The Quasi-hyperbolicity Constant of a Metric Space
George Dragomir, Andrew Nicas

TL;DR
This paper introduces the quasi-hyperbolicity constant, a new invariant measuring how metric spaces deviate from hyperbolicity, with exact calculations and bounds for various spaces.
Contribution
It defines the quasi-hyperbolicity constant, establishes bounds for different classes of metric spaces, and computes exact values for specific cases like snowflakes of the Euclidean line.
Findings
The constant lies in [1,2] for unbounded spaces.
It equals 1 for Gromov hyperbolic spaces.
For Euclidean space, the constant is rac{1}{2}.
Abstract
We introduce the quasi-hyperbolicity constant of a metric space, a rough isometry invariant that measures how a metric space deviates from being Gromov hyperbolic. This number, for unbounded spaces, lies in the closed interval . The quasi-hyperbolicity constant of an unbounded Gromov hyperbolic space is equal to one. For a CAT-space, it is bounded from above by . The quasi-hyperbolicity constant of a Banach space that is at least two dimensional is bounded from below by , and for a non-trivial -space it is exactly . If then the quasi-hyperbolicity constant of the -snowflake of any metric space is bounded from above by . We give an exact calculation in the case of the -snowflake of the Euclidean real line.
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Taxonomy
TopicsGeometric and Algebraic Topology · Advanced Operator Algebra Research · Homotopy and Cohomology in Algebraic Topology
The Quasi-hyperbolicity Constant of a Metric Space
George Dragomir
George Dragomir, Department of Mathematics, Columbia University, New York, NY, USA 10027
and
Andrew Nicas
Department of Mathematics and Statistics, McMaster University, Hamilton, Ontario, Canada L8S 4K1
Abstract.
We introduce the quasi-hyperbolicity constant of a metric space, a rough isometry invariant that measures how a metric space deviates from being Gromov hyperbolic. Gromov hyperbolicity, and also the lack thereof, has attracted considerable interest in the theory of networks. The quasi-hyperbolicity constant for an unbounded space lies in the closed interval . It is equal to one for an unbounded Gromov hyperbolic space. For a CAT-space, it is bounded from above by . The quasi-hyperbolicity constant of a Banach space that is at least two dimensional is bounded from below by , and for a non-trivial -space it is exactly . If then the quasi-hyperbolicity constant of the -snowflake of any metric space is bounded from above by . We give an exact calculation in the case of the -snowflake of the Euclidean real line.
Key words and phrases:
-hyperbolic, quasi-isometry, rough isometry, Banach space, snowflake metric
2010 Mathematics Subject Classification:
Primary: 51K05, Secondary: 46B20, 51F99, 51M10
Andrew Nicas was partially supported by a grant from the Natural Sciences and Engineering Research Council of Canada
1. Introduction
Gromov hyperbolic spaces were introduced by Gromov in his seminal paper [8] to study infinite groups as geometric objects. For a metric space , we use the abbreviated notation where convenient. Recall that for three points in a metric space , the Gromov product of and with respect to is defined as
[TABLE]
Given a non-negative constant , the metric space is said to be -hyperbolic if
[TABLE]
for all . A metric space is said to be Gromov hyperbolic if it is -hyperbolic for some . Any -tree is [math]-hyperbolic. Another well-known example is the hyperbolic plane, which is -hyperbolic, [14, Corollary 5.4]. Euclidean spaces of dimension greater than one are not Gromov hyperbolic. While Gromov hyperbolicity is a quasi-isometry invariant for intrinsic metric spaces [19, Theorems 3.18 and 3.20], quasi-isometry invariance can fail for non-intrinsic spaces, see [19, Remark 3.19] and also our examples in §3. In particular, a metric space that quasi-isometrically embeds into a Gromov hyperbolic space need not be Gromov hyperbolic.
A metric space is -hyperbolic if and only if the the four-point inequality holds, that is, for all ,
[TABLE]
see [19, (2.12)].
We generalize the four-point inequality as follows. Let be a metric space. Let . We say that a metric space satisfies the -four-point inequality if for all ,
[TABLE]
In particular, is -hyperbolic if and only if it satisfies the -four-point inequality.
We introduce the following numerical constants associated to a metric space.
Definition**.**
(Quasi-hyperbolicity and quadrilateral constants) Let be a metric space.
- (i)
The quasi-hyperbolicity constant of is the number
[TABLE]
- (ii)
The quadrilateral constant of is the number
[TABLE]
Our motivation for the introduction of the quasi-hyperbolicity constant and the closely related quadrilateral constant originates from the theory of networks. Many complex systems can be modeled by finite metric spaces and the geometry of these spaces is related to their structure and function. For example, the concept of a -hyperbolic metric space has been effectively applied to network security, [10, 11], and to biological and social networks, [1]. Note that when considering a finite metric space, Gromov’s constant should be taken to be appropriately smaller than the diameter of the space as otherwise the four-point inequality would be trivial. However, not every interesting network is -hyperbolic, see [17]. Unbounded metric spaces, which are the principal focus of this paper, are still useful in the context of finite metric spaces as there is utility in embedding a finite metric space with controlled distortion and roughness into large metric spaces with well-understood properties, in particular with known quasi-hyperbolicity and quadrilateral constants. The quasi-hyperbolicity constant of an unbounded metric space measures its deviation from being Gromov hyperbolic.
Some basic properties of the quasi-hyperbolicity and quadrilateral constants of a metric space are readily derived, for example:
- •
,
- •
if is bounded then , otherwise ,
- •
if has at least two points then it is [math]-hyperbolic if and only if ,
- •
if is Gromov hyperbolic and unbounded then .
Proofs of these and more properties are given in § 2.
In the absence of additional hypotheses, it is not true that implies is Gromov hyperbolic. For example, given , consider the graph, , of , , as a subspace of the Euclidean plane, . We show , Proposition 3.4, however is not Gromov hyperbolic if and only if , Propositions 3.1 and 3.3. Nevertheless, if is a proper -space and then is Gromov hyperbolic, see Proposition 3.8 and Question 3.7.
The appearance of a possibly positive in a -four-point inequality suggests that can be insensitive to small scales. Indeed, is a rough isometry invariant of , Corollary 2.15. Quasi-isometry is a less stringent condition than rough isometry and is not a quasi-isometry invariant of . Examples of this phenomenon are given in §3.
While the quadrilateral constant, , is obviously an isometry invariant it is not a rough isometry invariant; moreover, the constants and need not coincide. For example, if is the hyperbolic plane then , see Example 2.11. The intuition supporting this example is that very small quadrilaterals in are approximately Euclidean and contribute to but not to . For spaces that are “four-point scalable in the large” (which we abbreviate as “scalable”, see Definition 2.7) we show, Proposition 2.9, that . Examples of such spaces include Banach spaces and their metric snowflakes.
A -space is a geodesic metric space whose geodesic triangles are not fatter than corresponding comparison triangles in the Euclidean plane. Simply connected, complete Riemannian manifolds of non-positive sectional curvature are familiar examples of -spaces. We show, Theorem 4.2, that the quadrilateral constant of a metric space whose distance satisfies Ptolemy’s inequality and the quadrilateral inequality, in particular any -space, is bounded from above by . The quasi-hyperbolicity constant of any Euclidean space of dimension greater than one is equal to , Proposition 4.4.
Banach spaces are a particularly important class of metric spaces and their geometric properties have been extensively studied, [9]. For a Banach space with the metric determined by its norm, we write for its quadrilateral constant, which coincides with its quasi-hyperbolicity constant since Banach spaces are scalable. We observe that where is the James constant of , see (5.8). Strong results for the James constant of a Banach space due to Gao and Lau, [7], and to Komuro, Saito and Tanaka, [12], lead to the following conclusion about .
Theorem**.**
(Theorem 5.9) If is a Banach space with then . If and then is a Hilbert space.
Enflo [6] introduced the notion of the roundness of a metric space, Definition 5.10, which is a real number greater than or equal to one. We show:
Theorem**.**
(Theorem 5.12) If is a Banach space with roundness then .
This estimate allows us to calculate the quadrilateral constant of a non-trivial -space.
Corollary**.**
(Corollary 5.13) For a separable measure space and , let be the corresponding -space. If then if and if .
If is any metric space and then is also a metric space, called the -snowflake of . We show, Theorem 6.2, that . Applying this estimate, we calculate, Proposition 6.3, the quadrilateral constant of the -snowflake of , where is the -metric (“max metric”) on : For , . Note that the -snowflake of a Banach space is scalable and so the quasi-hyperbolicity and quadrilateral constants coincide for such spaces. The quadrilateral constant of the -snowflake of of the Euclidean line can be determined by solving an associated optimization problem, yielding the following calculation.
Theorem**.**
(Theorem 6.6) Let . Let be the unique solution to the equation . Then .
2. Quasi-hyperbolicity and quadrilateral constants
We derive basic properties of the quasi-hyperbolicity constant and the quadrilateral constant of a metric space and examine their general behavior with regard to quasi-isometric embedding and, respectively, bilipschitz embedding.
Recall the following definition from the introduction.
Definition 2.1**.**
Let . We say that a metric space satisfies the -four-point inequality if for all ,
[TABLE]
We make the following elementary observation concerning this definition.
Proposition 2.2**.**
Let be a metric space.
- (i)
* satisfies the -four-point inequality,*
- (ii)
If is unbounded and satisfies the -four-point inequality then .
- (iii)
If is bounded with diameter then it satisfies the -four-point inequality.
Proof.
(i). Let . Triangle inequality and symmetry of the metric yield:
[TABLE]
Adding these four inequalities and dividing by gives . For real numbers we have and so , that is, the -four-point inequality is satisfied.
(ii). Assume that is unbounded and satisfies the -four-point inequality. Let and be sequences in such that as . By the -four-point inequality, with and , we have . Dividing by and taking the limit as yields .
Property (iii) is obvious. ∎
Given points , not all identical, define
[TABLE]
In the introduction, we defined the quadrilateral constant of by
[TABLE]
If has at least two points then
[TABLE]
where the supremum is taken over all , not all identical.
We also defined the quasi-hyperbolicity constant of by
[TABLE]
The quasi-hyperbolicity constant and the quadrilateral constant have the following elementary properties.
Proposition 2.5**.**
Let be a metric space.
- (i)
If and is the subspace metric then and .
- (ii)
If then and .
- (iii)
.
- (iv)
If is unbounded then .
- (v)
If is bounded then .
- (vi)
If has at least two distinct points then .
- (vii)
If \big{(}X^{\prime},d^{\prime}\big{)} is a metric completion of then C(X,d)=C\big{(}X^{\prime},d^{\prime}\big{)} and C_{0}(X,d)=C_{0}\big{(}X^{\prime},d^{\prime}\big{)}.
Proof.
Property (i) and the inequality are clear from the definitions of and . Note that for , satisfies the -four-point inequality if and only if satisfies the -four-point inequality. This implies (ii). The inequality in (iii) is a consequence of Proposition 2.2(i); (iv) follows from Proposition 2.2(ii); and (v) follows from Proposition 2.2(iii). If are distinct points in then , see (2.3), and so by (2.4). It is straightforward that a metric space satisfies the -four-point inequality if and only if a metric completion of satisfies the -four-point inequality. This implies (vii). ∎
Proposition 2.6**.**
Let be a metric space.
- (i)
If unbounded and Gromov hyperbolic then .
- (ii)
If has at least two points then it is [math]-hyperbolic if and only if .
Proof.
(i). By Proposition 2.5(iv), . Since, by definition, a Gromov hyperbolic space satisfies a -four-point inequality for some we have . Hence .
(ii). If is [math]-hyperbolic then it satisfies the -four-point inequality and so . By Proposition 2.5(vi), . Hence . If then for every , not all identical, and so satisfies the -four-point inequality, that is, is [math]-hyperbolic. ∎
Without additional hypotheses, the converse of Proposition 2.6(i) need not be true, in § 3.2 we give examples of unbounded metric spaces with that are not Gromov hyperbolic (also see Question 3.7 and Proposition 3.8).
Definition 2.7**.**
We say that a metric space is four-point scalable in the large, abbreviated as scalable, if for every and for every there exists and such that for .
Example 2.8**.**
Let be a real vector space with a given norm . The norm determines a metric on given by . For any the function is also metric on . The metric space is called the -snowflake of . Note that for any from which it easily follows that is scalable. Let be a nonempty subset such that for all and all . Then , viewed as a metric subspace of , is also scalable.
Proposition 2.9**.**
If is scalable then .
Proof.
It suffices to show that if satisfies the -four-point inequality for a particular then it also satisfies the -four-point inequality. Assume that satisfies the -four-point inequality for some and . Let . For each , let and be such that , . Note that the -four-point inequality for the points implies the -four-point inequality for . Since can be chosen to be arbitrarily large, it follows that satisfies the -four-point inequality. ∎
Corollary 2.10**.**
Let be a real vector space with a given norm and corresponding metric, . Let be a nonempty subset such that for all and all . Then for all , .
Proof.
From Example 2.8, is scalable and so the conclusion follows from Proposition 2.9. ∎
Example 2.11** (Hyperbolic space).**
Let be an integer and let denote -dimensional real hyperbolic space. For this space, and so Proposition 2.9 implies is not scalable. The space is Gromov hyperbolic and unbounded, hence by Proposition 2.6(i). Since has negative sectional curvature as a Riemannian manifold, by Corollary 7.3.
Definition 2.12**.**
Let and . A map between metric spaces and is a -quasi-isometric embedding if for all ,
[TABLE]
The ratio is called the distortion parameter and is called the roughness parameter.
Some useful special cases of this definition include:
- (i)
A -quasi-isometric embedding is also known as a -bilipschitz embedding.
- (ii)
A -quasi-isometric embedding is also known as a -rough isometric embedding. This condition is equivalent to: for all , .
Lemma 2.13**.**
If is a -quasi-isometric embedding between metric spaces and satisfies the -four-point inequality for some then satisfies the -four-point inequality.
Proof.
Let and let be their respective images under . Then
[TABLE]
which shows that satisfies the -four-point inequality. ∎
Lemma 2.13 has the following immediate consequence.
Proposition 2.14**.**
Let be a map between metric spaces and .
- (i)
If is a -quasi-isometric embedding then
[TABLE]
- (ii)
If is a -bilipschitz embedding then
[TABLE]
A map between metric spaces and is a rough isometry if it is a -rough isometric embedding for some and there exists such that is -dense in , that is, for every there exists such that . Two metric spaces are roughly isometric if there exists a rough isometry between them. Note that rough isometry is a generally a stronger condition than quasi-isometry. Recall that is a quasi-isometry if it is a -quasi-isometric embedding for some and also is -dense for some .
Corollary 2.15**.**
If and are roughly isometric then .
Proof.
It is well-known that if is a rough isometry then there exists a rough isometry . Applying Proposition 2.14(i) to both and yields the conclusion of the Corollary. For the convenience of the reader, we include a proof of the existence of . Let be a -rough isometric embedding such that is -dense in . Define as follows. For each we can choose such that and declare . Observe that for all , . For all , . Hence, for all , and so is a -rough embedding. ∎
3. Two families of examples
In § 3.1, we exhibit spaces that are quasi-isometric to the Euclidean line yet with quasi-hyperbolicity constants that are greater than one and, consequently, are not Gromov hyperbolic. In § 3.2, we give examples of metric spaces whose quasi-hyperbolicity constants are equal to one, yet are not Gromov hyperbolic. However, these are examples are not roughly geodesic. We show, using Bridson’s “Flat Plane Theorem”, that a proper -space whose quasi-hyperbolicity constant is equal to one is necessarily Gromov hyperbolic, see Proposition 3.8.
3.1. The graph of in the Euclidean plane
Let . Consider the space as a subspace of the Euclidean plane. The metric on is given by
[TABLE]
Let be the Euclidean line, . Let be projection to the first coordinate, that is, . For , , and so, for ,
[TABLE]
and thus for all
[TABLE]
Hence is a -bilipschitz embedding of into . Since is surjective, it is also a bilipschitz homeomorphism. In particular, and are quasi-isometric.
Note that, since is [math]-hyperbolic, we have by Proposition 2.6.
For , let . A straightforward calculation yields
[TABLE]
and so . Note that if and then and so Corollary 2.10 gives . Hence for . It follows from Proposition 2.6(i) that is not Gromov hyperbolic when . Combining Propositions 2.14 and 4.3 yields the non-sharp upper bound:
[TABLE]
However, numerical calculations strongly suggest that the configuration , , , of four points in is optimal, that is, for all .
3.2. The graph of , where , in the Euclidean plane
For , let be the metric on the half-line, , given by
[TABLE]
Let as a subspace of the Euclidean plane. Projection to the first coordinate, , gives an isometry . The metric behavior of separates into two distinct cases, namely and .
Proposition 3.1**.**
If then for all , . Consequently, for , is roughly isometric to the Euclidean half-line and is thus Gromov hyperbolic.
Proof.
We first show that if then for , . Note that for and we have and so
[TABLE]
For and , . Hence for and , and using the inequality with , we have
[TABLE]
establishing the conclusion of the Proposition. ∎
In [5, 1.23 Exercise, p.412] it is asserted that is not Gromov hyperbolic. This is not accurate as demonstrated by Proposition 3.1, however, we show in Proposition 3.3 that is not Gromov hyperbolic if .
Lemma 3.2**.**
Let . If then and
[TABLE]
Proof.
Consider the polynomial . Using the factored expression for , we see that for . Note that . Hence for . For , let
[TABLE]
A straightforward calculation reveals that, for ,
[TABLE]
Since , and so
[TABLE]
yielding the conclusion of the Lemma. ∎
Proposition 3.3**.**
If then is not Gromov hyperbolic.
Proof.
For and , let
[TABLE]
Note that is not Gromov hyperbolic if and only if .
For , let
[TABLE]
Since , and so the above expression for yields . Hence for sufficiently large which implies that for sufficiently large . If then and so Lemma 3.2 implies that . ∎
Proposition 3.4**.**
If then .
Proof.
Let . If and then
[TABLE]
and so for ,
[TABLE]
If and then
[TABLE]
It follows that for all
[TABLE]
Let , the Euclidean metric on . By Proposition 2.6(i), . Proposition 2.14(i) and (3.5) imply that . Since , we have that . Hence . Furthermore, by Proposition 2.5(iv), and so . ∎
Remark 3.6**.**
It follows from the inequality (3.5) that the identity map is a quasi-isometry. In this inequality, there is a trade-off between the distortion parameter, , and the roughness parameter, , that is, an attempt to adjust the number to make the distortion small (close to ) makes the roughness large and vice versa.
We showed that for the space is not Gromov hyperbolic but, nevertheless, .
Question 3.7**.**
Assume that is a geodesic metric space or, more generally, roughly geodesic. Does imply that is Gromov hyperbolic?
For , the space is not roughly geodesic and so does not provide a negative answer to this question. Some evidence in favor of an affirmative answer to Quesition 3.7 is given by the following result (see § 4 for a discussion of -spaces).
Proposition 3.8**.**
Let be a proper -space. If then is Gromov hyperbolic.
Proof.
Assume the proper -space is not Gromov hyperbolic. Bridson’s Flat Plane Theorem, [4, Theorem A], asserts that there exists an isometric embedding of a Euclidean plane, , into . Hence . By Proposition 4.4, and so . In particular, . ∎
4. The Ptolemy and quadrilateral inequalities, CAT-spaces
The notion of a -space generalizes the concept of a simply connected, complete Riemannian manifold of non-positive sectional curvature to geodesic metric spaces. We show that the quadrilateral constant of a -space is bounded from above by . Indeed, the quadrilateral constant of any metric space whose distance satisfies Ptolemy’s inequality and the quadrilateral inequality, in particular any -space, is bounded from above by , Theorem 4.2. The quadrilateral constant of any Euclidean space of dimension greater than one is equal to , Proposition 4.4.
Definition 4.1**.**
Let be a metric space.
- (i)
The metric satisfies Ptolemy’s inequality if for all ,
[TABLE]
In this case we say is Ptolemaic.
- (ii)
The metric satisfies the quadrilateral inequality if for all ,
[TABLE]
In this case we say is -round (see Definition 5.10).
Recall that a Euclidean space is a real vector space together with a positive definite inner product, . The inner product yields a Euclidean norm, , and a corresponding Euclidean metric, . It is classical mathematics that a Euclidean space with its Euclidean metric is Ptolemaic and -round.
Theorem 4.2**.**
If the metric space is Ptolemaic and -round then .
Proof.
Assume is Ptolemaic and -round. Then for ,
[TABLE]
Multiplying the first inequality by and adding it to the second one yields:
[TABLE]
For non-negative real numbers we have and so the above inequality implies
[TABLE]
from which it follows that . ∎
Informally, a -space is a geodesic metric space whose geodesic triangles are are not fatter than corresponding comparison triangles in the Euclidean plane, see [5, II.1.1, page 158] for the precise definition. Since any configuration of four points in a -space has a “subembedding” into Euclidean space, [5, page 164], a -space is Ptolemaic and -round.
Corollary 4.3**.**
If is a subspace of a -space then .
Proof.
Since a -space is Ptolemaic and -round, so is any subspace. The conclusion follows from Theorem 4.2. ∎
Proposition 4.4**.**
Let be a Euclidean space and its Euclidean metric. If then .
Proof.
By Theorem 4.2, . Since , there are orthogonal unit vectors . A calculation using the inner product of yields and thus . Hence . Also, by Corollary 2.10, . ∎
Remarkably, a geodesic metric space that is -round is necessarily a -space, [2, 15] and so Corollary 4.3 yields the following proposition.
Proposition 4.5**.**
Let be a geodesic metric space. If is -round then . ∎
Remark 4.6**.**
Let be any metric space. Blumenthal [3, Theorem 52.1] showed that if then the -snowflake has the property that any four points in it can be isometrically embedded into Euclidean space. Hence, in the case , is Ptolemaic and -round and so Theorem 4.2 implies that . An improvement and extension of this estimate is given by Theorem 6.2.
5. Banach spaces
In contrast to a -space, whose quadrilateral constant is bounded from above by , the quadrilateral constant of a Banach space of dimension greater that one is bounded from below by with equality holding, assuming that the dimension of is at least three, only when is a Hilbert space, see Theorem 5.9. This is a consequence of strong results for the James constant of due to Gao and Lau, [7], and to Komuro, Saito and Tanaka, [12]. Enflo [6] introduced the notion of the roundness of a metric space. We show, Theorem 5.12, that if is a Banach space with roundness then its quadrilateral constant is bounded from above by and use this to show that the quadrilateral constant of a non-trivial -space, where , is , see Corollary 5.13.
Let be a real Banach space. The norm of , , yields a metric on the real vector space and we use notation for . Note that by Corollary 2.10 we have , that is, the quasi-hyperbolicity constant and the quadrilateral constant of coincide.
Let . Recall the -norm on , denoted by for , is given by
[TABLE]
We write and . The -norms on are related by the following well-known inequality. If then for all
[TABLE]
where, by convention, .
Note that is a Euclidean space and so by Proposition 4.4, for .
Proposition 5.3**.**
* if and if .*
Proof.
If then by (5.2), . By Proposition 2.14,
[TABLE]
Observe and so . Thus .
If then by (5.2), . By Proposition 2.14,
[TABLE]
Observe and so . Thus . ∎
Proposition 5.3 generalizes to non-trivial -spaces, see Corollary 5.13.
The Banach-Mazur distance between two isomorphic Banach spaces and is defined by
[TABLE]
For example, if or then , [18, Proposition 37.6]. Proposition 2.14 yields the following comparison.
Proposition 5.4**.**
If and are isomorphic Banach spaces then . ∎
Because of Theorem 5.9 below, the inequality of Proposition 5.4 can only give useful information when .
Since, up to a translation, any four points of a Banach space lie in some subspace of dimension at most three,
[TABLE]
A Banach space is finitely representable in another Banach space if for every finite dimensional subspace of and every there is a subspace of and an isomorphism such that .
Proposition 5.6**.**
If is finitely representable in then .
Proof.
Let . Let be a subspace of with . Since is finitely representable in , there exists a subspace of and an isomorphism such that . By Proposition 2.14, and so because . It follows from (5.5) that . Since is arbitrary, we conclude . ∎
Corollary 5.7**.**
Let be a Banach space and its second dual. Then .
Proof.
The canonical map is an isometric embedding and hence . In any Banach space , the second dual is finitely representable in in , [9, §9], and so by Proposition 5.6, . It follows that . ∎
The James constant of a Banach space is defined by:
[TABLE]
If then and thus
[TABLE]
A Banach space is said to be non-trivial if .
Theorem 5.9**.**
If is any non-trivial Banach space then . If and then is a Hilbert space.
Proof.
Gao and Lau, [7, Theorem 2.5], show for any non-trivial Banach space . Furthermore, Komuro, Saito and Tanaka, [12], show that and implies is a Hilbert space. The conclusion of the theorem follows from (5.8). ∎
Definition 5.10** ([6]).**
Let be a metric space and . The space is said to be -round if for all , The roundness of is r(X,d)=\sup\{p~{}|~{}\text{(X,d)p-round}\,\}.
Note that if then the supremum is attained. Enflo, [6], observed that and that if has the midpoint property111A metric space has the midpoint property if for every there exists such that . then . In particular, if is a Banach space then , where is the roundness of as a metric space.
Lemma 5.11**.**
Let be a Banach space that is -round. Then for any vectors
[TABLE]
Proof.
In the “-round inequality” of Definition 5.10, letting , , , and gives
[TABLE]
and so
[TABLE]
By (5.2), with , from which the conclusion follows. ∎
Theorem 5.12**.**
If is a Banach space then .
Proof.
Let . Then is -round. Let . Let , , , , , and . Note that and . Hence and . By Lemma 5.11,
[TABLE]
It follows that
[TABLE]
Thus the -four-point inequality holds and so . ∎
Corollary 5.13**.**
Let be a separable measure space, that is, the -algebra is generated by a countable collection of subsets of . Let and let be the corresponding -space. If then if and if .
Proof.
Denote . Assume . In the case , Enflo, [6], showed that and so by Theorem 5.12. In the case , by [13, Proposition1.4 and Remark 1.5], and so by Theorem 5.12. Hence for , .
The classification theory of spaces (see [9, §4]) gives that, for , the space is isometric to one of the Banach spaces in the list
[TABLE]
Here, denotes the space of sequences with and denotes the space of measurable functions (modulo null sets) on the unit interval such that , and denotes the direct sum, that is, . Each of the spaces in the list (5.14) (in the case of , assume ) contains a subspace isometric to and so by Proposition 5.3. Hence . In the case note that contains a subspace isometric to which implies that . ∎
Question 5.15**.**
Let be a geodesic metric space. Is ?
By Proposition 4.5, this is true in the case .
6. Snowflaked metric spaces
Recall that if and is any metric space then is also a metric space, called the -snowflake of . We show that , Theorem 6.2, and give some applications of this estimate. We determine the quadrilateral constant of the -snowflake of the Euclidean real line, Theorem 6.6. Recall that the -snowflake of a Euclidean space is scalable and so the quasi-hyperbolicity and quadrilateral constants coincide for such spaces.
Lemma 6.1**.**
Let , , be such that . Let . If for all , then for all .
Note that if , and denote the largest, medium and smallest of the three sums , and for some choice of , then the conclusion of the lemma is equivalent to .
Proof.
Fix . Without loss of generality, assume that is the largest sum and assume that . Since and , we have
[TABLE]
If and then
[TABLE]
and if and then
[TABLE]
In both cases, . Furthermore, if and then and , and since ,
[TABLE]
Finally, if and then
[TABLE]
and since , we have
[TABLE]
that is, . ∎
Theorem 6.2**.**
Let . For any metric space , .
Proof.
Let , . It suffices to show that if then
[TABLE]
Observe that for all triangle inequality implies . Hence
[TABLE]
The conclusion follows from Lemma 6.1 with and . ∎
As in §5, , where , denotes the metric on determined by the standard -norm.
Proposition 6.3**.**
If and then
Proof.
By Theorem 6.2, . Consider the following four points in :
[TABLE]
A calculation using the metric yields and thus . Hence . ∎
The same technique gives a non-sharp estimate for , where , as follows.
Proposition 6.4**.**
If and then .
Proof.
By Theorem 6.2, . Schoenberg showed, [16, Theorem 1], that isometrically embeds into (infinite dimensional) Hilbert space and hence . Consequently, . For the four points specified in the proof of Proposition 6.3, we have , yielding the lower bound for . ∎
Numerical calculations suggest the following exact value for when .
Conjecture 6.5**.**
Let . If then .
The -snowflakes of the Euclidean line turns out to be of a different nature than the spaces with , as revealed in the following theorem.
Theorem 6.6**.**
Let and . Let be the unique solution to the equation . Then .
We have that
[TABLE]
where
[TABLE]
and the supremum in (6.7) is taken over all , not all identical. Since the map is translation and scale invariant, we may assume that , , , and , with Then
[TABLE]
is continuous on the compact set and
[TABLE]
Furthermore, if are given by
[TABLE]
and and , then
[TABLE]
and
[TABLE]
The following lemma shows that the maximum in (6.9) is attained on .
Lemma 6.10**.**
Let . Let be given by (6.8) and let . Then
[TABLE]
Proof.
We show that and attain their maximum on the boundary of and , respectively. Indeed, the partial derivatives of ,
[TABLE]
[TABLE]
are defined for all and and . Thus is attained on the boundary . Note that for and if and only if . Hence
[TABLE]
The partial derivatives of
[TABLE]
[TABLE]
are defined for all and if and only if . Thus is attained on the boundary . Note also that for and if and only if or . Hence
[TABLE]
The conclusion follows from (6.9) together with (6.11) and (6.12). ∎
The following result shows that is attained when .
Lemma 6.13**.**
Let . Let be given by (6.8) and let . Then
[TABLE]
where is the unique solution of .
Proof.
Notice that if then if and only if and . By symmetry, . Since on , the maximum of , the restriction of to , is not attained at or . Let , with . If attains a local extremum at subject to the constrain , then the level curves and are both tangent at . Since , by the Implicit Function Theorem, there exists an open neighbourhood of and a function such that for . Furthermore,
[TABLE]
for all . Similarly, since , there exists an open neighbourhood of and a function on such that on . Also, for all ,
[TABLE]
Hence, a necessary condition for to be a point of local extremum for is that . Using that , that is,
[TABLE]
equivalently,
[TABLE]
Using that , the above equality holds if and only if
[TABLE]
equivalently,
[TABLE]
Factoring out yields
[TABLE]
Assume . Since , this implies and . In particular, . Let and . Then , and . Note that . We claim that the expression on the left hand side of (6.14) is negative. That is, we claim,
[TABLE]
Indeed, multiplying the above inequality by yields
[TABLE]
equivalently,
[TABLE]
which is valid since the function , is decreasing and .
Note that the expression on the left hand side of (6.14) is positive if . Thus, (6.14) holds if and only if . Finally, notice that has unique solution . Since , the conclusion follows. ∎
Proof of Theorem 6.6.
If , the conclusion holds with by Proposition 2.6, since the space is [math]-hyperbolic. Let . By Lemmas 6.10 and 6.13
[TABLE]
where is the unique solution of
[TABLE]
∎
Remark 6.15**.**
Let . It is not true in general that for any metric space the inequality holds. For example, if then as in Theorem 6.6 and so
[TABLE]
7. Distances on Riemannian manifolds
We show that the quadrilateral constant of the metric space associated to a Riemannian manifold of dimension greater than one is bounded from below by .
Proposition 7.1**.**
If is a Riemannian manifold of dimension greater than one and is the distance on induced by the given Riemannian metric then .
Proof.
Let and let denote the Riemannian exponential map. The Riemannian metric on endows the tangent space, , with an inner product and we write for the corresponding Euclidean distance on . For a vector and a scalar , let . If then
[TABLE]
This is a consequence of the fact that in normal coordinates the components of the Riemannian metric satisfy the estimate for some .
For , not all identical,
[TABLE]
By (7.2), , where the second is with respect to . Since , there are orthogonal unit vectors . Since
[TABLE]
it follows that
[TABLE]
establishing the conclusion of the proposition. ∎
Corollary 7.3**.**
Let be a simply connected, complete Riemannian manifold of non-positive sectional curvature with associated distance . Then .
Proof.
By [5, Chapter II.1, Theorem 1A.6], the metric space is a -space and so by Corollary 4.3. By Proposition 7.1, . Thus . ∎
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