Twelfth moment of Dirichlet L-functions to prime power moduli
Djordje Mili\'cevi\'c, Daniel White

TL;DR
This paper establishes a new result on the twelfth moment of Dirichlet L-functions for prime power moduli, extending previous work on the Riemann zeta function to a broader class of L-functions.
Contribution
It proves the q-aspect analogue of Heath-Brown's twelfth moment result for Dirichlet L-functions with prime power moduli, using p-adic stationary phase methods.
Findings
Established the q-aspect twelfth moment bound for Dirichlet L-functions
Extended Heath-Brown's results to prime power moduli
Complemented existing bounds for smooth square-free moduli
Abstract
We prove the q-aspect analogue of Heath-Brown's result on the twelfth power moment of the Riemann zeta function for Dirichlet L-functions to odd prime power moduli. Our results rely on the p-adic method of stationary phase for sums of products and complement Nunes' bound for smooth square-free moduli.
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Twelfth moment of Dirichlet -functions
to prime power moduli
Djordje Milićević
Bryn Mawr College, Department of Mathematics, 101 North Merion Avenue, Bryn Mawr, PA 19010, USA Max-Planck-Institut für Mathematik, Vivatsgasse 7, D-53111 Bonn, Germany [email protected]
and
Daniel White
Bryn Mawr College, Department of Mathematics, 101 North Merion Avenue, Bryn Mawr, PA 19010, USA
Abstract.
We prove the -aspect analogue of Heath-Brown’s result on the twelfth power moment of the Riemann zeta function for Dirichlet -functions to odd prime power moduli. Our results rely on the -adic method of stationary phase for sums of products and complement Nunes’ bound for smooth square-free moduli.
Key words and phrases:
-functions, moments, -adic analysis, depth aspect, exponential sums, method of stationary phase
2010 Mathematics Subject Classification:
Primary 11M06, 11L07; Secondary 11L40, 26E30
D.M. was supported by the National Science Foundation, Grants DMS-1503629 and DMS-1903301.
1. Introduction
Analytic behavior of -functions inside the critical strip encodes essential arithmetic information, and statistical information about their zeros, moments, and rate of growth along the critical line is of central importance in analytic number theory. The classical Weyl bound shows that the Riemann zeta function satisfies
[TABLE]
where is an arbitrarily small constant that may change from one instance to another throughout this article. The widely believed Lindelöf hypothesis asserts that can be removed from the exponent above. The most recent progress in this direction is due to Bourgain [2], reducing the exponent to . One avenue to understanding the behavior of the Riemann zeta function along the critical line is through power moments, for which asymptotic formulas are only available up to the fourth moment [8, 12]. Higher moments provide tighter control on large values, and in this direction Heath-Brown [7] proved that, for ,
[TABLE]
This is a very elegant bound as it recovers (1) as a rather immediate consequence. However, (2) is quite a bit stronger in that it immediately implies that cannot sustain large values; namely that
[TABLE]
Actually, (2) and (3) are equivalent, as is easily established via integration by parts.
Questions regarding the asymptotic behavior of as have -aspect analogues concerning the central values of Dirichlet -functions , where is a primitive character modulo and . For an account of some of the current literature on and -functions in the -aspect, we direct the reader to the introduction of [13]. The -analogue of (1), the bound , long out of reach for generic except for real characters to odd square-free moduli [3], has been recently announced by Petrow–Young [14]. For certain families of Dirichlet -functions, however, even small improvements are known on ; see [11] for a “sub-Weyl” bound for prime power moduli and [9] and [17] for smooth square-free moduli.
While Dirichlet -functions are also fruitfully used with a fixed modulus and large to study arithmetic phenomena modulo , from an adelic point of view it is more natural to consider the dependence on a large conductor as a measurement of increasing ramification, this time at finite places, and in particular, as a pure parallel to the -aspect, at a fixed finite place. This explains why many tools of classical “archimedean” analytic number theory have found natural -adic analogues. The extent of this parallel is yet to be fully understood, and our aim is to explore its manifestation for high moments of -functions. Our main theorem is a -aspect analogue of (2) for Dirichlet -functions to odd prime power moduli.
Theorem 1**.**
There exists a constant such that, for every odd prime and every ,
[TABLE]
We remark that Theorem 1 complements the result of Nunes [13] where is taken to be smooth and square-free. The structure of the proof of Theorem 1 and the main result of Nunes translate the approach taken by Heath-Brown [7] into the context of factorable and prime power moduli. For a detailed comparison between Heath-Brown’s and Nunes’ work, we direct the reader to the introduction of [13]. Despite the similarities, the methods of evaluation and estimation of exponential sums found throughout are quite different in the present paper. In particular, we make extensive use of a method known as -adic stationary phase, which we will encapsulate in Lemmata 3 and 4.
As in [7, 13], the moment estimate in Theorem 1 is a consequence of the following statement, which is reminiscent of (3) and its relationship to (2). We will establish the following.
Theorem 2**.**
For , define
[TABLE]
Then there exists a constant such that, for every odd prime and every ,
[TABLE]
Note that Theorem 1 follows immediately from Theorem 2 via summation by parts. From the available sharp estimates on the fourth moment of Dirichlet -functions [6, 16], it follows that ; see section 6. Combining this and the Weyl bound for this particular class of Dirichlet -functions [15, 11], the range of interest in Theorem 2 is .
The -adic methods of this paper are very flexible. In particular, an analogue of [13, Theorem 1.2], which would sharpen Theorem 2 in the range (but not Theorem 1) can likely be proved with a further application of the -adic stationary phase method to complete exponential sums with substantially more involved phases than in (6). It would also be of interest to investigate whether the methods of the present paper and [13] can be unified to provide a twelfth moment bound for characters to moduli with finitely many well-located factors as in [5] (or a hybrid moment including the archimedean average); without imposing overly onerous factorization conditions, though, this may require delicate estimates on complete sums with degenerate critical points as in [5, Lemma 7].
Overview: For the benefit of the reader, we present a conceptual overview of the proof, ignoring non-generic cases, coprimality conditions, factors, and so on. We fix a divisor , and consider the short second moment
[TABLE]
We will later choose roughly , so that the expected sharp bound essentially matches the contribution of a single summand .
Using the approximate functional equation and executing the -average leads to weighted dyadic sums over of terms of the form , which are -periodic. We apply Poisson summation, incurring the dual variable and the “trace function” , which is shown in (19) and generically depends on . The upshot of this analysis is Proposition 1, which bounds roughly by
[TABLE]
with somewhat messy arithmetic coefficients .
In Lemma 6, we show that the complete exponential sum exhibits square-root cancellation. This alone yields the upper bound , which is sharp for and recovers the Weyl subconvexity bound (essentially by Weyl differencing followed by completion, as in [11]).
For purposes of Theorems 1 and 2, we must consider values , in which case the weighted sum of trace functions in (5) is of length . Weights make it difficult to directly estimate the sum. Instead, the key idea is sort of a large sieve: we argue that (roughly speaking, and as gets smaller) the vectors are typically approximately orthogonal for different , and thus it is hard for too many of them to avoid cancellation with a single vector . The approximate orthogonality boils down to cancellations in incomplete sums of products; since the length is over the square-root of the conductor, we apply the method of completion, incurring an additive twist. Proposition 2, our key arithmetic input, shows square-root cancellation in sums of products of rough form
[TABLE]
Here, the modulus drops with the conductor of (essentially the distance between and in the dual topology), and we must first separate into two oscillatory components (as often happens with Bessel functions; see also [1, §9]). Lemma 6 and Proposition 2 form the heart of the paper and are proved by a consistent application of the -adic method of stationary phase to exponential sums with -adically analytic phases, including characters to prime power moduli; see section 2.
Proceeding with the large sieve idea, we estimate the the sum of in (5) over an arbitrary set of characters modulo some (with ) by applying the Cauchy–Schwarz inequality to the -sum and bounding sums of products of using (6). This shows in Proposition 3 that
[TABLE]
The bound (7) imposes a restriction on the size as long as each is slightly bigger than . In section 6, we first fix and choose to be the set of characters modulo for which one of in (4) exceeds , with and , obtaining . From here it is a matter of bookkeeping to Theorem 2 and hence Theorem 1.
Notation: Throughout the paper, indicates a fixed positive number, which may be different from line to line but may at any point be taken to be as small as desired. As usual, and indicate that for some effective constant , which may be different from line to line but does not depend on any parameters except as follows. In this introduction, all implied constants in and are absolute, except that they may depend on if so indicated as in . In the rest of the paper, we allow the implied constants (but suppress this from notation) to depend on both the odd prime and . All dependencies on are easily seen to be polynomial, leading to the statements of Theorems 1 and 2; we do not make an effort to optimize the value of . Finally, in the informal outline in the introduction only, we also use to denote and for .
We denote the cardinality of a finite set by ; we use the same notation for the Lebesgue measure, with the meaning clear from the context. As is customary in analytic number theory, we also write .
Acknowledgements: The authors would like to thank an anonymous referee for their careful reading and constructive suggestions, which helped us improve the paper in several places.
2. Preliminaries
2.1. Approximate functional equation
A ubiquitous tool in the analysis of -functions inside the critical strip is the approximate functional equation (see [10, §5.2]). This equation has various manifestations depending on context and purpose. A typical form of this equation in the context of bounding central values states that one may recover the size of by inserting into the associated Dirichlet series which is essentially truncated at via a suitable smooth weight function. For our purposes, the following lemma is convenient, which follows by applying a dyadic partition of unity to [10, Theorem 5.3].
Lemma 1**.**
Let be a primitive Dirichlet character modulo . Then,
[TABLE]
where is a smooth function depending only on and , whose support is contained in and whose derivatives satisfy for every .
2.2. -adically analytic phases
Among the key features of our treatment of exponential sums will be: (i) the consistent interpretation of oscillating terms (such as characters) as exponentials with phases that are -adically analytic functions and (ii) the analysis thereof. For a rigorous treatment of these concepts, we refer to [11, §2]. Recall that a -adically analytic function on a domain is locally expressible, around each point , in a -adic ball of the form () as the sum of its -adically convergent Taylor power series. We let denote the largest such (which is not quite the same as the -adic radius of convergence) and ; in all phases we will encounter, will hold. It is not hard to see that .
We will make extensive use of the -adic logarithm, which for simplicity we define on . Recall that, throughout the paper, is an odd prime.
Definition 1**.**
The -adic logarithm, is the analytic function given as
[TABLE]
Access to the above is critical due to the following lemma, with roots in Postnikov [15] and which we quote from [11, Lemma 13].
Lemma 2**.**
Let be a primitive character modulo . Then there exists a -adic unit such that, for every -adic integer ,
[TABLE]
Lemma 2 allows us to explicate the phase of any exponential of the form when is a character modulo .
It will be necessary to handle solutions to quadratic equations over , which requires the use of -adic square roots. For an odd prime and , the congruence has exactly two solutions modulo every , which reside within two -adic towers and limit to the solutions of as . We denote these solutions . For to be well-defined, a choice of square root for each must be made. This set of choices propagates to and represents one of the branches of the -adic square root. A thorough treatment of -adic square roots can be found in [1, §2]; we content ourselves with summarizing two properties of import to us.
Each branch of the square root is an analytic function expressible by a convergent power series in balls of radius . Specifically, on , the binomial expansion
[TABLE]
gives the branch with values in (as seen by formally squaring the right-hand side), which is in fact an automorphism of . For an arbitrary , a simple argument modulo shows that
[TABLE]
where denotes the -adic inverse of . While cannot in general be expected to be multiplicative, (10) gives it both a pseudo-morphism rule and a power expansion. Moving forward, we fix a branch to be used throughout, drop the notation and simply write or use a radical symbol for our chosen branch, using caution to only use (9), (10), and when exercising the usual archimedean exponent rules. For future reference, we note that, for all ,
[TABLE]
2.3. -adic method of stationary phase
The following pair of lemmata establishes what is known as the -adic method of stationary phase (see, for example, [11, §4], [1, §7]), allowing one to evaluate complete sums involving such exponentials. They are the proper -adic analogues of the classical method of stationary phase for exponential integrals of the form with a suitable smooth phase and weight , which generically proceeds in two principal steps: (i) showing that ranges where is not suitably small are negligible, and (ii) close to each non-degenerate stationary point of the phase , approximating quadratically, with resulting Gaussian-type integrals evaluating to about (see [4]).
Lemma 3**.**
Let be an odd prime, be integers, and be an analytic function invariant modulo under translation by . If and for all when , then
[TABLE]
Proof.
Expanding around gives . With this, observe
[TABLE]
where the inner sum contributes when and vanishes otherwise. ∎
Lemma 3 reduces a complete exponential sum to -adic neighborhoods in which is small. The following lemma is a further refined statement that explicitly evaluates these localized sums and is suited for exponential sums that we will encounter in the proof of Lemma 6.
Lemma 4**.**
Let be an odd prime, , and be an analytic function satisfying the hypotheses in Lemma 3 for . Let denote the solution set of , and assume that, for all , , , and for . Then, is invariant under translation by , and, for an arbitrary set of representatives for ,
[TABLE]
where all summands are independent of the choice of , and, writing and \big{(}\tfrac{\cdot}{p}\big{)} for the Legendre symbol,
[TABLE]
Proof.
The translational invariance of modulo is clear from our hypotheses and the expansion of at each . Application of Lemma 3 with together with an expansion of around each gives
[TABLE]
For even, the inner sum is trivial and the desired result follows. If is odd, the contribution from is clear, while, for , completing the square yields for the inner sum
[TABLE]
by the classical evaluation of the quadratic Gauss sum. This finishes the proof. ∎
Remark 1**.**
The general (if somewhat cumbersome) conditions in Lemma 4 are easily satisfied, say, for every analytic function with and for all . The same is true for Lemma 3 with .
In Lemma 4, in the odd nonsingular case , , we see that for exactly one ; picking such a representative , we have more simply \Delta_{f}(\tilde{x}_{0};p^{n})=\epsilon(p)\big{(}\frac{2f^{\prime\prime}(\tilde{x}_{0})}{p}\big{)}.
Remark 2**.**
Versions of Lemmata 3 and 4 exist for sums over other subsets of residue classes , where the phase may have as domain a finite union of translates of , with in Lemma 3 and in Lemma 4. The proofs of these parallel statements are the same; indeed, they only require that the sum be over a set of residues invariant under translation by a suitable with and . Specifically, the proof of Proposition 2 will require Lemma 3 to be applied over quadratic residues and non-residues modulo . Lemmata 3 and 4 also hold for sums of the form where is invariant under translation by .
In practice, we will apply Lemmata 3 and 4 in situations where explicitly writing the exponent of gets notationally cumbersome. To represent what are essentially square roots in these cases, we define
[TABLE]
2.4. Completion
While Lemmata 3 and 4 provide powerful tools for evaluating the types of complete exponential sums that will be found throughout, we will eventually encounter those which are incomplete. In anticipation of this, we introduce the next lemma which prepackages a technique known as completion.
Lemma 5**.**
Suppose is an arithmetic function with period . Then
[TABLE]
where is the distance from to the nearest integer.
Proof.
Splitting the sum into residue classes modulo yields
[TABLE]
The bound
[TABLE]
on the sum of a geometric sequence completes the proof. ∎
3. Short second moment
As before and throughout, will be an odd prime and some prime power for a positive integer. Further consider
[TABLE]
where the are also powers of . A central object to our proofs, as in [7, 13], is the short second moment. In the -aspect, this will be a power moment which samples from a -neighborhood around some fixed primitive character . This analogy is particularly natural from a -adic point of view, as the (Pontrjagin) dual group of carries the natural dual topology, with respect to which these correspond to actual small neighborhoods of . We denote
[TABLE]
We will eventually analyze the size of short moments on average, but first must gather information on itself.
3.1. Executing the short second moment
We immediately apply Lemma 1 to . This yields
[TABLE]
for some by exchanging order of summation and choosing the summand which maximizes the inner sum. Denote the sum in (13) without the error term and factor as . Expansion and orthogonality of characters gives
[TABLE]
We note the similarity of the resulting sum (the sum of squares of short -adic averages, a reflection of the -average via Parseval’s identity) to those encountered with Weyl differencing in the context of factorable moduli (see, for example, [11, §5]), and we proceed similarly.
Recall that with support contained in . The diagonal terms corresponding to contribute to . The addition of this to the remaining pairs gives
[TABLE]
since each appears above or can be accounted for by conjugation. Denote the inner sum in (14) as . Since is periodic modulo , we may write
[TABLE]
We will apply Poisson summation to the inner sum in . Examination of
[TABLE]
shows that the Fourier transform in (16) is
[TABLE]
Using (13) through (17) together with Poisson summation yields
[TABLE]
where, for a proper divisor of , we define
[TABLE]
In particular, for , we also write , so that
[TABLE]
This sum (which takes on the role of trace functions from the context of square-free moduli [13]) is of central importance to our arguments. We summarize some of its important properties in Lemma 6 in section 4, below. In this section, we will only require the elementary reduction and vanishing claim (25).
By the support of , we may actually take in (18). We will soon identify the range that is essential to (18). Once this range becomes finite, we will configure our bound in a way that highlights the main object of our study.
3.2. Establishing the bound on
We first show that the contribution to (18) from may be neglected. By Lemma 6 below,
[TABLE]
The contribution from to (18) is then
[TABLE]
Repeated use of integration by parts shows
[TABLE]
for every positive integer . From this bound, , and the trivial bound on , the contribution to (18) from is . Using (18) and (21), we find
[TABLE]
According to Lemma 6, noting that , we may rewrite the double sum above as
[TABLE]
Denoting the inner sum of (23) as , the above becomes
[TABLE]
where by the divisor bound. The key thing is that these noisy coefficients do not depend on , which will allow us to remove them via an application of the Cauchy–Schwarz inequality in section 5. Combining (22) through (24) we obtain Proposition 1.
Proposition 1**.**
Let and be subject to the conditions in (12). Then there exist coefficients such that, for every primitive character ,
[TABLE]
where are as in (19).
4. Exponential sum estimates
In this section, we evaluate and estimate complete exponential sums to prime power moduli. Our principal tools are the -adic stationary phase method Lemmata 3 and 4. In Lemma 6, we consider the complete exponential sum introduced in (19) and show that it can be expressed in terms of explicit exponentials with -adically analytic phases. Then, in Proposition 2, we show square-root cancellation in complete sums of products of including additive twists.
4.1. Evaluation of
In the following lemma, we explicitly evaluate the complete exponential sum .
Lemma 6**.**
Let be a proper divisor of and, for every , let . Then, the sum defined in (19) satisfies
[TABLE]
Further, let be an integer such that (8) holds for , and assume that . Then, for ,
[TABLE]
where
[TABLE]
where, for \big{(}\frac{m}{p}\big{)}=1,
[TABLE]
* is the phase associated to in (20), and is as described in Lemma 4.*
Proof.
We first establish (25). Write and where , and set . If , then by the substitution for the variable of summation in (19) and a reduction to a sum over residues modulo we have
[TABLE]
In particular, this proves the first case of (25). The second case, when , follows from a trivial evaluation of the definition (19).
We now assume . For , the situation quickly boils down, directly or with an application of (8), to
[TABLE]
In any other event, let be the phase associated to (28) where
[TABLE]
for and by (8). From (29), it is easily seen that for , and the classical bound shows that for all and . Thus satisfies the hypotheses of Lemma 3 with . Since in this case and exactly one of and equals , we find that must vanish since no solutions to exist in . This completes the proof of (25).
Next, for , , and as stated, the phase associated to in (20) agrees with the phase in (28) and (29) with , , and (substituting ); in particular,
[TABLE]
We will use Lemma 4. If \big{(}\frac{Am}{p}\big{)}=-1, there are no solutions to by an obstruction modulo , so that in this case. Otherwise, solving the equation yields . Upon noting that , an application of Hensel’s lemma gives exactly two unique solutions to the congruence above, proving (26). ∎
4.2. Sums of products
As we input Proposition 1 into estimating short second moments in aggregate over sets of characters, we will incur incomplete sums of products of trace functions evaluated in Lemma 6, with two different characters . Specifically, the inner sum in (32) will be estimated using the method of completion, Lemma 5. In preparation for this, in this section we prove the following proposition.
Proposition 2**.**
Let be a proper divisor of and be as in (19). Further, let and be two primitive Dirichlet characters modulo with associated units and as in (8). Denote and . Then:
- (1)
for , the expression is -periodic and satisfies, for every ,
[TABLE] 2. (2)
for , the left-hand side of (30) vanishes unless ; 3. (3)
for , .
Proof.
By Lemma 6, the sum on the left-hand side of (30) vanishes unless ; we assume this henceforth and restrict the sum (as we may) to . Further, let and be phases associated to and as in (20), respectively. Then, by Lemma 6, we have for
[TABLE]
where, for fixed and , the product of the factors depends only on the class of , as is readily verified using and with from the proof of Lemma 6. This proof also shows that , a function analytic on its domain , is invariant modulo under translation by . Moreover, a moment’s reflection on the definition (27) combined with (10) and (9) shows that for both and may be expanded into a convergent power series in with coefficients in . From this and (11) it follows that, for ,
[TABLE]
is divisible by and invariant modulo under translation by (for ). This establishes the periodicity claim and (3) follows from the definition of , noting that in this case.
As for the estimate (30), the case is trivial, so we assume that . We will be interested in applying Lemma 3 and Remark 2 with , phase , and . Since solves in the proof of Lemma 6, we observe
[TABLE]
so that, by rationalizing denominators,
[TABLE]
Expanding the difference of roots above according to (10) and (9) yields the quantity
[TABLE]
which, along with (11), shows that the sum in (30) with phase satisfies the appropriate conditions in Lemma 3 (keeping in mind Remark 2). From here and (11), we see that the sum in (30) vanishes unless , as solutions to the stationary phase congruence could not exist otherwise. Since for every , any solutions to the stationary phase congruence must satisfy one of the four congruences
[TABLE]
with , where in fact unless, possibly, . Each of these four congruences is polynomial in modulo , satisfies the hypotheses of Hensel’s lemma, and reduces to a non-degenerate linear congruence in modulo . Thus there are solutions modulo to the stationary phase congruence. The proposition then follows. ∎
5. Short second moment estimates
Proposition 1 provides an individual bound for the short second moment in terms of averages of the arithmetic function . In this section, we leverage this result and the estimates on exponential sums from section 4 to prove in Proposition 3 our penultimate result, an aggregate bound on the short second moment over a collection of characters modulo .
Proposition 3**.**
Let , , and be subject to the conditions in (12). Let be any primitive character modulo , and let be any set of Dirichlet characters modulo . Then
[TABLE]
Proof.
We will use Proposition 1; in its notation, we may assume that , as Proposition 3 is trivially true for . Decomposing as as in Lemma 6, Proposition 1 gives us
[TABLE]
where
[TABLE]
and . Application of the Cauchy–Schwarz inequality produces the bound
[TABLE]
By Proposition 2, the inner summand above is periodic modulo
[TABLE]
whenever . Moreover, in this case, any complete segments of the inner sum in (32) vanish, and an application of Lemma 5 and Proposition 2 to any remaining incomplete segment gives that
[TABLE]
When , we bound the inner sum of (32) trivially. The second to inner-most sum of (32) is therefore asymptotically bounded above by
[TABLE]
where in fact the second term only enters if . Inserting the above into (32), we obtain
[TABLE]
Inserting this bound into (31), we complete the proof of Proposition 3. ∎
6. Proof of Theorem 2
Let be an arbitrary, small positive real number. We will begin by defining the sets
[TABLE]
Clearly we may assume that is a sufficiently high power of . Asymptotics of the fourth moment of Dirichlet -functions due to Heath-Brown [6] and later improved by Soundararajan [16] imply that
[TABLE]
from which it follows that . This suffices to handle the case when . On the other hand, by the Weyl bound for Dirichlet -functions to prime power moduli due to Postnikov [15] (see also [11]), for .
Consider now the values of . We combine the observations
[TABLE]
with Proposition 3 and the choices and . With these choices, we obtain
[TABLE]
from which in turn it follows that
[TABLE]
As a consequence,
[TABLE]
which completes the proof of Theorem 2, and hence of Theorem 1.
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