Congruences in Hermitian Jacobi and Hermitian modular forms
Jaban Meher and Sujeet Kumar Singh
School of Mathematical Sciences, National Institute of Science Education and Research, Bhubaneswar, HBNI, P.O. Jatni, Khurda 752050, Odisha, India.
[email protected]
School of Mathematical Sciences, National Institute of Science Education and Research, Bhubaneswar, HBNI, P.O. Jatni, Khurda 752050, Odisha, India.
[email protected]
(Date: March 2, 2024)
Abstract.
In this paper we first prove an isomorphism between certain spaces of Jacobi forms. Using this isomorphism, we study the mod p theory of Hermitian Jacobi forms over Q(i).
We then apply the mod p theory of Hermitian Jacobi forms to characterize U(p) congruences and to study Ramanujan-type congruences for Hermitian Jacobi forms and Hermitian modular forms of degree 2 over Q(i).
Key words and phrases:
Hermitian modular forms, Hermitian Jacobi forms, U(p) congruences, Ramanujan-type congruences
2010 Mathematics Subject Classification:
11F33, 11F55, 11F50
1. Introduction
The Fourier coefficients of modular forms are related to many objects in number theory. Therefore there have been a great amount of research on studying the arithmetic properties of Fourier coefficients of modular forms and in general of different automorphic functions. In particular, a lot of research is based on studying various congruence properties of Fourier coefficients of different automorphic functions. The theory of Serre [27] and Swinnerton-Dyer [30] on modular forms modulo a prime p has a great impact in studying the congruences of Fourier coefficients of modular forms.
There are two kinds of congruences namely, U(p) congruences and Ramanujan-type congruences which have attracted many mathematicians due to their various applications in number theory.
Both U(p) congruences and Ramanujan-type congruences are applications of the theory of Serre and Swinnerton-Dyer.
U(p) congruences involve Atkin’s U-operator. On the other hand, Ramanujan-type congruences are certain kinds of congruences which were first studied by Ramanujan for the partition function p(n). U(p) congruences for elliptic modular forms have been studied by Ahlgren and Ono [1], Elkies, Ono and Yang [9] and Guerzhoy [10]. We refer to the book of Ono [20] for a good overview of the U(p) congruences. Ramanujan-type congruences for elliptic modular forms have been studied by Cooper, Wage and Wang [3], Dewar [5, 6] and Sinick
[28]. To prove results on U(p) congruences and Ramanujan-type congruences for elliptic modular forms, one needs to study elliptic modular forms modulo a prime p and prove certain results on filtrations of elliptic modular forms. U(p) congruences for Siegel modular forms of degree 2 were studied by Choi, Choie and Richter [2]. To prove results on U(p) congruences, they used the results of Nagaoka [19] on Siegel modular forms of degree 2 mod p and certain results of Richter [23, 24] on Jacobi forms mod p. In fact, they proved certain results on filtrations of Siegel modular forms of degree 2 and using those results on filtrations they proved the result on U(p) congruences for Siegel modular forms of degree 2.
Raum and Richter [22] have studied U(p) congruences for Siegel modular forms of any degree. On the other hand,
Ramanujan-type congruences for Jacobi forms and Siegel modular forms of degree 2 were studied by Dewar and Richter [7] using the theories of Jacobi forms mod p and Siegel modular forms of degree 2 mod p. In this paper we study U(p) congruences and Ramanujan-type congruences for Hermitian Jacobi forms and Hermitian modular forms of degree 2 over Q(i). To study these results, one needs to know the theories of Hermitian Jacobi forms modulo p and Hermitian modular forms modulo p. The theory of Hermitian Jacobi forms mod p has been studied by Richter and Senadheera [25]. But they have studied only Hermitian Jacobi forms of index 1. In the same paper, using their results on Hermitian Jacobi forms mod p, they have proved a result on U(p) congruences for Hermitian Jacobi forms of index 1. Therefore if one wants to study U(p) congruences for Hermitian Jacobi forms of any integer index, one needs to study the theory of Hermitian Jacobi forms mod p for any integer index. Thus we first establish various results on Hermitian Jacobi forms mod p for any integer index.
Using these results, we characterize U(p) congruences and study Ramanujan-type congruences
for Hermitian Jacobi forms of any integer index. Next we study Hermitian modular forms of degree 2. Using the results of Kikuta and Nagaoka
[14, 15] on Hermitian modular forms of degree 2 modulo p and our results on Hermitian Jacobi forms mod p, we characterize U(p) congruences and study Ramanujan-type congruences for certain Hermitian modular forms of degree 2.
The paper is organised as follows. In Section 2, we recall some basics on Hermitian Jacobi forms over Q(i) and obtain some relations between Hermitian Jacobi forms and Jacobi forms. We also prove an isomorphism between two different spaces of Jacobi forms. This isomorphism is very crucial in proving some important results in Section 3.
In Section 3, we discuss Hermitian Jacobi forms modulo a prime p and prove certain results on filtrations which are main ingredients to prove the main results in Section 4. In Section 4, we prove results on U(p) congruences and Ramanujan-type congruences for Hermitian Jacobi forms of arbitrary integer index. In Section 5, we illustrate some examples to explain U(p) congruences and Ramanujan-type congruences for Hermitian Jacobi forms. In Section 6, we recall some basics and known results on Hermitian modular forms of degree 2 over Q(i). In Section 7, we use some results proved in Section 3 to prove a result on filtrations of Hermitian modular forms of degree 2 modulo p. This result is one of the main ingredients in the proofs of the main results in Section 8. In Section 8, we prove results on U(p) congruences and Ramanujan-type congruences for certain Hermitian modular forms of degree 2. In Section 9, we provide some examples to illustrate the results proved in Section 8.
2. Hermitian Jacobi forms
Let O:=Z[i] be the ring of integers of Q(i) with inverse different
O#=2iO,
let O×:={1,−1,i,−i} be the set of units in O. The Hermitian Jacobi group over O is ΓJ(O)=Γ(O)⋉O2, where Γ(O)={ϵM\leavevmode ∣\leavevmode M∈SL2(Z),ϵ∈O×} is the Hermitian modular group. For any r∈Q(i), the norm of r is defined by
N(r):=rr. Throughout the paper we use e(z)=e2πiz and Mt as the transpose of the matrix M. Let H be the complex upper half-plane.
Definition 2.1**.**
A holomorphic function ϕ:H×C2⟶C is a Hermitian Jacobi form for ΓJ(O) of weight k, index m and parity δ∈{ +,−} if for each
M=(acbd)∈SL2(Z), ϵ∈O× and λ,μ∈O, we have
[TABLE]
where τ∈H, z1,z2∈C and
[TABLE]
[TABLE]
and ϕ has a Fourier expansion of the form
[TABLE]
where q=e(z), ζ1=e(z1), ζ2=e(z2). We say that ϕ is a Hermitian Jacobi cusp form if in addition to the conditions (1), (2) and (3), ϕ also satisfies the condition that c(ϕ;n,r)=0 whenever mn=N(r) in the Fourier expansion given in (3).
We denote by HJk,mδ(ΓJ(O)) the finite dimensional vector space of all Hermitian Jacobi forms of weight k, index m and parity δ.
2.1. Jacobi forms and their relations with Hermitian Jacobi forms
Consider the Jacobi group Γ1(O)=SL2(Z)⋉O2. A Jacobi form of weight k and index m on the group Γ1(O) satisfies the transformation properties (1) with ϵ=1 and (2), and it also has a Fourier expansion of the form given in (3). We refer to [4, 21] for more details on it. We denote by Jk,m1(Γ1(O)) the vector space of all Jacobi forms of weight k and index m on
Γ1(O). We observe that
[TABLE]
Given f∈Jk,m1(Γ1(O)), one constructs a Hermitian Jacobi form of weight k, index m and parity δ by using the averaging operator
[TABLE]
defined by
[TABLE]
where I is the identity matrix.
The theory of Jacobi forms was developed by
Eichler and Zagier [8] who systematically studied Jacobi forms of integer index. Later, Ziegler [31] introduced Jacobi forms of matrix index. Let M be a symmetric, positive definite, half-integral l×l matrix with integral diagonal entries. Let Γl:=SL2(Z)⋉(Zl×Zl) and let U[V]=VtUV for matrices U, V of appropriate sizes.
Definition 2.2**.**
A holomorphic function ϕ:H×Cl⟶C is a Jacobi form of weight k and index M if for each
(acbd)∈SL2(Z)
we have
[TABLE]
where τ∈H, z=(z1,z2,⋯,zl)t∈Cl,
[TABLE]
where λ=(λ1,λ2,⋯,λl)t,μ=(μ1,μ2,⋯,μl)t∈Cl
and ϕ has a Fourier expansion of the form
[TABLE]
where q=e(τ), ζr=e2πirtz and M# is the adjugate of M.
We denote by Jk,M(Γl) the complex vector space of Jacobi forms of weight k, matrix index M on Γl.
We now prove an isomorphism which is the main tool in the proof of Theorem 3.3 in Section 3.
Theorem 2.3**.**
For an integer m≥1, let B denote the matrix
(m00m).
Then the space Jk,m1(Γ1(O)) is isomorphic to the space Jk,B(Γ2) as a vector space over C.
Proof.
For f(τ,z1,z2)∈Jk,m1(Γ1(O)), define
[TABLE]
Using the transformation properties of f, one sees that f^ satisfies the transformation properties
(6), (7). Suppose that the Fourier expansion of f is given by
[TABLE]
Then
[TABLE]
Let r=2α+i2β, where α,β∈Z. Then define
s=(α,−β)t∈Z2. The correspondence r=2α+i2β↦s=(α,−β)t from O# to Z2 is bijective. Therefore we have
[TABLE]
Thus f^ has a Fourier expansion of the form given in (8). Therefore the map
[TABLE]
defined by
[TABLE]
is a well-defined linear map. Similarly one proves that the map
[TABLE]
defined by
[TABLE]
is a well-defined linear map.
Now it can be easily checked that j∘i=I1 and i∘j=I2, where I1 and I2 are the identity maps on the spaces Jk,m1(Γ1(O)) and Jk,B(Γ2) respectively. This proves the theorem.
∎
Let Mk(SL2(Z)) denote the vector space of all modular forms of weight k on SL2(Z) and let M∗(SL2(Z))=⨁kMk(SL2(Z)) be the graded ring of all modular forms on SL2(Z). Let
J∗,m1(Γ1(O))=⨁kJk,m1(Γ1(O)) and J∗,B(Γ2)=⨁kJk,B(Γ2). The spaces J∗,m1(Γ1(O)) and J∗,B(Γ2) are modules over M∗(SL2(Z)). For a ring R⊆C, let Mk(SL2(Z),R) denote the set of all modular forms of weight k having all the Fourier coefficients in R and let M∗(SL2(Z),R)=⨁kMk(SL2(Z),R). Let HJk,mδ(ΓJ(O),R) denote the set of all Hermitian Jacobi forms of weight k, index m and parity δ having all the Fourier coefficients in R. Let Jk,m1(Γ1(O),R) denote the set of all Jacobi forms in Jk,m1(Γ1(O)) having all the Fourier coefficients in R and let J∗,m1(Γ1(O),R)=⨁kJk,m1(Γ1(O),R). Similarly let Jk,B(Γ2,R) denote the set of all Jacobi forms in Jk,B(Γ2) having all the Fourier coefficients in R and let
J∗,B(Γ2,R)=⨁Jk,B(Γ2,R).
Let Z(p) be the localization of Z at the prime p. The ring
Z(p) is called the ring of p-integral rationals.
With these notations we have two important and immediate consequences of Theorem 2.3.
Corollary 2.4**.**
J∗,m1(Γ1(O))* is isomorphic to J∗,B(Γ2) as modules over M∗(SL2(Z)).*
Corollary 2.5**.**
Jk,m1(Γ1(O),Z(p))* is isomorphic to Jk,B(Γ2,Z(p)) as modules over Z(p). Moreover, J∗,m1(Γ1(O),Z(p)) is isomorphic to J∗,B(Γ2,Z(p)) as modules over M∗(SL2(Z),Z(p)).*
Let ϕ∈HJk,mδ(ΓJ(O)). Suppose that the Fourier expansion of ϕ is given by
[TABLE]
For ρ∈O and z∈C, define
[TABLE]
Using the transformation properties and the Fourier expansion of ϕ, we observe that
ϕ[ρ](τ,z)∈Jk,N(ρ)m(Γ1). Moreover, the Fourier expansion of
ϕ[ρ] is given by
[TABLE]
where ℜ(ρr) is the real part of ρr, ζ=e(z) and
[TABLE]
Therefore if ϕ∈HJk,mδ(ΓJ(O),Z(p)), then ϕ[ρ]∈Jk,N(ρ)m(Γ1,Z(p)).
We next prove the following result which will be crucially used in the proof of Theorem 3.1 in Section 3. This result is a generalization of a result of Raum and Richter [22, Proposition 2.5] to the case of Hermitian Jacobi forms.
Proposition 2.6**.**
Let ϕ∈HJk,mδ(ΓJ(O)). If 0≤n0∈Z is fixed, then there exists an element ρ∈O such that for all n≤n0 and r∈O# with N(r)≤mn, we have
[TABLE]
Moreover, if (ϕk)k is a finite family of Hermitian Jacobi forms with ϕk∈HJk,mδk(ΓJ(O),Z(p)) and ϕk≡0(modp) for all k, then there exists an element ρ∈O such that ϕk[ρ]≡0(modp) for all k.
Proof.
Choose an integer b such that
[TABLE]
Let ρ=1+4bi. Assume that r1,r2∈O# and n>0 is an integer such that
n≤n0 and N(ri)≤mn for i=1,2.
We first prove that
2ℜ(ρr1)=2ℜ(ρr2) if and only if r1=r2. Then by (9), (10) follows. It is trivial to see that if r1=r2 then 2ℜ(ρr1)=2ℜ(ρr2). Conversely assume that
2ℜ(ρr1)=2ℜ(ρr2). Let
[TABLE]
where a1,a2,b1,b2 are integers. Then the statement 2ℜ(ρr1)=2ℜ(ρr2) implies a1−b1=4b(a2−b2). Since N(ri)≤mn0 for i=1,2, we then obtain
[TABLE]
Therefore we deduce that r1=r2. To prove the second assertion of the proposition, assume that
ϕk≡0(modp) for all k. For each k, let nk be the smallest integer such that there exists rk∈O# with c(ϕk;nk,rk)≡0(modp). Choose an integer n0 such that n0>\mboxmax{nk}. Then by the first assertion of this proposition, there exists ρ∈O such that for all n≤n0 and r∈O# satisfying N(r)≤mn we have
[TABLE]
for each k. In particular, we have c(ϕk[ρ];nk,2ℜ(ρrk))≡0(modp) for each k. Hence ϕk[ρ]≡0(modp) for all k.
∎
2.2. Heat operator
For any holomorphic function ϕ:H×C2⟶C,
the heat operator
[TABLE]
acts on ϕ.
The following lemma gives the actions of Lm on the spaces Jk,m1(Γ1(O)) and HJk,mδ(ΓJ(O)). For a proof of the lemma we refer to
[26, Lemma 5.1].
Lemma 2.7**.**
Let ϕ:H×C2⟶C be a holomorphic function.
Define
[TABLE]
where E2 is the Eisenstein series of weight k on SL2(Z).
Then
if ϕ∈Jk,m1(Γ1(O)) then ϕ^∈Jk+2,m1(Γ1(O));
if ϕ∈HJk,mδ(ΓJ(O)) then ϕ^∈HJk+2,m−δ(ΓJ(O)).
3. Hermitian Jacobi forms modulo p
Throughout this paper we assume that p≥5 is a prime and Fp is the finite field with p elements. Suppose that ϕ∈HJk,mδ(ΓJ(O),Z(p)) and its Fourier expansion is given by
[TABLE]
The reduction ϕ of ϕ modulo a prime p is defined by
[TABLE]
where c(ϕ;n,r) is the reduction of c(ϕ;n,r) modulo pZ(p) (also written as c(ϕ;n,r) modulo p). We define
[TABLE]
The filtration of ϕ modulo p is defined by
[TABLE]
Similarly we define
[TABLE]
and
[TABLE]
For ϕ∈Jk,m1(Γ1(O),Z(p)) we define its filtration modulo p by
[TABLE]
The next result is an extension of a result of Sofer [29] on Jacobi forms to Hermitian Jacobi forms.
Theorem 3.1**.**
Suppose that ϕ∈HJk,mδk(ΓJ(O),Z(p)) and ψ∈HJk′,m′δk′(ΓJ(O),Z(p)) such that 0≡ϕ≡ψ(modp). Then m=m′ and k≡k′(mod(p−1)). Moreover, if m is fixed and (ϕk)k is a finite family of Hermitian Jacobi forms with
ϕk∈HJk,mδk(ΓJ(O),Z(p)) and ∑kϕk≡0(modp), then for each a∈Z/(p−1)Z we have
[TABLE]
Proof.
We use the idea of the proof of [29, Lemma 2.1] to prove that m=m′.
Suppose that λ,μ∈O# with λ=0. Replacing z1 by z1+λτ+μ, z2 by z2+λτ+μ and using transformation property (2) of Hermitian Jacobi forms on the congruence ϕ≡ψ(modp), we have
[TABLE]
Therefore we have
[TABLE]
for every λ∈O# and hence m=m′. We observe that the statement
k≡k′(mod(p−1)) follows from the second assertion of the theorem. Therefore we need only prove the second assertion of the theorem. We follow the idea of Raum and Richter
[22, Proposition 2.6] to prove the second assertion.
Let m be fixed and let ϕk∈HJk,mδk(ΓJ(O),Z(p)) be such that ∑kϕk≡0(modp).
Then for any s∈O we have ϕk[s]∈Jk,N(s)m(Γ1,Z(p)) and
[TABLE]
Then by [22, Proposition 2.6] we have
[TABLE]
If 0≤n0∈Z is fixed, then by Proposition 2.6, there exists an ρ∈O such that for all n≤n0 and r∈O# with
N(r)≤mn, we have
c(ϕ[ρ];n,2ℜ(ρr))=c(ϕ;n,r).
Therefore by (13), for arbitrary n and r with r∈O# and N(r)≤mn, we have
[TABLE]
and hence we have
[TABLE]
∎
Remark 3.2**.**
We observe that an analogous result as Theorem 3.1 for Jacobi forms on
Γ1(O) can be proved similarly. One may either prove in a similar way as Theorem 3.1 or use the isomorphism of Theorem 2.3 and [22, Proposition 2.6] to prove an analogous result for Jacobi forms on Γ1(O). In particular, if f∈Jk,m1(Γ1(O),Z(p)) and
g∈Jk′,m1(Γ1(O),Z(p)) are such that
0≡f≡g(modp), then k≡k′(mod(p−1))
Our next result is a crucial ingredient in the proofs of certain results on congruences in Hermitian Jacobi forms. Tate’s theory of theta cycle of a modular form (see [12, Section 7]) relies on a similar result due to Swinnerton-Dyer [30, Lemma 5] in the case of modular forms. Richter [24, Proposition 2] has generalized the above mentioned result of Swinnerton-Dyer to the case of classical Jacobi forms. In the next result, we prove an analogous result in the case of Hermitian Jacobi forms.
Theorem 3.3**.**
If ϕ∈HJk,mδ(ΓJ(O),Z(p)), then there exists
ψ∈HJk′,mδ′(ΓJ(O),Z(p))
for some integer k′ and δ′∈{+,−} such that Lm(ϕ)=ψ.
Moreover, if ϕ≡0(modp), then
[TABLE]
with equality if and only if p∤(Ω(ϕ)−1)m.
The method of proof of Richter [24, Proposition 2] in the case of Jacobi forms can not be adopted directly to prove Theorem 3.3. The main reason for this is the lack of certain structure of the space of Hermitian Jacobi forms. In the case of Jacobi forms, we have some structure available which was crucially used in the proof of [24, Proposition 2]. However, we use the isomorphism between certain spaces of Jacobi forms proved in the last section to prove Theorem 3.3. The remaining part of this section is devoted to the proof of Theorem 3.3. We first state the following two results which are particular cases of three results of Raum and Richter [22, Theorem 2.8, Proposition 2.11, Theorem 2.14].
To state these results, we denote by B the 2×2 matrix
(m00m)
for an integer m≥1.
Lemma 3.4**.**
The space J∗,B(Γ2,Z(p)) is a free module over M∗(SL2(Z),Z(p)) of rank 4m2 and it has a basis {ϕ1,ϕ2,⋯,ϕ4m2} such that ϕi∈Jki,B(Γ2,Z) for some integer ki for 1≤i≤4m2.
Lemma 3.5**.**
Let ϕi be as in the previous lemma. If
ϕ=∑i=14m2fiϕi∈Jk,B(Γ2,Z(p)) with
fi∈Mk−ki(SL2(Z),Z(p)) and
ψ=∑i=14m2giϕi∈Jk′,B(Γ2,Z(p)) with
gi∈Mk′−ki(SL2(Z),Z(p)) are such that
0≡ϕ≡ψ(modp), then fi≡gi(modp).
Using the isomorphism stated in Corollary 2.5 we get the following immediate consequence of Lemma 3.4 and Lemma 3.5.
Corollary 3.6**.**
The space
J∗,m1(Γ1(O),Z(p)) is a free module of rank 4m2 over M∗(SL2(Z),Z(p)). This space has a basis {ψ1,ψ2,⋯,ψ4m2} such that ψi∈Jki,m1(Γ1(O),Z) for some integer ki for 1≤i≤4m2. Moreover, if ϕ=∑i=14m2fiψi∈Jk,m1(Γ1(O),Z(p)) with fi∈Mk−ki(SL2(Z),Z(p))
and ψ=∑i=14m2giψi∈Jk′,m1(Γ1(O),Z(p))
with gi∈Mk′−ki(SL2(Z),Z(p)) are
such that 0≡ϕ≡ψ(modp), then fi≡gi(modp).
Now we are ready to prove a result analogous to Theorem 3.3 for Jacobi forms on
Γ1(O).
Proposition 3.7**.**
Let p≥5 be a prime.
If ϕ∈Jk,m1(Γ1(O),Z(p)), then there exists
ψ∈Jk′,m1(Γ1(O),Z(p)) for some integer k′ such that
Lm(ϕ)=ψ. Moreover, if ϕ≡0(modp), then
[TABLE]
with equality if and only if p∤(ω(ϕ)−1)m.
Proof.
We broadly follow the idea of Richter [24, Proposition 2] to prove this proposition. Suppose that w(ϕ)=k. It is well known that Ep−1≡1(modp) and Ep+1≡E2(modp),
where Ep−1, Ep+1 and E2 are the Eisenstein series on SL2(Z) of weights p−1, p+1 and 2 respectively and p≥5. Therefore by Lemma 2.7 we have
[TABLE]
and ϕ^Ep−1+3(k−1)mEp+1ϕ∈Jk+p+1,m1(Γ1(O),Z(p)). This proves the first assertion of the proposition. Now let us assume that ϕ≡0(modp).
Then from the above discussion we have ω(Lm(ϕ))≤k+p+1. If
p∣(k−1)m then by (11) we obtain ω(Lm(ϕ))≤k+2<k+p+1. Conversely assume that ω(Lm(ϕ))<k+p+1. Assume on the contrary that
p∤(k−1)m. Then by (11) we have ω(3(k−1)mE2ϕ)<k+p+1. We shall prove that ω(E2ϕ)=k+p+1 which leads to a contradiction. By Corollary 3.6 we can write ϕ=∑i=14m2fiψi, where
ψi∈Jki,m1(Γ1(O),Z) and
fi∈Mk−ki(SL2(Z),Z(p)) for 1≤i≤4m2. Since w(ϕ)=k, there exists i such that w(fiϕi)=k. Also by [30, Theorem 2, Lemma 5], fiE2 has the maximal filtration and therefore we find that ω(ϕE2)=k+p+1.
∎
If f∈HJk,mδ(ΓJ(O),Z(p)), then since
HJk,mδ(ΓJ(O),Z(p))⊂Jk,m1(Γ1(O),Z(p)), both Ω(f) and ω(f)
are defined. The following proposition shows that in fact, both are same.
Proposition 3.8**.**
Let p≥5 be a prime.
If f∈HJk,mδ(ΓJ(O),Z(p)), then
Ω(f)=ω(f).
Proof.
Since HJk,mδ(ΓJ(O),Z(p))⊂Jk,m1(Γ1(O),Z(p)), we always have
[TABLE]
Suppose that w(f)=l. To prove ω(f)=Ω(f), it is sufficient to prove that there exists a Hermitian Jacobi form h∈HJl,mδ′(ΓJ(O),Z(p)) for some
δ′∈{+,−} such that f≡h(modp). Since w(f)=l, there exists a Jacobi form
g∈Jl,m1(Γ1(O),Z(p)) such that
[TABLE]
By Remark 3.2, we have k−l=a(p−1) for some integer a. Let k−l≡0(mod4) and ϵ∈O×. Replacing z1 by ϵz1 and z2 by ϵz2, we deduce from (14) that
[TABLE]
Using the transformation property (1) for f in the above congruence, we obtain
[TABLE]
which implies that
[TABLE]
Let us define
[TABLE]
Then from (5) we have
h(τ,z1,z2)∈HJl,mδ(ΓJ(O),Z(p)). Also it is clear that f(τ,z1,z2)≡h(τ,z1,z2)(modp). This proves that
Ω(f)=ω(f) if k−l≡0(mod4). If k−l≡0(mod2), then
h(τ,z1,z2)∈HJl,m−δ(ΓJ(O),Z(p)). Then
one proves similarly that
Ω(f)=ω(f).
∎
Proof of Theorem 3.3:
Let ϕ∈HJk,mδ(ΓJ(O),Z(p)). We shall first prove that
[TABLE]
By Lemma 2.7, we have
[TABLE]
where ϕ^∈HJk+2,m−δ(ΓJ(O),Z(p)). Since
[TABLE]
we have
[TABLE]
Let g=ϕ^Ep−1+3(k−1)mEp+1ϕ(modp). Then
g∈Jk+p+1,m1(Γ1(O),Z(p)). Let p≡3(mod4).
We will prove that g∈HJk+p+1,mδ(ΓJ(O),Z(p)) by doing a straightforward computation. To prove
g∈HJk+p+1,mδ(ΓJ(O),Z(p)), it is sufficient to prove that
[TABLE]
for any ϵ∈O×. To prove this one easily checks that
[TABLE]
This proves (15) for p≡3(mod4). The case for p≡1(mod4) is similarly done.
Now by Proposition 3.8, we have
[TABLE]
Therefore by Proposition 3.7, Theorem 3.3 follows.
4. Congruences in Hermitian Jacobi forms
Let p≥5 be a prime.
Let ϕ be a formal series of the form
[TABLE]
where c(ϕ;n,r)∈Z(p).
The heat operator Lm acts on ϕ by
[TABLE]
We call the finite sequence Lm1(ϕ):=Lm(ϕ),Lm2(ϕ),⋯Lmp−1(ϕ), the heat cycle of ϕ. We observe that Lmj+p−1(ϕ)≡Lmj(ϕ)(modp) for any integer
j≥1. We say that
ϕ is in its own heat cycle if Lmp−1(ϕ)≡ϕ(modp). Now assume that
ϕ∈HJk,mδ(ΓJ(O),Z(p)), ϕ≡0(modp) and p∤m. If Ω(Lmi(ϕ))≡1(modp) for some integer i≥1, then we call Lmi(ϕ) a high point and Lmi+1(ϕ) a low point of the heat cycle. Suppose that Lm(ϕ)≡0(modp) and Lmi(ϕ) is a high point in the heat cycle. Then by Theorem 3.3, we have
[TABLE]
Also by Proposition 3.1 we have
[TABLE]
for some integer s≥1.
We first prove the following important lemma which will be used to prove results on U(p) congruences and Ramanujan-type congruences in this section.
Lemma 4.1**.**
Let p≥5 be a prime.
Let ϕ∈HJk,mδ(ΓJ(O),Z(p))
for some δ∈{+,−}.
Suppose that p∤m and Lm(ϕ)≡0(modp).
If j≥1, then Ω(Lmj(ϕ))≡2(modp).
The heat cycle of ϕ has one low point if and only if there is some j≥1 with Ω(Lmj(ϕ))≡3(modp). In this case the low point is Lmj(ϕ).
For any j≥1, Ω(Lmj+1(ϕ))=Ω(Lmj(ϕ))+2.
The number of low points of the heat cycle of ϕ is either one or two.
Proof.
Suppose that Ω(Lmj(ϕ))≡2(modp). Then p∤(Ω(Lmj(ϕ))−1)m.
Using Theorem 3.3 inductively we obtain
[TABLE]
for any integer n with 1≤n≤p−1. Since Lmj(ϕ)≡Lmj+p−1(ϕ)(modp) for any j≥1,
in particular for n=p−1, we have
[TABLE]
This gives a contradiction. This proves the first assertion.
Suppose that Ω(Lmj(ϕ))≡3(modp). Applying Theorem 3.3 inductively
we have
[TABLE]
for 1≤n≤p−2. Since Ω(Lmj+p−2(ϕ))≡1(modp), Lmj+p−2(ϕ)
is a high point. Therefore by \eqrefheatcycle, we obtain
[TABLE]
for some integer s≥1. From the above identity we deduce that s=p+1 and Lmj(ϕ) is a low point and from (17) we observe that this is the only low point. Conversely assume that there is only one low point in the heat cycle. Let Lmj(ϕ) be the only low point. Then
Lmj+p−2(ϕ) must be the high point and
[TABLE]
for any integer n with 1≤n≤p−2. Since Ω(Lmj+p−2(ϕ))≡1(modp), from the above identity we have Ω(Lmj(ϕ))≡3(modp). This proves the second assertion.
Suppose that Ω(Lmj+1(ϕ))=Ω(Lmj(ϕ))+2, for some j≥1. Then by Theorem 3.3 we have
[TABLE]
Therefore Ω(Lmj+1(ϕ))≡3(modp). Using Theorem 3.3 inductively we obtain
[TABLE]
for any any integer n with 1≤n≤p−2. In particular for n=p−2, we get
[TABLE]
This gives a contradiction, proving the third assertion.
The second assertion of this lemma gives the necessary and sufficient condition for a heat cycle to have only one low point. Now suppose that the number of high points in the heat cycle of ϕ is t≥2. For 1≤i1≤i2≤⋯≤it≤p−1, let Lmij(ϕ) be the high points in the heat cycle of ϕ. We assume that it+1=i1+(p−1) for our convenience. By \eqrefheatcycle and the third assertion of this Lemma, for each j with 1≤j≤t, there exists an integer s≥2 such that
[TABLE]
Therefore we have
[TABLE]
From the above identity, we deduce that ∑j=1tsj=p+1. Let 1≤j≤t−1. From (18), we have
[TABLE]
Also since Lmij+1(ϕ) is a high point, we have
[TABLE]
From the above two congruence relations, we have
[TABLE]
Since sj≥2, 0≤ij+1−ij≤p−1 and ∑j=1tsj=p+1, we deduce that
[TABLE]
Now
[TABLE]
From the above equality we deduce that t=2.
∎
4.1. U(p) congruences
Definition 4.2**.**
Let
[TABLE]
be a formal series.
The Atkin’s U(p) operator on ϕ is defined by
[TABLE]
We observe that ϕ∣U(p)≡0(modp) if and only if Lmp−1(ϕ)≡ϕ(modp) if and only if c(ϕ;n,r)≡0(modp)\leavevmode \mboxwhenever\leavevmode 4(nm−N(r))≡0(modp). In the following theorem we give a characterization of U(p) congruences for Hermitian Jacobi forms in terms of filtrations. The following result generalizes the result of Richter and Senadheera
[25, Theorem 1.2] to Hermitian Jacobi forms of any integer index.
Theorem 4.3**.**
Let p≥5 be a prime and let k≥4 be an integer.
Suppose ϕ∈HJk,mδ(ΓJ(O),Z(p)) is such that
ϕ≡0(modp) and p∤m. If p>k, then
[TABLE]
Proof.
Suppose that ϕ∣U(p)≡0(modp). Therefore Lmp−1(ϕ)≡ϕ(modp), i.e., ϕ is in its own heat cycle. Since p>k, ϕ is a low point of the heat cycle by Theorem 3.3. Since Ω(ϕ)≡1(modp) as p>k, ϕ is not a high point, and therefore
Ω(Lm(ϕ))>0 by Theorem 3.3. Thus Lm(ϕ)≡0(modp). Therefore by Lemma 4.1 heat cycle of ϕ has either one or two low points. If the heat cycle of ϕ has only one low point, then the low point is ϕ and Ω(ϕ)≡3(modp). Then by
Theorem 3.1, Ω(ϕ)=k−α(p−1) for some integer α≥0. Therefore the only possibility is that Ω(ϕ)=k=3. But by the hypothesis k=3. This implies that the heat cycle of ϕ has two low points. Since Lmp−2(ϕ) is a high point,
let i1 be the integer with 1≤i1<p−2 be such that Lmi1(ϕ) is the other high point.
Since ϕ≡0(modp) and Lm(ϕ)≡0(modp), Ω(ϕ)=k. Therefore
[TABLE]
Thus the only possibility is that i1=p+1−k. Let s1,s2≥1 be integers such that
[TABLE]
and
[TABLE]
We have proved in the fourth assertion of Lemma 4.1 that s1+s2=p+1 and p−2−i1=p−s1. Thus we have s1=p−k+3, s2=k−2 and
[TABLE]
Now assume that ϕ∣U(p)≡0(modp). Then by following an argument similar to the proof of [23, Proposition 3], we deduce that Lm(ϕ) is a low point of the heat cycle. Therefore Lmp−1(ϕ) is a high point. Suppose that Lmp−1(ϕ) is the only high point of the heat cycle. Then by Theorem 3.3 we have
[TABLE]
Then k+p+1≡3(modp). This implies that k≡2(modp). Since k<p and k≥4, this is not possible. Therefore the heat cycle has two low points. Let 1≤i<p−1 be another high point of the heat cycle. Then since Ω(Lm(ϕ))=k+p+1, Lm(ϕ)≡0(modp). Let s1,s2≥1 be integers such that
[TABLE]
and
[TABLE]
Also we have
[TABLE]
Then as done previously, we deduce that i1=p+1−k and s1=p−k+2. Therefore we obtain
[TABLE]
∎
4.2. Ramanujan-type congruences
Definition 4.4**.**
Let ϕ=∑n∈Z,r∈O#c(ϕ;n,r)qnζ1rζ2r
be such that c(ϕ;n,r)∈Z(p). We say that ϕ has a Ramanujan-type congruence at b≡0(modp) if c(ϕ;n,r)≡0(modp) whenever 4(nm−N(r))≡b(modp).
We observe that ϕ has a Ramanujan-type congruence at b(modp) if and only if (q−4mbϕ)∣U(p)≡0(modp). It also can be seen that
(q−4mbϕ)∣U(p)≡0(modp) if and only if
Lmp−1(q−4mbϕ)≡q−4mbϕ(modp). Therefore
ϕ has a Ramanujan-type congruence at b(modp) if and only if
Lmp−1(q−4mbϕ)≡q−4mbϕ(modp).
The main aim of this subsection is to prove Theorem 4.7.
We first prove the following proposition which gives an equivalent condition on the existence of Ramanujan-type congruences for Hermitian Jacobi forms. A similar result for Jacobi forms has been proved by Dewar and Richter [7, Proposition 2.4].
Proposition 4.5**.**
Let ϕ∈HJk,mδ(ΓJ(O),Z(p)). Then ϕ has a Ramanujan-type congruence at b(modp) if and only if Lm2p+1(ϕ)≡−(pb)Lm(ϕ)(modp).
Proof.
As in [7, Proposition 2.4] if b≡0(modp), then
[TABLE]
Therefore ϕ has a Ramanujan-type congruence at b≡0(modp) if and only if
[TABLE]
Since ϕ∈HJk,mδ(ΓJ(O),Z(p))⊂Jk,m1(Γ1(O),Z(p)), by Corollary 3.6 we have
[TABLE]
for ψj∈Jkj,m1(ΓJ(O),Z) and fj∈Mk−kj(SL2(Z),Z(p)). From the proof of Theorem 3.3, we see that for any integer
i≥1, there exists
ϕi∈HJk+i(p+1),mδi(ΓJ(O),Z(p)) for some
δi∈{+,−} such that
Lmi(ϕ)≡ϕi(modp). Let
Fi,j∈Mk+i(p+1)−kj(SL2(Z),Z(p)) be such that
[TABLE]
Then
[TABLE]
Substituting this in (19) we deduce that ϕ has a Ramanujan-type congruence at b≡0(modp) if and only if
[TABLE]
Therefore by Corollary 3.6, ϕ has a Ramanujan-type congruence at b≡0(modp) if and only if
[TABLE]
By [30, Theorem 2],
(21) is equivalent to
[TABLE]
for all 1≤j≤4m2 and 1≤i≤2p−1,
which is equivalent to the statement
[TABLE]
for all 1≤j≤4m2 and 1≤i≤2p−1. Therefore by (20), the above statement is equivalent to
[TABLE]
for all 1≤i≤2p−1. Therefore in particular for i=1 we obtain
[TABLE]
Conversely if (24) holds, then by applying Lm repeatedly on both sides of
(24), we obtain (23) for all 1≤i≤2p−1. This proves the proposition.
∎
As a consequence of the above proposition we have the following corollary.
Corollary 4.6**.**
Suppose that ϕ∈HJk,mδ(ΓJ(O),Z(p)) has a Ramanujan-type congruence at b(modp) and Lm(ϕ)≡0(modp). Then the heat cycle of ϕ has two low points. Moreover, if Ω(ϕ)=Ap+B with 1<B≤p−1, then
[TABLE]
Proof.
By the last proposition, ϕ has a Ramanujan-type congruence at b(modp) if and only if
Lm2p+1(ϕ)≡−(pb)Lm(ϕ)(modp). Therefore in this case we have Ω(Lm(ϕ))=Ω(Lm2p+1(ϕ))=Ω(Lmp(ϕ)). Thus there must be one fall in the first half of the heat cycle and another fall in the second half of the heat cycle.
Therefore ϕ has two low points. Let Lmi1(ϕ) and Lmi2(ϕ) be the high points in the heat cycle, where 1≤i1≤2p−1 and 2p+1≤i2≤p−1.
By (16) we have
[TABLE]
and
[TABLE]
for some s1,s2≥1. Then by Proposition 4.5 and (16), we have
[TABLE]
From the above identity we obtain s1=2p+1. Similarly one proves that
s2=2p+1. Suppose now that Ω(ϕ)=Ap+B with 1<B≤p−1.
Since Lmi1(ϕ) is a high point, we have
[TABLE]
This implies that B+i1=p+1 and B≥2p+3. Now the filtration of the low point Lmp−B+2(ϕ) is given by
[TABLE]
Since
Ω(Lmp−B+2(ϕ))≥0, from the above identity, we obtain
[TABLE]
∎
Our next result is the main result of this subsection.
Theorem 4.7**.**
Let ϕ∈HJk,mδ(ΓJ(O),Z(p)) with
Lm(ϕ)≡0(modp). If p>k, p=2k−3 and p∤m, then ϕ does not have a Ramanujan-type congruence at b(modp).
Proof.
Assume that ϕ has a Ramanujan-type congruence at b(modp). First we observe that
Ω(ϕ)=k. This is because the possible values of Ω(ϕ) are [math] or k. But since
Lm(ϕ)≡0(modp), Ω(ϕ)=0. Now if Ω(ϕ)=k=1, then
by Theorem 3.3 and Theorem 3.1, Ω(Lm(ϕ))=Ω(ϕ)+p+1−s(p−1) for some integer s≥1. Since Ω(Lm(ϕ))≥0, we have s=1. Then Ω(Lm(ϕ))=3.
Therefore by the third part of Lemma 4.1, we deduce that the heat cycle of ϕ has only one low point. This gives a contradiction to Corollary 4.6. Thus k=1. Since p>k, if we write
Ω(ϕ)=Ap+B as in Corollary 4.6, then A=0 and B=k. Then by Corollary 4.6, we obtain p=2k−3. This gives a contradiction to the hypothesis of the theorem.
∎
5. Examples
5.1. U(p) congruences
Let f∈HJk,mδ(ΓJ(O),Z(p)). Suppose that for a given prime p≥5 we want to find out if f∣U(p)≡0(modp).
If k≥4, k<p and p∤m we can apply Theorem 4.3, otherwise we need to check if Lmp−1(f)≡f(modp).
We give examples of Hermitian Jacobi forms of index 1. Some examples have been given by Richter and Senadheera [25] and Senadheera [26]. We also explain how one gets more examples of Hermitian Jacobi forms of index >1 from Hermitian Jacobi forms of index 1.
Let ϕ4,1+∈HJ4,1+(ΓJ(O),Z(p)), ϕ6,1−∈HJ6,1−(ΓJ(O),Z(p)), ϕ8,1+∈HJ8,1+(ΓJ(O),Z(p)) and ϕ10,1+∈HJ10,1+,cusp(ΓJ(O),Z(p)) be the Hermitian Jacobi forms defined in
[26]. For an even integer k≥2, let Ek denote the Eisenstein series of weight k on the full modular group SL2(Z).
Since E6≡1(mod7) and E2≡E42(mod7) we have
[TABLE]
Therefore ϕ10,1+,cusp∣U(7)≡0(mod7). Also one checks that
ϕ10,1+,cusp∣U(11)≡0(mod11) by Theorem 4.3.
For ρ∈O, the index raising operator πρ:HJk,mδ(ΓJ(O),Z(p))⟶HJk,N(ρ)mδ(ΓJ(O),Z(p)) is defined by
[TABLE]
Therefore if ρ∈O be such that p∤N(ρ),
f∈HJk,mδ(ΓJ(O),Z(p)) and
f∣U(p)≡0(modp), then πρ(f)∣U(p)≡0(modp).
We know from [26] that ϕ10,1+,cusp∣U(5)≡0(mod5). Therefore
π(1+i)(ϕ10,1+,cusp)=ϕ10,1+,cusp(τ,(1+i)z1,(1−i)z2)∈HJ10,2+(ΓJ(O),Z(5)) and
π(1+i)(ϕ10,1+,cusp)∣U(5)≡0(mod5).
5.2. Ramanujan-type congruences
We use the following two results to get examples of Hermitian Jacobi forms which have Ramanujan-type congruences. By (15) and Proposition 4.5 we obtain the following result.
Theorem 5.1**.**
Let ϕ∈HJk,mδ(ΓJ(O),Z(p)) for some δ∈{+,−}. If
[TABLE]
then there exists h∈HJk+2(p+1)2δ(ΓJ(O),Z(p)) such that g≡h(modp). Moreover, ϕ has a Ramanujan-type congruence at b≡0(modp) if and only if g≡0(modp).
To apply Theorem 5.1, we also require the following result. The result gives a Sturm bound for Hermitian Jacobi forms in characteristic p. Sturm bound for Hermitian Jacobi forms in characteristic [math] has been obtained by Das [4, Proposition 6.2]. The proof of Das will go through in characteristic p also. Therefore we do not give a proof of the following result. To state the result, define
[TABLE]
where p runs over all the prime divisors of 4m.
Proposition 5.2**.**
Let ϕ∈HJk,mδ(ΓJ(O),Z(p)) for some δ∈{+,−} with Fourier expansion of the form (3). If c(ϕ;n,r)≡0(modp) for 0≤n≤η(k,m), then ϕ≡0(modp).
To get some examples we apply Theorem 5.1. To verify the congruence given in Theorem 5.1 we use Theorem 5.2. Therefore we need to check certain congruences for only finitely many coefficients. For these finitely many checking, we use SAGE. Also if
ϕ∈HJk,mδ(ΓJ(O),Z(p)) and p∤m, by Theorem 4.7, the only possibilities for Ramanujan-type congruences for ϕ are when p≤k or p=2k−3. Following table gives some examples of Hermitian Jacobi forms having Ramanujan-type congruences.
[TABLE]
6. Hermitian modular forms
The Hermitian upper half-space of degree 2 is defined by
[TABLE]
where Zt is the transpose conjugate of the matrix Z.
Let J2=(0−I2I20), where I2 denotes the 2×2 identity matrix and 0 denotes the 2×2 zero matrix. Let
[TABLE]
The Hermitian modular group Γ2(O) of degree 2 over Q(i) is defined by
[TABLE]
The group Γ2(O) acts on H2 by the fractional transformation
[TABLE]
where M=(ACBD)∈Γ2(O) and Z∈H2. Let F be a complex valued function on H2. For a positive integer k we define
[TABLE]
where
det is the determinant function and
[TABLE]
For k∈Z, let νk denote the abelian characters of Γ2(O) satisfying νk⋅νk′=νk+k′.
Definition 6.1**.**
A holomorphic function F:H2→C is called a Hermitian modular form of weight k and character νk on Γ2(O) if
[TABLE]
Writing
Z=(τz2z1τ′),
a Hermitian modular form F has a Fourier expansion of the form
[TABLE]
where
[TABLE]
tr(TZ) is the trace of the matrix TZ
and
q=e(τ), ζ1=e(z1), ζ2=e(z2), q′=e(τ′).
A Hermitian modular form F is called a Hermitian cusp form if the sum in (25) runs over all positive-definite matrices T∈Δ2. We denote by Mk(Γ2(O),νk) the complex vector space of all Hermitian modular forms of weight k and character νk.
A Hermitian modular form F∈Mk(Γ2(O),νk) is called symmetric (respectively skew-symmetric) if
[TABLE]
for all Z∈H2.
We denote by Mk(Γ2(O),νk)sym (respectively Mk(Γ2(O),νk)skew) the subspace of
Mk(Γ2(O),νk) consisting of
all symmetric (respectively skew-symmetric) Hermitian modular forms of weight k and character νk.
Writing
Z=(τz2z1τ′), any F∈Mk(Γ2(O),νk) has a Fourier-Jacobi expansion
of the form:
[TABLE]
where ϕm∈HJk,mδ(ΓJ(O)) for some
δ∈{+,−}. We are interested in the case when νk=detk/2 (k even), where the character detk/2 on Γ2(O) is defined by M↦det(M)k/2. Using a similar idea as in [11, Theorem 7.1], we have the following result.
Theorem 6.2**.**
Let F∈Mk(Γ2(O),detk/2). Suppose that the Fourier-Jacobi expansion
of F is given by
[TABLE]
Then ϕm is a Hermitian Jacobi form of weight k, index m
and parity δ, where
[TABLE]
We define
[TABLE]
Then M(Γ2(O),\mboxdet)sym is a graded ring. The Hermitian Eisenstein series of degree 2 and even weight k≥6 is defined by
[TABLE]
where M=(∗C∗D)
runs over a set of representatives of \bigg{\{}\begin{pmatrix}*&*\\
0&*\end{pmatrix}\bigg{\}}\setminus\Gamma^{2}(\mathcal{O}).
The Hermitian Eisenstein series H4 of degree 2 and weight 4 has been constructed by the Maass lift in [16].
It is well-known that for even k≥4,
[TABLE]
Using the Hermitian Eisenstein series, we obtain the symmetric Hermitian cusp forms
[TABLE]
[TABLE]
and
[TABLE]
of weights 8, 10 and 12 respectively.
For any ring R⊆C, we define
[TABLE]
and
[TABLE]
Thus we have
[TABLE]
We state the following result [14, Theorem 4.3, Theorem 5.1].
Theorem 6.3**.**
The symmetric Hermitian modular forms H4, H6, χ8, F10, F12 are algebraically independent.
If F∈Mk(Γ2(O),detk/2)sym, then there exists a polynomial PF∈C[x1,x2,x3,x4,x5] such that
[TABLE]
In other words,
[TABLE]
Moreover, the Hermitian modular forms H4, H6, χ8, F10, F12 have integral Fourier coefficients.
Furthermore, for any prime p≥5, if F∈Mk(Γ2(O),detk/2,Z(p))sym, then there exists a polynomial P∈Z(p)[x1,x2,x3,x4,x5] such that
[TABLE]
In other words,
[TABLE]
6.1. Heat operator
The heat operator on
any holomorphic function F:H2⟶C,
is defined by
[TABLE]
If F∈Mk(Γ2(O),\mboxdetk/2) has Fourier expansion of the form (25), then the Fourier expansion of D(F) is given by
[TABLE]
7. Hermitian modular forms modulo p
In this section, p≥5 is a prime. Let F∈Mk(Γ2(O),\mboxdetk/2,Z(p))sym having Fourier expansion
[TABLE]
We define
[TABLE]
where AF(T) is the reduction of AF(T) modulo p. Let
[TABLE]
[TABLE]
and
[TABLE]
For F∈Mk(Γ2(O),\mboxdetk/2,Z(p)) the filtration of F modulo p is defined by
[TABLE]
The main aim of this section is to prove Proposition 7.7.
For this we first prove a result similar to Theorem 3.1 for Hermitian modular forms. A more general result for a symmetric Hermitian modular form has been proved by Kikuta [13, Theorem 1.4]. But our method of proof is different and we prove it for any Hermitian modular form.
Theorem 7.1**.**
Let (Fk)k be a finite family of Hermitian modular forms with Fk∈Mk(Γ2(O),detk/2,Z(p)). If ∑kFk≡0(modp), then for any a∈Z/(p−1)Z we have
[TABLE]
Proof.
Let [Fk]m denote the mth Hermitian Jacobi form in the Fourier-Jacobi expansion of Fk. Then by the Fourier-Jacobi expansion of Fk, we see that
[TABLE]
if and only if
[TABLE]
for all m≥0. By Theorem 3.1 for each a∈Z/(p−1)Z we have
[TABLE]
for all m≥0. This implies that
[TABLE]
∎
Let T=∑c(a,b,c,d,e)x1ax2bx3cx4dx5e∈Z(p)[x1,x2,x3,x4,x5] be a polynomial in the variables x1,x2,x3,x4,x5. The reduction of T modulo a prime p is defined by
[TABLE]
where c(a,b,c,d,e) is the reduction of c(a,b,c,d,e) modulo the prime p. With this definition, we recall the following result [14, Proposition 5.1, Theorem 5.2].
Theorem 7.2**.**
Let p≥5 be a prime and let F∈Mk(Γ2(O),detk/2,Z(p))sym.
Then there exists a Hermitian modular form Fp−1∈Mp−1(Γ2(O),det(p−1)/2,Z(p))sym such that
[TABLE]
Furthermore, if B∈Z(p)[x1,x2,x3,x4,x5] is the polynomial defined by Fp−1=B(H4,H6,χ8,F10,F12), then the polynomial B−1 is irreducible in
Fp[x1,x2,x3,x4,x5] and
[TABLE]
Using the above theorem we obtain the following important corollary. The proof of the corollary is similar to the proof of an analogous result in the elliptic modular form case [17, Theorem 7.5 (i)]. Therefore we omit the proof of the corollary.
Corollary 7.3**.**
Let F∈Mk(Γ2(O),detk/2,Z(p))sym be such that
F≡0(modp). Suppose that PF∈Z(p)[x1,x2,x3,x4,x5] is such that F=PF(H4,H6,χ8,F10,F12). Then ℧(F)<k if and only if B divides PF, where B is as in Theorem 7.2.
Using the above corollary we obtain the following result which will be used in the proof of
Proposition 7.7.
Lemma 7.4**.**
Let p≥5 be a prime. Suppose that
G∈Mk(Γ2(O),detk/2,Z(p))sym is such that
G≡0(modp) and ℧(G)=k. Then there exist a positive integer k′ and a Hermitian modular form
R∈Mk′(Γ2(O),detk′/2,Z(p))sym with R=PR(H4,H6,χ8,F10,F12) and PR∈Z(p)[x1,x2,x3,x4,x5] such that
p∤k′(k′−1), ℧(R)=k′ and B does not divide the product PRPG, where B is as in Theorem 7.2 and that PG∈Z(p)[x1,x2,x3,x4,x5] is such that G=PG(H4,H6,χ8,F10,F12).
Proof.
Firstly consider the case when gcd(PG,B)=PR=1. Let
[TABLE]
be such that the reduction
of the polynomial PR(x1,x2,x3,x4,x5) modulo p is PR. Then it can be checked that PR(x1,x2,x3,x4,x5) is a graded polynomial, i. e.,
R:=PR(H4,H6,χ8,F10,F12)∈Mk′(Γ2(O),detk′/2,Z(p))sym for some integer k′>0. Since ℧(G)=k,
PR=B by Corollary 7.3.
Since PR is a non-trivial factor of
B, k′<p−1 and ℧(R)=k′ by Theorem 7.1. Therefore p∤k′(k′−1). Also since
PR=B, we observe that B does not divide
PRPG. Next consider the case when
gcd(PG,B)=1. Let p>5. From the Fourier expansion of H4 it is clear that H4≡0(modp). In fact, this is true for any prime p. Also since p>5, by Theorem 7.1 we have ℧(H4)=4.
Thus if we consider R=H4, then by Corollary 7.3, B does not divide PR. Therefore
B does not divide PRPG. Now suppose that p=5. It is clear from the Fourier expansion of χ8 that χ8≡0(mod5). Since χ8 is a cusp form, the possible values of ℧(χ8) are 4 and 8.
We need to prove that
℧(χ8)=8. If ℧(χ8)=4, then
[TABLE]
for some α∈Z(5). The above congruence relation is not possible since the Fourier coefficient corresponding to the zero matrix of H4 is 1 where as that of χ8 is [math]. Therefore ℧(χ8)=8. Let us take R=χ8. Then from the above discussion and Corollary 7.3, we deduce that
B does not divide PR. Since gcd(PG,B)=1,
B does not divide PRPG.
∎
We next state the following result [15, Theorem 3].
Theorem 7.5**.**
Let p≥5 be a prime.
If F∈Mk(Γ2(O),detk/2,Z(p))sym, then there is a cusp form G∈Mk+p+1(Γ2(O),det(k+p+1)/2,Z(p))sym such that
[TABLE]
We next recall Rankin-Cohen brackets of Hermitian modular forms which is a main ingredient in the proof of Proposition 7.7. Martin and Senadheera [18] have defined Rankin-Cohen brackets of two Hermitian modular forms. We need only the first Rankin-Cohen bracket of two Hermitian modular forms for our purpose. Therefore we define only the first Rankin-Cohen bracket here. The first Rankin-Cohen bracket [F1,F2]1 of two Hermitian modular forms F1 and F2 with
Fi∈Mki(Γ2(O),detki/2) for i=1,2, is defined by
[TABLE]
We remark here that our definition of the first Rankin-Cohen bracket slightly different from the definition of Martin and Senadheera. But up to some constant multiple both the definitions are same. It is well known that with the above assumptions on F1 and F2, we have
[F1,F2]1∈Mk1+k2+2(Γ2(O),det(k1+k2+2)/2).
The following lemma follows from a straight forward computation.
Lemma 7.6**.**
If F1∈Mk1(Γ2(O),detk1/2,Z(p))sym and F2∈Mk2(Γ2(O),detk2/2,Z(p))sym,
then [F1,F2]1∈Mk1+k2+2(Γ2(O),det(k1+k2+2)/2,Z(p))sym.
We next prove a result on filtrations which will be used to prove our main results of the next section.
Proposition 7.7**.**
Let F∈Mk(Γ2(O),detk/2,Z(p))sym. Suppose that there is an integer m such that p∤m and the mth Fourier-Jacobi coefficient ϕm of F satisfies Ω(ϕm)=℧(F). Then
[TABLE]
with equality if and only if p∤(℧(F)−1).
Proof.
The proof is along a similar line of proof of [2, Proposition 4]. If ℧(F)=k′<k, then there exists a Hermitian modular form
G∈Mk′(Γ2(O),\mboxdetk′/2,Z(p)) such that
F≡G(modp). Then we have D(F)≡D(G)(modp) and therefore we have ℧(D(F))=℧(D(G)). Thus without loss of generality we assume that
℧(F)=k. Let
[TABLE]
be the Fourier-Jacobi expansion of F. Then
[TABLE]
By the hypothesis there is an integer m such that p∤m and Ω(ϕm)=k. If p∤(k−1), then by Theorem 3.3 one has Ω(Lm(ϕm))=k+p+1. Also for each non-negative integer m, we trivially observe that
[TABLE]
Also from Theorem 7.5, we have
[TABLE]
Therefore we obtain
[TABLE]
Now conversely assume that p∣(k−1) and ℧(D(F))=k+p+1.
Since ℧(D(F))=k+p+1, there exists G∈Mk+p+1(Γ2(O),\mboxdet(k+p+1)/2,Z(p))sym such that D(F)≡G(modp). Let PG∈Z(p)[x1,x2,x3,x4,x5] be such that
G=PG(H4,H6,χ8,F10,F12). Since ℧(G)=k+p+1, G≡0(modp).
Then by Lemma 7.4, there exists R∈Mk′(Γ2(O),\mboxdetk′/2,Z(p))sym with PR∈Z(p)[x1,x2,x3,x4,x5] and R=PR(H4,H6,χ8,F10,F12) such that ℧(R)=k′, p∤k′(k′−1) and
B does not divide the product PRPG. Therefore by Corollary 7.3 we have ℧(GR)=k+k′+p+1.
Also by Lemma 7.6 we have [F,R]1∈Mk+k′+2(Γ2(O),\mboxdet(k+k′+2)/2,Z(p))sym and
[TABLE]
Therefore
[TABLE]
This gives a contradiction.
∎
8. Congruences in Hermitian modular forms
In this section we study U(p) congruences and Ramanujan-type congruences for Hermitian modular forms.
8.1. U(p) congruences
Definition 8.1**.**
Let
[TABLE]
The Atkin’s U(p) operator on F is defined by
[TABLE]
We have the following characterization of U(p) congruences in terms of filtrations. This result generalizes the main result of Choi, Choie and Richter [2, Theorem 1] to the case of Hermitian modular forms.
Theorem 8.2**.**
Let p≥5 be a prime.
Let
[TABLE]
with p>k. Assume that there exist n,m∈Z and r∈O# such that p∤nm and AF(n,r,m)≡0(modp). Then we have
[TABLE]
Proof.
Let
[TABLE]
be the Fourier Jacobi expansion of F. We will first show that there exists an integer
m with p∤m such that ℧(F)=Ω(ϕm). Suppose on the contrary that for every integer m with p∤m, we have Ω(ϕm)<℧(F). By the hypothesis
F≡AF(0,0,0)(modp). Therefore since p>k, by Theorem 7.1 we have
℧(F)=k. Thus Ω(ϕm)<k for each integer m with p∤m. Therefore by
Theorem 3.1, we have ϕm≡0(modp) for each m with p∤m, i.e.,
AF(n,r,m)≡0(modp) for each m with p∤m. Since F(τ,z1,z2,τ′)=F(τ′,z1,z2,τ), we have AF(n,r,m)=AF(m,r,n) and therefore we deduce that AF(n,r,m)≡0(modp) for p∤nm. This gives a contradiction to the hypothesis of the theorem. Therefore there exists an integer m with p∤m such that
Ω(ϕm)=℧(F). Now by using Theorem 7.7 and following a similar argument as in the proof of Theorem 4.3, we get the required result.
∎
8.2. Ramanujan-type congruences
Definition 8.3**.**
Let
[TABLE]
We say that F has a Ramanujan-type congruence at b≡0(modp) if AF(n,r,m)≡0(modp) whenever 4(nm−N(r))≡b(modp).
In the next theorem, we prove results on existence and non-existence of Ramanujan-type congruences for symmetric Hermitian modular forms of degree 2. A similar result for Siegel modular forms of degree 2 has been proved by Dewar and Richter [7, Theorem 1.2]. We follow their method of proof to prove our result.
Theorem 8.4**.**
Let p≥5 be a prime. Let
[TABLE]
Then F has a Ramanujan-type congruence at b(modp) if and only if
[TABLE]
where (p⋅) is the Legendre symbol. Moreover, if p>k with p=2k−3 and there exist integers n and m such that p∤nm and AF(n,r,m)≡0(modp), then F does not have a Ramanujan-type congruence at b(modp).
Proof.
Let the Fourier-Jacobi expansion of F be given by
[TABLE]
We observe that F has a Ramanujan-type congruence at b(modp) if and only if ϕm has a Ramanujan-type congruence at b(modp) for all m. By Proposition 4.5, it is equivalent to the statement that for each m, we have
[TABLE]
Since
[TABLE]
we deduce that F has a Ramanujan-type congruence at b(modp) if and only if
[TABLE]
This proves the first part of the theorem. Now we prove the second part of the theorem.
Since there exist integers n and m such that p∤nm and
AF(n,r,m)≡0(modp), ℧(F)=0. Therefore
℧(F)=k as p>k.
Also by the same reason, there exists an integer m>0 with p∤m
such that ϕm≡0(modp)
and Ω(ϕm)=k. Then by Theorem 3.3, Ω(Lm(ϕm))=k+p+1. In particular, we have Lm(ϕm)≡0(modp). Now applying Theorem 4.7, we deduce that
ϕm does not have a Ramanujan-type congruence at b(modp). This implies that F does not have a Ramanujan type congruence at b(modp).
∎
9. Examples
9.1. U(p) congruences
We state the following result which will be used to get examples of Hermitian modular forms having U(p) congruences. The proof of the result is obvious.
Proposition 9.1**.**
Let F∈Mk(Γ2(O),detk/2,Z(p))sym. Then
F∣U(p)≡0(modp) if and only if
[TABLE]
We consider the Hermitian cusp form
χ8∈M8(Γ2(O),\mboxdet4,Z)sym.
By Theorem 7.5, there exists a cusp form
H∈M32(Γ2(O),\mboxdet16,Z(5))sym
such that D4(χ8)≡H(mod5). Now comparing the coefficients of
D4(χ8) and χ8 and using Sturm bound given in [15, Theorem 2],
we deduce that D4(χ8)≡χ8(mod5). If p=7, then by Proposition 7.7, ℧(D(χ8))<16. Thus the possible values of
℧(D(χ8)) are 4 and 10. Since H4 is a non-cusp form,
℧(D(χ8))=4. Therefore ℧(D(χ8))=10. Now by applying
Proposition 7.7 repeatedly, we deduce that
℧(D6(χ8))=50=℧(χ8)=8. Thus by Proposition 9.1,
χ8∣U(7)≡0(mod7). If p=11, then by Theorem 8.2 we deduce that the possible values of ℧(D5(χ8)) are 8 and 18.
If ℧(D5(χ8))=8, then D5(χ8)≡βχ8(mod11) for some β∈{0,1,⋯,10}. We know that
Aχ8(1,(1+i)/2,1)=1 and Aχ8(1,−1/2,1)=−486. Therefore
D5(χ8)≡βχ8(mod11) for any β∈{0,1,⋯,10}.
Thus ℧(D5(χ8))=8.
Hence ℧(D5(χ8))=18 and χ8∣U(11)≡0 by Theorem 8.2.
9.2. Ramanujan-type congruences
We use the following result to obtain some examples of Hermitian modular forms having Ramanujan-type congruences. Using Theorem 7.5 and Theorem 8.4, we obtain the following result.
Theorem 9.2**.**
Let F∈Mk(Γ2(O),detk/2,Z(p))sym. If
[TABLE]
then there exists H∈Mk+2(p+1)2(Γ2(O),det2k+4(p+1)2,Z(p))sym such that
G≡H(modp). Moreover, F has a Ramanujan-type congruence at b≡0(modp) if and only if G≡0(modp).
By Theorem 8.4, if
F∈Mk(Γ2(O),detk/2,Z(p))sym has a
Ramanujan-type congruence at b(modp), then p≤k or p=2k−3. Therefore we use
Theorem 9.2 and the Sturm bound given in [15, Theorem 2] to get some examples of Hermitian modular forms having Ramanujan-type congruences. The following table consists of examples of Hermitian modular forms of weight ≤14 having Ramanujan-type congruences.
[TABLE]
Acknowledgements.
We have used the open source mathematics software SAGE to do our computations.
The authors would like to thank Dr. Soumya Das for his valuable suggestions.
The research work of the first author was partially supported by the DST-SERB grant MTR/2017/000022.