On Euler-Kronecker constants and the generalized Brauer-Siegel conjecture
Anup B. Dixit

TL;DR
This paper explores the relationship between Euler-Kronecker constants and the generalized Brauer-Siegel conjecture, showing how bounds on these constants influence conjecture validity and zero distribution of Dedekind zeta-functions.
Contribution
It proves that bounds on Euler-Kronecker constants imply the generalized Brauer-Siegel conjecture for certain number field towers and refines zero estimates for Dedekind zeta-functions.
Findings
Bounds on Euler-Kronecker constants imply the generalized Brauer-Siegel conjecture.
Known bounds for cyclotomic fields lead to improved zero distribution estimates.
The work connects constants, conjectures, and zero distributions in number theory.
Abstract
As a natural generalization of the Euler-Mascheroni constant , Y. Ihara introduced the Euler-Kronecker constant attached to any number field . In this paper, we prove that a certain bound on in a tower of number fields implies the generalized Brauer-Siegel conjecture for as formulated by Tsfasman and Vl\v{a}du\c{t}. Moreover, we use known bounds on for cyclotomic fields to obtain a finer estimate for the number of zeros of the Dedekind zeta-function in the critical strip.
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On Euler-Kronecker constants and the generalized Brauer-Siegel conjecture
Anup B. Dixit1
Department of Mathematics and Statistics
Queen’s University
Jeffery Hall, 48 University Ave,
Kingston,
Canada, ON
K7L 3N8
Abstract.
As a natural generalization of the Euler-Mascheroni constant , Ihara [6] introduced the Euler-Kronecker constant attached to any number field . In this paper, we prove that a certain bound on in a tower of number fields implies the generalized Brauer-Siegel conjecture for as formulated by Tsfasman and Vlǎduţ. Moreover, we use known bounds on for cyclotomic fields to obtain a finer estimate for the number of zeros of the Dedekind zeta-function in the critical strip.
Key words and phrases:
Euler-Kronecker constants, Brauer-Siegel theorem, asymptotically exact families, cyclotomic fields
2010 Mathematics Subject Classification:
11R42, 11R18, 11R29
11footnotetext: Research of the author was supported by a Coleman Postdoctoral Fellowship at Queen’s University.
1. Introduction
The Euler-Mascheroni constant denoted by is defined as
[TABLE]
This constant appears in many areas of mathematics. For instance, it is given by the constant term in the Laurent expansion of the Riemann zeta-function,
[TABLE]
Motivated by (1), Ihara [6] introduced a generalization of to any number field , using the Dedekind zeta-function . The Dedekind zeta-function associated to a number field is defined on the half-plane as
[TABLE]
where runs over all non-zero integral ideals of the ring of integers . The function has an analytic continuation to the whole complex plane except for a simple pole at . Thus, the Laurent expansion of near is of the form
[TABLE]
The Euler-Kronecker constant associated to is defined as
[TABLE]
One could also view as the constant term in the logarithmic derivative of at , i.e.,
[TABLE]
In [6], Ihara established the following bounds for :
[TABLE]
where denotes the discriminant of over . Asymptotic bounds on were obtained for certain families of number fields by Tsfasman in [16] and Zykin in [20].
In this paper, we study connections of to two classical problems. The first one is the Brauer-Siegel conjecture, which is a statement about the rate at which the class number times the regulator, , vary in a family of number fields. In Section 2, we show that the generalized Brauer-Siegel conjecture is true for a tower of number fields if satisfy certain upper bounds in the tower. These bounds are much weaker than what is expected from (3). We also establish unconditional upper bounds on for almost normal number fields and for those which have a solvable group as the Galois group of its Galois closure. The precise statements are given in Section 2.
In Section 3, we prove some results related to the number of zeros of in the critical strip. Denote by , the number of zeros of in the region and . Then, it is known that for ,
[TABLE]
with the implied constants being absolute. Here denotes the degree and the discriminant of . For a fixed large , we vary in a family of cyclotomic fields and are interested in the term in the error. In fact, using known bounds on for almost all cyclotomic fields, we give finer results to the error terms in . Although these estimates are weaker than the known estimates for (see Trudgian [14]), this illustrates a new approach connecting them to bounds on .
2. The generalized Brauer-Siegel conjecture
Let be a number field. Denote by the class number of , the discriminant of over and the regulator of . It is an important theme in number theory to understand how varies on varying . Suppose is a sequence of number fields. We call to be a family if for . Moreover, we call to be a tower if for all . A result of Heilbronn [5], which was earlier conjectured by Gauss, states that in a family of imaginary quadratic fields, the class number must tend to infinity. However, the same phenomena is not expected to hold for any general family of number fields. For instance, it is still unknown whether there are infinitely many real quadratic fields with class number , although it is widely believed to be true. One of the difficulties in bounding class number is that it is difficult to isolate it from the regulator of the number field. This was observed by Siegel [12] in 1935. He showed that for a family of quadratic fields , the class number times the regulator tends to infinity as . Furthermore, he showed that
[TABLE]
for a family of quadratic fields . Since quadratic fields are determined by their discriminant (more generally, Minkowski’s theorem implies that there are finitely many number fields with bounded discriminant), Siegel’s result provides a rate at which goes to infinity. Brauer [1] generalized this result to families of number fields, that are Galois over . This is known as the classical Brauer-Siegel theorem. More precisely, he showed the following.
Theorem** (Brauer).**
Let be a family of number fields such that is Galois for all . Denote by the degree . If
[TABLE]
then
[TABLE]
Moreover, the condition being Galois can be dropped under the assumption of generalized Riemann hypothesis (GRH).
The reason appears in the above result is because of the class number formula. Recall the Dirichlet class number formula, which states that if denotes the residue of the Dedekind zeta-function at , then
[TABLE]
where and denote the number of real and complex embeddings of , and denotes the number of roots of unity in . Using the class number formula, it is easy to see that the equation (4) is equivalent to
[TABLE]
In 2002, Tsfasman and Vlǎduţ [18] initiated a more extensive study of the above theorem for families of number fields, where the condition can be weakened. This led to the formulation of the generalized Brauer-Siegel conjecture in [18].
Define the genus of as
[TABLE]
Let denote the number of non-archimedian places of such that . Suppose is a family of number fields. Define the following limits.
[TABLE]
for a prime power . Also define
[TABLE]
where and are the number of real and complex embeddings of respectively.
We say that a family is asymptotically exact if the limits , and exist for all prime powers . We say that an asymptotically exact family is asymptotically bad, if for all prime powers . This is analogous to saying that the root discriminant tends to infinity as . If an asymptotically exact family is not asymptotically bad, we say that it is asymptotically good. For a number field , the Dedekind zeta-function has the Euler product
[TABLE]
for , where runs over all non-zero prime ideals in the ring of integers of . This can be re-written as
[TABLE]
for , where runs over all prime powers.
Define the Brauer-Siegel limits (as in [18]) as follows. For an asymptotically exact family ,
[TABLE]
[TABLE]
The existence of the above limits is not clear in general. However, under GRH, the limits and exist for any asymptotically exact family . The generalized Brauer-Siegel conjecture, as formulated by Tsfasman-Vlǎduţ [18] is stated below.
Conjecture 1** (Tsfasman-Vlǎduţ).**
For any asymptotically exact family ,
[TABLE]
Using the class number formula, the above statement is equivalent to
[TABLE]
In the rest of the paper, we shall call the above conjecture as the GBS conjecture. Note that the GBS conjecture for asymptotically bad families is equivalent to the classical Brauer-Siegel conjecture. In [18], Tsfasman-Vlǎduţ proved GBS for any asymptotically exact family under the assumption of GRH. Unconditionally, they proved it for asymptotically good tower of almost normal number fields. Later in 2005, Zykin [19] showed GBS for asymptotically bad family of almost normal number fields. In [2], the author proved GBS unconditionally for asymptotically good towers and asymptotically bad families of number fields with solvable Galois closure. All other cases are open. For an overview of the recent results and the conjectures, the reader may refer to the excellent survey by P. Lebacque and A. Zykin [10]. Furthermore, the asymptotic properties of curves over finite fields has been studied in [17] and [15].
2.1. Bounds on and the GBS conjecture
In this section, we first give unconditional upper bounds on in some cases. A number field is said to be almost normal if there exists a tower of number fields
[TABLE]
such that is Galois for all .
Theorem 2.1**.**
Let be an almost normal number field, not containing any quadratic sub-fields. Then
[TABLE]
where is an absolute positive constant.
Let be a number field and be the normal closure of over . We say that has solvable normal closure if the Galois group is solvable.
Theorem 2.2**.**
Let be a number field with solvable normal closure, not containing any quadratic sub-fields. Then
[TABLE]
where are absolute positive constants.
It is important to point out that the bounds above are much weaker than the conditional bounds under GRH given by (3). However, it is possible to utilize these weak bounds to prove the GBS conjecture for towers of such number fields. More generally, we prove the following.
Theorem 2.3**.**
Let be a tower of number fields, satisfying
[TABLE]
for an arbitrary large . Then the GBS conjecture holds for .
In fact, in Theorem 2.3, condition (9) can be replaced by
[TABLE]
where \alpha_{i}=o\bigg{(}\frac{g_{K_{i}}}{\log g_{K_{i}}}\bigg{)}, that is,
[TABLE]
2.2. Preliminaries
In this section, we state some facts and results, which will be useful in the proof of the above theorems.
2.2.1. Exceptional zeros near
For a number field , has at most one real zero in the region
[TABLE]
This zero, if it exists, is called the exceptional zero or sometimes the Siegel zero of .
In [13], H. M. Stark showed that for an almost normal number field , if has a real zero in the region
[TABLE]
then there exists a sub-field , with such that . In other words, every Stark zero must arise from a quadratic field.
Building on the ideas of Stark and using some beautiful group theoretic techniques, V. K. Murty [8] obtained a similar result for number fields with solvable normal closure. More precisely, he showed that if has solvable normal closure over and if has a real zero in the region
[TABLE]
then there is a quadratic field , such that . Here, denotes the degree , is an absolute positive constant,
[TABLE]
The above mentioned result of Stark and Murty will be crucial in the proof of Theorem 2.1 and Theorem 2.2.
2.2.2. Lagarias-Odlyzko bounds
For a number field , write
[TABLE]
where is entire. Define
[TABLE]
From (2), we have
[TABLE]
Using Mellin transform of the Chebyshev step function, we have
[TABLE]
for , where
[TABLE]
The unconditional Lagarias-Odlyzko [9] estimate for gives
[TABLE]
for , where , , are positive absolute constants. Here, is the possible Siegel zero of .
2.2.3. Towers are asymptotically exact
We use the following lemma, which also appears in [18]. The proof is included for sake of completeness.
Lemma 2.4** (Tsfasman-Vlǎduţ).**
Any infinite tower is an asymptotically exact family.
Proof.
Let . For any place of , which decomposes into a set of places in , we have
[TABLE]
Therefore,
[TABLE]
Thus, for a tower and for any fixed ,
[TABLE]
for is a non-increasing sequence and hence has a limit. For , we get the existence of , yields the existences of and inductively we see that exists for all . For archimedean places, note that if , then
[TABLE]
By a similar argument as above, we conclude that and exists. ∎
2.2.4. A Lemma of Stark
In [13], Stark proved the following lemma, which we will use below.
Lemma 2.5** (Stark).**
Let be as in (13), then has the following partial summation.
[TABLE]
where runs over all the non-trivial zeros of , and denote the number of real and complex embeddings of and
[TABLE]
2.3. Proof of main theorems
2.3.1. Proof of Theorem 2.1
Since is almost normal and has no quadratic sub-field, it cannot have any zero in the region (11). Thus, if has a Siegel zero , it must lie in the interval
[TABLE]
In other words, .
Hereafter ’s will denote positive absolute constants. Since, for some absolute positive constant , we have
[TABLE]
Hence, for , we have
[TABLE]
where the implied constant is absolute and positive. For , we use the trivial estimate
[TABLE]
Now, the integral (14), evaluated at gives
[TABLE]
Here the error comes from the term .
The first integral
[TABLE]
We now show that the second integral is bounded. By the Lagarias-Odlyzko estimate (14), we have
[TABLE]
We use the change of variables
[TABLE]
to get the right hand side of (2.3.1) as
[TABLE]
For large and any fixed , we bound to get (17) to be
[TABLE]
We further know that in the above interval,
[TABLE]
Hence, we have (18) is
[TABLE]
Putting together (2.3.1), (19) in (14), we get that for
[TABLE]
Thus by (2), we get Theorem 2.1.
2.3.2. Proof of Theorem 2.2
The proof here follows along the same lines as in the proof of Theorem 2.1. Since has solvable normal closure over with no quadratic sub-fields, if has a Siegel zero , by (12) it must lie in the region
[TABLE]
Incorporating this into the proof of Theorem 2.1, using the Lagarias-Odlyzko bounds (14), we get the required result (for more details see the proof of Lemma 2.5 in [2]).
2.3.3. Proof of Theorem 2.3
Let be a number field. Write
[TABLE]
Taking on both sides and dividing by , we get for
[TABLE]
For a family of number fields , in order to prove GBS, it suffices find a sequence of such that as ,
[TABLE]
The difficulty lies in the choice of . The convergence in (21) may not be uniform and hence does not allow for interchanging summation and limits for any choice of ’s. This is precisely the reason why we get the unconditional results only for towers of number fields, and not for asymptotically exact families in general. In case of towers, it is possible to utilize the monotone convergence theorem to overcome the issue. Moreover, the choice of cannot be too small, which would result in not approaching [math].
In [18], it is shown that for any asymptotically exact family of number fields,
[TABLE]
Thus, to prove the Theorem 2.3, first note by Lemma 2.4 that any tower of number fields is asymptotically exact. Hence, it suffices to show that for some choice of ,
[TABLE]
[TABLE]
and
[TABLE]
We first show that (23) is implied by a certain choice of ’s under the assumption of bounds on . Recall that
[TABLE]
We show that for ,
[TABLE]
To see this, we use Stark’s lemma 2.5, which gives
[TABLE]
From the definition of , it is easy to see that
[TABLE]
Moreover, for ,
[TABLE]
Therefore, to show (25), it suffices to show that
[TABLE]
By the functional equation of , we know that if is a non-trivial zero of , then so is . Therefore, we have
[TABLE]
Clubbing together and from the summation, we write
[TABLE]
To estimate (2.3.3), we use the upper bounds on the number of zeros of given by Jensen’s theorem. Let denote the number of zeros of in the region and . Using Jensen’s theorem, one can see that
[TABLE]
where the implied constant is absolute. The detailed computation of the above for a more general case can be found in ([3], Lemma 4.1.4).
Thus, by partial summation, we get that
[TABLE]
since . This proves (25). Therefore, for a choice of ,
[TABLE]
Now, we have
[TABLE]
If for some ,
[TABLE]
for all , we choose
[TABLE]
From (27), as ,
[TABLE]
Now, we are left to show (22). Note that
[TABLE]
If is a tower, we know that . Therefore,
[TABLE]
for any . We also have
[TABLE]
uniformly for , for some . Hence, we get
[TABLE]
This proves GBS for towers of number fields.
3. On the number of zeros of for cyclotomic fields
Let be the Dedekind zeta function associated to the number field . It satisfies a functional equation of the form
[TABLE]
where , is given as
[TABLE]
By the above functional equation, it is easy to see that has zeros in the region coming from the poles of the -function at negative integers. These are called the trivial zeros. Moreover, because of the Euler-product, does not have any zeros on . The symmetry of the functional equation implies that all the zeros of in the region are in fact trivial. Therefore, all the non-trivial zeros of lie in the critical strip .
Define
[TABLE]
which counts the number of zeros in the critical strip up to height , according to multiplicities. Using Riemann-von Mongoldt-type formula, it can be shown that for
[TABLE]
where the implied constant is absolute.
Suppose, we fix a large , and vary over a family. Then, we are interested in the implied constant associated to the error term in (28). In this direction, a result of H. Kadiri and N. Ng (see [7]) sheds some light. An improvement of their techniques leads to the following result due to T. Trudgian [14], which is perhaps the best known result so far. He showed that for
[TABLE]
In certain cases, one could produce even better asymptotic results. For instance, if we consider an asymptotically bad family of number fields, and fix a very large , then in [14, Table 2] yields
[TABLE]
where the implied constant in the -term is absolute and the -notation bounds the growth of the function as .
Let be the cyclotomic field where is a prime and denotes the primitive -th root of unity. Then, from (28), we have
[TABLE]
where the implied constant is absolute, independent of .
Our goal is to understand the implied constant of the -term in the error, upon varying . In this section, we will show that certain known bounds on the Euler-Kronecker constants quite easily produce bounds on this implied constant. We note that these bounds are not better than what we already have from (30). However, it is worth appreciating the connection of and this problem, especially the simple argument which leads to these bounds.
Let denote the Euler-Kronecker constant associated with with prime. In [6], Ihara conjectured that for all primes . The basis for this conjecture was perhaps the observation that in order for to be negative, there must be a large number of small primes which split completely in . But, the conjecture is known to be false (see [4]), with an explicit counterexample
[TABLE]
It was also shown by Ford, Luca and Moree [4] that if the Hardy-Littlewood -tuple conjecture is true, then infinitely often. Nevertheless, such a phenomena would occur rarely.
For our purpose, we will use some unconditional results due to V. K. Murty and M. Mourtada [11], who showed that for almost all primes ,
[TABLE]
It is also interesting to note that (see [4]), assuming Hardy-Littlewood and Elliot-Halberstam conjecture, for almost all primes , we have
[TABLE]
Let
[TABLE]
By (31), consists of almost all primes and for , we get
[TABLE]
Proposition 3.1**.**
Let be a family such that , where . Then, assuming GRH, for a large fixed , we have
[TABLE]
with the constant satisfying
[TABLE]
Here, the assumption of GRH is not a restriction and one can produce similar results without assuming GRH with more careful analysis. However, we assume it to make the computations easier.
3.1. Proof of Proposition 3.1
From Stark’s Lemma 2.5 and (2), we have
[TABLE]
where runs over all the non-trivial zeros of .
By the functional equation of , if is a zero, then so is . Assuming GRH, we get
[TABLE]
Note that
[TABLE]
Using partial summation, we have
[TABLE]
For large ,
[TABLE]
because . If is large, and , using (28) we have
[TABLE]
Using
[TABLE]
and
[TABLE]
we get
[TABLE]
Comparing this with (32), we get
[TABLE]
By a similar argument and using
[TABLE]
we get
[TABLE]
This proves Proposition 3.1.
To obtain analogous result without the assumption of GRH, one should follow a similar argument as above, by replacing (33) with .
4. Concluding Remarks
From Stark’s lemma 2.5, we have for any number field ,
[TABLE]
The sum can be interpreted in terms of the Li coefficient. Recall that the Li’s coefficients are defined for as
[TABLE]
Li’s criterion asserts that the Riemann hypothesis is true if and only if is positive for all . It is clear that
[TABLE]
Thus, also holds the information on the positivity of . Moreover, any estimate on leads to an estimate on . This observation could also be used to produce upper bounds for the low lying zeros of .
Acknowledgments
I thank Prof. M. R. Murty and Prof. V. K. Murty for helpful comments on an earlier version of this paper. I would also like to thank Prof. T. Trudgian for pointing out the best bound in equation (29) for asymptotically bad families. I thank both the anonymous referees for detailed comments.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] R. Brauer, On zeta-functions of algebraic number fields, American Journal of Mathematics , 2 , (1947), 243-250.
- 2[2] A. B. Dixit, On the generalized Brauer-Siegel theorem for asymptotically exact families of number fields with solvable Galois closure, Int. Mat. Res. Not. , https://doi.org/10.1093/imrn/rnz 141.
- 3[3] A. B. Dixit, The Lindelöf class of L 𝐿 L -functions, Ph D Thesis , University of Toronto, (2018).
- 4[4] K. Ford, F. Luca, P. Moree, Values of the Euler ϕ italic-ϕ \phi -function not divisible by a given odd prime, and the distribution of Euler-Kronecker constants for cyclotomic fields, Mathematics of Computation , 83 , (2014), no. 287, 1447–1476.
- 5[5] H. A. Heilbronn, On the class number of imaginary quadratic fields, Quart. J. Math. , 5 , (1934), 150-160.
- 6[6] Y. Ihara, On the Euler-Kronecker constants of global fields and primes with small norms, Algebraic geometry and number theory, Progr. Math. , 253 , (2006), 407-451.
- 7[7] H. Kadiri, N. Ng, Explicit zero density theorems for Dedekind zeta functions, Journal of Number Theory , 132 , (2012), 748–775.
- 8[8] V. K. Murty, Class Number of CM-Fields with Solvable Normal Closure, Compositio Mathematica , (2001), 273-287.
