Strong unitary uncertainty relations
Bing Yu, Naihuan Jing, Xianqing Li-Jost

TL;DR
This paper introduces a new set of refined uncertainty relations for unitary operators that improve upon existing bounds by employing a sequence of inequalities, offering tighter constraints in quantum mechanics.
Contribution
The paper presents a novel framework for unitary uncertainty relations using geometric-arithmetic mean inequalities, surpassing previous bounds based on Cauchy-Schwarz inequality.
Findings
New uncertainty bounds outperform previous results in some cases
Explicit examples demonstrate the effectiveness of the new inequalities
The framework provides a more fine-grained approach to uncertainty relations
Abstract
In this paper we provide a new set of uncertainty principles for unitary operators using a sequence of inequalities with the help of the geometric-arithmetic mean inequality. As these inequalities are "fine-grained" compared with the well-known Cauchy-Schwarz inequality, our framework naturally improves the results based on the latter. As such, the unitary uncertainty relations based on our method outperform the best known bound introduced in [Phys. Rev. Lett. 120, 230402 (2018)] to some extent. Explicit examples of unitary uncertainty relations are provided to back our claims.
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Strong unitary uncertainty relations
Bing Yu
School of Mathematics, South China University of Technology, Guangzhou 510640, China
Naihuan Jing
School of Mathematics, South China University of Technology, Guangzhou 510640, China
Department of Mathematics, North Carolina State University, Raleigh, NC 27695, USA
Xianqing Li-Jost
Max-Planck-Institute for Mathematics in the Sciences, 04103 Leipzig, Germany
(August 13, 2019)
Abstract
In this paper we provide a new set of uncertainty principles for unitary operators using a sequence of inequalities with the help of the geometric-arithmetic mean inequality. As these inequalities are “fine-grained” compared with the well-known Cauchy-Schwarz inequality, our framework naturally improves the results based on the latter. As such, the unitary uncertainty relations based on our method outperform the best known bound introduced in [Phys. Rev. Lett. 120, 230402 (2018)] to some extent. Explicit examples of unitary uncertainty relations are provided to back our claims.
††preprint: APS/123-QED
I Introduction
At the foundation of quantum theory lies the Heisenberg uncertainty principle Heisenberg1927 , which was first introduced in 1927. Traditionally, the textbook version of the uncertainty relation was established by Kennard Kennard1927 (see also the work of Weyl Weyl1927 ) by means of variance in terms of position and momentum. The uncertainty principle lets us understand that if we were able to measure the momentum of a quantum system with certainty, then we would not gain the information of the measurement outcome of location with certainty. Robertson Robertson1929 generalized the uncertainty relation for position and momentum to any two bounded observables and as
[TABLE]
where stands for the standard deviation of the observable relative to a fixed state and represents the commutator of the observables and . Later Eq. (1) was improved by Schrödinger Schrodinger1930 . Recently, variance-based uncertainty relations have been intensely studied in Massar2008 ; Klimov2009 ; Marchiolli2012 ; Namiki2012 ; Marchiolli2013 ; Maccone2014 ; Li2015 ; Pati2015 ; Hall2016 ; Bagchi2016 ; Xiao2016W ; Xiao2016S ; Mondal2017 ; Xiao2017I ; XiaoL2017 ; Qian2018 ; Sazim2018 ; Sharma2018 ; Bong2018 .
Because of their relevance in quantum information theory, the entropies Bialynicki1975 ; Deutsch1983 ; Partovi1983 ; Kraus1987 ; Maassen1988 ; Ivanovic1992 ; Sanchez1993 ; Ballester2007 ; Wu2009 ; Huang2011 ; Tomamichel2011 ; Coles2012 ; Coles2014 ; Xiao2016SE ; Xiao2016QM ; Xiao2016U ; Coles2017 have been employed to quantify the uncertainty relations between incompatible observables. The entropies are by no reason the best way to formulate joint uncertainties, and it is reasonable to consider all nonnegative Schur-concave functions as qualified uncertainty measures. This has lead to the well known universal uncertainty relations Friedland2013 ; Puchala2013 ; Rudnicki2014 ; Narasimhachar2016 expressed by majorization Majorization . To this end, we shall remark that all these uncertainty relations play an important role in a wide range of applications such as entanglement detection Guhne2004 ; Hofmann2003 , quantum spin squeezing Walls1981 ; Wodkiewicz1985 ; Wineland1992 ; Kitagawa1993 ; Ma2011 , quantum metrology Braunstein1994 ; Braunstein1996 ; Giovannetti2004 ; Giovannetti2006 ; Giovannetti2011 , quantum nonlocality Oppenheim2010 ; Xiao2018 and so on.
Now we turn to the variance-based uncertainty relations in the product form for unitary operators. Massar and Spiandel Massar2008 have considered the uncertainty relation for two unitary operators that satisfy the commutation relation . This uncertainty relation gives rise to the constraint for a quantum state to be simultaneously localized in two mutually unbaised bases related by a discrete Fourier transform (DFT). Other applications of Masser-Spiandel’s uncertainty relations include modular variables Aharonov1969 and signal processing Opatrny1995 ; Opatrny1996 . Several further uncertainty relations for unitary operators related by DFT have been investigated in Marchiolli2012 ; Marchiolli2013 ; Klimov2009 ; Namiki2012 . Later Bagchi and Pati Bagchi2016 derived sum-form variance-based uncertainty relations for two general unitary operators, which have been tested experimentally with photonic qutrits XiaoL2017 . The uncertainty relation for two general unitary operators is directly related to the preparation uncertainty principle that the amount of visibility for noncommuting unitary operators is nontrivially upper bounded. It is noted that a crucial technique underlying the variance-based uncertainty relations for two observables or unitary operators is the celebrated Cauchy-Schwarz inequality.
For multi-observables, the generalized uncertainty relation was first considered by Robertson using the positive semidefiniteness of a Hermitian matrix Robertson1934 . Recently, Bong et al used a similar method to derive a strong variance-based uncertainty relation for any unitary operators Bong2018 . The unitary uncertainty relation implies the famous Robertson-Schödinger uncertainty relation in the case of two Hermitian operators Schrodinger1930 ; Robertson1934 . However, the lower bound is implicitly given and sometimes hard to compute. This raises the question of explicitly extracting the uncertainty relation from the Gram determinant and also one wonders whether this strong uncertainty relation can be further improved.
The goal of this paper is to give new and improved uncertainty relations for general unitary operators. Following Xiao et al Xiao2016S , a sequence of “fine-grained” inequalities compared with the Cauchy-Scharz inequality are employed to derive uncertainty relations in connection with the Geometric-Arithmetic mean (AGM) inequality. We use this method to derive new variance-based unitary uncertainty relations in the product form for two and three operators in all quantum systems. The new uncertainty bounds for two unitary operators outperform those of Bong et al’s in the whole range. As the improvement is due to replacement of the Cauchy-Schwarz inequality underlying all previous uncertainty principles, our method provides fundamentally better bounds. We also generalize the uncertainty relation to the case of multiple unitary operators, and the new lower bounds are also shown to be tighter than that of Bong et al’s to some extent.
This paper is organized as follows. In Sec.II we introduce a fine-grained sequence of inequalities to generalize the Cauchy-Schwarz inequality, which was proved twice in this consideration. Our first main result (Thm. 1) of variance-based unitary uncertainty relations in the product-form is given in Sec.II.1 for two unitary operators. In Sec.II.2, the bounds are strengthened by symmetry of permutations. In Sec.II.3, examples are given to show our Theorem.1 provides tighter bounds than those of Bong et al’s. In Sec.III, we investigate product-form variance-based unitary uncertainty relations for three unitary operators. The uncertainty relations for multiple unitary operators are addressed in Sec.III.1, and comparison is also provided with previous lower bounds for qutrit pure state, four-dimensional pure state and qutrit mixed state are studied in Sec.III.2. Concluding remarks are given in IV. In the Appendix (Sec. V), we give some details of the proofs and calculations.
II Uncertainty Relations for two unitary operators
Let and be two unitary operators defined in a finite-dimensional Hilbert space with a fixed state . With respect to the mean value , the variance of over is defined by
[TABLE]
where . Note that the variance is bounded by .
Suppose is a computational basis, then the state can be written as and similarly . Thus the product of the variances obeys the unitary uncertainty relation (UUR)
[TABLE]
where the inequality is due to the Cauchy-Schwarz inequality. Note that the last expression is independent from the choice of the computational basis.
Let and be the (nonnegative) real vectors given by , , where and are the coordinate vectors of and respectively. Then the product of the variances can be rewritten as . Note that the Cauchy-Schwarz inequality is in fact a consequence of AGM inequalities. Indeed,
[TABLE]
with equality if and only if for all .
Now we refine the Cauchy-Schwarz inequality by introducing a sequence of partial ones. For each , define
[TABLE]
In particular, and . The quantities can be vidualized by lattice dots within an square as follows. In Fig.1 the black dot at th column and th row presents , then is the quantity plus the dots outside of the th principal square. It is easily seen that
[TABLE]
One therefore obtains the following descending sequence
[TABLE]
and the Cauchy-Schwarz inequality also follows from the sequence: .
II.1 Main Results
Let be a mixed state on the Hilbert space. The variance of the unitary operator with respect to is defined as
[TABLE]
Let be a rectangular matrix, the vectorization (or ) is the straightening vector . As is positive semi-definite, we will simply denote by the pure state given by the vectorization in the computational basis. Note that the vector satisfies the following property Dhrymes1978
[TABLE]
for two matrices and in suitable size. Thus
[TABLE]
where is the uniquely defined semi-definite positive matrix associated to .
Theorem 1. Let and be two unitary operators on an -dimensional Hilbert space and a quantum state on . Suppose and are the probabilities of and with respect to a computational basis of . Then the product of the variances of and satisfies the following uncertainty relations ()
[TABLE]
where (or ) if is pure (or mixed), and the equality holds if and only if for all .
Proof. The uncertainty relations (10) for the case of pure state were already shown in the last section. As for the mixed state , we remarked that is viewed as a pure state in an dimensional Hilbert space Watrous2011 , therefore the relations (10) also follow for all .
Remark 1. Note that amounts to a partial Cauchy-Schwarz inequality Xiao2016S as it is obtained by applying the Cauchy-Schwarz inequality on the first components. One can formulate an even more general inequality by selecting arbitrary instead of all the terms with .
Recently, Bong et al Bong2018 derived a strong unitary uncertainty relation for any set of unitary operators based on the positive semi-definiteness of the Gram matrix. More precisely, let be unitary operators and . Their result says that the positive semidefiniteness of the Gram matrix of size with generalizes the UUR. In the case of two unitary operators and , turns out to be Bong2018 , which is exactly the aforementioned (UUR) in Eq.(II).
We have seen that the lower bound of this UUR is weaker than our Theorem 1. In fact for any complex numbers Hardy1952
[TABLE]
where the second inequality uses the Cauchy-Schwarz inequality. It follows from Eq.(6) that
[TABLE]
This means that the UUR given in Bong2018 for two unitary operators is the weakest bound in this sequence.
As the case of is trivial, we will include this in our statement of the result for simplicity.
II.2 Improved UURs
The symmetric group , which acts on the set naturally by permutation, can be used to strengthen the lower bounds of our UURs. For any two permutations , the induced action of on is given by
[TABLE]
Clearly is stable under the action of , subsequently
[TABLE]
Optimizing over the symmetric group , we obtain the following stronger result.
Theorem 2. Let be any quantum state on an -dimensional Hilbert space , and two unitary operators on . One has the following improved unitary uncertainty relations for the product of variances ()
[TABLE]
where (or ) if is pure (or mixed), is defined in (13), and the equality holds if and only if for all .
We remark that the lower bound in Theorem 2 is tighter than that of Theorem 1, since for any . An example is given to show strict strengthening of the bounds (see Example 1 and Fig. 3).
II.3 Examples
Example 1. Let us consider the pure states on an -dimensional Hilbert space Bagchi2016 , and , are the following unitary operators
[TABLE]
where . Note that Massar2008 .
Case . In this case
[TABLE]
Both our UUR and Bong et al’s are equal to (See Fig.2). So we focus on , where the UURs are not saturated.
Case . The unitary operators are
[TABLE]
their associated real vectors , are given by
[TABLE]
and
[TABLE]
then can be fixed and that . Fig.2 shows that our bounds are better than Bong et al’s bound.
Case . The vectors , for are respectively as follows.
[TABLE]
Then the lower bounds (resp. ) can be computed. It is readily seen that (resp. ). Fig.2 show that in all these cases, our bounds are better than that of Bong et al.
Remark. The bounds can be further strengthened by Theorem 2. Consider the same qutrit state . Applying the symmetric group as in Eq.(13) it follows that . Fig.3 shows that the new bounds strictly outperform .
Example 2. Consider the qubit mixed state with , and where are the Pauli matrices.
Consider the unitary operators
[TABLE]
which correspond to Bloch sphere rotations of about the axis and axis respectively.
It is seen that (cf. V. Appendix A )
[TABLE]
Then the bounds associated with can be computed. We find that , which is the lower bound of Bong et al. Fig.4 shows that our bounds are almost always better than that of Bong et al. It seems that the bounds are separated for mixed states.
III Uncertainty Relations for three unitary operators
We now study product-form variance-based unitary uncertainty relations for three unitary operators based upon our UUR for two unitary operators in terms of the quantities in the preceding section.
III.1 Main results
Let , and be three unitary operators defined on an -dimensional Hilbert space. By Theorem 1 the UURs for the pairs , and over the quantum state are written as , , and where are the quantities defined above (6) for the pairs respectively. Taking the square root of the product, we have the following result.
Corollary 1. For a fixed quantum state and three unitary operators , and on an -dimensional Hilbert space , the product of the variances obeys the following inequalities ()
[TABLE]
where (or ) if is pure (or mixed), , and . Here are defined in Sect. II.1.
One can also strengthen the bound using the symmetry of . Denote by , then the improved UURs are given in the following corollary.
Corollary 2. Let as in Cor. 1. The strengthened UURs are given by
[TABLE]
where , and .
III.2 Examples
For three unitary operators , Bong et al’s UUR is expressed as the positivity of the Gram matrix:
[TABLE]
which can be rewritten as
[TABLE]
where denotes the real part. The right hand side (RHS) will be denoted by LB. This inequality is saturated for pure state when , where the determinant of the Gram matrix vanishes.
Let us compare their result with our bounds in the cases of pure state ( ) and mixed state separately.
Example 3. Let and we take three unitary operators:
[TABLE]
Using Corollary 1, the lower bounds () can be easily calculated and one sees that they are better than that of Bong et al’s in significant regions. See Fig.5 for the comparison.
Example 4. Consider the mixed state analyzed in Example 2 and three unitary operators:
[TABLE]
The vectorized state was given in Example 2, based on this the uncertainty bound can be computed and is seen to be always tighter than the Bong et al’s bound LB (cf. Fig. (6). However, and are not as good as LB.
Example 5. Consider the mixed qutrit state Goyal2016 on , where is the -dimensional vector of the Gell-Mann matrices of rank 3 and
. As a matrix, the density operator takes the following form
[TABLE]
The three unitary operators are taken as the rotational operators with the Euler angles around and axes respectively. i.e.
[TABLE]
The state is seen as follows (cf. V. Appen. B)
[TABLE]
The lower bounds associated with are then calculated and depicted in Fig.7. The picture shows that our lower bounds are always tighter than , Bong et al’s bound, and are better than LB in some region, and LB is better than .
IV Conclusion
In this paper, we have studied a stronger form of variance-based unitary uncertainty relations (UUR) for two and three operators relative to both pure and mixed quantum states. Our idea is to employ the partial Cauchy-Schwarz inequality to derive a sequence of effective lower bounds for the product of the uncertainties. Moreover, our bounds can be strengthened by permutation.
We have also shown that our new uncertainty bounds are tighter than the recently discovered UUR given by Bong et al using the positivity of the Gram matrix Bong2018 for two and multiple unitary operators. In one comparison with Bong et al’s bound, two unitary operators related by the discrete Fourier transform are examined and it was found that our bounds outperform significantly their lower bounds, which could have potential implications for signal processing and modular variables. In another example of three unitary operators, most of our bounds demonstrated better effects than theirs for arbitrary quantum state and three unitary operators.
Acknowledgment
We are grateful to Yunlong Xiao for stimulating discussions and help in this work. The research is partially supported by National Natural Science Foundation of China grant no. 11531004, Simons Foundation grant no. 523868 and China Scholarship Council.
V Appendices
Appendix A
The Hermitian matrix is unitarily diagonalizable, so it can be expressed as for a unitary matrix and a diagonal matrix .
For the qubit mixed state with and . The unitary matrix , where the orthogonal eigenvectors are given by
[TABLE]
The diagonal matrix is determined by the corresponding eigenvalues and
[TABLE]
Therefore the unique positive semidefinite square root of the Hermitian matrix is given by
[TABLE]
Consequently, the vectorization for the mixed state is obtained as a 4-dimensional pure state.
Appendix B
For the qutrit mixed state with and is the vector of the Gell-Mann matrices. Using a similar procedure as Appendix A, we diagonalize the matrix as
[TABLE]
where the unitary matrix is given by the eigenvectors
[TABLE]
Then the unique semidefinite square root of matrix is
[TABLE]
By stacking columns of the matrix on top of one another, we have the pure state on the 9-dimensional Hilbert space.
Appendix C
To highlight our method, we further consider the strengthened UURs for four unitary operators.
Let , , and be four unitary operators on an -dimensional Hilbert space, the product form of variance-based unitary uncertainty relations with two pairs of unitary operators and in quantum state can be written as , respectively.
Therefore UURs for four unitary operators is then given as follows:
[TABLE]
with .
Though the above seems to be a trivial step beyond the case of two unitary operators, it still outperforms Bong et al’s bound in many situations.
Example 6. Let us consider the pure state on 5-dimensional Hilbert space, and take four unitary operators , , and as follows.
[TABLE]
It is not difficult to check that with in our UURs due to its saturated conditions.
For four unitary operators, Bong et al’s UUR is
[TABLE]
It is complicated and cumbersome to simplify the above into a form of , the uncertainty lower bound. So we simply sketch in Fig.8. We find that the determinant vanishes only when , i.e., when the uncertainty relation is saturated.
This means that our bound is tighter than Bong et al’s bound in the whole range except at the points . Given the complexity of straightening out the product of the variances from as required from Bong et al’s method, our procedure is simpler and provides direct lower bounds in this case.
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