A Combinatorial Analysis Of Higher Order Generalised Geometric Polynomials: A Generalisation Of Barred Preferential Arrangements
Sithembele Nkonkobe, Be\'ata B\'enyi, Roberto B. Corcino, Cristina B., Corcino

TL;DR
This paper generalizes barred preferential arrangements using generalized Stirling numbers, providing a unified combinatorial interpretation of geometric polynomials and exploring their asymptotic properties.
Contribution
It introduces a new generalization of barred preferential arrangements based on generalized Stirling numbers, linking them to geometric polynomials.
Findings
Unified combinatorial interpretation of geometric polynomials
Asymptotic properties of generalized barred arrangements
Extension of preferential arrangements using generalized Stirling numbers
Abstract
A barred preferential arrangement is a preferential arrangement, onto which in-between the blocks of the preferential arrangement a number of identical bars are inserted. We offer a generalisation of barred preferential arrangements by making use of the generalised Stirling numbers proposed by Hsu and Shiue (1998). We discuss how these generalised barred preferential arrangements offer a unified combinatorial interpretation of geometric polynomials. We also discuss asymptotic properties of these numbers.
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A COMBINATORIAL ANALYSIS OF HIGHER ORDER GENERALISED GEOMETRIC POLYNOMIALS: A GENERALISATION OF BARRED PREFERENTIAL ARRANGEMENTS
Sithembele Nkonkobea, Beáta Bényib, Roberto B. Corcinoc, Cristina B. Corcinod
aDepartment of Mathematical Sciences, Sol Plaatje University, Kimberly, 8301, South Africa, [email protected]
bFaculty of Water Sciences, National University of Public Service, Hungary, [email protected]
cResearch Institute for Computational Mathematics and Physics, Cebu Normal University, Cebu City, Phillipines,
600, [email protected]
dMathematics Department, Cebu Normal University, Cebu City, Phillipines, 6000, [email protected]
Abstract
A barred preferential arrangement is a preferential arrangement, onto which in-between the blocks of the preferential arrangement a number of identical bars are inserted. We offer a generalisation of barred preferential arrangements by making use of the generalised Stirling numbers proposed by Hsu and Shiue (1998). We discuss how these generalised barred preferential arrangements offer a unified combinatorial interpretation of geometric polynomials. We also discuss asymptotic properties of these numbers.
Mathematics Subject Classifications : 05A15, 05A16, 05A18, 05A19, 11B73, 11B83
Keyword(s):preferential arrangement, barred preferential arrangement, geometric polynomial.
1. Introduction
A barred preferential arrangement of an -element set is a preferential arrangement(ordered set partition) on which a number of bars are inserted in-between the formed blocks of .
The following are two examples of barred preferential arrangements of having two and three bars respectively,
I).
II).
The barred preferential arrangement in I, has two bars hence three sections. The first section from(left to right) has a single block i.e the block formed by the elements {2,4}. The second section (the one between the two bars) has two blocks which are, {1} and, {3,5}. The third section(to the right of the second bar) is empty. The barred preferential arrangement in II has three bars hence four sections. The first section is empty. The second section has a single block. The third section has two blocks, and the fourth section also has two blocks. Barred preferential arrangements(BPA) having multiple bars seem to first appear in [20].
The generalised Stirling numbers are defined in [3] in the following way, , such that is the generalised factorial polynomial , where and real or complex not all equal to zero.
In [1] the authors proposed as a way of generalising geometric polynomials proposed the following generating function;
[TABLE]
Using non-combinatorial methods the authors recognised as generalisation of the counting sequence of barred preferential arrangements. The authors ask for a study of combinatorial properties of these numbers, which we provide in the current paper.
Nelsen and Schmidt proposed the family of generating functions (see [4]),
[TABLE]
In the manuscript for Nelsen and Schmidt interpreted the generating function as being that of the number of chains in the power set of . The generating function for is known to be that of number of preferential arrangements/number of outcomes in races with ties (see [13, 19]). In the manuscript Nelsen and Schmidt then asked, “could there be combinatorial structures associated with either or the power set of whose integer sequences are generated by members of the family in (2), for other values of ?” We will now refer to this question as the Nelsen-Schmidt question. In answering the Nelsen-Schmidt question, the authors in [2, 6], offered combinatorial interpretations of integer sequences arising from the more general generating functions and , where are in (non-negative integers). In this study we offer a further generalisation of their results in answering the Nelsen-Schmidt question by interpreting combinatorially integer sequences arising from the generating function . Both generating functions , arise as special cases of the generating function .
Geometric polynomials go far back as Euler’s work on the year 1755 (see page 389 on Part II of [9]). These polynomials are well known in the literature, and it is also well known that these polynomials arise from variations of the generating function , for instance in [7, 10, 11, 12, 14, 15, 16, 17, 18, 21]. In this study our combinatorial interpretation of the integer sequences arising from the generating function offers a unified combinatorial interpretation of these geometric polynomials.
2. When one bar is used.
In this section we study the numbers .
Lemma 2.1**.**
[8]** For real/complex ,
S(n,k,\alpha,\beta,\gamma)=\frac{1}{\beta^{k}k!}\Delta^{k}(\beta k+\gamma|\alpha)_{n}\big{|}_{s=0}=\frac{1}{\beta^{k}k!}\sum\limits_{s}(-1)^{k-s}\binom{i}{s}(\beta s+\gamma|\alpha)_{n}.
Lemma 2.2**.**
[1*]*For such that ,
[TABLE]
Lemma 2.3**.**
[1, 7*]*For real/complex such that ,
[TABLE]
Theorem 2.1**.**
[5]** Given are non-negative integers such that divides both , and . Given distinct cells such that the first cells each contains labelled compartments, and the cell contains labelled compartments. In each cell the compartments are having cyclic ordered numbering. The capacity of each compartment is limited to one ball. The number , is the number of ways of distributing distinct elements into the cells one ball at a time such that only the cell having compartments may be empty. compartments.
We extend a special case of Theorem 2.1 to the following property (see [7]).
Property 1**.**
The number of ways of distributing balls into distinct cells one ball at a time (where runs from o to ), such that all the cells are non-empty, and each cell has labelled compartments having cyclic ordered numbering such that for each consecutive available compartments only the first compartment gets a ball, where each of the cells is colored with one of available colors is, .
Property 2**.**
[5]** Given a single cell with compartments such that , where the cells are given cyclic ordered numbering such that on each consecutive compartments only the first compartment gets a ball. For any given balls the number of ways of placing the balls into the cell, one ball at a time is .
Remark 2.1**.**
It is clear that whether you consider barred preferential arrangements as a result of first forming blocks of elements and then inserting bars, or you first place the bars and then distribute the elements into the resultant sections, the results are the same. In our arguments in Theorems 2.2 to Theorem 3.7, the latter way of viewing barred preferential arrangements is used, this technique is also used in [2, 6]. In Theorem 3.8 and 3.9, the former way of looking at barred preferential arrangements is used, this is the same technique used by the authors in [20].
Remark 2.2**.**
In our arguments in the following theorems we assume that the section having property 2 i.e the one having compartments is the first section from(left to right). We will sometimes refer to this section as the special section.
Theorem 2.2**.**
The generating function for in non-negative integers such that and , is that of the number of barred preferential arrangements with one bar, such that one section has property 2 and the other section has property 1.
Proof.
By equation 4 we have,
[TABLE]
∎
Theorem 2.3**.**
For such that ,
[TABLE]
Proof.
The argument is based on the position of the element.
If the element is on the special section (with compartments), then we may choose in ways a compartment for the element. There are free compartment left for the other elements to occupy within this section. The remainder elements can be arranged among the two sections in ways.
Next, we consider the case when th goes into the other section with Property 1 and let be the block that includes it. Further, let be the number of elements that are included in the block and blocks arranged right to within the section. This part of the preferential arrangement can be viewed as one on elements having a special block with compartments. The other part of the preferential arrangement, the blocks that go to the left of including those in the special section with compartments, can be viewed simply as a preferential arrangement on the remainder elements. Hence, we choose the elements in ways, select a compartment for the th element in ways, a color for the block in ways, and construct the preferential arrangements on the element in ways, and on the remainder elements in ways.
∎
Theorem 2.3 is a generalisation of Theorem 8 of [6].
Theorem 2.4**.**
For such that ,
[TABLE]
Proof.
The proof is similar to the previous theorem. For the case the element is on the special section having compartments is as in the previous theorem.
We now consider the case where the element is in the section having property 1, say the element is part of block . Now consider the block , and the special section having compartments as a single unit. Let be the number of elements on the left to the block , within the section. This unit having available compartments.
Given elements, there are possibilities that the elements are on either the unit or on the left of within the same section that is on. The remainder elements may be preferential arrangements to the right of in ways. ∎
3. When multiple bars are considered
In this section we examine the numbers , for an arbitrary .
Theorem 3.1**.**
The number for in non-negative integers where and , is the number of barred preferential arrangements having bars, such that one section has property 2 and other sections have property 1.
Proof.
By (1) we have
[TABLE]
∎
For the case the statement of Theorem 3.1 can be derive from the one given for the numbers in [7].
Corollary 3.1**.**
For ,
[TABLE]
is the generating function for the number of barred preferential arrangements, having bars. Where elements on each block on fixed sections are colored with available colors, and elements on one section are colored with available colors. Also the blocks themselves on the first sections being colored with one of available colors. This is a generalisation of the work done in [6].
Remark 3.1** (Geometric Polynomials).**
Geometric polynomials go far back as Euler’s work on the year 1755 (see page 389 on Part II of [9]). These polynomials are well known in the literature, and it is also well known that these polynomials arise from variations of the generating function , for instance in [7, 10, 11, 12, 14, 15, 16, 17, 18, 21]. Hence, our results in Theorem 3.1 offers a generalised combinatorial interpretation of these geometric polynomials. .
Remark 3.2** (Nelsen-Schmidt question).**
Both generation functions, and previously studied in answering the Nelsen-Schmidt question considered by the authors in [2, 6] arising as special cases of the generating function we study here given in (1).
Theorem 3.2**.**
For such that ,
[TABLE]
Proof.
Consider the th element. If it is in the special block, we have to select a compartment in ways and to arrange the remainder elements in ways.
In the other case the element is in one of the sections with property 1. Let be the block with compartments which the th element forms part-off. Consider the first special block and as united special block. However, to be able to reconstruct the original situation, mark the place of , with an extra bar. Viewing our object this way, we have a preferential arrangement on elements having a special block with (after dropping the th element, compartments are closed from compartments of ) with sections having property 1. ∎
Theorem 3.2 is a generalisation of Theorem 9 of [6].
Theorem 3.3**.**
For such that ,
[TABLE]
Proof.
We consider again the position of the th element. If it is in the first special block, we have possibilities. Now, assume it is in one of the sections where each block has compartments. We let denote the block of which the th element is part-off. Clearly, we need to select the color for the block in ways, the compartment for th element in ways and the section of the block in ways. We build the special block from chosen element (in ways). Now treating as a special block with available compartments, the remainder elements can be arranged ways, this is from the fact that within the section in which the element is in, each of the left side and the right side of the block excluding gives rise to a single section having property 1. ∎
Theorem 3.4**.**
For such that ,
[TABLE]
Proof.
We reorder the equation in the following way,
[TABLE]
The left hand side of (12) counts the preferential arrangements having a non-empty special block with compartments, which is colored by one of the colors. Since the color is also chosen in the case when the first block is empty, one can think of that as a marked block color. On the other hand, from a preferential arrangement with sections and empty first section, we obtain a preferential arrangement with a non-empty first section, if we shift the first bar to the right, directly after the first block. This block has a color (out of ) originally. However, if there are no blocks directly to the righ of the first bar, this can not be done, we need to reduce by the number of these preferential arrangements, which is exactly the number of the same preferential arrangements with one less bar. ∎
Theorem 3.5**.**
For such that ,
[TABLE]
Proof.
Consider the th element. The proof goes similarly to the previous ones. Let denote the block containing the th element, and let this block fall between the bars (to the left of ) and (to the right of ). The block can be interpreted as a special block for those elements that are either part of the block or arranged to the right of before the bar , elements can be arranged here in ways. The remaining elements can be arranged on the other sections in ways, where the extra section is the section to the left of excluding before the bar . Clearly, we need to choose the elements out of the in ways, the section in ways, the compartment in ways and the color of the block in ways. ∎
Theorem 3.5 is a generalisation of Theorem 8 of [6].
Theorem 3.6**.**
For such that ,
[TABLE]
Proof.
We locate the position of the element.
When the element is on the special section having compartments, there are ways of choosing a compartment for the element. Off the other elements, of them can also form part of the special section in ways. The remaining elements can be arranged on the other sections with property 1 in ways.
In the second case the element is in one of the sections with property 1. We denote the block of which the element is part of by . Clearly, a section, compartment and color for the block can be chosen in ways. Now treating the block and the special block having compartments as a single unit, elements can be arranged in this unit in ways. The remaining elements can be arranged on the other places in ways. ∎
Theorem 3.7**.**
For such that
[TABLE]
Proof.
Similar to the previous theorems, we locate the position of the element.
The element is either on the special block or in one of the sections with property 1. When the element is not on the special section, elements can be chosen and arranged on the special section in ways. The other elements plus the element, can be arranged on the other sections having property 1 in ways. ∎
In [1] the authors proposed the following identity,
. In the following theorem we give a combinatorial interpretation of the result.
Theorem 3.8**.**
For such that
[TABLE]
Proof.
In this theorem we use the notion of forming a barred preferential arrangement by first forming an ordered set partition and then insert bars. The elements can be distributed into cells where the first cells have property 1 and the cell has property 2, such that the first cells are non-empty in ways (see Theorem 2.1). The first cells can be coloured in ways. Then, bars can be inserted in-between the first cells having property 1 in . ∎
Theorem 3.8 is a generalisation of theorem 3 of [20].
Combining (16) and the following recurrence relation from [3],
[TABLE]
we obtain (18) below. In Theorem 3.9 we give a combinatorial interpretation of the result.
Theorem 3.9**.**
For , and such that
[TABLE]
Proof.
We divide the proof into three cases.
Case 1: all the elements are on the special section, there are ways of arranging the elements.
Case 2: the element is on its own block on one of the sections having property 1. Of the elements blocks can be formed in ways where only the block is allowed to be empty, satisfying the conditions of Theorem 2.1. The element can be put to form its own block on the spaces in-between the blocks that are not allowed to be empty and a color of this block in ways. Now bars can be inserted in-between the spaces of the non-empty blocks in . Hence, the total number of possibilities in this case is .
Case 3: the element is either on the special block or on a block with other elements. By Theorem 2.1 the other elements can form blocks in ways, where only the special block with compartments is allowed to be empty. The non-empty blocks can be colored in ways. As the last element to be placed the element can be placed on one of these blocks in ways. Then, bars can be placed in between the non-empty blocks in ways. Hence, the total number of possibilities in this case is .
∎
4. Asymptotic Analysis
In this section, an asymptotic expansion for the higher order geometric polynomials will be derived using the known result of Hsu [22] on asymptotic expansion formula for the coefficients of power-type generating functions involving large parameters.
Let be the set of positive integers and be the set of partitions of integer , represented by such that
[TABLE]
The parameter denotes the numbers of parts of the partition. Let be the subset of consisting of partitions of with parts.
Consider a formal power series over the complex field with . For every , let be equal to the following sum,
[TABLE]
Using the notation for the coefficient of in the power series expansion of ,
[TABLE]
To derive the said asymptotic formula, we need to consider first the generating function in Lemma 2.3. We use to denote this generating function. That is,
[TABLE]
Then,
[TABLE]
By making use of (20), we have
[TABLE]
where and the numbers are given in (19) with being determined by (21), namely,
[TABLE]
Note that
[TABLE]
So,
[TABLE]
Comparing coefficients,
[TABLE]
or
[TABLE]
Using the explicit formula for the unified generalization of Stirling numbers [8], we have
[TABLE]
By Lemma 2.2, we obtain
[TABLE]
When , these polynomials yield the numbers in [7], denoted by . That is,
[TABLE]
The following theorem formally states the above asymptotic formula.
Theorem 4.1**.**
There holds the asymptotic formula
[TABLE]
for with , where the numbers are defined in (19) with being given by
[TABLE]
Assume and take . Notice that the computation of is based on the number of partitions of with parts (cf. Hsu and Shiue [3]). So, when , we need to compute , the number of partion of with parts. That is, finding ’s satisfying
[TABLE]
Hence, we have
[TABLE]
For , we need to compute . That is, finding ’s satisfying
[TABLE]
That is, and . Hence, we have
[TABLE]
Now, for ,
[TABLE]
and
[TABLE]
Hence, the sum is composed of terms: one term is using the index
[TABLE]
and the other term is using the index
[TABLE]
Hence, we have
[TABLE]
Now, we can compute the approximate value of as follows:
[TABLE]
where as . With
[TABLE]
where and
[TABLE]
[TABLE]
[TABLE]
where , , and
[TABLE]
where
[TABLE]
Hence,
[TABLE]
[TABLE]
Consequently,
[TABLE]
[TABLE]
[TABLE]
where , . Now, we look at the general case of . Obtain few terms of the asymptotic expansion.
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Thus,
[TABLE]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] Kargin, Levent, and Bayram Cekim. ”Higher order generalized geometric polynomials.” Turkish Journal of Mathematics 42, no. 3 (2018): 887-903.
- 2[2] Nkonkobe, S, and Murali, V. ”A study of a family of generating functions of Nelsen–Schmidt type and some identities on restricted barred preferential arrangements.” Discrete Mathematics 340, no. 5 (2017): 1122-1128.
- 3[3] Hsu, Leetsch C., and Peter Jau-Shyong Shiue. ”A unified approach to generalized Stirling numbers.” Advances in Applied Mathematics 20, no. 3 (1998): 366-384.
- 4[4] Nelsen, Roger B., and Harvey Schmidt Jr. ”Chains in power sets.” Mathematics Magazine 64, no. 1 (1991): 23-31.
- 5[5] Corcino, Roberto B., Leetsch Charles Hsu, and Evelyn L. Tan. ”Combinatorial and statistical applications of generalized Stirling numbers.” In JOURNAL OF MATHEMATICAL RESEARCH AND EXPOSITION-CHINESE EDITION-, vol. 21, no. 3 (2001): 337-343.
- 6[6] Nkonkobe Sithembele, Venkat Murali, and Beáta Bényi. ”Generalised Barred Preferential Arrangements.” ar Xiv preprint ar Xiv:1907.08944 (2019).
- 7[7] Corcino, Roberto B., and Cristina B. Corcino. ”On generalized Bell polynomials.” Discrete Dynamics in Nature and Society 2011 (2011).
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