we define:
[TABLE]
where and are as in Lemma 4, associated sequences to and respectively. Observe that is a well defined metric on .
Lemma 5**.**
Let be a Cauchy sequence with respect to the metric . Then converges uniformly on compacts to an entire function . 555Here the superscript is used to denote the element of the sequence and should not be confused with the iterate of the function.
Proof.
Let be a sequence of non-constant functions and let and be sequences of non-zero complex numbers and entire functions associated to each given by Lemma 4. Since is a Cauchy sequence with respect to the metric it follows that for every the sequence converges uniformly on to a holomorphic function as . A priori functions may not be defined outside , but since we will see that are in fact entire functions satisfying for all , hence .
Let be any compact sets in and let . It is sufficient to prove that if converges uniformly to on and if converges uniformly to on , then also converges uniformly to on . Since for all we have
[TABLE]
Since and both converge uniformly on this implies that the sequence converges to some as . Then since also converge uniformly on the above equality implies that also converges uniformly on , hence on .
∎
Clearly Lemma 4 does not apply to constant functions as they can be represented by many different sequences and , hence the metric is not well defined for constant functions. Next example shows that our metric can not be extended over the entire class .
Example 1: Let and be two sequences of non-zero complex numbers where . Let be their associated functions given by Theorem 3. It follows from the construction of these functions that . By the definition and , hence . If we define and then clearly and as but
Let and . We define the map as
[TABLE]
Observe that for the fixed points of are precisely the Poincaré functions (2).
Proposition 6**.**
Let satisfy and let satisfy and . The sequence of iterates converges uniformly on compacts to the Poincaré function of .
Proof.
Let and be a as in the proposition. Note that such function exists by Theorem 3. By we denote a local inverse of defined on some neighbourhood of which satisfies . Let and define
[TABLE]
Note that [math] is a repelling fixed point of with a multiplier , hence there exists and a Kœnigs function defined on closed disk satisfying for all [8, Theorem 8.2].
Next we define and observe that where . It follows that
[TABLE]
hence uniformly on as . Quick computation shows that on . We can extend the function holomorphically to the entire complex plane by the following simple trick. Let and let be so large that , then we define . Since one can easily deduce that the sequence also converges uniformly on compacts to an entire function satisfying , hence it is a Poincaré function. ∎
Remark 2.2**.**
If we assume that in the above proposition is a linear function, then this is a classical construction of a Poincaré function. We have seen that adding non-linear terms does not have any effect on the limiting function. The aim of introducing this proposition is to give an example how metric defined in (8) and Lemma 5 could be used in certain constructions. We will illustrate this in the following paragraph.
Alternative proof of Proposition 6. Let , and be defined as above. Define and observe that if is a linear function then is already a Pioncaré function. Assume that this is not the case, then let be the smallest integer for which . Then there exists and such that
[TABLE]
for all and all . Next observe that and , hence we can write
[TABLE]
Let be so small that and recall that by the initial assumption we have for all . Therefore for every sufficiently small we have
[TABLE]
for all and all . Furthermore there exists such that
[TABLE]
for all . Finally let be so small that , and let be a compact exhaustion of . Using this exhaustion end we define the metric as in (8) and it is easy to verify that
[TABLE]
for all . Since it follows that is a Cauchy sequence and hence by Lemma 5 converges uniformly on compacts to an entire function which satisfies . Since for all the limiting function is non-constant, hence it is a Poincaré function.
We finish this section with the following example, showing that there are many functions in whose Fatou set is non-empty.
Example 2: Let us show that for every non-zero complex number there exist a function such that and . Take any non-constant function and define . Observe that and that . Let and be solutions of the equation . Since is a non-constant entire function with respect to we know that it can omit at most one value, hence we may assume that there is a such that . Finally we define and it should be clear that this function satisfies desired properties. Note that if then also .
3. Proof of Theorem 1
Let be a closed set containing [math] and at least one more point. Let be an infinite sequence of points from which forms a dense subset of , where and for (we allow points to repeat). For fixed the function is a non-vanishing holomorphic entire function with respect to parameter , hence there exists a complex number for which . By inductive procedure we can conclude that there exists a sequence of non-zero complex numbers such that is a dense subset of . By Theorem 3 there exists a sequence of locally univalent entire functions satisfying for all , hence it follows that
[TABLE]
for all . The function is locally univalent therefore its set of critical values is empty and hence . From (1) and (9) it follows that
[TABLE]
hence .
Recall is a uniform limit of a sequence of entire functions
[TABLE]
where and and where the sequence of integers increases sufficiently fast.
In what follows we will prove that for any sufficiently fast increasing sequence the set is dense in , and therefore .
Before proceeding with the proof we need to introduce some additional notation. Since is a covering map, every point has a neighbourhood on which inverse branches of are well defined univalent functions that can be expressed as (we always assume that ). Let and define
[TABLE]
Observe that the function is a covering map over hence every has a neighbourhood on which the inverse branches of are well defined and can be expressed as
[TABLE]
where and are the same as in the definition of .
Let us define and recall that for every the function is a covering map over . Observe that every point has a neighbourhood on which all inverse branches of are well defined univalent functions for all . Clearly this does not hold for points of the form since for all with the inverse branch is not defined in . Observe that for the set does not depend on the choice of the sequence in the definition of functions .
Since the sequence of locally univalent functions converges uniformly to a non-constant locally univalent function , it follows that for a proper choice of a sequence with , the inverse branches converge locally uniformly in to the inverse branch of . The following lemma tells us for which sequences this actually happens.
Lemma 7**.**
Let be a sequence with and let be the sequence of integers from the definition of functions (10). Let and let be as above. If the sequence converges uniformly on to a holomorphic function then there exists and integers such that
[TABLE]
for all .
Proof.
Step 1: If converges to then for all sufficiently large .
Since uniformly on and uniformly on compacts it follows that , hence is univalent function on and . Given we define and observe that
[TABLE]
The sequence converges uniformly on therefore the sequence
[TABLE]
must stay bounded on . Since as this can only happen if there exists such that for all .
Step 2: If uniformly on then also uniformly on where .
First observe that
[TABLE]
This equation implies that
[TABLE]
Since the sequence uniformly on and it follows that , hence also the sequence uniformly on .
Step 3: Let and be two sequences for which both and converge uniformly on to the univalent function , then for all sufficiently large .
For every functions and are inverse branches of on , hence we know that that
[TABLE]
Since both sequences converge to the same univalent function , it follows that for all sufficiently large sets and are small perturbation of the set . Therefore there exists such that for all .
Let us summarize what we have just proven. If converges to then for all sufficiently large . Next we have seen that also converges to where . Finally we have proven that since and converge to the same limit map this means that for all sufficiently large , hence we obtain (11). ∎
It remains to prove that if the sequence of integers increases sufficiently fast (note that we can always achieve this, see the proof of Theorem 3) then for every point and for every sequence of the form (11) the sequence converges uniformly on to a univalent holomorphic function.
First we define
[TABLE]
and observe that since as it follows that for every sequence of the form (11) there exists so that for all .
Let be an exhaustion by compacts and observe that for any there exists finitely points such that . Since for every the set is finite and since does not depend on it follows that there exists a constant such that for all and for all , hence we can write
[TABLE]
Let and observe as in (12) that on each we have
[TABLE]
where . Since there is no in the above expression it is clear that does not depend on , hence for every there exists so that
[TABLE]
for all .
Finally let be the sequence of the form (11), hence there exists such that and for all . Assuming that are sufficiently large it follows from (15) and (13) that for all we have
[TABLE]
Note that this computation is actually made on each set for separately, hence the bound holds on entire .
This proves that for every the inverse branches (where the sequence has to be of the form (11) by Lemma 7) of converge uniformly on to the inverse branch of on (note that every inverse branch of on can be obtained this way), hence
[TABLE]
Recall that in the first paragraph of this section we have already proven , hence we finally obtain . This completes the proof of Theorem 1.
4. Concluding remarks
The following two corollaries are immediate consequences of Theorem 1.
Corollary 8**.**
Given any closed set containing [math], the family lies in the closure of .
Proof.
Observe that as we can take any and define which clearly converges to [math] as . If then . Let be a closed set containing the origin and at least one more point. By Theorem 1 there exists a sequence satisfying and on for all , hence for the sequence converges uniformly on compacts to the function ∎
Corollary 9**.**
The closure of the class is equal to . 666By we denote the space of all non-vanishing entire functions.
Proof.
Let . If is constant then it is already contained in . Assume now that is not constant hence there is a entire function such that . By Theorem 1 there exists a sequence which converges uniformly on compacts to , hence the sequence converges uniformly on compacts to .
Finally assume that is a non-constant entire function which lies in the closure of and it vanishes at some point . There exists a small closed disk centred at such that does not vanish on . By our assumption there exists a sequence which converges uniformly on compacts to . Let and let be sufficiently large such that on . By Rouché’s theorem functions and have the same number of zeros in , which is a contradiction. ∎
We end this paper with the following example which shows that functions in class can have an empty Fatou set.
Example 3: Let and . By Theorem 1 there exists a locally univalent function satisfying and . It follows from the construction of such function that we may assume , see the proof of Theorem 3. If was chosen sufficiently small, then using Rouché’s theorem, we can prove that there exists a satisfying and . By defining we obtain a locally univalent function in that satisfies and , hence the postsingular set of is finite. Moreover using Cauchy estimates we obtain , hence the Fatou set of is empty.
Acknowledgments
The author would like to thank Han Peters for fruitful discussions in the early stages of this project. This project was supported by the research program P1-0291 from ARRS, Republic of Slovenia.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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