A variational formulation for relativistic mechanics, a new interpretation for the Bohr atomic model and some concerning applications
Fabio Botelho

TL;DR
This paper introduces a variational approach to relativistic quantum mechanics, extending classical mechanics concepts, and explores applications including electromagnetic interactions, chemical reactions, and spin operators.
Contribution
It develops a novel variational formulation for the Klein-Gordon equation and offers new interpretations for the Bohr model within a relativistic framework.
Findings
Extended classical mechanics to relativistic quantum context
Modeled electromagnetic field interactions and chemical reactions
Presented results on relativistic spin operator
Abstract
This article develops a variational formulation for the relativistic Klein-Gordon equation. The main results are obtained through an extension of the classical mechanics approach to a more general context, which in some sense, includes the quantum mechanics one. For the second part of the text, the definition of normal field and its relation with the wave function concept play a fundamental role in the main results establishment. Among the applications, we include a model with the presence of electromagnetic fields and also the modeling of a chemical reaction. Finally, in the last section, we present some results about the Spin operator in a relativistic context.
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Taxonomy
TopicsQuantum Mechanics and Applications · Relativity and Gravitational Theory · Quantum chaos and dynamical systems
A variational formulation for relativistic mechanics, a new interpretation for the Bohr atomic model and some concerning applications
Fabio Silva Botelho
Department of Mathematics
Federal University of Santa Catarina, UFSC
Florianópolis, SC - Brazil
Abstract
This article develops a variational formulation for the relativistic Klein-Gordon equation. The main results are obtained through an extension of the classical mechanics approach to a more general context, which in some sense, includes the quantum mechanics one. For the second part of the text, the definition of normal field and its relation with the wave function concept play a fundamental role in the main results establishment. Among the applications, we include a model with the presence of electromagnetic fields and also the modeling of a chemical reaction. Finally, in the last section, we present some results about the Spin operator in a relativistic context.
1 Introduction
In this work we propose a variational formulation for the Klein-Gordon relativistic equation obtained through an extension of the classical mechanics approach to a more general context.
We introduce a energy part aiming to minimize and control, in a specific appropriate sense to be described in the next sections, the curvature field distribution along the concerned mechanical system.
About the references, this work is based on the book [7] and the articles [4, 5]. Indeed, in the next sections we present some results similar to those presented in [7] and [5]. In the third section we develop in details one of the main results, namely, the establishment of the Klein-Gordon relativistic equation resulted from the respective variational formulation.
At this point we remark that details on the Sobolev Spaces involved may be found in [1, 6]. For standard references in quantum mechanics, we refer to [3, 8, 9] and the non-standard [2].
Finally, we emphasize this article is not about Bohmian mechanics, even though the David Bohm work has been always inspiring.
2 The Newtonian approach
In this section, specifically for a free particle context, we shall obtain a close relationship between classical and quantum mechanics.
Let be an open, bounded and connected set set with a regular (Lipschitzian) boundary denoted by , on which we define a position field, in a free volume context, denoted by , where is a time interval.
Suppose also an associated density distribution scalar field is given by so that the kinetics energy for such a system, denoted by , is defined as
[TABLE]
subject to
[TABLE]
where is the total system mass, denotes time and
Here,
[TABLE]
and
[TABLE]
Also
[TABLE]
where we assume
[TABLE]
to be a linearly independent set in
[TABLE]
[TABLE]
and
[TABLE]
For such a standard Newtonian formulation, the kinetics energy takes into account just the tangential field given by the time derivative
[TABLE]
At this point, the idea is to complement such an energy with a new term, denoted by , which would consider also the control of curvature distribution along the mechanical system.
So, with such statements in mind, we redefine the concerning energy, denoting it again by , as
[TABLE]
subject to
[TABLE]
where
[TABLE]
and is a constant to be specified.
Thus, defining a complex function such that
[TABLE]
and observing that the Christoffel symbols are such that
[TABLE]
we have
[TABLE]
Therefore,
[TABLE]
From this, we may write,
[TABLE]
Already including the Lagrange multipliers concerning the restrictions, the final expression for the energy, denoted by , would be given by
[TABLE]
where,
[TABLE]
Finally, in particular for the special case in which
[TABLE]
we get
[TABLE]
, where
[TABLE]
is the canonical basis of
Therefore, in such a case,
[TABLE]
Hence, with such last results we may infer that
[TABLE]
This last energy is just the standard Schrödinger one in a free particle context.
3 A brief note on the relativistic context, the Klein-Gordon equation
Of particular interest is the case in which and point-wise,
[TABLE]
where
[TABLE]
for an appropriate
Also, denoting the mass differential would be given by
[TABLE]
and the semi-classical kinetics energy differential would be expressed by
[TABLE]
so that
[TABLE]
where
[TABLE]
Thus, the concerning energy is expressed by,
[TABLE]
subject to
[TABLE]
[TABLE]
and
[TABLE]
[TABLE]
Here, we have denoted
[TABLE]
[TABLE]
[TABLE]
where we assume
[TABLE]
to be a linearly independent set in
[TABLE]
[TABLE]
[TABLE]
where such a product is given by
[TABLE]
Moreover,
[TABLE]
Therefore, defining as
[TABLE]
and recalling that the Christoffel symbols are such that
[TABLE]
similarly as in the last section, we may obtain
[TABLE]
Finally, we would also have
[TABLE]
In particular for the special case in which
[TABLE]
so that
[TABLE]
we would obtain
[TABLE]
so that
[TABLE]
and
[TABLE]
Hence, with such last results we may infer that
[TABLE]
The Euler Lagrange equations for such an energy are given by
[TABLE]
where,
[TABLE]
[TABLE]
[TABLE]
and
Equation (3) is the relativistic Klein-Gordon one.
For (not time dependent), at this point we suggest a solution (and implicitly related time boundary conditions) where
[TABLE]
Therefore, replacing this solution into equation (3), we would obtain
[TABLE]
Denoting
[TABLE]
the final eigenvalue problem would stand for
[TABLE]
where is such that
[TABLE]
Moreover, from (3), such a solution is also such that
[TABLE]
At this point, we recall that in quantum mechanics,
[TABLE]
Finally, we remark this last equation (3) is a kind of relativistic Schrödinger-Klein-Gordon equation.
4 A second model and the respective energy expression
In a free volume context, denote again by a position field, where is a time interval.
Suppose also an associated density distribution scalar field is given by so that the kinetics energy for such a system, denoted by , is defined as
[TABLE]
subject to
[TABLE]
We recall that for such a standard Newtonian formulation, the kinetics energy takes into account just the tangential field given by the time derivative
[TABLE]
Now the new idea is to complement such an energy with a new term which would consider also the variation of a normal field and concerning distribution of curvature, such that
[TABLE]
So, with such statements in mind, we redefine the concerning energy, denoting it again by , as
[TABLE]
where is an appropriate constant,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and,
[TABLE]
subject to
[TABLE]
[TABLE]
and
[TABLE]
Here
[TABLE]
Thus, defining such that
[TABLE]
and already including the Lagrange multipliers concerning the restrictions, the final expression for the energy, denoted by , would be given by
[TABLE]
where,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Moreover,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Finally, in particular for the special case in which
[TABLE]
so that
[TABLE]
and
[TABLE]
we may set
[TABLE]
where is a constant such that
[TABLE]
and obtain
[TABLE]
where
[TABLE]
is the canonical basis of
Therefore, in such a case,
[TABLE]
Hence, we would also obtain
[TABLE]
This last energy is just the standard Schrödinger one in a free particle context.
5 A brief note on the relativistic context for such a second model
We recall to have denoted by the speed of light and
[TABLE]
In a relativistic free particle context, the Hilbert variational formulation could be extended, for a motion in a pseudo Riemannian relativistic class manifold , where locally
[TABLE]
[TABLE]
and
[TABLE]
point-wise stands for,
[TABLE]
to a functional where denoting , the mass differential is given by
[TABLE]
the semi-classical kinetics energy differential is given by
[TABLE]
so that
[TABLE]
and
[TABLE]
subject to
[TABLE]
where is the particle mass at rest.
Moreover,
[TABLE]
where
[TABLE]
and
[TABLE]
Where is an appropriate positive constant to be specified.
Also,
[TABLE]
[TABLE]
[TABLE]
where here, in this subsection, such a product is given by
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and,
[TABLE]
Finally,
[TABLE]
where,
[TABLE]
Here the Einstein sum convention holds.
Remark 5.1**.**
The role of the variable concerns the idea of establishing a relation between and . The dimension of may vary with the problem in question.
6 A brief note on the case including electro-magnetic effects
In this section we address in a specific special relativistic context, the inclusion of electromagnetic effects.
6.1 About a specific Lorentz transformation
In this section we assume the particle/volume motion is such that we are in a special relativity approximate context.
Consider the specific Lorentz transformation defined by a matrix , where the coordinates of the cartesian systems
[TABLE]
and
[TABLE]
are related by the equations,
[TABLE]
where
[TABLE]
More specifically, we consider the case in which is generated by a motion of the origin of the system with velocity in relation to the origin [math] of the system In such a motion, we assume the axis keeps parallel to ,
So, indeed, is such that
[TABLE]
and
[TABLE]
where, as above indicated
[TABLE]
[TABLE]
and,
[TABLE]
6.2 Describing the self interaction energy and obtaining a final variational formulation
Considering the model for an electronic field with position field given by over the set where , and a mass/charge density given by , we shall define the self interaction electric field differential, as indicated in the next lines.
First, denote in this section ,
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
Denote
[TABLE]
and define
[TABLE]
Define also
[TABLE]
and,
[TABLE]
where
[TABLE]
Thus, the electric field generated by at is given by
[TABLE]
Now, we define
[TABLE]
and define through the relations
[TABLE]
where is such that
[TABLE]
or more specifically,
[TABLE]
and
[TABLE]
where here,
[TABLE]
At this point we assume a functional , which corresponds to the self-interacting energy, is such that
[TABLE]
and,
[TABLE]
where is the canonical basis of and we have denoted
[TABLE]
[TABLE]
where these last integrations are in .
Also,
[TABLE]
and
[TABLE]
At this point, up to a concerning Lorentz transformation, we assume to be possible to express the total electric field by
[TABLE]
for appropriate functions and
Also
[TABLE]
where is a magnetic potential.
From the standard literature, we also define and assume the Lorentz condition,
[TABLE]
So, the system energy may be written as
[TABLE]
Also,
[TABLE]
where here . Moreover,
[TABLE]
[TABLE]
where here again, such a product is given by
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Furthermore,
[TABLE]
and,
[TABLE]
Finally, here we would also have
[TABLE]
Its worth mentioning are appropriate Lagrange multipliers concerning the respective constraints.
Remark 6.1**.**
It is possible in some cases we cannot find , which corresponds to the self-interacting energy, such that
[TABLE]
and,
[TABLE]
In such a case, such last equations may be just approximately satisfied, so that we could define an optimization problem corresponding to find a critical point of the functional plus a positive constant multiplied by the norms of analytical expressions corresponding to these last two equations.
7 A new interpretation of the Bohr atomic model
This section develops a new interpretation of Bohr atomic model through classical and quantum mechanics.
In a second step, we consider as a generalization of such a model, the issue of an interacting system comprised by a large amount of same type atoms.
At this point we start to describe such a model.
Let be an open ball with center at Let be a time interval. For , consider a system with electrons and the same number of protons, where the protons are supposed to be at rest at . Moreover, the electrons are distributed in layers each layer with electrons.
We denote the position field for the electron at the layer , by , where
[TABLE]
We also recall that in spherical coordinates corresponds to and is the canonical basis of
Moreover, the density scalar field for such a same electron is denoted by , where
[TABLE]
denotes the imaginary unit,
[TABLE]
[TABLE]
and
[TABLE]
and where (identity operator).
Remark 7.1**.**
In principle, we would expect to be an injective function, so that
[TABLE]
is well defined.
This may not be the case for the motion indicated in (29). Thus, such a concerning motion suggests us a new interpretation of the Bohr atomic model and related wave particle duality for the electrons in the atom in question.
We also define,
[TABLE]
and
[TABLE]
For such a system, we consider the following types of energy.
Kinetics energy, denoted by , where
[TABLE]
where denotes the mass of a single electron and
[TABLE] 2. 2.
A regularizing part for the position field, denoted by , where
[TABLE]
with to be specified, 3. 3.
Coulomb electronic interaction (classical), denoted by , where in a first approximation, we consider only the interaction for the same layer electrons, neglecting the interactions between different layer electrons.
Thus,
[TABLE]
where is the charge of a single electron and is a an appropriate constant to be specified. 4. 4.
Coulomb interaction of each electron with the heavier nucleus, denoted by , where
[TABLE] 5. 5.
Energy related to the presence of external potentials , denoted by , where
[TABLE] 6. 6.
A regularizing and curvature distribution control term for the scalar density field (quantum part), denoted by , where
[TABLE]
where the normal field may be given by
[TABLE]
so that,
[TABLE]
7. 7.
Constraints: The system is subject to the following constraints,
[TABLE]
Hence, the total system energy is given by the functional where already including the Lagrange multipliers, we have
[TABLE]
Summarizing,
[TABLE]
With such statements and definitions in mind, we define the control problem of finding which minimizes
[TABLE]
where
[TABLE]
subject to
[TABLE] 2. 2.
[TABLE]
and up to a normalizing constant for , 3. 3.
[TABLE]
8 A system with a large number of interacting atoms
Now consider a system with a large number of interacting same type atoms, each one with electrons and the same number of protons.
Consider also the problem of finding the nucleus positions, each one comprised by protons, in an open, bounded, connected set with a Lipschitzian boundary denoted by
We define the position field for the electron , in the layer at the atom , which the nucleus is located at denoted by , as
[TABLE]
Also, the respective density scalar field is denoted by ,
Here
[TABLE]
and
[TABLE]
With such statements in mind, we consider the control problem of finding and which minimizes , where
[TABLE]
[TABLE]
and
[TABLE]
subject to
[TABLE] 2. 2.
[TABLE] 3. 3.
[TABLE] 4. 4.
[TABLE] 5. 5.
[TABLE]
8.1 A proposal for the case in which is very large
As is very large, we shall propose a limit density scalar field , that is
[TABLE]
Also, we shall propose, as the position vector field, , that is , where
[TABLE]
We assume , where
[TABLE]
and , where here
[TABLE]
For the protons, we specify the density scalar field and the respective position field . Moreover, , where
[TABLE]
In the distributional sense, we should approximately expect to obtain
[TABLE]
where denotes the interior of . Also, denotes a standard Dirac delta.
With such statements in mind, we consider the control problem of finding which minimizes , where
[TABLE]
[TABLE]
and
[TABLE]
subject to
[TABLE] 2. 2.
[TABLE] 3. 3.
[TABLE] 4. 4.
[TABLE] 5. 5.
[TABLE] 6. 6.
[TABLE] 7. 7.
[TABLE]
9 A note on the Entropy concept
First define, for a wave function in a non-relativistic free particle context, for a motion developing on a time interval
[TABLE]
where
[TABLE]
At this point we define the entropy by,
[TABLE]
where will be specified in the next lines.
We define also the temperature through the relation
[TABLE]
where we must emphasize the dependence
In a free particle context, we assume
[TABLE]
where here is such that
[TABLE]
Also,
[TABLE]
where is the Lagrange multiplier such that
[TABLE]
Summarizing,
[TABLE]
Finally,
[TABLE]
Hence,
[TABLE]
10 About modeling a chemical reaction
Let us consider a volume and a possible chemical reaction in , in which units of mass of a solid substance type reacts with units of mass of a liquid of type to produce 1 (one) unit of mass of a gaseous substance of type , that is
[TABLE]
For such a system, we define
[TABLE]
where denotes the point wise density of substance of type , and
[TABLE]
must be obtained experimentally.
We define also, for such a system,
[TABLE]
Remark 10.1**.**
The functions must be obtained such that the direction of the chemical reaction is properly modeled for the concerning point-wise values of
10.1 About the variational formulation modeling such a chemical reaction
We define the problem of finding a critical point of a functional , that is the problem of finding a solution for the equation,
[TABLE]
where will be specified in the next lines. In this model we consider the substance comprised by atoms of type with electrons, protons and neutrons, where and is the number of electronic layers for each atom of type . We assume each layer has initially electrons and the possible molecular arrangements are obtained from the system motion and behavior, locally and as a whole.
We also define,
[TABLE]
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
Finally, the functional is expressed as
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
Also,
[TABLE]
where and for appropriate constants and , we have
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
where
[TABLE]
Moreover, we define the strain tensor (for the solid type ), by
[TABLE]
On the other hand,
[TABLE]
is a positive definite tensor which represents the stiffness matrix for the solid type , which is assumed to depend linearly on Also, and are external loads effectively acting on the solid type only where
Remark 10.2**.**
We assume the concerning tensor is such that
[TABLE]
if
[TABLE]
and expect, in an appropriate sense, at least approximately
[TABLE]
Here, generically,
[TABLE]
Furthermore, denoting the initial mass of the substance type by , we have
[TABLE]
, where here denotes the outward normal field to and denotes the mass of substance type at the time . We emphasize to have assumed and the substance type may only leave the system represented by (not enter it).
Considering such assumptions and statements, we define
[TABLE]
where is such that
[TABLE]
Here denotes the mass of a single electron, proton and neutron, respectively.
We also define
[TABLE]
and
[TABLE]
where
[TABLE]
and
[TABLE]
Moreover,
[TABLE]
where
[TABLE]
Also,
[TABLE]
and
[TABLE]
refers to the displacement field for the solid part, and
[TABLE]
is the velocity field for the fluid part.
Furthermore,
[TABLE]
10.2 The final variational formulation
This previous variational formulation may be useful in a nano-technology context, for example.
However, since it is a multi-scale one, it is of difficult computation. So, with such statements in mind, we shall propose a final macroscopic version for such a model, which we shall denote by .
Concerning an analogy relating the previous formulation, in the next lines we set,
[TABLE]
which translates into
[TABLE]
and
[TABLE]
Moreover,
[TABLE]
is the velocity field for the fluid part.
Finally, we also set
[TABLE]
for an appropriate unit constant vector
Concerning the new proposed formulation, we define,
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
Also,
[TABLE]
where again
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
where
[TABLE]
Here also again, generically
[TABLE]
Finally,
[TABLE]
where
[TABLE]
[TABLE]
and
[TABLE]
11 A note on the Spin operator
We finish this article with a result about the Spin operator in a relativistic context.
Consider a wave function related to the scalar density field of a particle with position field given by
[TABLE]
Observe that in a special relativity context the field of velocity
[TABLE]
induces a Lorentz type transformation concerning an observer at So the corresponding transform of the vector
[TABLE]
will be the vector
[TABLE]
where
[TABLE]
and
[TABLE]
where
[TABLE]
[TABLE]
and
[TABLE]
We assume there exists a function such that
[TABLE]
At this point we shall define the angular momentum operator.
First, we consider a rotation about the axis, so that we define
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
and also
[TABLE]
In such a case, we have
[TABLE]
so that
[TABLE]
Hence, we define the angular momentum coordinate , by
[TABLE]
where
[TABLE]
and
[TABLE]
so that
[TABLE]
Observe that
[TABLE]
and
[TABLE]
From such last results, we have
[TABLE]
where
[TABLE]
and
[TABLE]
Similarly we may obtain .
Finally defining
[TABLE]
where
[TABLE]
and
[TABLE]
we call the orbital angular momentum operator and the spin one.
12 Conclusion
In this article we have developed a variational formulation for the relativistic Klein-Gordon equation by extending the standard classical mechanics energy to a more general functional.
We believe the results here presented may be applied and extended to other models in mechanics, including the quantum and relativistic approaches for the study of atoms and molecules.
In one of the last sections, it has been presented a first analysis including the presence of electromagnetic fields.
Finally, in the last section, we present a result about the Spin operator in a relativistic context.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] R.A. Adams and J.F. Fournier, Sobolev Spaces, 2nd edn. (Elsevier, New York, 2003).
- 2[2] D. Bohm, A Suggested Interpretation of the Quantum Theory in Terms of Hidden Variables I, Phys.Rev. 85 , Iss. 2, (1952).
- 3[3] D. Bohm Quantum Theory (Dover Publications INC., New York, 1989).
- 4[4] F.Botelho, A variational formulation for relativistic mechanics based on Riemannian geometry and its application to the quantum mechanics context, ar Xiv:1812.04097 v 2[ math.AP ], 2018.
- 5[5] F.Botelho, A variational formulation for the relativistic Klein-Gordon equation, Ciência e Natura, V. 40, e 57, 2018.
- 6[6] F. Botelho, Functional Analysis and Applied Optimization in Banach Spaces, (Springer Switzerland, 2014).
- 7[7] F. Botelho, A Classical Description of Variational Quantum Mechanics and Related Models, Nova Science Publishers, New York, 2017.
- 8[8] B. Hall, Quantum Theory for Mathematicians (Springer, New York 2013).
