On convergent sequences in dual groups
M.V. Ferrer, S. Hern\'andez, M. Tkachenko

TL;DR
This paper characterizes when dual groups of precompact abelian groups contain nontrivial convergent sequences, especially in torsion groups, and provides examples illustrating these properties and their implications for reflexivity and category.
Contribution
It offers new characterizations of convergent sequences in dual groups of precompact abelian groups, including torsion groups, and constructs examples with specific topological and duality properties.
Findings
Dual groups of certain precompact abelian groups contain nontrivial convergent sequences.
In torsion groups, the existence of such sequences relates to the absence of infinite countable quotients.
Constructed examples show groups with specific measure, category, and duality properties.
Abstract
We provide some characterizations of precompact abelian groups whose dual group endowed with the pointwise convergence topology on elements of contains a nontrivial convergent sequence. In the special case of precompact abelian \emph{torsion} groups , we characterize the existence of a nontrivial convergent sequence in by the following property of : \emph{No infinite quotient group of is countable.} Finally, we present an example of a dense subgroup of the compact metrizable group such that is of the first category in itself, has measure zero, but the dual group does not contain infinite compact subsets. This complements Theorem 1.6 in [J.E.~Hart and K.~Kunen, Limits in function spaces and compact groups, \textit{Topol. Appl.} \textbf{151} (2005), 157--168]. As a consequence, we obtain an example of…
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Taxonomy
TopicsAdvanced Topology and Set Theory · Rings, Modules, and Algebras · Advanced Banach Space Theory
On convergent sequences in dual groups
M.V. Ferrer This author was partially supported by the Generalitat Valenciana, grant GV/2018/110
S. Hernández This author was partially supported by the Spanish Ministerio de Economía y Competitividad, grant MTM2016-77143-P (AEI/FEDER, EU)
M. Tkachenko The article was finished during the visit of the third listed author to the Universitat Jaume I, Spain, in June, 2019. He expresses his gratitude to the hosts for financial support and kind attention.
(October 10, 2019)
Abstract
We provide some characterizations of precompact abelian groups whose dual group endowed with the pointwise convergence topology on elements of contains a nontrivial convergent sequence. In the special case of precompact abelian torsion groups , we characterize the existence of a nontrivial convergent sequence in by the following property of : No infinite quotient group of is countable. Finally, we present an example of a dense subgroup of the compact metrizable group such that is of the first category in itself, has measure zero, but the dual group does not contain infinite compact subsets. This complements Theorem 1.6 in [J.E. Hart and K. Kunen, Limits in function spaces and compact groups, Topol. Appl. 151 (2005), 157–168]. As a consequence, we obtain an example of a precompact reflexive abelian group which is of the first Baire category.
*Keywords: *Reflexive; Precompact; Pseudocompact; Baire property; Convergent sequence
MSC: Primary 43A40, 22D35; Secondary 22C05, 54E52, 54C10
1 Introduction
Our aim is to study the class of precompact topological abelian groups such that the dual group endowed with the pointwise convergence topology on elements of contains a nontrivial convergent sequence. It is well known that a group from this class cannot be compact (see [16]). A more general result follows from [19, Proposition 4.4]: If contains infinite compact subsets then is not pseudocompact. An even more general fact is established in [13]: If has the Baire property, then does not contain nontrivial convergent sequences. We conjecture that does not contain infinite compact subsets in this case (see Problem 3.10). This conjecture has been proved in [5, Theorem 3.3] for bounded torsion groups .
Therefore, we have to consider only precompact groups of the first Baire category, i.e. the groups which can be covered by countably many nowhere dense subsets. In Theorem 2.3 we present an example of a dense subgroup of the compact metrizable group such that is of the first category in itself, has measure zero, but the dual group does not contain nontrivial convergent sequences. Furthermore, since is countable, all compact subsets of are finite. This complements [18, Theorem 1.6] by J.E. Hart and K. Kunen. We conclude, therefore, that the property of a precompact abelian group to be ‘small’ (to be Haar nullset in the completion of or to be of the first category in itself, or both) does not guarantee the existence of nontrivial convergent sequences in .
In the special case when is an infinite topological subgroup of the circle group , our study is intimately related to the so-called characterized subgroups of (see the articles [8, 9] and the references therein). In this case, the dual group is algebraically isomorphic to the group of integers. Given a strictly increasing sequence of positive integers, one defines to be the set of all such that when . A subgroup of is called characterized if , for some sequence . It is clear from the definition that the sequence converges to the identity of the dual group and that is the biggest subgroup of for which converges. It is known that has measure zero in , for each [7, Lemma 3.10]. This is one of very few general results about characterized subgroups of , though the articles dedicated to their study abound. It is also worth mentioning that the index of a characterized subgroup is uncountable — otherwise the circle group could be covered by a countable family of nullsets, which is impossible. Needless to say, no internal description of characterized subgroups of is available now.
Summing up, searching for nontrivial convergent sequences in the dual groups of dense subgroups of compact connected groups presents considerable difficulties. Here, we tackle this question and present some conditions guaranteeing that the dual group of a precompact abelian group contains a nontrivial convergent sequence. Clearly, if is a countable infinite precompact abelian group, then the dual group has a countable base and is not discrete. Hence contains nontrivial convergent sequences. We use this simple observation in the proofs of several results here. We focus our attention on the study of the duals of precompact abelian torsion groups . In this special case, we characterize in Theorem 2.7 the existence of nontrivial convergent sequences in by the following property of : No infinite quotient group of is countable. Finally, an example of a reflexive, precompact, abelian group of the first Baire category is provided.
1.1 Notation and terminology
The identity element of a group is denoted by or simply if no confusion is possible. A character of a group is an arbitrary homomorphism of to the circle group . The latter group is identified with the multiplicative subgroup of the complex numbers with . If is a topological group, a continuous character of is a continuous homomorphism of to provided the latter group carries its usual compact topology inherited from the complex plane . We also set .
For a given topological group , its dual group is denoted by . The dual group consists of the continuous characters of with the pointwise multiplication, for each . The identity element of is the constant homomorphism , for each . Here is the identity element of .
In this article, the dual group will always be endowed with the pointwise convergence topology whose local base at the identity is formed by the sets
[TABLE]
where is a positive integer and . The group equipped with the pointwise convergence topology on is denoted by or by , for short, when there is no possible confusion.
There exist infinite Hausdorff topological abelian groups with the trivial dual group (see [24, 1]). If, however, the group is precompact (equivalently, is topologically isomorphic to a dense subgroup of a compact topological group), then the continuous characters of separate points of . Furthermore, in this case, the topology of coincides with the topology of pointwise convergence on elements of the dual group . This follows from a theorem of Comfort and Ross (see [6, Theorem 1.2]).
If is a subgroup of a topological group , we denote by the annihilator of , i.e. the subgroup of which consists of all characters satisfying . The group is always closed in . Similarly, if is a subgroup of , denotes the annihilator of consisting of all elements satisfying for each . It is clear that is the intersection of the kernels of the characters of . Again, is a closed subgroup of .
Let be a continuous homomorphism of topological groups. We define the dual homomorphism by letting for each . It is easy to see that is continuous. It is also known that is injective if and that is onto if is a topological monomorphism and (hence, ) is precompact and abelian [10, 23].
2 Duals of precompact torsion groups
The following dichotomy for homogeneous spaces is a kind of the topological folklore (see [22, Theorem 2.3]).
Lemma 2.1
If a homogeneous space is not Baire, then is of the first category in itself.
In what follows we identify the two-element cyclic group with the subgroup of the multiplicative circle group . We start with a simple and well known lemma that will be applied in the proof of Theorem 2.3. We include a short proof of it here for completeness sake.
Lemma 2.2
Let be a homomorphism, where . Then there exists a set such that , for each .
Proof. If is a product of finitely many Abelian groups and is a homomorphism, then there exist homomorphisms , for , such that for each . Since every homomorphism of to is either trivial or a monomorphism, the conclusion of the lemma is now immediate.
A subset of a Tychonoff space is called bounded in if the image is a bounded subset of the real line, for every continuous real-valued function on (see [20] or [3, Section 6.10]). It is clear that all compact subsets of are bounded. Conversely, in a Diedonné complete space , the closure of every bounded subset is compact [3, Proposition 6.10.1 c)].
In the following theorem, we denote by the Haar measure of the compact group (see [17, Chapter 10]).
Theorem 2.3
There exists an infinite first category subgroup of the compact group such that and every bounded subset of the dual group is finite. In particular, does not contain non-trivial convergent sequences.
Proof. Let call a subset of thin if
[TABLE]
where each positive integer is identified with the set . For an element , let
[TABLE]
Denote by the set of all such that is a thin subset of . It is clear that is a dense subgroup of and that is precompact.
First, we claim that is of the first category in . Indeed, for positive integers and , let
[TABLE]
It is easy to see that the sets are open and dense in whenever , while our definition of implies that is disjoint from the set . Hence is contained in the first category set , where . This proves our claim.
Let us show that , where is the Haar measure on the compact group . It is easy to see that is measurable. Indeed, every set is open in the compact second countable group and, hence, is measurable. Hence the sets are also measurable. The definition of the group implies that
[TABLE]
whence it follows that is measurable. Since the index of in is infinite, no finite number of cosets of in covers the group . Hence, by the additivity of , we conclude that .
Now we verify that the dual group does not contain non-trivial sequences converging to the identity element of . Consider a sequence . We can assume without loss of generality that if . Since is dense in , every extends to a continuous character on . We denote this extension by , for each . According to [21], every depends on finitely many coordinates, i.e. one can find a finite set and a character on such that , where is the projection. Clearly, we can assume that is a minimal (by inclusion) set with this property. It then follows from Lemma 2.2 that , for each .
For every finite , there exist only finitely many homomorphisms of to . Hence, choosing a subsequence of , if necessary, we can assume that the sets are non-empty and that each is not covered by the sets with . For every , let be the biggest element of the complement . Choosing a subsequence of once again, we can assume additionally that the set is thin.
Let us define an element as follows. Choose such that and for each distinct from . Assume that for some , we have defined elements with satisfying the following conditions:
- (a)
whenever and ; 2. (b)
if , then for some ; 3. (c)
.
Let and be elements of such that whenever for some , for each distinct from , and . It follows from the choice of and that . Hence for some . We put . Then the elements satisfy conditions (a)–(c).
Denote by an element of such that for each (we apply (a) here) and if . Since the set is thin, (b) implies that and hence . It follows from (c) and our definition of that , for each . Therefore, the sequence does not converge to the identity in . This implies that does not contain non-trivial convergent sequences at all.
Since is second countable and precompact, the dual group is countable. Suppose that is an infinite bounded subset of . Then so is , the closure of in . Also, it follows from that the space is Lindelöf and, hence, Dieudonné complete. Therefore, is compact. But every countably infinite compact space contains non-trivial convergent sequences, which is a contradiction.
Remark 2.4
We have shown in Theorem 2.3 that all bounded subsets of are finite. This is equivalent to saying that every infinite set contains an infinite subset such that is closed and discrete in and -embedded in . The equivalence follows immediately from the fact that the space is countable and regular, hence, normal.
Proposition 2.5
Let be a precompact topological abelian group. The following conditions are equivalent:
- (1)
* has a countably infinite Hausdorff quotient;* 2. (2)
* has a countably infinite Hausdorff homomorphic image;* 3. (3)
* contains an infinite metrizable subgroup.*
Proof. (2) (1). Let be a continuous homomorphism onto a countably infinite Hausdorff topological group . Then is a closed subgroup of . Let be the quotient homomorphism. Clearly, there is a continuous homomorphism such that . It is clear from the definition that is one-to-one, which implies that is countable and Hausdorff.
(1) (3). Let be a quotient homomorphism onto a countably infinite Hausdorff topological group . Clearly is precompact. Hence is an infinite metrizable group and is a monomorphism, which is easily seen to be a topological embedding in . This shows that is an infinite metrizable subgroup of .
(3) (2). Let be an infinite metrizable subgroup of . Then so is , the closure of in (see [3, Proposition 1.4.16]). Hence we can assume that is closed in . Let be the identity embedding. Then the dual homomorphism is continuous and surjective, while the kernel of is . According to [25], the canonical evaluation mapping of to is a topological isomorphism, so we can identify the groups and . We have thus shown that the abstract groups and are isomorphic. Since the latter group is countable and infinite as the dual of an infinite metrizable precompact group and is closed in , we conclude that is a countably infinite Hausdorff quotient of . This completes the proof.
As an obvious corollary we obtain:
Corollary 2.6
Let be a precompact abelian group. If does not contain non-trivial convergent sequences, then no infinite Hausdorff continuous homomorphic image of is countable.
Let us turn to torsion abelian groups. In this case, we characterize the existence of nontrivial convergent sequences in the dual group by any of the equivalent conditions on given in Proposition 2.5.
In the proof of Theorem 2.7 we denote by the subgroup of which consists of all elements which differ from the identity of on at most finitely many coordinates.
Theorem 2.7
For a precompact torsion abelian group , the following conditions are equivalent:
- (1)
* has a countably infinite Hausdorff quotient;* 2. (2)
* has a countably infinite Hausdorff homomorphic image;* 3. (3)
* contains an infinite metrizable subgroup;* 4. (4)
* contains a non-trivial convergent sequence.*
Proof. The equivalence of (1), (2) and (3) was established in Proposition 2.5. The implication (3) (4) is evident since an infinite precompact group is non-discrete. Therefore we only need to verify that (4) (2).
Let be a non-trivial sequence converging to the identity element of . We can assume that if . Let be the diagonal product of the family . Clearly is a continuous homomorphism of to the product group . Take an arbitrary element with and let be the order of . Then is finite since is a torsion group. Each value belongs to the cyclic subgroup of generated by an element of order . Since the sequence converges to for every , the latter implies that there is an integer such that for all . In other words, for all , where is the torsion subgroup of . This implies that the image is countable.
We claim that is infinite. Indeed, it follows from our definition of that for every , there exists a continuous character of satisfying . Notice that the characters of the group are pairwise distinct, so the set is infinite. Hence the group is infinite as well.
3 Compact subsets of dual groups
In this section we are concerned with the topological groups that are not necessarily torsion. First, we present a machinery for finding arbitrary compact subsets in the duals of precompact abelian groups. In order to do so, a basic ingredient will be the group of all continuous functions of a compact space into the torus , equipped with the pointwise convergence topology.
Since is dense in the compact group , it follows that the dual group of is algebraically isomorphic to . Taking into account that, throughout this article, the dual group is always equipped with the pointwise convergence topology, we have that the topological dual of is the group equipped with the topology of pointwise convergence on elements . This topology coincides with the Bohr topology of the free abelian group (cf. [14]). Thus we have:
Proposition 3.1
If is a compact space, then the dual group of endowed with the pointwise convergence topology is topologically isomorphic to the free abelian topological group on equipped with its Bohr topology.
We remark that the free abelian group respects compactness, which means that every Bohr-compact subset of is also compact in (see [14, Corollary 4.20]).
Definition 3.2
Given a compact space , we say that a subgroup of is separating if for any two distinct elements , there is such that .
Let be a topological abelian group. As a consequence of Proposition 3.1 we obtain the following result:
Proposition 3.3
The dual of a precompact abelian group contains a copy of a compact space if and only if there is a continuous homomorphism of onto a separating subgroup of .
Proof. Sufficiency: Let be a continuous homomorphism onto a separating subgroup . We have that is algebraically isomorphic to . Consider the continuous dual homomorphism
[TABLE]
Since is separating, it follows that is one-to-one.
Necessity: Assume that . Then there is a continuous homomorphism , which is the identity map on . Therefore, is a separating subgroup of , where is the dual homomorphism.
Corollary 3.4
There are precompact abelian groups whose (precompact) dual groups contain infinite compact subsets but no non-trivial convergent sequences.
Proof. By Proposition 3.1, the dual group of is topologically isomorphic to equipped with the topology of pointwise convergence on and the latter group contains a copy of . Since does not contain nontrivial convergent sequences (see [11, Theorem 3.4] or [27, Proposition 2.4]), neither does . This completes the proof.
Remark 3.5
An infinite compact space is Efimov if does not contain either nontrivial convergent sequences or . Proposition 3.1 implies that the existence of precompact abelian groups whose dual groups contain a compact Efimov subspace is consistent with (see [12]).
We can now characterize the groups whose dual groups do contain non-trivial convergent sequences. We denote by the set of all sequences in converging to . Each such a sequence is considered as an element of the compact group . Hence can be identified with a subgroup of which is equipped with the subspace topology.
Theorem 3.6
Let be a precompact abelian group. Then the dual group contains non-trivial convergent sequences if and only if there is a continuous homomorphism of onto a separating subgroup of .
Proof. Let be a nontrivial convergent sequence. It is easy to see that is topologically isomorphic to equipped with the topology inherited from . Then it suffices to apply Proposition 3.3.
The group equipped with the sup-metric is complete and, hence, is a Polish topological group. Therefore, there exist precompact abelian groups admitting a finer non-discrete Polish topological group topology and whose dual groups contain non-trivial convergent sequences.
In the fall of 1990’s several specialists in the Pontryagin duality theory were discussing the problem whether every precompact reflexive abelian group was compact. Counterexamples to this conjecture appeared in [2] and [15], where the authors established the existence of pseudocompact noncompact reflexive abelian groups. Clearly every pseudocompact space has the Baire property. Afterward, a method of constructing precompact non-pseudocompact reflexive abelian groups was presented in [4]. All the groups in [4] with this combination of properties had the Baire property. These facts suggest the new conjecture that all precompact reflexive abelian groups have the Baire property. In Theorem 3.9 we show that this conjecture is false by presenting an example of a precompact reflexive abelian group which is of the first category. Our arguments require two auxiliary results (for the first of them, see [19, Proposition 4.4]).
Lemma 3.7
If is an infinite pseudocompact abelian group, then all compact subsets of the dual group are finite.
Lemma 3.8
Let be a closed pseudocompact subgroup of a topological abelian group . If the dual group does not contain infinite compact subsets (nontrivial convergent sequences), then neither does .
Proof. Assume that all compact subsets of are finite. Let be the quotient homomorphism and be the dual homomorphism. Let also be the restriction mapping, for each . Clearly is a continuous homomorphism.
Assume for a contradiction that is an infinite compact subset of . Then is a compact subset of . Since is pseudocompact, is finite by Lemma 3.7. Hence the compact set is infinite for some . Take an arbitrary element and put . Then is an infinite compact subset of and the restriction to of every element is the identity of . Hence for every there exists a character satisfying . We conclude, therefore, that L^{\ast}\subseteq\pi^{\wedge}\big{(}(G/H)_{p}^{\wedge}\big{)}. Since is a topological monomorphism, the latter inclusion implies that contains an infinite compact subset. This contradicts the lemma assumptions. We have thus proved that all compact subsets of are finite.
The argument in the case of convergent sequences is almost the same.
A subgroup of a topological abelian group is said to be -embedded in if every homomorphism extends to a continuous homomorphism of to (see [26] or [2, p. 290]). It is clear from the definition that every homomorphism of an -embedded subgroup of is continuous.
Let be a topological abelian group. We recall that the dual group of endowed with the compact-open topology is denoted by . If all compact subsets of are finite, then .
Theorem 3.9
There exists a first category, precompact, reflexive abelian group.
Proof. Since the compact group is second countable, one can apply [4, Theorem 4.2] to find a pseudocompact abelian group and a closed pseudocompact subgroup of such that the quotient group is topologically isomorphic to and all countable subgroups of are -embedded in . In what follows we identify the groups and . Let be the subgroup of considered in Example 2.3. Denote by the quotient homomorphism of onto . Clearly, is a precompact subgroup of , , and is an open continuous homomorphism of onto . As is of the first category, so is . It remains to verify that the group is reflexive.
First, since is a subgroup of , all countable subgroups of are -embedded. Applying [2, Proposition 2.1] we see that all compact subsets of are finite. In particular, . Also, it follows from Theorem 2.3 that all compact subsets of are finite. Since is pseudocompact, all compact subsets of are finite by Lemma 3.7. Therefore, Lemma 3.8 implies that all compact subsets of are finite as well. We conclude, therefore, that
[TABLE]
Also, the canonical evaluation mapping of to is a topological isomorphism of onto [25]. Hence the group is reflexive.
We finish with the following problem mentioned in the introduction:
Problem 3.10
Let be a precompact topological abelian group with the Baire property. Is it true that all compact subsets of are finite?
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