Defect Physics of Pseudo-cubic Mixed Halide Lead Perovskites from First Principles
Arun Mannodi-Kanakkithodi, Ji-Sang Park, Alex B.F. Martinson, Maria, K.Y. Chan

TL;DR
This study uses first principles calculations to analyze defect formation and electronic levels in mixed halide lead perovskites, revealing how different defects influence their optoelectronic properties for photovoltaic applications.
Contribution
It provides a detailed first-principles analysis of native and extrinsic defect energetics and levels in mixed halide lead perovskites, highlighting the impact of halide composition and dopants.
Findings
Vacancy and Pb on MA anti-site are the lowest energy native defects.
Cl vacancy defects form deep levels, especially at higher Cl content.
Certain transition metals create lower energy, mid-gap defect levels.
Abstract
Owing to the increasing popularity of lead-based hybrid perovskites for photovoltaic (PV) applications, it is crucial to understand their defect physics and its influence on their optoelectronic properties. In this work, we simulate various point defects in pseudo-cubic structures of mixed iodide-bromide and bromide-chloride methylammonium lead perovskites with the general formula MAPbI_{3-y}Br_{y} or MAPbBr_{3-y}Cl_{y} (where y is between 0 and 3), and use first principles based density functional theory computations to study their relative formation energies and charge transition levels. We identify vacancy defects and Pb on MA anti-site defect as the lowest energy native defects in each perovskite. We observe that while the low energy defects in all MAPbI_{3-y}Br_{y} systems only create shallow transition levels, the Br or Cl vacancy defects in the Cl-containing pervoskites have low…
| Element | Ox. State | Ionic Radius (pm) | t(MAMBr3) | (MAMBr3) | t(MAMCl3) | (MAMCl3) | ||
|---|---|---|---|---|---|---|---|---|
| Pb | +2 | 133 | 0.808 | 0.679 | 0.813 | 0.735 | ||
| Sc | +3 | 88.5 | 0.935 | 0.452 | 0.947 | 0.489 | ||
| Ti | +3 | 81 | 0.960 | 0.413 | 0.974 | 0.448 | ||
| Co | +2 | 88.5 | 0.935 | 0.452 | 0.947 | 0.489 | ||
| Cu | +1 | 91 | 0.926 | 0.464 | 0.938 | 0.503 | ||
| Y | +3 | 104 | 0.886 | 0.531 | 0.896 | 0.575 | ||
| Zr | +4 | 86 | 0.943 | 0.439 | 0.956 | 0.475 | ||
| Nb | +3 | 86 | 0.943 | 0.439 | 0.956 | 0.475 | ||
| Mo | +3 | 83 | 0.953 | 0.423 | 0.967 | 0.459 | ||
| Hf | +4 | 85 | 0.946 | 0.434 | 0.960 | 0.470 | ||
| In | +3 | 94 | 0.917 | 0.480 | 0.928 | 0.519 | ||
| Tl | +3 | 102.5 | 0.891 | 0.523 | 0.900 | 0.566 | ||
| Sn | +4 | 83 | 0.953 | 0.423 | 0.967 | 0.459 | ||
| Sb | +3 | 90 | 0.930 | 0.459 | 0.942 | 0.497 | ||
| Bi | +3 | 117 | 0.849 | 0.597 | 0.857 | 0.646 |
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Taxonomy
TopicsPerovskite Materials and Applications · Electronic and Structural Properties of Oxides · Advancements in Solid Oxide Fuel Cells
Defect Physics of Pseudo-cubic Mixed Halide Lead Perovskites from First Principles
Arun Mannodi-Kanakkithodi
Center for Nanoscale Materials, Argonne National Laboratory, Argonne, Illinois 60439, USA
Ji-Sang Park
Department of Materials, Imperial College London, London SW7 2AZ, United Kingdom
Alex B. F. Martinson
Materials Science Division, Argonne National Laboratory, Argonne, IL 60439, USA
Maria K.Y. Chan
Center for Nanoscale Materials, Argonne National Laboratory, Argonne, Illinois 60439, USA
Abstract
Owing to the increasing popularity of lead-based hybrid perovskites for photovoltaic (PV) applications, it is crucial to understand their defect physics and its influence on their optoelectronic properties. In this work, we simulate various point defects in pseudo-cubic structures of mixed iodide-bromide and bromide-chloride methylammonium lead perovskites with the general formula MAPbI3-yBry or MAPbBr3-yCly (where y is between 0 and 3), and use first principles based density functional theory computations to study their relative formation energies and charge transition levels. We identify vacancy defects and Pb on MA anti-site defect as the lowest energy native defects in each perovskite. We observe that while the low energy defects in all MAPbI3-yBry systems only create shallow transition levels, the Br or Cl vacancy defects in the Cl-containing pervoskites have low energy and form deep levels which become deeper for higher Cl content. Further, we study extrinsic substitution by different elements at the Pb site in MAPbBr3, MAPbCl3 and the 50-50 mixed halide perovskite, MAPbBr1.5Cl1.5, and identify some transition metals that create lower energy defects than the dominant intrinsic defects and also create mid-gap charge transition levels.
††preprint: AIP/123-QED
The likelihood of defect formation and the positioning of defect levels with respect to band edges are both critically important for applications that are concerned with a semiconductor’s optoelectronic characteristics Queisser and Haller (1998); Schultz (2006); Krasikov and Sankin (2017); Kim, Park, and Walsh (2018); Yin, Shi, and Yan (2014); Shi et al. (2015); Park et al. (2018). Native point defects could arise as a means of compensation for the presence of impurities, and lead to unintentional conductivity or counteract the prevailing conductivity. Diffusion of impurity atoms in a semiconductor—something that typically happens interstitially—could be assisted by the presence of vacancy defects. Further, “deep" electronic levels created by low energy defects in the semiconductor band gap adversely affect photovoltaic (PV) performance by potentially causing nonradiative recombination of charge carriers and bringing down efficiencies Kim, Park, and Walsh (2018); Yin, Shi, and Yan (2014). It is known from Shockley-Read-Hall theory that defect trap states placed in the middle of the band gap have a very high trapping rate of charge carriers as opposed to shallow defect states Meggiolaro and De Angelis (2018). On the other hand, such deep levels could also be entangled for quantum sensing or lead to increased absorption of sub-gap energy photons by creating intermediate band PVs Luque and Martí (1997); Luque, Marti, and Stanley (2012); Martí et al. (2006); Sonoda (2012); Wahnón and Tablero (2002); Okada et al. (2015); Sampson et al. (2017); Mannodi-Kanakkithodi et al. (2019); Cao et al. (2019). The experimental determination of the presence, the type and the origin of defects in semiconductors, e.g. via cathodoluminescence (CL) or deep level transient spectroscopy (DLTS), is non-trivial Heo et al. (2017); Rosenberg et al. (2017). First principles-based density functional theory (DFT) computations provide a useful methodology to study defects, and have been widely applied to accurately predict the defects formation energy and charge transition levels for a large number of crystalline materials Schultz (2006); Freysoldt, Neugebauer, and Van de Walle (2009); Freysoldt et al. (2014).
Methylammonium lead halide perovskites with the general formula MAPbX3 (X = I/Br/Cl) have been extensively studied in the last decade or so for optoelectronic applications Kojima et al. (2009); Im et al. (2011); Baikie et al. (2013); Zhou et al. (2017); Brenner et al. (2016); Shen et al. (2018); Manser, Christians, and Kamat (2016); Qiu, Ono, and Qi (2018); Yin et al. (2015); Yan et al. (2016); López et al. (2017); Whalley et al. (2017). The possibility of doping at MA or Pb sites as well as halogen site mixing provides a large playground for the tuning of electronic structure, absorption coefficients, and defect properties in the MAPbX3 family of perovskites Liu et al. (2017); Gong et al. (2017); Yang et al. (2017); Park et al. (2017); Shirahata and Oku (2017); Du et al. (2017); Becker and Wark (2018); Klug et al. (2017); Wang et al. (2016); Hao et al. (2014). Recently, we performed a comprehensive study of partial Pb substitution in MAPbBr3 and discovered that a number of transition metals lead to low energy Pb-site defects, are capable of shifting the equilibrium Fermi level and thus the nature of conductivity, and create energy states in the band gap Mannodi-Kanakkithodi et al. (2019). Further, it is seen that mixed halide perovskites have band gaps intermediate to the parent perovskites’ band gaps. Mixing of halogen atoms in perovskites has frequently been used to tailor electronic structure, charge transfer and carrier lifetimes Mohebpour et al. (2018); Xiao et al. (2017); Zarick et al. (2018); Tombe et al. (2017); Wang et al. (2019); de Quilettes et al. (2015). Partial substitution of I by Br has been shown to enhance the photoinduced halide segregation and charge carrier recombination in MAPbI3, as well as shift certain defect energy levels Hoke et al. (2015); Wang et al. (2018); Barker et al. (2017).
It has been reported in the past that both MAPbI3 and MAPbBr3, the two most commonly used halide perovskites, have impressively high defect tolerance Steirer et al. (2016); Berry et al. ; Yan et al. (2016), and owe their utility as PV semiconductors to their optoelectronically benign defects. However, composition engineering at the halogen site can lead to new perovskites where the same defects are no longer benign. Not only can certain defects and impurities become more energetically favorable in mixed halide perovskites (as opposed to pure halides), they could create deeper energy levels and thus have a notable influence on the optoelectronic behavior. Mixed iodide-bromide or bromide-chloride perovskites could be preferred for certain applications due to thermodynamic reasons, availability of precursors, band gap engineering, or other experimental concerns. It is vital to understand the behavior of prominent point defects in such compounds, as well as to screen for possible impurities that could be present in the material or indeed, be incorporated (e.g., at the Pb-site) to affect a certain change in the equilibrium conductivity.
In this work, we simulate the structures of several mixed iodide-bromide and bromide-chloride hybrid perovskites and apply density functional theory (DFT) computations to obtain a clear picture of the defect physics in each. We compare the electronic structure and defect properties, specifically the energetics and charge transition levels of dominant point defects, in 9 perovskite systems—MAPbI3, MAPbBr3, MAPbCl3, MAPbI3-yBry and MAPbBr3-yCly (y = 2.25, 1.50, 0.75). Under ambient conditions, MAPbBr3 and MAPbCl3 are expected to crystallize in the cubic phase whereas MAPbI3 adopts the tetragonal phase Whitfield et al. (2016); Targhi, Jalili, and Kanjouri (2018); Comin et al. (2015); Lehmann et al. (2019); Gil-Escrig et al. (2015); Maculan et al. (2015). However, for simplicity of comparison and for ease of simulation of mixed halide systems, we use the pseudo-cubic crystal structures for each perovskite, with computed lattice constants of a = 5.76 Å (MAPbCl3), a = 6.07 Å (MAPbBr3) and a = 6.42 Å (MAPbI3). The mixed halide perovskites were simulated by generating special quasi-random structures (SQS) Wei et al. (1990); Jiang et al. (2016) starting from the 2x2x2 supercells of MAPbI3 and MAPbBr3. The pseudo-cubic lattice constants and band gaps computed at the PBE level of theory for all 9 perovskites are shown in Fig. 1 (a) and listed in Table SI1 along with measured values from the literature Sampson et al. (2017); Whitfield et al. (2016); Targhi, Jalili, and Kanjouri (2018); Comin et al. (2015); Lehmann et al. (2019); Gil-Escrig et al. (2015); Maculan et al. (2015). The optimized structure of MAPbBr1.5Cl1.5 (50-50 solid solution of Br-Cl) is shown in Fig. 1 (b) as an example.
It can be seen that going from MAPbI3 to MAPbCl3, the lattice constant steadily decreases whereas the band gap steadily rises from 1.80 eV to 2.55 eV, values that are higher (lower) than reported experimental results for MAPbI3 (MAPbCl3). The structures of all 9 simulated perovskites are shown in Fig. SI1. The energy of formation of any mixed halide perovskite against decomposition to pure perovskites is computed to be less than 15 meV per formula unit, indicating their robust stability; these computed energies are listed in Table SI1. The mixed I-Cl perovskites have energy of formation > 150 meV per formula unit Cao et al. (2019), and were thus not considered for this study. In Fig. 1 (c), we have plotted the computed density of states (DOS) of MAPbBr1.5Cl1.5, showing that while the conduction band minimum (CBM) is dominated by Pb energy states, the (mixed) halogen energy states determine the valence band maximum (VBM). The computed DOS of all 9 perovskites are plotted in Fig. SI2. Lastly, Fig. 1 (d) shows the computed absorption spectra of all 9 perovskites, showing clear increasing and decreasing trends, respectively, in the onset of absorption and magnitude of absorption coefficient (y-axis) on going from MAPbI3 to MAPbCl3. The continuous tunability of lattice, optical and electronic structure properties as a function of composition, combined with the reasonable energetic stability, confirms the mixed halide perovskites as a fertile space for designing materials for tailored electronic properties.
All DFT computations were performed using the Vienna ab-initio software package (VASP), applying the generalized gradient approximation (GGA) parametrized by Perdew, Burke and Ernzerhof (PBE) and using the projector-augmented wave (PAW) pseudopotentials. The plane wave energy cut-off was set at 500 eV and all atomic structures were fully relaxed until forces on all atoms were less than 0.05 eV/Å. Every calculation for structure optimization, density of states, and simulation of point defects was performed on a 96 atom 2x2x2 perovskite supercell. While trends in lattice constants, band gaps and defect levels are correctly captured when compared to available experiments, deviations arise because of limitations of using a semilocal functional, as well as the neglect of spin-orbit coupling (SOC). Band gaps, band edges and defect energies can be further corrected by the inclusion of SOC Whalley et al. (2017) and hybrid functionals (e.g. HSE06 Heyd et al. (2005)) or GW corrections Aryasetiawan and Gunnarsson (1998). However, we stick to the PBE functional for ease of computation and because properties and trends computed in the past using the same approximations provided a very good qualitative picture of the electronic and defect properties of hybrid perovskites Sampson et al. (2017); Mannodi-Kanakkithodi et al. (2019). Our recent work Mannodi-Kanakkithodi et al. (2019) shows that corrections from SOC and HSE06 cancel each other out, resulting in a good comparison of PBE computed (without SOC) band gaps and defect levels with measured quantities. The supercell size and the orientation of the MA molecules are other potential sources of errors that are ignored here.
For defect calculations, we simulated vacancy, interstitial and substitutional (self and extrinsic) defects in every 96 atom supercell, and optimized the defect structures in various charge states to calculate defect formation energies as a function of the total charge and the chemical potentials of different species, including the electrons. Equation 1 is used to calculate the formation energy of any point defect in a perovskite MAPbX3–
[TABLE]
Here, E(Dq) is the total DFT energy of the defect containing supercell in a charge state q, E(MAPbX3) is the total DFT energy of one formula unit of the bulk perovskite, is the chemical potential of the relevant species involved in creating the defect, the Fermi level EF is the electron chemical potential referenced to the VBM of bulk MAPbX3, and Ecorr is the correction energy term calculated using Freysoldt’s correction scheme Freysoldt, Neugebauer, and Van de Walle (2009); Freysoldt et al. (2014) to account for periodic interaction between the charge and its image. Defect charge transition levels are defined as the EF values where the defect transitions from one stable charged state to another; such levels would correspond to defect states relative to the semiconductor band edges. Chemical potential values are selected from the calculated ranges of stability for every perovskite based on the formation energies of the perovskite and the halide compounds of Pb and MA; this has been shown for MAPbCl3 and MAPbBr3 in Fig. SI3. Before moving to extrinsic substitutional defects, we simulated all possible intrinsic point defects in each of the 9 perovskite systems, namely vacancy (VPb, VMA, VI, VBr and VCl), self-interstitial (Pbi, MAi, Ii, Bri and Cli) and anti-site (PbMA, MAPb, PbI, PbBr, PbCl, MAI, MABr, MACl, IPb, IMA, BrPb, BrMA, ClPb and ClMA) defects. We calculate the charge and Fermi level dependent formation energy of each defect at Pb-rich, halogen-rich and moderate chemical potential conditions.
The Fermi level (EF) dependent formation energies for the low energy intrinsic defects in the 9 perovskite compounds are plotted for Pb-rich chemical potential conditions in Fig. 2, as EF moves from VBM to CBM. The complete formation energies for Pb-rich, moderate and halogen-rich chemical potential conditions are shown in Fig. SI4–SI12. The first observation is that each of the vacancy defects, namely VPb, VMA and VX (X=I/Br/Cl), along with the Pb on MA anti-site defect, PbMA, form the set of intrinsic point defects with lowest formation energies in every system. All the remaining anti-site and interstitial defects have higher formation energies, as seen from Fig. SI4–SI12, and are less likely to occur or affect the equilibrium opto-electronic properties of the semiconductor than the defects pictured in Fig. 2. It is seen that although the acceptor type defects VPb (q = -2) and VMA (q = -1) and the donor type defects VX (q = +1) and PbMA (q = +1) all occur in their expected charge states for the majority of the band gap region, there are many cases where these defects show charge transition levels within the band gap. We define any transition level that occurs at a Fermi level 0.2 eV away from the VBM or the CBM as a “deep" defect level, while the transition levels close to the band edges are termed “shallow".
We observe from Fig. 2 (a), (b), (c), (d) and (e) that in MAPbI3, MAPbBr3 and each of the iodide-bromide perovskites, the low energy defects create only shallow transition levels, such as the VI or VBr +1/0 transition, or the VPb -1/-2 transition. While VMA is the lowest energy acceptor type defect, VI, VBr and PbMA all have similar low energies and alternate as the dominant donor type defect. This is consistent with reports that suggest perovskites like MAPbI3 have a tendency to release MAI through the formation of vacancy couples, VMA and VI, which has negligible impact on the photoluminescence properties Steirer et al. (2016). For every MAPbX3 compound, the equilibrium Fermi level E, which is determined by charge neutrality conditions Sun et al. (2011) and roughly indicated in Fig. 2 by dashed vertical lines, goes from strongly p-type (inside the VB) for halogen-rich conditions to moderately p-type for moderate chemical potential to intrinsic (middle of the band gap) for Pb-rich conditions, as shown in Fig. SI4–SI12 and in Fig. 2. The equilibrium conductivity of any perovskite can be tailored by the growth conditions, and different impurities can induce a p-type or n-type shift based on the chemical potential, as will be explained later.
In contrast to the MAPbI3-yBry (y = 0, 0.75, 1.5, 2.25, 3) perovskites which don’t show deep defect levels, the Cl-containing MAPbBr3-yCly (y = 0.75, 1.5, 2.25, 3) perovskites show halogen vacancy defect states that go deeper in the band gap with increasing concentration of Cl in the perovskite. As shown in Fig. 2 (f), (g), (h) and (i), the VBr and VCl +1/0 transition levels occur at 0.2 eV from the CBM for each of the Cl-containing perovskites, becoming deeper from (f) to (i). This shows that while the halogen vacancies are among the lowest energy donor defects in all perovskite compositions studied here, and E follows the same trend from halogen-rich to Pb-rich conditions, deeper intrinsic defect levels are likely to be present in Cl-containing perovskites. This raises the possibility of non-radiative recombination of charge carriers in pure chloride and mixed bromide-chloride perovskites which could lead to lower carrier lifetimes, diffusion lengths and power conversion efficiencies (PCE). While there have been reports of improvement in carrier lifetimes and diffusion lengths upon addition of small amounts of Br or Cl to pure iodide-based solar cells Hutter et al. (2015); Gil-Escrig et al. (2015); Chen et al. ; Kiermasch et al. , the highest PCEs are achieved for I-rich perovskitesChen et al. (2019); Bi et al. (2016). The general lack of success of pure chloride and mixed bromide-chloride perovskite solar cells can be attributed to the low energy deep defects in Cl-rich compositions, and makes these wider band gap semiconductors more suitable for tandem solar cells Anaya et al. (2017); Sadhanala et al. (2015) and intermediate band PVs Sampson et al. (2017); Cao et al. (2019).
In Fig. 3, we plotted some of the relevant charge transition levels of low energy defects, namely VPb (-1/-2), VMA (0/-1), PbMA (+1/0), VI (+1/0), VBr (+1/0) and VCl (+1/0), computed across the 9 perovskite compounds. Each transition level as well as the respective perovskite VBM and CBM are plotted alongside each other by referencing all energy levels to the deep nitrogen 1s core state energy from each calculation, with the MAPbCl3 VBM set to energy = 0 eV. It can be seen that the VPb (-1/-2), VMA (0/-1) and PbMA (+1/0) levels occur close enough to the VBM or CBM to be regarded as shallow defect levels across the 9 perovskites. VI (+1/0) and VBr (+1/0) are also shallow levels in the MAPbI3-yBry (y = 0, 0.75, 1.5, 2.25, 3) perovskites. The VBr (+1/0) and VCl (+1/0) both become visibly deeper with increasing y in MAPbBr3-yCly perovskites, going from 0.35 eV below CBM to 0.59 eV to 0.76 eV and to nearly 1 eV in MAPbCl3. To summarize, DFT computations reveal that halogen vacancy defect levels are shallow in iodine containing perovskites but deep in chlorine containing perovskites.
Impurity atoms or extrinsic point defects can be introduced in a semiconductor to potentially modify the defect or electronic properties as determined by the dominant intrinsic defects. If an extrinsic impurity creates a lower energy acceptor or donor type defect than the lowest energy intrinsic acceptor or donor type defects, respectively, the dominant intrinsic defect(s) can be compensated for, as the equilibrium Fermi level will be changed. We studied this effect by considering several extrinsic substitutional impurities at the Pb site in three perovskites: MAPbBr3, MAPbBr1.5Cl1.5 and MAPbCl3, and comparing their computed defect formation energies to the intrinsic defect energetics. In a recently published study Mannodi-Kanakkithodi et al. (2019), we performed an extensive computational study of nearly all period II, III, IV, V and VI elements as substitutional impurities at the Pb site in MAPbBr3, and obtained a list of substituents (mainly some transition metals) that create low energy defects and change the equilibrium Fermi level in the perovskite. We present the same results here for MAPbBr3, and extend the study to a set of selected substituents in MAPbBr1.5Cl1.5 and MAPbCl3.
In order to determine suitable substitutional impurity atoms for a given perovskite, the Goldschmidt tolerance and octahedral factors Li et al. (2008) provide a reasonable estimate of the structural stability of the atom in the perovskite environment. Stable halide perovskites are known to possess tolerance and octahedral factors in the ranges 0.8–1.1 and 0.44–0.9, respectively Sampson et al. (2017). Using these criteria, we determine a set of suitable substituents that are listed in Table 1, along with their stable oxidation states, ionic radii, and tolerance and octahedral factors in the bromide and chloride perovskite lattices. We performed computations on MPb substitutional defects in different charged states in MAPbBr3, MAPbBr1.5Cl1.5 and MAPbCl3, where M is one of the 15 elements shown in Table 1. The Fermi level dependent formation energies were computed as before, and we plotted the formation energies for all the low energy extrinsic defects along with the low energy intrinsic defects for halogen-rich, moderate and Pb-rich chemical potential conditions for MAPbBr3 in Figure SI13 (reproduced from ref. Mannodi-Kanakkithodi et al. (2019)), and MAPbBr1.5Cl1.5 and MAPbCl3 in Fig. 4.
It is seen that transition metals have the most interesting behavior as extrinsic impurities in the perovskites, with several of them creating low energy donor type defects that dominate over VBr and VCl. Most of the transition metals prefer oxidation states of +3 or +4, which leads to a net positive charge in the system when they replace the +2 oxidation state Pb atom, explaining why they create donor type defects. Sc, Zr, Nb, Mo and Hf are the low energy impurity atoms in MAPbBr3 under different chemical potential conditions, as plotted in Fig. SI13. Fig. 4 (a) shows that Y and Mo are the only low energy impurities in MAPbBr1.5Cl1.5 but have comparable energetics to the dominant donor type intrinsic defect PbMA, while from Fig. 4 (b), it is seen that Y, Zr, Nb and Hf all create low formation energy extrinsic defects in MAPbCl3. Each of these stable impurities in each perovskite would move E to the right and make the conductivity slightly more n-type; this has been shown in Fig. 4 (b) for YPb in MAPbCl3, with very p-type, moderate p-type and intrinsic conductivity resulting in Cl-rich, moderate and Pb-rich conditions, respectively.
It can be concluded that a few transition metals such as Sc, Zr and Hf can potentially create low formation energy donor type defects in bromide, chloride or mixed bromide-chloride perovskites when substituting a Pb atom. However, it should also be noticed that many of these extrinsic defects show deep charge transition levels, owing to the stability of the transition metal in multiple charge states. A comparison between the +2/+1 or +1/0 transition levels of a few selected substitutional impurities are shown in Fig. 5 for MAPbBr3, MAPbBr1.5Cl1.5 and MAPbCl3. Certain levels that are deep in one compound can be pushed closer to the VBM or CBM in others; for example, the NbPb +2/+1 level that occurs around the middle of the MAPbBr3 band gap is pretty shallow in MAPbBr1.5Cl1.5 and MAPbCl3. The ScPb and MoPb +1/0 levels, on the other hand, are much deeper in MAPbBr1.5Cl1.5 and MAPbCl3, and will be considered shallow in MAPbBr3.
Mid-gap impurity transition levels raise the same concern as before of a detrimental effect on PV performance due to non-radiative recombination of carriers. But recent studies by our group and some others have raised the promise of intermediate band photovoltaics functioning via sub-gap photon absorption induced by half-filled impurity energy levels in the band gap Sampson et al. (2017); Mannodi-Kanakkithodi et al. (2019); Cao et al. (2019). Such levels can both accept electrons from the valence band and emit them to the conduction band, creating a 2 step photon absorption process which can theoretically increase the solar cell efficiency. The discovery of low energy deep defect creating impurities in halide perovskites thus becomes significant, and could potentially be incorporated and tested in real solar cell materials. We experimentally studied a few such substituents (including Zr) in MAPbBr3 as part of our recent work Mannodi-Kanakkithodi et al. (2019), but were unable to conclusively provide evidence of sub-gap absorption. Nevertheless, a complete computational picture of intrinsic and extrinsic defects in halide perovskites as obtained in this work provides us with a list of possible substituents that can be introduced in bromide or mixed bromide-chloride perovskites of various compositions to suitably change the defect and electronic properties for PV applications.
In summary, we used first principles computations to study the trends in defect formation energies, defect energy levels and equilibrium Fermi level for various types of point defects in different compositions of pseudo-cubic methylammonium lead halide perovskites. We observed that the lowest energy intrinsic defects, namely the vacancy defects and Pb on MA anti-site defect, only create shallow levels in the iodide, bromide and mixed iodide-bromide perovskites, but create deeper levels in the pure chloride and mixed bromide-chloride perovskites, which could be unfavorable due to the danger of non-radiative recombination of charge carriers. We further studied several extrinsic substituional impurities at the Pb-site in three perovskites, MAPbBr3, MAPbBr1.5Cl1.5 and MAPbCl3, and discovered that certain transition metals like Sc, Zr, Hf, Mo and Y can create donor type defects with lower energy than the potentially deep level creating halogen vacancy defects. Such impurities can dominate over the intrinsic defects and change the nature of conductivity in the perovskite, while themselves creating energy levels in the band gap that can potentially be exploited for sub-gap absorption and increased PV efficiencies.
This material is based upon work supported by Laboratory Directed Research and Development (LDRD) funding from Argonne National Laboratory, provided by the Director, Office of Science, of the U.S. Department of Energy under Contract No. DE-AC02-06CH11357. Use of the Center for Nanoscale Materials, an Office of Science user facility, was supported by the U.S. Department of Energy, Office of Science, Office of Basic Energy Sciences, under Contract No. DE-AC02-06CH11357. This research used resources of the National Energy Research Scientific Computing Center (NERSC), a DOE Office of Science User Facility supported by the Office of Science of the U.S. Department of Energy under Contract No. DE-AC02-05CH11231. We gratefully acknowledge the computing resources provided on Blues and Bebop, high-performance computing clusters operated by the Laboratory Computing Resource Center (LCRC) at Argonne National Laboratory.
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