A de Rham model for complex analytic equivariant elliptic cohomology
Daniel Berwick-Evans, Arnav Tripathy

TL;DR
This paper develops a new cocycle model for complex analytic equivariant elliptic cohomology, connecting it with loop group representations and providing a refined orientation theory for elliptic cohomology.
Contribution
It introduces a de Rham-based cocycle model that refines existing theories and relates elliptic classes to positive energy representations and the MString orientation.
Findings
Constructed a cocycle model refining Grojnowski and Devoto theories.
Developed Mathai--Quillen cocycles for elliptic Euler and Thom classes.
Established a unique equivariant MString orientation via elliptic classes.
Abstract
We construct a cocycle model for complex analytic equivariant elliptic cohomology that refines Grojnowski's theory when the group is connected and Devoto's when the group is finite. We then construct Mathai--Quillen type cocycles for equivariant elliptic Euler and Thom classes, explaining how these are related to positive energy representations of loop groups. Finally, we show that these classes give a unique equivariant refinement of Hopkins' "theorem of the cube" construction of the -orientation of elliptic cohomology.
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A de Rham model for complex analytic equivariant elliptic cohomology
Daniel Berwick-Evans and Arnav Tripathy
Abstract.
We construct a cocycle model for complex analytic equivariant elliptic cohomology that refines Grojnowski’s theory when the group is connected and Devoto’s when the group is finite. We then construct Mathai–Quillen type cocycles for equivariant elliptic Euler and Thom classes, explaining how these are related to positive energy representations of loop groups. Finally, we show that these classes give a unique complex analytic equivariant refinement of Hopkins’ “theorem of the cube” construction of the -orientation of elliptic cohomology.
Contents
- 1 Introduction
- 2 -bundles on elliptic curves
- 3 A cocycle model for equivariant elliptic cohomology
- 4 Comparing with Grojnowski’s equivariant elliptic cohomology
- 5 Comparing with Devoto’s equivariant elliptic cohomology
- 6 Loop group representations and cocycle representatives of Thom classes
- 7 Equivariant orientations and the theorem of the cube
- A Background
1. Introduction
Equivariant K-theory facilitates a rich interplay between representation theory and topology. For example, universal Thom classes come from representations of spin groups; power operations are controlled by the representation theory of symmetric groups; and the equivariant index theorem permits geometric constructions of representations of Lie groups.
Equivariant elliptic cohomology is expected to lead to an even deeper symbiosis between representation theory and topology. First evidence appears in the visionary work of Grojnowski [Gro07] and Devoto [Dev96]. Grojnowski’s complex analytic equivariant elliptic cohomology (defined for connected Lie groups) makes contact with positive energy representations of loop groups [And00, Gan14]. Devoto’s construction (defined for finite groups) interacts with moonshine phenomena [BT99, Gan09, Mor09].
Equivariant elliptic cohomology over the complex numbers is already a deep object. By analogy, equivariant K-theory with complex coefficients subsumes the character theory of compact Lie groups, which in turn faithfully encodes their representation theory. Analogously, equivariant elliptic cohomology over the complex numbers should be viewed as a home for “elliptic character theory,” although the complete picture of what elliptic representation theory really is remains an open question [Seg88, GKV95, HKR00, BZN15].
This paper gives a cocycle model for complex analytic equivariant elliptic cohomology as a sheaf of commutative differential graded algebras on the moduli space of -bundles over elliptic curves. The approach is uniform in the group . When is connected, we recover a cocycle model for Grojnowski’s equivariant elliptic cohomology, and when is finite we recover a cocycle model for Devoto’s. One great utility of cocycle models is that they bring new computational tools for applications. The elliptic cocycles presented below are concrete and explicit, namely compatible equivariant differential forms on certain fixed point sets. This makes them well-suited for applications.
One source of such applications has been long in the making. Indeed, Grojnowski’s original motivation for studying equivariant elliptic cohomology was to construct certain elliptic algebras, e.g., an elliptic analog of the affine Hecke algebra. Crucially, he recognized that such algebras should arise geometrically by applying equivariant elliptic cohomology to certain varieties, such as the Steinberg variety. This is the third step in the program that produces increasingly sophisticated representation-theoretic objects by applying first ordinary equivariant cohomology, then equivariant K-theory, and next equivariant elliptic cohomology to varieties built out of algebraic groups. The cohomological and K-theoretic variants of this paradigm have already met great success, notably in Kazhdan–Lusztig’s K-theoretic construction of the affine Hecke algebra [KL87]. The program has seen further development in recent years with the expectation of new examples from supersymmetric gauge theory [BDGH16, BDG*+*16]. In the corresponding mathematical theory of symplectic resolutions, the closely related work of Maulik–Okounkov [MO12] constructs representations of generalized quantum groups by applying equivariant cohomology theories to Nakajima quiver varieties. Equivariant elliptic cohomology is starting to play an increasingly important role at this nexus of representation theory, geometry and physics, e.g., in the work of Zhao–Zhong [ZZ15] and Yang–Zhao [YZ17]. The construction by Aganagic–Okounkov of elliptic stable envelopes [AO16] in the (extended) equivariant elliptic cohomology of symplectic resolutions has far-reaching consequences in enumerative geometry and integrable systems. In particular, it interweaves with the recent elliptic Schubert calculus of Rimanyi and Weber [RW19]. We emphasize that these applications are already quite interesting for complex analytic equivariant elliptic cohomology; refinements to objects over will further deepen the story.
Such refinements are the subject of Lurie’s ongoing work as surveyed in [Lur09] with the state of the art being finite group equivariant elliptic cohomology [Lur19]. The setup is inherently derived: Lurie’s equivariant elliptic cohomology arises as a certain sheaf of -ring spectra. The cocycle model below begins to bridge the gap between Grojnowski’s approach and Lurie’s. Indeed, over the complex numbers -ring spectra can be modeled by commutative differential graded algebras (cdgas). Our model for equivariant elliptic cohomology is a sheaf of cdgas on a moduli space of -bundles over elliptic curves. The higher derived sections of this sheaf are previously unexplored and further intertwine representation theoretic data with the rich geometry of elliptic curves, e.g., see Remark 3.15 and Example 6.19 below.
Motivation for the definition of elliptic cocycles
The precise form of our definition of elliptic cocycles (Definition 3.3) takes motivation from three sources.
The first is the preexisting de Rham model for complexified equivariant K-theory. Cocycles in this case are “bouquets” of equivariant differential forms that assemble into sections of a sheaf over the moduli space of -bundles on the circle , or equivalently, the quotient of a Lie group acting on itself by conjugation; see Block–Getzler [BG94, §1], Duflo–Vergne [DV93] and Vergne [Ver94, Definition 23]. These bouquets appear naturally in equivariant index theory, as discussed in [BGV92, Chapter 7 Additional remarks]. With the correct perspective, Definition 3.3 is a natural generalization to elliptic bouquets as a sheaf on the moduli space of -bundles on elliptic curves. Indeed, Vergne has recently (and independently) produced a de Rham model similar to Definition 3.3 in the special case of -equivariant elliptic cohomology [Ver20].
The second motivation comes from “delocalizing” Borel equivariant elliptic cohomology, as emphasized by Grojnowski [Gro07, §1]. As reviewed in §3.2 below, the Atiyah–Segal completion theorem compares equivariant K-theory with Borel equivariant K-theory. For , the Atiyah–Segal completion map (38) restricts functions on the multiplicative group to functions on the formal multiplicative group, . Demanding naturality in the group and using techniques of reduction to maximal tori, much of equivariant K-theory can then be constructed out of the multiplicative group [Lur09, §2]. By the definition of elliptic cohomology, the Borel equivariant elliptic cohomology group can be interpreted as functions on the (moduli of) formal elliptic groups. In the spirit of delocalization, one might expect -equivariant elliptic cohomology to be (the sheaf of) functions on the universal elliptic curve. If one then starts with the de Rham model for Borel equivariant elliptic cohomology and then follows Grojnowski’s delocalization procedure, this gives another road to Definition 3.3 for . Further exploiting naturality in the group and reducing to maximal tori then leads to the general definition, much in the same spirit of [Gro07, §2.6] and [Lur09, §3.4-3.5].
The third motivation for Definition 3.3 is an anticipated relationship between elliptic cohomology and 2-dimensional supersymmetric quantum field theory through a conjectured isomorphism [Wit88, Seg88, ST04, ST11]
[TABLE]
that realizes deformation classes of field theories as classes in the universal elliptic cohomology theory of topological modular forms (TMF). This cohomology theory is constructed as the global sections of a sheaf of -ring spectra over the moduli stack of elliptic curves. One of the great challenges is to relate this sophisticated homotopical object to quantum field theory: at a superficial level, the candidate objects from physics have absolutely nothing to do with the objects in homotopy theory. In confronting this challenge, Lurie suggests [Lur09, §5.5] that an equivariant refinement would go a long way to constructing the map (3).
Pondering such an equivariant refinement of (3) is what originally lead us to Definition 3.3 of equivariant elliptic cocycles, albeit by a fairly circuitous route. To summarize, a model for (non-equivariant) complex analytic elliptic cohomology of a manifold comes from considering functions on the moduli space of classical fields for the 2-dimensional supersymmetric sigma model with target [BE20]. Turning on background gauge fields for a gauge group that acts on results in a moduli space of fields whose functions are a model for complex analytic equivariant elliptic cohomology of the -manifold [BET19]. This equivariant moduli space is a union of twist fields parameterized by pairs of commuting elements in , e.g., see [DHVW85]. Functions on twist fields for a fixed pair of commuting elements is precisely the data (32) for an elliptic cocycle, and compatibility between twist fields begets properties (1) and (2) in Definition 3.3. We explain this connection to physics more fully in the companion paper [BET19]. Together with the de Rham model of this paper, we obtain an equivariant refinement of the isomorphism (3) over . The easier case of a finite group is treated in [BE14]. We view these results as a first step towards Lurie’s proposed construction of the isomorphism (3).
Outline and overview of results
Let be a compact Lie group. We construct a cocycle model for -equivariant complex analytic elliptic cohomology as a functor from -manifolds to sheaves of commutative differential graded algebras (cdgas) on a stack .
In §2 we define the stack and describe some of its basic geometric features. Roughly, classifies isomorphism classes of flat -bundles over complex analytic elliptic curves. When is a torus, we identify
[TABLE]
with the iterated fiber product of the (dual) universal elliptic curve over the moduli stack of elliptic curves. This gives a holomorphic structure, and has a similar holomorphic structure for general . Supposing that is connected, supports holomorphic line bundles called Looijenga line bundles. When is simple and simply connected, sections are spanned by (super) characters of positive energy representations of the loop group , where the level of the representation determines the isomorphism class of the Looijenga line bundle. When is finite, supports line bundles constructed by Freed and Quinn [FQ93] in their study of Chern–Simons theory. Such line bundles are central to generalized moonshine when is the monster group; see Remark 2.28.
In §3 we define the sheaf for a -manifold and derive some of its basic properties. For example, there is a canonical identification with the sheaf of holomorphic functions on . This gives the canonical structure of a sheaf of -modules (Proposition 3.10). We show that restricting along the section associated to the trivial -bundle gives a map to Borel equivariant elliptic cohomology. This constructs an elliptic Atiyah–Segal completion map (Theorem 3.9) in the same spirit as advocated in [Lur09, §2].
In §4 we prove that is a cocycle refinement of Grojnowski’s complex analytic equivariant elliptic cohomology when is connected (Theorem 4.1). In §5 we prove that is a cocycle refinement of Devoto’s equivariant elliptic cohomology over when is finite (Theorem 5.1). In these sections we also briefly review the preexisting definitions.
In §6 we construct cocycle representatives of equivariant elliptic Euler and Thom classes for the groups and (Propositions 6.8 and 6.13, respectively). These cocycles come from products of certain theta functions, interpreted as sections of the sheaf twisted by a (Looijenga) line bundle. In this way, the Euler and Thom cocycles are determined by characters of level 1 vacuum representations of loop groups, see Proposition 6.10.
Thom classes determine orientations for equivariant elliptic cohomology, leading to elliptic Chern classes of vector bundles, wrong-way maps, and elliptic fundamental classes of appropriately oriented submanifolds. The -equivariant Thom cocycle therefore leads to an equivariant and cocycle refinement of the -orientation, and the -equivariant Thom cocycle leads to an equivariant and cocycle refinement of the -orientation. We verify compatibility with the corresponding nonequivariant classes in complex analytic elliptic cohomology in Theorem 6.17.
In §7, we compare the equivariant characteristic classes from §6 with the ones studied by Hopkins [Hop94] and Ando–Hopkins–Strickland [AHS01] in their construction of - and -orientations of elliptic cohomology theories and TMF. First, we make a basic observation: complex orientations of elliptic cohomology theories over do not admit equivariant refinements (Proposition 7.5). However, they do admit unique twisted equivariant refinements (Proposition 7.8). Next we turn our attention to -orientations. Recall there is a version of the splitting principle for bundles with -structure so that characteristic classes are determined by the class associated to the virtual vector bundle over for the tautological bundles on their respective factors. There is a (non-equivariant) characteristic class of this virtual vector bundle determined by the - and -orientations of elliptic cohomology. We show this class has a unique complex analytic equivariant refinement (Theorem 7.11), whose existence is a consequence of the theorem of the cube. Finally, we show that this equivariant class agrees with the Euler class associated from the unique twisted equivariant complex orientation.
In Appendix A, we give some essential background for the paper, starting in §A.1 with some useful results in Lie theory. We briefly review the Cartan model for equivariant cohomology in §A.2. Finally, we use the language of smooth stacks (i.e., stacks on the site of smooth manifolds) throughout the paper; we review some key aspects in §A.3.
Notation and conventions
For simplicity we assume that a -manifold embeds -equivariantly into a finite-dimensional -representation. This is automatically satisfied when is compact by results of Mostow [Mos57] and Palais [Pal57].
For a -manifold , we use the notation to denote the Lie groupoid quotient with underlying stack . Let denote the coarse quotient, taken in sheaves on the site of smooth manifolds. When the -action is free, the stack is representable and we often identify it with the (coarse) quotient in manifolds. We refer to §A.3 for more detail. We remark that in topology sometimes is used to denote the stacky quotient, but we avoid this notation because it conflicts with the standard notation for the GIT quotient.
Sheaf conditions are always imposed in the strict (i.e., non-homotopical) sense. For example, a sheaf of commutative differential graded algebras is a chain complex of sheaves with a commutative graded multiplication.
Tensor products of algebras of functions or spaces of sections will always be taken as the projective tensor product of Fréchet spaces. This is a completion of the algebraic tensor product having the key property that for manifolds and .
Finally, we view modular forms as functions on the upper half plane with properties. The sheaf of holomorphic functions on will always be taken to be the one that imposes meromorphicity at infinity, so that by “modular forms,” we always mean “weakly holomorphic modular forms.” More precisely, for an open , the sections are the holomorphic functions on with at most polynomial growth along any geodesic (in the hyperbolic metric) escaping to .
Acknowledgements
Ian Grojnowski’s vision for deploying equivariant elliptic cohomology to study representation-theoretic problems has been a constant source of inspiration throughout the duration of this project. A tremendous amount of elliptic cohomology was also developed in notes of Mike Hopkins, to whom we owe a great intellectual debt. We also wish to thank Matt Ando, Nora Ganter, Tom Nevins, Andrei Okounkov, and Charles Rezk for stimulating conversations, Kiran Luecke for comments on an earlier draft, and anonymous referees whose comments helped improve the exposition. Finally, A.T. acknowledges the support of MSRI and the NSF through grants 1705008 and 1440140.
2. -bundles on elliptic curves
This section uses the language of smooth stacks; we refer to §A.3 for a brief introduction. In particular, see Example A.20 for the definition of a quotient stack, Definition A.23 for the notion of an atlas of a differentiable stack, and Definition A.25 for the notion of a holomorphic structure on a smooth stack.
2.1. Elliptic curves
Consider the -action on the upper half plane by fractional linear transformations,
[TABLE]
Define the moduli stack of elliptic curves as the quotient stack,
[TABLE]
Since the -action preserves the complex structure on , the map is a holomorphic atlas that endows the smooth stack with a complex analytic structure.
Consider the quotient manifold
[TABLE]
for the free -action where , and . There is an action of on that covers the action (9) on ,
[TABLE]
Define the universal elliptic curve as the quotient stack . The evident map provides a holomorphic atlas for , and the projection induces a map of complex analytic stacks We remark that for a complex manifold and a map of complex analytic stacks, the 2-pullback gives the family of complex analytic elliptic curves over classified by .
There is a similarly defined universal dual elliptic curve, , for defined as a quotient as in (10) but for the -action
[TABLE]
The evident map also provides a holomorphic atlas for , and the obvious map is again a map of complex analytic stacks.
Remark 2.1*.*
More geometrically, the dual of an elliptic curve is its space of degree-zero line bundles. In the complex analytic setting, this is the space of topologically trivial line bundles endowed with flat, unitary connections. We identify a point in with such a line bundle as follows: for gets sent to the line bundle corresponding to the one-dimensional representation of the fundamental group
[TABLE]
2.2. The smooth stack of -bundles
A smooth manifold determines a sheaf on the site of manifolds whose value on is the set of smooth maps . Below we will often identify a manifold with its representable sheaf, where denotes the value of this sheaf on the manifold , also called the -points of .
An interesting class of non-representable sheaves on the site of smooth manifolds arises by considering (non-smooth) subsets of a smooth manifold. We refer to Example A.14 for a discussion of subobject sheaves.
Definition 2.2**.**
Define as the subobject of the representable sheaf whose -points are smooth maps that pointwise commute in ,
[TABLE]
Equivalently, is the sheaf of smooth families of homomorphisms .
Typically the sheaf fails to be representable when is nonabelian. To avoid cluttering some formulas below, we often use the notation to denote a pair of commuting elements , rather than the more cumbersome .
We refer to Example A.15 for a discussion of coarse quotients in sheaves.
Definition 2.3**.**
Let denote the coarse quotient sheaf, where is the connected component of the identity acting on by restriction of the conjugation action for and .
There is a left action of on the sheaf
[TABLE]
This is the precomposition -action on families of homomorphisms ; note that precomposition actions are naturally right actions, and the signs in (14) are the result of turning this into a left action. The action (14) descends to the quotient . There is a residual -action on by conjugation, and this commutes with the -action. Viewing as a representable sheaf with the -action (9), we obtain an -action on the sheaf which defines the generalized (action) Lie groupoid , i.e., a groupoid object in sheaves, see Definition A.16.
Definition 2.4**.**
Define the smooth stack
[TABLE]
as the stack underlying the generalized Lie groupoid. This stack is natural in : a homomorphism determines a functor
Remark 2.5*.*
The projection witnesses as a relative coarse moduli space of -bundles on elliptic curves. Indeed, a pair of commuting elements defines a flat -bundle on an elliptic curve with chosen generators for its fundamental group, and a conjugacy class of such a pair is a -bundle up to isomorphism. Hence for connected, if we fix an elliptic curve and generators for its fundamental group (specified in terms of ), the fiber of at is the moduli space of isomorphism classes of -bundles.
Remark 2.6*.*
Categorically-minded readers might find the above version of peculiar, preferring instead the stack that records all isomorphisms between -bundles. However, as defined in (15) turns out to be the right home for complex analytic equivariant elliptic cohomology. Lurie’s construction also takes place over a moduli space of -bundles rather than the full moduli stack [Lur09, Remark 5.1]. One subtlety in (15) is that we do not pass completely to the coarse quotient because the action by is important for certain desired applications of equivariant elliptic cohomology for finite groups; see Remark 2.27.
2.3. Sheaves on
We shall define sheaves on as -equivariant sheaves on . Since typically fails to be representable, we first require the following definition.
Definition 2.7**.**
A subsheaf of a sheaf is a morphism of sheaves with the property that the induced map of sets is injective for each manifold . An open subsheaf of a sheaf is a subsheaf with the property that for any representable sheaf and any -point , the pullback
[TABLE]
is representable by a manifold, and the map of representable sheaves is determined by the inclusion of an open subsubmanifold in . Let denote the category whose objects are open subsheaves of and morphisms are inclusions, which we write e.g., as . An open cover of a sheaf is a collection of open subsheaves with the property that for any representable sheaf and any -point , the pullback (16) is representable and determines an open cover of the manifold .
Example 2.8**.**
An open submanifold of a manifold determines an open subsheaf of the sheaf represented by . Similarly, an open cover of determines an open cover of the sheaf represented by .
For more properties of the category of open subsheaves, we refer to [BET19, §A.4].
Definition 2.9**.**
A presheaf on a sheaf is a functor . A presheaf is a sheaf if it satisfies the usual sheaf condition for open covers of .
Definition 2.10**.**
A presheaf on is an -equivariant presheaf on . A presheaf on is a sheaf if its underlying presheaf on satisfies the sheaf condition.
To construct sheaves on , we will need a supply of open subsheaves. We will build these by starting with open submanifolds of viewed as open subsheaves via Example 2.8, and then restricting along the inclusion to obtain an open subsheaf of . We descend to an open subsheaf of using the following lemma.
Lemma 2.11**.**
Let be a -invariant open submanifold of . Identify with its representable open subsheaf. Then the pulback is a -invariant open subsheaf of
[TABLE]
*and the coarse quotient sheaf is an open subsheaf of . *
Proof.
The argument is largely formal, e.g., see [BET19, Proposition A.40]. ∎
Next, let denote the product of -balls in around and , which we parameterize by -invariant -balls in the Lie algebra,
[TABLE]
Let denote the orbit of under the conjugation action by . We observe that is again an open submanifold of , which we identify with its representable open subsheaf. The restriction of to the subsheaf defines a -invariant open subsheaf of . Applying Lemma 2.11 yields the following.
Corollary 2.12**.**
For any , the collection of open subsheaves defined by
[TABLE]
is an open cover of .
The next step is to describe the open subsheaves in a manner that will be useful in later constructions. We start with some notation. For each pair of commuting elements , and a choice of maximal commuting subalgebra , define the following (non-open) submanifold of :
[TABLE]
where is an -ball about the origin for an -invariant metric on restricted to . There is an evident map of smooth manifolds . The induced map of representable sheaves factors through the subsheaf . Next define the finite group
[TABLE]
where is the -fixed subgroup, denotes a maximal torus of the identity connected component of , and is the normalizer of in . The notation is intended to evoke a Weyl group, though in general need not be connected in which case is larger than the Weyl group of the identity component of
Lemma 2.13**.**
For a fixed pair of commuting elements , there exists a real number depending on such that for all , there is an isomorphism of subsheaves of ,
[TABLE]
*between the open subsheaf of and the coarse quotient sheaf . *
Proof.
Consider the (strictly) commuting triangle in generalized Lie groupoids
[TABLE]
The arrows come from regarding the sheaves of objects of these groupoids as subsheaves of the representable sheaf and taking the obvious inclusions; on morphisms these arrows are determined the inclusion . For sufficiently small, the map is essentially surjective by Lemma A.9. By Lemma A.1 and Proposition A.6, induces an isomorphism on isomorphism classes of objects (as sets). This implies an isomorphism of subsheaves of . Passing to coarse quotients, determines an isomorphism of sheaves over . Next we identify the coarse quotient sheaves using that the conjugation action of on is trivial, as is a torus acting on itself by conjugation. Commutativity of the diagram therefore identifies with the open subsheaf of . ∎
For each pair of commuting elements , we fix once and for all a choice of maximal commuting subalgebra , which in turn gives a map for each in the cover of from Corollary 2.12, where we assume that is sufficiently small to satisfy the hypothesis of Lemma 2.13. Below, we drop the -dependence of in the notation. We use this data to construct sheaves on as follows.
Proposition 2.14**.**
Fixing the choices described above, suppose we are given data:
- (D1)
-equivariant sheaves on each manifold for all ; 2. (D2)
*for each determining an isomorphism from an open subset of to an open subset , we require the data of an isomorphism of sheaves on . *
We require these data satisfy the following conditions.
- (C1)
The equivariant structure on the sheaf from (2) associated with automorphisms of for agrees with the equivariant structure in (1) via the action through the quotient . 2. (C2)
The isomorphisms (D2) satisfy the natural compatibilities for nested open subsets and products of elements of .
*Then the above determines a -equivariant sheaf on , which we identify with a sheaf on . *
Proof.
Throughout, we shall identify open subsets of with open subsheaves of the associated representable sheaf. First define a sheaf subordinate to the open cover of as the direct image of the data (D1) along the -quotient maps
[TABLE]
Explicitly, the sections of the direct image assign to an open subsheaf the -invariant sections of on .
Next we wish to descend the sheaf on defined above to a -equivariant sheaf on . This is both data and property, namely, the data of isomorphisms of sheaves covering isomorphisms between open subsheaves specified by the action of , and the property of compatibility between multiplication in the group and composition of isomorphisms of sheaves.
We first construct the descent data. So suppose we are given that sends an open subsheaf to an open subsheaf . Since all maximal abelian subalgebras are conjugate, there exists a choice sending to . Then the data (D2) specifies an isomorphism between invariant sections. This gives the descent data for the desired -equivariant sheaf on .
It remains to verify the descent property. This amounts to showing that the isomorphisms constructed above are well-defined (i.e., independent of the choice of representative of ) and compatible with the group structure on . So suppose we have two lifts . Then ; as it must also commute with , . But now, using Lemma A.10, and must both conjugate to and hence preserves . It follows that , and so the requirement (C1) implies that acts through , and hence the action is trivial on -invariant sections. This shows that the isomorphisms of sheaves are well-defined. The compatibility of these isomorphism is a direct consequence of condition (C2), using that the quotient map is a homomorphism. ∎
2.4. Holomorphic functions on
We endow with a sheaf of holomorphic functions whose definition is motivated by the identification between flat bundles on an elliptic curve with the dual elliptic curve: the former is a priori only a smooth moduli space whereas the latter has an obvious holomorphic structure; see Remark 2.1. More generally, we have the following holomorphic structure on flat -bundles.
Example 2.15**.**
Let be a torus, so that all pairs of elements commute and
[TABLE]
Then there is an isomorphism of smooth stacks where
[TABLE]
is the iterated fibered product of the universal (dual) elliptic curve. Here we use that the map is induced by an isofibration of complex analytic groupoids so that the 2-fibered product of stacks (22) agrees with the strict fibered product of groupoids. Hence, we obtain a holomorphic atlas from
[TABLE]
The -actions preserve the evident complex structures, so that we indeed have a holomorphic atlas for .
For an open subset , we promote (for from (19)) to a complex manifold, with holomorphic structure coming from the isomorphism
[TABLE]
that for each identifies as an open submanifold of the complex vector space with the standard complex structure.
Definition 2.16**.**
Let be an open subsheaf. A function is holomorphic if for every for and from (19), is holomorphic on restriction to the pullback
[TABLE]
using the evident complex structure on the open subset .
Lemma 2.17**.**
Definition 2.16 defines a subsheaf of smooth functions on that when is the sheaf of holomorphic functions defined in Example 2.15.
Proof.
Holomorphic structures on a complex vector space are invariant under linear transformations and translations. For the vector space , this implies that the subsheaf of functions defined above is invariant under the -action (which acts linearly on ) and that these subsheaves are compatible under restriction (which compares holomorphic functions on related by a translation). We further observe that these subsheaves are invariant under the action of , since for and so we may take . By Proposition 2.14, Definition 2.16 therefore determines a -equivariant subsheaf of smooth functions on . Comparing formulas (23) and (24), we find that this subsheaf agrees with the one from Example 2.15 when . ∎
Notation 2.18**.**
Let denote the sheaf of holomorphic functions on .
Example 2.19**.**
Let be connected with torsion-free fundamental group, maximal torus , and Weyl group . Borel [Bor62, Corollary 3.5] shows that in this case any pair of commuting elements can be simultaneously conjugated into , and that pairs of elements in are conjugate if and only if they are conjugate by an element of . In brief, we have . This gives the description
[TABLE]
so that holomorphic functions on are determined by -invariant holomorphic functions on . More explicitly, a locally-defined function on is holomorphic if and only if its pullback along
[TABLE]
defines a holomorphic function on a (necessarily -invariant) open subset of . In the above, the isomorphism is defined in (24).
Example 2.20**.**
When is connected (without any additional hypotheses) a choice of maximal torus induces an inclusion of stacks
[TABLE]
as the connected component of trivial bundle on . Hence, holomorphic functions on the image of this inclusion are determined by holomorphic functions on as in the previous example.
Example 2.21**.**
When the fundamental group of has torsion, (27) can fail to be surjective even when is connected. For example, take . Then pairs of commuting elements are given by either pairs of rotations about a fixed common axis or pairs of reflections about orthogonal axes. In the former case, both elements are in a common maximal torus, whereas there is a unique conjugacy class for the latter pair. Hence , where parameterizes rotations about a fixed axis and acts by inversion. So we find
[TABLE]
The forgetful map comes from the projection on the first component and is the identity on the second component. The holomorphic functions on from Definition 2.16 are then the obvious ones in the description (28).
2.5. Modular forms and theta functions
Definition 2.22**.**
A holomorphic line bundle on is a locally free rank one sheaf of modules over .
There is a holomorphic line bundle over whose fiber at a given elliptic curve is the vector space of holomorphic 1-forms on . Pulling back along , the line trivializes with trivializing section determined by the holomorphic 1-form descending from on along the quotient (10). Sections can be described explicitly as
[TABLE]
Global sections of are then modular forms of weight . We recall our standing convention from the end of §1: we always impose meromorphicity at the cusp and hence global sections of are (weakly holomorphic) modular forms. For cohomology theories valued in modular forms, it is customary to double the degree and take the dual grading as follows.
Definition 2.23**.**
Define the graded commutative algebra of modular forms, whose graded piece is weakly holomorphic modular forms of weight , and whose st graded piece is zero.
Remark 2.24*.*
We recall that
[TABLE]
where and are normalized Eisenstein series (for our conventions, see (55)), and is the discriminant. With our grading conventions, , and . Finally, since is invertible, we have .
Consider now the case of connected with maximal torus and Weyl group , and let be the cocharacter lattice.
Definition 2.25**.**
Let be a -invariant positive definite inner product on satisfying for . The level Looijenga line is a holomorphic line bundle on the substack whose sections are -invariant holomoprhic functions on (using the isomorphism (26)) satisfying the -equivariance properties
[TABLE]
for , , and , where we use that .
Remark 2.26*.*
As noted in Example 2.19, if in addition has torsion-free fundamental group, then the above in fact defines a holomorphic line bundle on (as opposed to simply some substack thereof). If one additionally supposes that is simple and simply-connected, we have that -invariant positive definite inner products are naturally identified with elements of . We often make this identification, taking in these cases.
Now consider the case that is finite so that and . For a 3-cocycle defining a class , Freed and Quinn [FQ93] construct a line bundle on ; see also [Gan09, §2]. The vector space of sections of this line bundle is the value of Chern–Simons theory for the group on the torus. An explicit cocycle for the line bundle on the groupoid is given by (e.g., see [Wil08, §3.4])
[TABLE]
where , . Pulling back along
[TABLE]
defines line bundles on . Since is a discrete groupoid, canonically comes with the structure of a holomorphic line bundle on .
Remark 2.27*.*
By virtue of (29), does not pull back from the coarse quotient,
[TABLE]
but rather depends on the conjugation action of on . This motivated our Definition 2.4 of . The line bundles are important for applications of equivariant elliptic cohomology to generalized moonshine (see the next remark) and discrete torsion [Vaf86, Sha03, AF07, BE14].
Remark 2.28*.*
For the monster group, there is a particularly interesting line bundle on . Johnson-Freyd has identified a class of order 24 [JF19]. The resulting line bundle is important in generalized moonshine [Mas87, Car10]. Roughly, the statement of generalized moonshine is that there exists a lift of the modular function to a holomorphic section so that the restriction of to the trivial -bundle recovers the function . Explicitly, such a lift is data for each pair of commuting elements in the monster with compatibility properties for conjugation and -actions. Ganter has explained how the section (and certain important additional properties, see [Gan09, §1.1]) can be rephrased in the language of equivariant elliptic cohomology and its power operations. It is expected that a deeper picture will emerge from a better geometric understanding of equivariant elliptic cohomology [Mor09].
3. A cocycle model for equivariant elliptic cohomology
We briefly review the notation used throughout this section. A pair of commuting elements in a compact Lie group is denoted by . For , let denote the conjugate commuting pair. For acting on a manifold , let denote the submanifold of fixed by and . The connected component of the identity of is denoted , and let denote the subgroup fixed by the conjugation action of and on . When are in the connected component of the identity, we note that is the centralizer of and . Let be the Lie algebra of , equipped with its adjoint -action. We observe that the Lie algebra of is , the subalgebra of fixed by the adjoint action of . Let be a maximal commuting subalgebra of , or equivalently, is the Lie algebra of a maximal torus of the identity component of .
3.1. The sheaf of equivariant elliptic cocycles on
The goal of this subsection is to assign to a -manifold a complex of sheaves on . Roughly, is constructed from stitching together -equivariant de Rham complexes of for all . To state an important compatibility condition between these complexes, we require some control over how fixed point sets vary with . Recall the notation from (19). Informally, the following lemma states that fixed points get smaller for small deformations of parameterized by .
Lemma 3.1**.**
Fix a -manifold . For any pair of commuting elements , there exists a real number such that for all , any has the property that
[TABLE]
where . Furthermore, for such , the vector fields on generated by and vanish on the submanifold .
Proof.
Block and Getzler [BG94, Lemma 1.3] prove a version of the above for fixed points by a single element deformed by an element , and we apply their lemma twice. Indeed, their lemma provides a ball so that has and another ball so that has . Setting and considering the special case where and commute and , we have
[TABLE]
The same argument applied to shows that , proving the first assertion of the lemma. For the second assertion, for a fixed we claim that is constant for sufficiently small. This is a consequence of our assumption (see the end of §1) that can be equivariantly embedded in a finite-dimensional -representation. Indeed, choosing an invariant metric on the representation reduces to the case that is a (finite-dimensional) vector space with its standard action by the orthogonal group. Fixed-point loci are now determined by the subspace corresponding to eigenvalue and the constancy of the fixed-point loci for sufficiently small may be seen directly. Hence and both vanish on . ∎
Given a commutative algebra over and a -manifold , define
[TABLE]
as the stalk at of -invariant holomorphic functions on valued in for the adjoint -action on and the -action on induced by the -action on . Endow this with the total grading from differential forms and the graded ring . Equip with the Cartan differential (see (96)).
Remark 3.2*.*
We emphasize that the grading on (31) is not the usual -grading for equivariant de Rham cohomology with values in a graded ring: germs of holomorphic functions on the Lie algebra (and in particular, polynomials) are in degree zero in (31). This choice is essentially forced upon us because power series rings can only be equipped with the trivial grading. Another option is to work with -graded complexes. This approach works well for equivariant elliptic cohomology at a fixed elliptic curve (as in [Gro07]), where elliptic cohomology is 2-periodic and so can be computed by a -graded complex. However for families of elliptic curves this 2-periodicity is typically broken, so one can no longer express equivariant elliptic cohomology in terms of a sheaf of -graded complexes.
We now give the main definition of the paper. Below let denote an open subset and an open subsheaf defined in Corollary 2.12. We recall from Lemma 2.13 that , and we demand that is chosen so that deformations in satisfy (30), where the existence of such a is guaranteed by Lemma 3.1.
Definition 3.3**.**
Given a -manifold , for each defined above, let denote the cdga whose elements are sets of compatible equivariant differential forms defined as follows. For all such that , we require the data of
[TABLE]
These data are required to satisfy:
- (1)
Invariance: for all , there is an equality of equivariant differential forms
[TABLE]
where is the pullback along left multiplication by , . 2. (2)
Analyticity: for and as in Lemma 3.1, there is an equality of germs of holomorphic functions on determined by and ,
[TABLE]
where and is restriction along the inclusions and from Lemma 3.1.
Define the differential on via the Cartan differentials applied to each in (32). Compatibility of these differentials with the analyticity property follows from the last statement in Lemma 3.1. If maps the open subsheaf to an open subsheaf of , define the restriction map
[TABLE]
in terms of maps for each ,
[TABLE]
using the pullback of functions along and the isomorphisms , . We then modify this pullback map by rescaling the Lie algebra by (so is sent to ), and sending to . The map (36) is independent of the choice of lift because of the -invariance property (33).
Remark 3.4*.*
By the analyticity property, the data of comprising is completely determined by the equivariant differential form . We carry around the additional data to make the definition of the restriction maps (35) transparent.
Proposition 3.5**.**
The cdgas have the following properties.
- (1)
There is a uniquely determined sheaf of cdgas on that when viewed as a -equivariant sheaf on takes the value on the open subsheaf , and has restriction maps determined by (35) and (36). 2. (2)
The sheaf is functorial in the pair : a -equivariant map induces a morphism of sheaves of cdgas on , and a homomorphism induces a map of sheaves of cdgas over the map . 3. (3)
The sheaf has Mayer–Vietoris sequences: a -invariant open cover of determines an exact sequence of sheaves of cdgas on .
Proof.
Part (1) follows from realizing the values as coming from a sheaf on constructed via Proposition 2.14. To spell this out, we first observe that the cdga arises as the -invariant elements of cdga associated with using the isomorphism of cdgas,
[TABLE]
where is a maximal torus of the connected component of the identity and is defined in (20). We next realize the right hand side of (37) as the -invariant global sections of a sheaf of cdgas on . Indeed, define a sheaf that to the basis of open subsets assigns data where and differ by (the exponential of) a point in , and the satisfy the compatibility condition (34). Note that since is a manifold, a sheaf is completely determined by its values on a basis of open subsets (e.g., see [Sta18, Lemma 6.30.6]) and the open subsets afford such a basis. We promote this to an -equivariant sheaf on by pulling back along the left action of the normalizer on and the conjugation action of on . Since the action of the torus on equivariant cohomology is trivial, this action by the normalizer factors through the quotient as desired. This completes the construction of the -equivariant sheaf of cdgas on each whose -invariant sections are computed by (37). Next we define the equivariance data required in Proposition 2.14 using maps completely analogous to (36). The required conditions in Proposition 2.14 follow from the fact the Weyl action is compatible with the equivariant structure using the invariance property (33). Naturality of this structure for restrictions and the action by follows from composition of pullbacks and that the action on coefficients going into the definition of (36) is a well-defined action.
Property (2) in the statement of the present proposition follows from the naturality of the data (32) in the -manifold , while property (3) follows from applying naturality of Mayer–Vietoris sequences in equivariant de Rham cohomology to the data (32). ∎
Definition 3.6**.**
Define the sheaves on as the cohomology sheaves of the complex of sheaves .
3.2. Stalks and elliptic Atiyah–Segal completion
The Atiyah–Segal completion theorem compares equivariant K-theory and Borel equivariant K-theory. When applied to acting on the point, it gives a map
[TABLE]
witnessing the target as a completion of at the augmentation ideal . For the delocalized K-theory of Block–Getzler [BG94], Vergne [DV93], and Vergne [Ver94], the completion map (38) takes the form
[TABLE]
sending a smooth class function to its germ at . This is related to (38) by sending a -representation to its character (as a smooth class function), Taylor expanding this class function at , and identifying with -graded Borel equivariant cohomology of a point. We now explain a similar structure in equivariant elliptic cohomology.
Given a pair of commuting elements , we obtain a map
[TABLE]
that on objects includes at , and where is the stabilizer of .
Proposition 3.7**.**
There is an isomorphism of -equivariant sheaves on that on is given by
[TABLE]
Proof.
We recall that is the colimit of the values of for open subsheaves containing the image of . We define a map,
[TABLE]
that extracts from the data of a section over from (32). However, the analyticity condition implies that a section on for sufficiently small is completely determined by . Therefore, the map (40) is indeed an isomorphism. ∎
Corollary 3.8**.**
There is an isomorphism of -equivariant sheaves on that on is given by
[TABLE]
i.e., the 2-periodic Borel equivariant cohomology of with its action.
A special case of the above takes , where (39) is the map that assigns to each elliptic curve the trivial -bundle over that curve. This allows us to compare complex analytic equivariant elliptic cohomology to the Borel equivariant refinement of as follows. For a -manifold , the Borel equivariant refinement is the sheaf on whose value on is
[TABLE]
i.e., a chain complex that computes the 2-periodic Borel equivariant cohomology of .
Theorem 3.9** (Atiyah–Segal completion).**
Let be the inclusion at the trivial -bundle. The -invariant sections of determines a natural isomorphism of sheaves of commutative differential graded algebras on
[TABLE]
Proof.
This follows from Proposition 3.7, using that
[TABLE]
from the isomorphism . ∎
3.3. Holomorphicity and periodicity
The terminology “analytic” in Definition 3.3 is justified by the following.
Proposition 3.10**.**
There is a canonical isomorphism of sheaves on
[TABLE]
For a -manifold , this implies is canonically a sheaf of -modules.
Proof.
Let be an open subset and an open subsheaf with sufficiently small to satisfy Lemma 3.1. Define a map
[TABLE]
that to an assigns
[TABLE]
for each in the image. We observe that this is a well-defined morphism of sheaves: the holomorphic condition from Definition 2.16 implies the analytic condition in Definition 3.3. By inspection, this morphism induces an isomorphism on stalks, so gives the claimed isomorphism of sheaves. ∎
Recall that denotes the sheaf on that is the pullback of in -modules under the forgetful morphism . The sheaves exhibit a form of -periodicity twisted by :
Proposition 3.11** (Twisted Bott periodicity).**
There is a natural isomorphism of chain complexes of sheaves of -modules
[TABLE]
where the formula defines a map on local sections, and the tensor product is in sheaves of -modules.
Proof.
Indeed, one may identify with a trivializing section of the Hodge bundle pulled back along . This is because the transformation properties of under are precisely as for a section of the Hodge bundle. For a fixed family of elliptic curves associated to an open submanifold , the Hodge bundle trivializes and so . Hence, in the displayed formula above, is a cocycle in , pulled back along the canonical map . This verifies the claimed isomorphism. ∎
Remark 3.12*.*
The failure of to be -invariant means that it does not descend to a global section along . This implies that global sections of over are no longer 2-periodic. However, is a globally defined invertible element of degree 24 where is the discriminant (an invertible weight 12 modular form). This gives the global sections of a 24-periodicity.
Proposition 3.13**.**
For acting on , the -equivariant elliptic cocycles are the sheaves
[TABLE]
equipped with the zero differential.
Proof.
This follows from Propositions 3.10 and 3.11, together with the observation that there are no nonzero cocycles in odd degrees.∎
As a corollary to Proposition 3.11, we also have twisted Bott periodicity at the level of cohomology sheaves.
Corollary 3.14** (Twisted Bott periodicity).**
There are natural isomorphisms of sheaves
[TABLE]
Remark 3.15*.*
The chain complex of sheaves allows one to consider spaces of derived global sections over , i.e., the hypercohomology groups . The applications considered in this paper either concern the non-derived sections (i.e., ) or the sheaf rather than its global sections. Therefore, we postpone a full discussion of the derived global sections for future work. For now we observe that the higher cohomology is often nontrivial. For example, when , and , Serre duality shows that the nonvanishing cohomology groups are
[TABLE]
[TABLE]
where we emphasize that the degree 1 cohomology is a module over the degree zero cohomology. These fit together as
[TABLE]
where as an algebra, the second summand is a square zero extension of the first. This is compatible with Gepner and Meier’s computation of -equivariant topological modular forms over [GM20, Corollary 1.2].
3.4. Twistings and loop group representations
When is connected with torsion-free fundamental group, Proposition 3.10 shows that we shouldn’t expect to have many interesting global sections. Indeed, the only global holomorphic functions on an elliptic curve are constant, and so (for example) global sections of pull back from functions on : the group plays no role. More generally, if acts on so that the stabilizers are connected with torsion-free fundamental group, the global sections of are just the ordinary de Rham complex valued in modular forms. However, global sections are more interesting for twisted versions of equivariant elliptic cohomology.
Definition 3.16**.**
Let be a holomorphic line bundle on . The -twisted equivariant elliptic cocycles of a -manifold is the sheaf of chain complexes on .
Note that in this definition, the category of twists for -equivariant elliptic cohomology is the category of line bundles on . An important class of twists for finite groups come from the Freed–Quinn line bundles; see (29). For (twisted) elliptic Thom and Euler classes associated with connected Lie groups, the relevant line bundles are the Looijenga line bundles from Definition 2.25. The -twisted -equivariant elliptic cohomology of a point for the Looijenga twist is the sheaf whose sections are (nonabelian) theta functions.
Proposition 3.17**.**
Let be a simple, simply connected compact Lie group and be the level Looijenga line bundle over . Then the space of global sections of the twisted equivariant elliptic cohomology sheaf
[TABLE]
is the free module over the ring of modular forms generated by super characters of positive energy representations of at level , i.e., the vector space underlying the Verlinde algebra.
Proof.
From Proposition 3.13 and the remarks after its proof, . Then the claim follows from the fact that global sections of the Looijenga line bundle are spanned by the characters of loop group representations at the relevant level (e.g., see [And00, Corollary 10.9]), and super characters are differences of ordinary characters. ∎
3.5. A few examples
Example 3.18** (Trivial group).**
When is the trivial group, is a sheaf on whose value on is the 2-periodic de Rham complex
[TABLE]
The global sections of are given by
[TABLE]
i.e., the de Rham complex of differential forms valued in modular forms. We note that the complexification of topological modular forms, , is an ordinary cohomology theory with values in the graded ring . Hence, the above complex is a cocycle model for .
Remark 3.19*.*
When , the map from global sections to derived global sections of is a quasi-isomorphism; this follows from the -action on has finite stabilizer groups.
The first nontrivial example in ordinary equivariant cohomology is for the -action on via rotation. We compute the equivariant elliptic cohomology for this example.
Example 3.20** ( acting on ).**
Consider the sheaf on for the -action on that rotates the sphere about an axis. We observe that for not equal to , the fixed points are the poles . Hence by Proposition 3.13 we have the isomorphism of sheaves
[TABLE]
Next, a section defined in a small neighborhood of the zero section in is determined by an element of the stalk . Extending this section to a larger neighborhood demands a compatibility with (44) given by the restriction map
[TABLE]
where the last map restricts a germ of a holomorphic function at the origin in to one in a punctured neighborhood of the origin. We then identify this neighborhood in with a neighborhood of zero in . We identify a function on this punctured neighborhood with one on a punctured neighborhood of [math] in (which is uniquely specified from the analytic condition in Defintion 3.3). Finally, we identify with a section of . A global section of is therefore given by an element of (i.e., a Borel equivariant cocycle) whose restriction to the poles is a constant function on the Lie algebra of . This gives a cocycle-level description. We compute the associated cohomology (using different techniques) in §6.7.
Example 3.21** ( acting on with twisting).**
More generally, admits Looijenga line bundles parametrized by levels and we have the twisted equivariant elliptic cohomology . We recall that global sections of over are -functions (or Jacobi forms) of index ,
[TABLE]
where is the space of (weakly holomorphic) Jacobi forms of weight and index sitting in degree . Global sections of are then given by
[TABLE]
We note that there is no twisting by in the factor because this corresponds to the pair of commuting elements , over which trivializes canonically. In words, elements of the above fibered product are -equivariant, modular form-valued differential forms on whose restriction to the poles are germs of specified Jacobi forms of index .
4. Comparing with Grojnowski’s equivariant elliptic cohomology
Throughout this section, let be a connected Lie group, a -manifold, and a point defining a (marked) elliptic curve . Grojnowski [Gro07] constructs a -graded sheaf of -modules on . We compare this with the restriction of the cocycle model from the previous section along the map . We recall are the cohomology sheaves of ; see Definition 3.6.
Theorem 4.1**.**
The pullback in -modules of the sheaf along is naturally isomorphic to the 2-periodic version of the -graded sheaf .
4.1. A review of Grojnowski’s equivariant elliptic cohomology
Our presentation below hews closely to the original source [Gro07], though we also refer to [Ros01, §3] for an accounting when . To begin, let be a torus. As we have fixed a curve , the identification (21) specializes to , endowing the smooth Lie group with a complex analytic structure. For , let
[TABLE]
denote the map induced by left multiplication by , and let be an open subset specified as in (19) where satisfies the hypothesis of Lemma 3.1, i.e., for all , we have and . We note that in the abelian case, for defined as in Corollary 2.12.
Definition 4.2** (Grojnowski).**
For a -manifold , define a sheaf on that assigns to each with satisfying Lemma 3.1 the -graded -module
[TABLE]
where we have identified the polynomial algebra (in degree zero) with a subalgebra of holomorphic functions using that can be identifies with an open ball around . Define restriction maps on open subsets with by
[TABLE]
induced by pulling back along the inclusions and the isomorphism from pulling back along left multiplication
[TABLE]
By Atiyah–Bott localization [AB84, Theorem 3.5], (45) is an isomorphism, and so this data on opens defines a sheaf without a need for further sheafification.
Let be a maximal torus with associated Weyl group . For a pair of commuting elements in the torus, observe that is a maximal torus for the connected component of the identity of . In this case the finite group defined in (20) has the simpler description , and in particular, is a subgroup of the Weyl group of .
Let be an open subset as above satisfying the additional properties
[TABLE]
This condition can always be arranged by shrinking the previously defined , as is finite and for . Let denote the orbit of under the action of the Weyl group, so that is a -invariant open subset of .
Definition 4.3** (Grojnowski).**
For connected, define a sheaf on that assigns to each -invariant open the -graded -module
[TABLE]
where we use the isomorphism to define the tensor product. The transition maps are defined identically to those in the case that .
4.2. The comparison map
Proof of Theorem 4.1.
Let be a -invariant open subset. Then a section of on is given by the data of a collection
[TABLE]
for all , which we identify with a -invariant form on the right hand side. The are required to satisfy the conjugation invariance and analyticity properties. The conjugation invariance property is equivalent to a condition on and when for . Hence, the collection is determined by a single -invariant form
[TABLE]
We observe the above element determines an -valued holomorphic function on some ball centered at for some
[TABLE]
The image under the exponential map of such -balls cover . If each is also closed under the Cartan differential, we obtain classes
[TABLE]
where the last isomorphism comes from restricting to the summand labeled by the identity coset . Then finally, the correspondence between 2-periodic cohomology and -graded cohomology yields a class corresponding to in Grojnowski’s equivariant elliptic cohomology sheaf (46) on each open ball . The analyticity condition guarantees that these classes glue to give a section of over : the translations in Grojnowski’s formulas are precisely the translations appearing in the analytic condition. This determines the morphism of sheaves in the statement of the theorem. To see that is an isomorphism of sheaves it suffices to demonstrate an isomorphism on stalks, but this is clear from the maps defined on each . ∎
5. Comparing with Devoto’s equivariant elliptic cohomology
In this section we compare our model with previous ones for -equivariant elliptic cohomology where is finite. The definition of Devoto’s equivariant elliptic cohomology we adopt is used by Ganter [Gan09] and Morava [Mor09] in their studies of generalized moonshine; it is also the complexification of a version of equivariant elliptic cohomology appearing in the work of Baker and Thomas [BT99]. These definitions are based on the early work of Devoto [Dev96, Dev98], simplifying his construction over to one over , and replacing the congruence subgroup by the full modular group . As such, we refer to this finite group version of equivariant elliptic cohomology as Devoto’s equivariant elliptic cohomology, , to be defined shortly; we first state the main theorem of the section.
Theorem 5.1**.**
For finite, the space of global sections of over is Devoto’s equivariant elliptic cohomology over , i.e.,
[TABLE]
5.1. A review of Devoto’s equivariant elliptic cohomology
Consider
[TABLE]
where acts through the indexing set by precomposition and on through the usual fractional linear transformations. The -invariants in (47) are taken with respect to the -action by conjugation on and left multiplication by on fixed point sets, . The following is an adaptation of [Dev98, Definition 3.2] to complex coefficients and the full modular group .
Definition 5.2**.**
Let be a finite group and a -manifold. Define Devoto’s -equivariant elliptic cohomology of as a subspace
[TABLE]
whose summand consists of functions that transform under the -action (47) with weight (so in particular, must be even for the summand to be nonzero).
Remark 5.3*.*
We recall our convention (stated at the end of §1) that denotes the sheaf whose sections are holomorphic functions with polynomial growth along any geodesic that escapes to the infinity, or equivalently, the meromorphicity condition at the cusps. We re-emphasize this point now as the modularity condition for classes in Devoto’s equivariant elliptic cohomology will typically be for finite-index subgroups of . Our convention agrees with the usual notion of weakly holomorphic modular forms of higher level (in terms of imposing meromorphicity at all cusps). Devoto imposes this same condition in terms of Fourier expansions in for .
5.2. The comparison map
Proof of Theorem 5.1.
We evaluate on the cover of , and then compute the action of . On this cover, a section is the data of
[TABLE]
for each pair of commuting elements satisfying a conjugation invariance property and an -equivariance property; the analytic property in this case is trivially satisfied because the Lie algebra is the zero vector space (and is discrete). Conjugation invariance implies that the set determines a class
[TABLE]
Finally, the -invariance extracts Devoto’s : invariant classes come with a power of that reads off the weight. ∎
6. Loop group representations and cocycle representatives of Thom classes
In this section we construct cocycle representatives of universal Euler and Thom classes in complex analytic equivariant elliptic cohomology. These refinements can be understood as coming from the representation theory of loop groups, giving an elliptic version of Chern–Weil theory: characteristic classes in (non-equivariant) complex analytic elliptic cohomology are determined by universal equivariant classes, which in turn are constructed out of Lie-theoretic data. The approach applies to both real and complex vector bundles, recovering universal characteristic classes for the complexifications of the - and -orientations of , respectively.
The construction of equivariant elliptic Thom classes for a fixed elliptic curve was first sketched by Grojnowski [Gro07, §2.5-2.6]. For a torus , aspects of Grojnowski’s -equivariant Thom classes were studied further by Rosu and Ando [Ros01, And03]. The cocycle-level description below is new, which leads to a more explicit description of the underlying characteristic classes and verification of their claimed properties.
6.1. Review from K-theory and ordinary cohomology
Let be a real -dimensional oriented vector bundle. The Thom class of in ordinary cohomology has compact vertical support and the property that the exterior product map
[TABLE]
is an isomorphism, called the Thom isomorphism. The Euler class is the pullback of along the zero section . The Thom class determines pushforwards in cohomology using the Pontrjagin–Thom collapse map. The Euler and Thom class are both natural for the oriented vector bundle , and so they are determined by the Euler and Thom classes for the universal bundle over . An analogous story for complex vector bundles again yields universal Euler and Thom classes for the universal bundle over . The cohomology of these classifying spaces is the equivariant cohomology of a point
[TABLE]
so that universal Euler and Thom classes are (canonically) classes in the coefficient ring of equivariant cohomology.
For K-theory one again finds Euler and Thom classes living in equivariant refinements. However, the existence of refinements is a more interesting question if one considers the non-Borel version of equivariant -theory coming from equivariant vector bundles. For example, we recall that the Euler class of a complex vector bundle in K-theory is the class underlying the virtual vector bundle , or equivalently, the -graded vector bundle given by the total exterior bundle of (compare Example 7.2 below). By universal properties, the Euler class is determined by the corresponding virtual vector bundle on . It admits an equivariant refinement,
[TABLE]
as the virtual representation where is the defining representation of and (48) is the Atiyah–Segal completion map. There is a similar story for equivariant refinements of K-theory Thom classes, as well as analogous constructions in KO-theory built from spinor representations [ABS64, Part III]; see also Example 6.1.
Below we construct refinements of Euler and Thom classes in elliptic cohomology with two goals that run in analogy to (48): (i) refine pre-existing non-equivariant classes, and (ii) give representation-theoretic meaning to the refinements.
6.2. Positive energy representations and the Weierstrass sigma function
We briefly review positive energy representations of loop groups; a standard reference is [PS86, §9]. The loop group of a compact Lie group consists of smooth maps endowed with pointwise multiplication. Transgression of a class determines an central extension
[TABLE]
When is simple and simply connected, and is customarily called the level of the extension (49); we use the terminology of a level for arbitrary compact Lie groups even though need not be determined by an integer.
The loop group has an -action from precomposing with the rotation action of on itself; this is called the action of the energy circle (to distinguish from the central circle in (49)). The action of the energy circle lifts to and one may form the semidirect product . A positive energy representation of is a representation of such that the weight spaces of the energy circle are finite-dimensional and bounded below. In more detail, define the weight space by
[TABLE]
where is in the energy circle. Then the positive energy condition demands that is finite-dimensional for all and there exists some such that for .
Given a positive energy representation of a loop group , each weight space is itself a finite-dimensional -representation; this comes from restricting along the embedding as the constant loops, using that the energy circle acts trivially on the constant loops and that the central extension (49) canonically splits over the constant loops. This leads to the definition of the character of a positive energy representation as the formal power series
[TABLE]
where can be identified with the character of the associated -representation on , i.e., a class function on . More generally, we can consider formal differences of positive energy representations of loop groups, where then the character (50) is the difference of characters of -representations on . Equivalently, one can consider -graded positive energy representations whose characters are defined using the supertrace. Finally, we note that (50) is only defined as a formal series in ; however, it turns out that taking gives a (convergent) power series expansion of a holomorphic function of . By reduction to maximal tori, the following example essentially determines this holomorphic behavior.
Example 6.1**.**
First recall that there are two irreducible representations of , denoted and . The character of the -graded representation is
[TABLE]
where is the coordinate function that admits a square root when pulled back along the double cover . Generalizing to loop groups, consider the level given by one of the two generators. For one choice, there will exist no positive energy representations, while for the other there are precisely four, typically denoted , e.g., see [Liu96, §1.2]. For the intended applications in equivariant elliptic cohomology, the most important of these is the -graded positive energy representation of whose (super) character is the holomorphic function
[TABLE]
Below we refer to as the level 1 vacuum representation of . Similarly, there is a -graded level 1 vacuum representation of whose super character is
[TABLE]
where the functions on the right are given by (52) for coordinates on the standard maximal torus of pulled back to .
Example 6.2**.**
Starting instead with the virtual representation of with character , there is an extension to a vacuum representation of the loop group with character
[TABLE]
e.g., see [And00, §11].
A common normalization of the character (52) leads to the Weierstrass sigma function
[TABLE]
where , , , (so ), and is the Eisenstein series, defined as
[TABLE]
for , and we take to be the standard holomorphic version of the 2nd Eisenstein series (the above sum is conditionally convergent when ). The equality (54) was first demonstrated by Zagier [Zag86]; see also [AHR10, Proposition 10.9].
We also consider the normalization of the character (53),
[TABLE]
The relevance of the -function in elliptic cohomology originally came by way of the Witten genus, the Hirzebruch genus associated with the power series
[TABLE]
The families refinement of this genus leads to the and orientations of topological modular forms reviewed in the next subsection [Hop94, AHS01, AHR10].
6.3. Characteristic classes in (non-equivariant) elliptic cohomology over
The universal elliptic cohomology theory of topological modular forms has Thom and Euler classes for and bundles. We recall that is the classifying space for complex vector bundles with vanishing first and second Chern classes, ; classifies real vector bundles with vanishing first and second Stiefel–Whitney classes, as well as the vanishing of the fractional first Pontryagin class, . These classifying spaces sit in the diagram
[TABLE]
Remark 6.3*.*
The notation and comes from canonical maps and giving the 5-connected cover and the 7-connected cover in the Whitehead towers of and , respectively.
Let and denote the Thom spectra associated with the universal bundles on and , respectively. The -orientation of is a map of ring spectra
[TABLE]
that assigns a (vertically) compactly supported Thom class to an -dimensional real vector bundle with string structure [AHS01, AHR10]. The Chern–Dold character is a map
[TABLE]
from to ordinary cohomology with coefficients in the graded ring of modular forms . The Riemann–Roch theorem compares the Thom class in with the Thom class in ordinary cohomology by means of the commuting square
[TABLE]
where the vertical arrows are exterior multiplication with the indicated class, is the characteristic class associated with the power series (57), and the cohomology groups and are with compact vertical support. This defines the elliptic Thom class in as the class . The elliptic Euler class is gotten by pulling back along the zero section, and is therefore where is the ordinary Euler class of . We have two flavors of these classes, depending on whether is real (as was assumed above) or complex, corresponding to the or orientation respectively. These orientations are related by precomposing (59) with the map coming from taking Thom spectra of universal bundles in (58).
6.4. Equivariant elliptic Euler forms
Below, denotes the Lie algebra of the standard maximal tori of and , given by diagonal unitary matrices in the former case, and block diagonal matrices whose blocks are rotation matrices in the latter case. The standard (real) coordinates on also give standard complex coordinates on .
Definition 6.4**.**
For with , consider the holomorphic functions on given by
[TABLE]
[TABLE]
We recall that the transformation properties of the function with respect to the action of on show that it is a Jacobi form of weight and index , e.g., see [BET19, Equations 140-141]. Equivalently, these transformations define a cocycle for a line bundle on the quotient for which determines a section. The same reasoning shows that the transformation properties of the functions (61) and (62) for the action of on define cocycles for line bundles on and respectively, where we consider descent of these functions along
[TABLE]
where the map is from (26) and we use Example 2.19 to understand the target. Here, the action of on is by the cocharacter lattice for or , whose quotient gives for the maximal torus of or . In the spin case, the action of this cocharacter lattice on can be understood explicitly (since is the Lie algebra of the maximal torus of ) by describing the cocharacter lattice of as sublattice of the cocharacter lattice of ; e.g., see the proof of Proposition 6.10. The reason for the intermediate descent to in the spin case (rather than all the way to ) is described in Remark 6.7.
Definition 6.5**.**
For or , let denote the holomorphic line bundle over defined by the transformation properties of or , as described above. These holomorphic line bundles have preferred sections determined by and , and we use the same notation for these sections. Define .
Remark 6.6*.*
The notation is meant to evoke the Looijenga line bundles in Definition 2.25, and we will shortly see comparison results in Proposition 6.10 below. In the case of , is in fact canonically a square root of the Looijenga line of level one, i.e. . As such, one often denotes by , i.e., as a Looijenga line of level one-half.
Remark 6.7*.*
It is also possible to define a line bundle over using the transformation law for , but there are some technical issues to address. Namely, does not have torsion-free fundamental group, so the map has as image the connected component of the trivial bundle, see Example 2.20. Hence, transformation properties of the function can only construct a line bundle on this image. The determinant line bundle (e.g., [BET19, §7]) extends this partially-defined line bundle to the whole of and pulls back along the homomorphism to from Definition 6.5. However, for the applications below it suffices to work with on .
Proposition 6.8**.**
The functions and given by the formulas (61) and (62) respectively define twisted equivariant elliptic Euler classes as the global sections
[TABLE]
of equivariant elliptic cocycles as twisted by the holomorphic lines .
Proof.
For , we have the isomorphisms of sheaves on ,
[TABLE]
using the definition and periodicity from Proposition 3.11. The above composition sends to , which is a global section of by definition. We conclude that is a global section of . ∎
Naturality of for homomorphisms of groups gives the following.
Corollary 6.9**.**
Let be a compact Lie group. For any homomorphism or , we obtain a -equivariant elliptic Euler class by pullback,
[TABLE]
where is the holomorphic line bundle on that pulls back from or on or , respectively, along the map induced by .
Next we compare the line bundle with the more classical Looijenga line. For this comparison, we restrict to the substack . Then from Definition 2.25 we recall that for the simply-connected111Although is not simply-connected, its Looijenga lines are still classified by a level , and the results below apply to this case as well. Similarly, is not simple and its levels are labelled by pairs of integers, but there is a canonical copy of arising, for example, from pullback under the natural inclusions for . , simple Lie groups and , the possible Looijenga line bundles are labeled by an integer , called the level.
Proposition 6.10**.**
The line bundle is isomorphic to the level 1 Looijenga line on . The pullback of along the functor associated with the inclusion is isomorphic to the level 1 Looijenga line on . This identifies the sections determined by Proposition 6.8
[TABLE]
with super characters of level 1 vacuum representations of and , respectively.
Proof.
The identifications between and Looijenga line bundles come from the comparing the classical formulas for the transformation properties of and (e.g., see [BET19, Equations 146-149]) with Definition 2.25 of the Looijenga line bundle. In computing these transformation properties in the case, we use that the restriction along on the cover (63) corresponds to restriction of (62) to the subspace of with . In the case, we use that as a section of a line bundle over considers the quotient of the cover (63) by the sublattice of the cocharacter lattice of . The identification of sections with characters of loop group representations then follows from Proposition 3.17, together with well-known formulas for the level 1 characters of vacuum representations. ∎
6.5. Equivariant elliptic Thom forms
For , recall that the ordinary (non-elliptic) equivariant Mathai–Quillen Thom form on is given by
[TABLE]
where is the monomial generator for polynomial functions on (the occurrence of is from our grading conventions, see §3.1), is the orientation 2-form, and is the Gaussian on relative to the standard norm . Our convention here and throughout is that for a vector space , denotes differential forms that are rapidly decreasing (which computes compactly supported cohomology, e.g., see [MQ86, §4]). Also recall that the ordinary equivariant Euler class is given by .
In the respective cases of and below, let be the standard representation of , and denote the representation of as factoring through the standard representation of . For a pair of commuting elements, let be the orthogonal complement of the fixed point subspace . Without loss of generality, we may assume that is in the maximal torus of or . As before, we use the standard coordinates on the Lie algebra of the maximal torus . Next choose logarithms so that and a permutation of the standard coordinates of so that
[TABLE]
Above, the zero entries correspond to the subspace on which acts trivially, and the remaining entries correspond to the orthogonal complement. As before, let denote the Weyl group of the centralizer , which is necessarily connected in this case for the Lie groups and .
Definition 6.11**.**
The -equivariant elliptic Thom form at is defined as
[TABLE]
where is the Mathai–Quillen Thom form associated with the Chern root . Similarly, the -equivariant elliptic Thom form is defined as
[TABLE]
The -equivariant elliptic Thom form at is defined as the restriction of along .
Remark 6.12*.*
We recall our notational convention that the -equivariant differential forms (65) and (66) have rapidly decreasing support. This is guaranteed by the rapidly decreasing (ordinary) -equivariant Thom forms in (65) and (66). This standard Thom form is modified by the invertible functions , whereas the second factor in these formulas is an (-translated) elliptic Euler class of the orthogonal complement, . These modifications to the standard Thom form do not change the rapidly decreasing property. Furthermore, we observe that the resulting equivariant Thom class is formally analogous to formulas for the image of the equivariant Thom class in K-theory under the (delocalized) Chern character, e.g., see [BGV92, pg. 245].
Proposition 6.13**.**
For or , the values assemble to give a global section of that implements the universal Thom isomorphism in equivariant elliptic cohomology twisted by the holomorphic line of Definition 6.5,
[TABLE]
as a quasi-isomorphism of sheaves of chain complexes over , where (following the prior notation) the target consists of cocycles that are rapidly decreasing on .
Proof.
The Thom isomorphism statement is equivalent to showing that the elliptic Thom form is a nowhere vanishing section of the claimed line bundle. This statement can be checked locally, and the definitions (65) and (66) show that is nonzero at every stalk. To see this, first note that nonzero in the stalk means that the power series (65) and (66) define functions that are nowhere vanishing in some neighborhood of . The function vanishes at lattice points with the exception of , so is nonzero on a neighborhood. In the other factor, vanishes at lattice points shifted by . This shift corresponds to the action of on , and so is necessarily a nonzero shift, implying that there exists a neighborhood of on which is not zero. This verifies the Thom isomorphism statement for (65); the argument for (66) is identical.
Showing that the stalk-level definition lifts to a global section is a bit more delicate. First we observe that the -action on permutes the factors in and separately, leaving the overall function invariant. The statement for is completely analogous. The action of the full Weyl group also permutes these factors, but the specific action depends on the permutation of coordinates defining the in (64); however, by inspection the formulas for are invariant under these reorderings.
It remains to check the analyticity condition from Definition 3.3. For this we consider deformations of together with a translation in the Lie algebra dependence of the equivariant differential form as in (34). It suffices to check the following two types of deformations: (i) deformations in the first coordinates of (64), and (ii) deformations of the last coordinates in (64). In case (ii), compatibility is easy to check because (for small deformations) the fixed point sets are unchanged through the deformation. Compatibility then follows because we are just pulling back functions on the Lie algebra by a translation. In case (i), first we recall that the ordinary equivariant Thom class restricts at the origin to the ordinary equivariant Euler class . In our case, this means for as in (34),
[TABLE]
Compatibility for case (i) then amounts to showing this restriction pulls back correctly along a translation in the Lie algebra, which it manifestly does. Finally, because transforms the same way as under the action of the cocharacter lattice and , we have that transforms the same as . Hence, the transformation properties of the elliptic Thom class are the same as those for the elliptic Euler class from Propositions 6.8 and 6.10. Therefore, the stalks (65) and (66) glue together to give a section of , and we have produced the elliptic Thom form as a global section of the sheaf . ∎
Analogously to Corollary 6.9, naturality gives the following.
Corollary 6.14**.**
Let be a compact Lie group. For any homomorphism or , we obtain a -equivariant elliptic Thom class by pullback,
[TABLE]
where is the holomorphic line of Corollary 6.9.
6.6. The elliptic Chern–Weil map
Let be a graded commutative -algebra and a real or complex vector bundle classified by a map for or , respectively. The Chern–Weil map in ordinary cohomology is
[TABLE]
To any invariant polynomial on the Lie algebra, this map associates a characteristic class of in the cohomology of . When is equipped with a connection, (67) refines to a map of chain complexes, , where the source has trivial differential. Using Proposition 3.17, we will construct elliptic versions of the Chern–Weil maps
[TABLE]
that send (characters of) level representations of loop groups to cocycle representatives of characteristic classes for complex vector bundles with -structure or real vector bundles with -structure.
The first step in constructing (70) is an -twisted version of the completion map from Theorem 3.9 on the -cover of . Consider the composition
[TABLE]
where the first arrow includes at , the second map is induced by the exponential map from the Lie algebra to the Lie group, and the remaining maps are from Example 2.19. By Definition 2.25, sections of the Looijenga line bundle are functions on with properties. Said differently, the pullback of along has a preferred trivialization that identifies sections of the pullback with holomorphic functions. In particular, this gives a canonical trivialization of in a neighborhood of corresponding to a neighborhood of in the cover . This permits the following.
Construction 6.15**.**
Let denote the level Looijenga line for or ; see Definition 2.25. The restriction of the sheaf along the map together with the trivialization of specified above gives an isomorphism of sheaves of commutative differential graded algebras on that on global sections is
[TABLE]
where the target is the Cartan model for Borel equivariant cohomology of the point with coefficients in .
Definition 6.16**.**
Define the level elliptic Chern–Weil map as the composition
[TABLE]
where the isomorphism is from Proposition 3.17, the middle map is restriction to along followed by (71) and the final map is the usual Chern–Weil map determined by a vector bundle with -structure and -invariant connection for or .
The nontriviality of the line bundle manifests in the image of the elliptic Chern–Weil map as a possible failure of invariance under the action of on . We analyze this question of descent from to for the equivariant elliptic Euler class, which we recall corresponds to the vacuum representation of the appropriate loop group at level 1. We recall from Example 3.18 that
[TABLE]
is a cochain model for , i.e., cohomology with coefficients in modular forms.
Theorem 6.17**.**
For and a complex vector bundle with , the image of under (72) (for ) is a cocycle representative for the elliptic Euler class in coming from the orientation of .
Similarly, for and a real vector bundle with spin structure and , the image of along (72) (for ) is a cocycle representative for the elliptic Euler class coming from the orientation of .
Proof.
The image of the section under (71) is a cocycle representative of the Borel equivariant characteristic class defined in terms of Chern roots via the formulas (62) and (61), using a choice of -invariant connection on . The image under the elliptic Chern–Weil map sends the Lie algebra dependence to traces of powers of curvature of the connnection. The obstruction to the underlying class in being -invariant is the coefficient of the 2nd Eisenstein series for the description of the Witten class as in (57). At the level of the Euler cocycle, this coefficient is precisely the Chern–Weil representative for or in the complex and real cases, respectively. ∎
Remark 6.18*.*
An analogous result to the above holds for the images of cocycle representatives of elliptic Thom classes under the elliptic Chern–Weil map: the equivariant refinement does indeed recover the standard non-equivariant Thom class.
6.7. Some examples
To give a flavor for how to compute with Euler and Thom classes, we spell out a couple examples.
Example 6.19**.**
This is a continuation of Example 3.20 for acting on by rotation about an axis. First we identify compactly supported cohomology for acting on with relative cohomology of the 2-sphere
[TABLE]
where is the standard base point at infinity. Applying the Thom isomorphism for -equivariant elliptic cohomology from Proposition 6.13, we observe
[TABLE]
One may then apply the long exact sequence for the pair in sheaves of chain complexes on . We obtain the following:
[TABLE]
as a consequence of the -twisted Thom isomorphism and -twisted Bott periodicity. As a sanity check, we observe that is indeed a trivial bundle away from the zero section in and this conforms with the computations in Example 3.20.
More generally, we have the isomorphism of sheaves
[TABLE]
where , using the notation justified in Remark 6.6. We observe this sheaf has global sections if and only if is nonnegative. However, there are nontrivial derived global sections for any , e.g., by Serre duality on .
In the literature, authors often identify the (quasi-coherent) sheaf with a scheme by taking the relative Spec over , especially when the cohomology is concentrated in even degrees. We now explain this perspective for , i.e., for {\rm Spec}_{{\mathcal{E}}^{\vee}}\Big{(}\mathcal{O}\oplus(\mathcal{L}^{-1/2}\otimes\omega)\Big{)}\simeq{\rm Spec}_{{\mathcal{E}}^{\vee}}\Big{(}\mathcal{O}\oplus\mathcal{O}(-0)\Big{)}, where we freely use the isomorphism of , via the function determining a section of that vanishes to first order at the zero section . We determine the algebra structure on by the Mayer–Vietoris sequence for the standard -equivariant cover of by the upper and lower hemispheres. One finds
[TABLE]
where the above computations are in the category of sheaves on and is the structure sheaf of the zero section . Indeed, the above description makes it clear that as a coherent sheaf, the above kernel is isomorphic to , but the Mayer-Vietoris description has the additional property of making manifest the algebra structure. Pullbacks of sheaves of algebras become pushouts of schemes under (relative) Spec, so we have that is simply two copies of the (universal) elliptic curve glued along their zero sections.
Example 6.20**.**
More generally, consider acting on by times the rotation action; to emphasize the dependence of the equivariant structure on , we denote this representation sphere as .
We repeat the computation of from the previous example using the Thom isomorphism, only now we use the “charge ” representation of on with character . By naturality, the Thom class of this representation is the pullback of the universal Thom class from along the multiplication by map . Hence, the induced twisting bundle on is given by the pullback of the bundle under the map and if we apply the Thom isomorphism as before, we find
[TABLE]
Next we repeat the Mayer–Vietoris computation from the previous example, using the same cover to find
[TABLE]
where we use similar notation for as an with its -equivariant structure given as times the usual. The above description makes it clear that is now two copies of glued along their -torsion subschemes, while as a sheaf, one may rewrite as . Indeed, as , we have n^{*}\mathcal{L}^{1/2}\otimes\omega^{-1}\simeq n^{*}\Big{(}\mathcal{L}^{1/2}\otimes\omega^{-1}\Big{)}\simeq n^{*}\mathcal{O}(0)\simeq\mathcal{O}(\{n{\text{-}}{\rm torsion}\}) and so our two descriptions indeed agree: the -torsion of an elliptic curve over is a subgroup of order .
We recall that on a fixed elliptic curve, . This follows from Abel’s theorem, or equivalently the fact that addition in the Picard group of an elliptic curve corresponds to addition in the elliptic curve itself. This affords an explicit description of as follows. Using the relative Picard functor, the isomorphism still exists in moduli up to twists coming from the base. Hence over the universal dual curve , we have for some . But pulling back along the zero section and using, for example, that
[TABLE]
we find . Hence,
7. Equivariant orientations and the theorem of the cube
This section studies a more algebro-geometric point of view on the string orientation following the constructions in [Hop94, AHS01]. This leads to a canonical string orientation of elliptic cohomology relying on the theorem of the cube. We show that this refines equivariantly, yielding a unique string orientation of equivariant elliptic cohomology.
7.1. Background: Elliptic cohomology and the theorem of the cube
Let be a multiplicative cohomology theory and the associated reduced cohomology theory. The isomorphism identifies a canonical generator of as an -module.
Definition 7.1**.**
A complex orientation (or -orientation) of a cohomology theory is an element whose restriction to is the canonical generator of .
A complex orientation defines a Chern (equivalently, Euler) class for line bundles valued in -cohomology, where is defined to be the Chern class of the tautological line on . From this class one can build -valued Chern classes for all (virtual) vector bundles using the splitting principle and the Whitney sum formula.
Now suppose that is even ( for odd) and 2-periodic (there exists an invertible element ). Then the Atiyah–Hirzebruch spectral sequence can be used to show that a complex orientation for exists. The class allows one to put a choice of complex orientation in degree zero, . Pulling back along the three maps
[TABLE]
gives a formula, where is a formal power series in two variables satisfying properties codifying (homotopy) associativity and unitality of the multiplication map . Quillen observed that these properties make into a formal group law over [Qui69].
Example 7.2**.**
Complex K-theory is even, 2-periodic, and complex oriented with where is the tautological line bundle on . Note that as a -graded bundle, is the total exterior power . The associated formal group law is the multiplicative formal group law, i.e., for line bundles and we have
[TABLE]
Recall that a formal group law is equivalent to the data of a formal group with a choice of coordinate, i.e., a function on the formal group that vanishes to first order at the identity. Hence, for an even, 2-periodic, complex oriented cohomology theory , forgetting the choice of leaves the formal spectrum with the structure of a formal group.
Definition 7.3**.**
An elliptic cohomology theory is (i) an elliptic curve defined over a commutative ring , (ii) an even, 2-periodic cohomology theory with , and (iii) an isomorphism of formal groups where is the formal completion of at its identity section.
Choosing an -orientation of elliptic cohomology is an under-constrained problem: there are typically many choices of coordinate on an elliptic formal group. As described by Hopkins [Hop94], if we instead ask for an a priori weaker structure, namely an - or -orientation, there is a more canonical choice. Just as one can define Chern classes for all complex vector bundles from the data of the top Chern class of the universal line bundle, there is a similar type of splitting principle for characteristic classes of -bundles. Namely, all -bundles formally split into direct sums of trivial bundles and virtual bundles pulled back from
[TABLE]
over . Hence, a theory of characteristic classes is determined by a universal characteristic class [Hop94, §4-6]
[TABLE]
This class is required to satisfy the additional consistency conditions:
- (rigid)
where is inclusion of the basepoint ; 2. (symmetric)
pulls back to itself along the maps that permute the factors; and 3. (cocycle)
where is multiplication on the and factors, and is the projection to the and th factors.
When the cohomology theory is part of the data of an elliptic cohomology theory, Ando–Hopkins–Strickland [AHS01] show that a class (76) satisfying these consistency conditions may be produced from a cubical structure on the line bundle on the elliptic curve , as we review presently. Recall that sections of are functions that vanish to first order at . A cubical structure for a line bundle on is the data of a section of a line bundle on whose fiber at is
[TABLE]
This section is required to satisfy analogous properties to the three above:
- (rigid)
; 2. (symmetric)
for any permutation ; 3. (cocycle)
where there are implicit (canonical) isomorphisms between line bundles used in the equalities. The theorem of the cube (or Abel’s theorem) shows that there is a unique cubical structure on . When passing from the elliptic group to the formal group, this determines a canonical -orientation of an elliptic cohomology theory. Further work of Hopkins shows that if the line bundle has the additional structure of an isomorphism and the section satisfies , then the -orientation extends to an -orientation. Under certain conditions on the elliptic cohomology theory [Hop94, Theorem 6.2], this additional condition is guaranteed, giving a canonical -orientation of such elliptic cohomology theories.
7.2. Orientations in complex analytic elliptic cohomology
We give a quick overview of (non-equivariant) orientations in complex analytic elliptic cohomology. These facts are surely known to the experts; most of the following can be deduced from the introduction of [AHS01]. Consider the elliptic curve . Viewing as a complex analytic group under addition, the quotient map is a homomorphism with discrete kernel and so determines an isomorphism of formal groups over
[TABLE]
where is the additive formal group. Consider , ordinary cohomology with values in the graded ring where . The formal group associated with ordinary cohomology is the additive formal group, so the isomorphism (77) gives an elliptic cohomology theory whose underlying cohomology theory is . The standard coordinate on determines a coordinate on giving a complex orientation of associated with the additive formal group law,
[TABLE]
This choice of coordinate gives the identification
[TABLE]
where is the standard degree 2 generator of the cohomology of .
More generally, recall the -family of complex analytic elliptic curves from (10). The quotient map
[TABLE]
gives an -family of isomorphisms (77) of formal groups over . This gives a complex analytic elliptic cohomology theory defined by the elliptic curve , the cohomology theory and the -family of isomorphisms (77). This complex analytic elliptic cohomology theory has an -action induced by the action on coefficients from fractional linear transformations on and . Considering this action applied to for open submanifolds defines a sheaf of cohomology theories denoted on the stack . We observe that the global sections of are cohomology with values in modular forms, i.e., . Furthermore, for any , the sheaf restricts to the elliptic cohomology theory from the previous paragraph via the evaluation map .
The standard coordinate from on determines an -invariant complex orientation of : the Chern class pulls back to itself under isomorphisms associated with elements of since (therefore ) and . In particular, this determines a complex orientation of .
Although the coordinate is perhaps the most obvious one, there is a huge amount of freedom in choosing complex orientations of the and . Indeed, any holomorphic function on that vanishes to first order on defines a different orientation of . Such a function can be expressed as a power series in with coefficients in whose lowest order nonvanishing term is . In the language of formal group laws, this is the statement that all coordinates are related to the coordinate via an isomorphism of formal group laws. We consider two such choices, namely the variants of the Weierstrass sigma function from §6.2
[TABLE]
These coordinates lead to different tensor product formulas for Chern classes than (78). Furthermore, the orientations from (79) are not invariant under the -action on , and hence fail to descend to a consistent complex orientation of the sheaf or its global sections, .
The construction of - and -orientations from a cubical structure can be made completely explicit for elliptic curves over . In this case, the coordinate on from (77) allows one to express the cubical structure in terms of a function on the universal cover . One can check explicitly that the (necessarily unique) cubical structure in these coordinates is given by
[TABLE]
which we interpret as a class in . We observe further that is -invariant; this follows from the standard transformation properties of the -function. Hence, (80) determines a compatible family of -orientations for the sheaf of cohomology theories as well as the global sections . We observe that the pullback of under the inversion map is canonically isomorphic to , so that we can ask for the additional condition on to obtain an -structure. By inspection (e.g., because is odd) the cubical structure satisfies this additional requirement and hence gives an -orientation.
We further observe that the class is the top Chern class of relative to the complex orientations given by (79). Indeed, the value of the -orientation on any complex vector bundle can be computed using the splitting principle and the complex orientation associated with (79). To summarize, although these complex orientations of fail to descend to , they determine the canonical -orientation that does descend. This turns out to mirror the equivariant refinement of the string orientation.
7.3. Equivariant refinements of orientations
We start with a motivating example.
Example 7.4**.**
This is a continuation of Example 7.2. We can ask for an equivariant refinement of the complex orientation of -theory relative to the Atiyah–Segal completion map,
[TABLE]
i.e., a virtual representation that maps to the chosen complex orientation. There is indeed a unique such virtual representation, namely where is the defining representation of .
Using the elliptic Atiyah–Segal completion map from §3.2, we can ask for a similar equivariant refinement of a complex orientation of elliptic cohomology over ,
[TABLE]
However, one immediately finds that no such class can exist, even for elliptic cohomology for a single elliptic curve: the class defines a function on a formal neighborhood of that vanishes to first order at zero, and since globally defined functions on are constant, any putative class is the zero class. Stated in more algebro-geometric language, a lift (86) for a fixed curve is asking for a global section of on ,
[TABLE]
and the only such global section is the zero section. Under completion this is sent to the zero class in , which does not define a complex orientation. We summarize this observation as follows:
Proposition 7.5**.**
No -orientation of a complex analytic elliptic cohomology theory may be refined to an equivariant -orientation of the corresponding complex analytic equivariant elliptic cohomology theory defined over .
Although this is not particularly deep, it highlights a crucial point: Chern classes in elliptic cohomology—even for a single elliptic curve—do not admit equivariant refinements.
The resolution to this is to introduce a twisting. This twisting refers to a relaxing of the setup in (86),
[TABLE]
where is a line bundle on , and for convenience we have changed points of view, taking Chern classes and in degree 2. The twisted completion map (92) requires additional data, namely a trivialization of near to identify the section with a class in .
Definition 7.6**.**
Let denote the restriction of to a holomorphic submanifold . A twisted equivariant refinement of a complex orientation of a complex analytic elliptic cohomology theory associated with is a line bundle on together with a nowhere vanishing section and a choice of trivialization of near the zero section that identifies the restriction of with the non-equivariant Chern class .
Remark 7.7*.*
We recall that a nowhere vanishing section is the data as a section that is nowhere vanishing away from the zero section of and vanishes to precisely first order at [math].
With respect to a fixed elliptic cohomology theory, the freedom to choose a complex orientation is absorbed by the many ways to trivialize a fixed line bundle—in the notation of the previous definition, the line bundle and the section are essentially unique:
Proposition 7.8**.**
Let be a family of elliptic curves as in Definition 7.6.
- (1)
Any complex orientation of the complex analytic elliptic cohomology theory associated to admits a twisted equivariant refinement. 2. (2)
*The data of the twisted equivariant refinement are unique up to unique isomorphism, with any having a unique isomorphism to line bundle determined by the function defined in (56). *
Remark 7.9*.*
The line bundle on determined by has well-known descriptions, e.g., as the Quillen determinant line bundle for the family of twisted -operators parameterized by (e.g., [BET19, Lemma 7.2]) or as a square root of the level 1 Looijenga line bundle (e.g., [BET19, Remark 7.9]).
Proof of Proposition 7.8.
We tackle the uniqueness (2) first. Given two line bundles and with sections and satisfying the requirements, is a nowhere vanishing section of and so determines an isomorphism that sends to . Hence is unique up to unique isomorphism.
To prove (1), we construct an equivariant refinement where is the line bundle with section determined by the function defined in §6.2. Recall this line bundle is defined as the trivial line bundle on with descent data to constructed from the transformation properties of . This specifies a preferred trivialization near the zero section : view the section as the function on and restrict to a neighborhood of . Now given any we can restrict along the associated inclusions and to obtain a line bundle on with section and a trivialization in the neighborhood of the zero section . This recovers the complex orientation specified by the coordinate , as described near (79). All other complex orientations arise from changing the coordinate for the corresponding formal group law, but changes of coordinate exactly correspond to changes of trivialization of near the zero section of , so all coordinates can be recovered this way. ∎
One can similarly ask for an equivariant refinement of the -orientation and -orientation, namely as a class
[TABLE]
lifting the class defined by (80) to a section of on .
Definition 7.10**.**
An equivariant refinement of the -orientation is a -twisted -equivariant elliptic cohomology class whose image under (95) is the Ando–Hopkins–Strickland characteristic class for the canonical -orientation.
Theorem 7.11**.**
Let be a family of elliptic curves as in Definition 7.6.
- (1)
There exists a unique equivariant refinement of the -orientation for complex analytic elliptic cohomology for the curve . 2. (2)
Furthermore, the equivariant refinement equals the twisted equivariant Euler class of Proposition 7.8 for the virtual vector bundle from (75). 3. (3)
In the universal case , the refinement descends to the stack .
Proof.
By inspection, the formulas (80) for the non-equivariant cubical structure have a unique equivariant extension given by the same formulas: when considered as a function on , the formulas (80) give sections of on . This gives the equivariant characteristic class (95) for . On inspection of the formulas, this equals the twisted equivariant Euler class of , using the class from Proposition 7.8. Finally, we observe that this cubical structure is invariant under the action of , and so descends to , and therefore is a global class for . ∎
Remark 7.12*.*
The uniqueness of a cubical structure for on the elliptic curve produces a canonical -orientation of non-equivariant elliptic cohomology. However, there are possibly more cubical structures for on the formal group, so this canonical class need not be unique. We find it striking that the cubical structure on produces a unique equivariant -orientation: the possible ambiguities on the formal group disappear in the equivariant refinement.
Appendix A Background
A.1. Some Lie theory
A reference for the following results is [Seg68].
Lemma A.1**.**
Let be a maximal torus for a connected compact Lie group with normalizer . If are conjugate in , they are conjugate by an element of .
Let be the Lie algebra of a maximal torus of a compact connected Lie group , and be the Weyl group. The following is proved in the same way as the above.
Corollary A.2**.**
If are conjugate by the adjoint action of on , then they are conjugate by an element of .
Proposition A.3**.**
The ring of -invariant holomorphic functions on is equivalent to the ring of -invariant holomorphic functions on .
Proof.
Any conjugation-invariant function on clearly restricts to a -invariant function on ; the interesting direction is to extend a -invariant function on to a -invariant function on . On the (Zariski) open sublocus of regular semisimple elements, any element by definition may be conjugated into , so that a holomorphic function on can automatically be extended to a holomorphic function on . By Corollary A.2, the extension is conjugation invariant if the original function is -invariant. It remains to extend further to (which would automatically continue to be conjugation-invariant). But we may approximate a holomorphic -invariant function on by a -invariant polynomial on and instead simply have to extend a polynomial from to all of . By Algebraic Hartogs’ Lemma, the polar locus is a closed subset of pure codimension one. However, the closures of all codimension one points of contain [math], where our polynomial is clearly well-defined, and so the polar locus must be empty and we have a polynomial extension, as desired.∎
Remark A.4*.*
The same result holds, with the same proof, replacing holomorphic functions in Proposition A.3 with germs of holomorphic functions.
Proposition A.5**.**
Let be a compact Lie group, not necessarily connected. Given and sufficiently small, the set of elements which conjugates to is contained in , the centralizer of .
Proof.
Let ; by construction, it is a coset of . By [BG94, Lemma 1.3], we may assume is sufficiently small such that (compare Lemma 3.1 above). Hence either , as desired, or is entirely disjoint from . Choose a faithful representation and assume for now the result for . Then , where is the subgroup of which centralizes . But then , as desired. Hence, it suffices to show the result for .
The statement is clearly invariant under conjugation, so we may assume is diagonal and of some block-form for a partition , where has distinct eigenvalues with each eigenvalue occurring with multiplicity . Then is the corresponding group of block-diagonal matrices. Pick disjoint open intervals centered at the and interpret “sufficiently small” to mean that the eigenvalues of the block of remain within . Then one may show directly any element conjugating to must be block-diagonal, i.e., lie in , as desired. ∎
Corollary A.6**.**
For as in the previous proposition, the set of elements of (the identity connected component) which conjugate to is contained in .
Lemma A.7**.**
Let be a compact Lie group. For a fixed , consider the adjoint action . Define so that . Then .
Proof.
We wish to show , i.e., the generalized eigenspace of with eigenvalue is in fact just a usual eigenspace. But this follows from being self-adjoint with respect to the nondegenerate Killing form, so that all generalized eigenspaces of are usual eigenspaces. ∎
Lemma A.8**.**
Given as above and , for any element sufficiently small, there exists some small such that is conjugate to .
Proof.
It suffices to prove the above infinitesimally, i.e., to show that on the tangent space as identified with the Lie algebra by left-translation under , the orbit of under the (-twisted) adjoint action spans the full tangent space. But indeed, the centralizer is exactly as in the previous lemma, while the infinitesimal adjoint action under conjugacy spans . The prior lemma plus a simple dimension count yields that , i.e., the full tangent space is spanned by the centralizer and infinitesimal deformations under conjugacy, which is what we wished to show. ∎
We recall from Definition 2.2 that is the subsheaf of pairs of commuting elements in , and we use the notation to denote an element of the set , i.e., are just a pair of commuting elements in .
Lemma A.9**.**
Given as above and , suppose sufficiently small are such that for . Then there exists some small such that is conjugate to .
Proof.
The commutation hypothesis is equivalent to . Hence, we may first use the above Lemma A.8 with to conjugate into ; as it is still also in , it is in ; let us suppose has now been conjugated to some . We may then apply Lemma A.8 with to conjugate further into and hence also lie in ; note that stays fixed under this further conjugation. Finally, as , we also have that commute. We may hence simultaneously conjugate them from into a Cartan (maximal abelian subalgebra) as they are certainly inside some Cartan, and all Cartans are conjugate. ∎
Lemma A.10**.**
For , the function is locally constant.
Proof.
This follows from Lemma A.9 and Lemma 3.1: it suffices to check local constancy as is deformed to for and sufficiently small, whereupon one may take to be a maximal torus for both and . ∎
A.2. The Cartan model for equivariant cohomology
The equivariant cohomology of a manifold with -action is defined by the Borel construction,
[TABLE]
where above denotes ordinary cohomology with complex coefficients. By naturality, is a module over . The following standard facts will be useful; cohomology is taken with complex coefficients, .
Lemma A.11**.**
For connected there is a natural isomorphism for any maximal torus with Weyl group .
Lemma A.12**.**
For a normal subgroup of finite index, there is a natural isomorphism .
The Cartan model for equivariant cohomology starts with the graded algebra , where the polynomial generators in have degree 2 and differential forms have their standard degree. We identify elements of with -invariant polynomial functions on valued in . In this description, define a differential on
[TABLE]
extended complex-linearly, where is the ordinary de Rham differential on forms, and denotes contraction with the vector field on associated to under the infinitesimal action of on . One verifies that on -invariants using Cartan’s magic formula. The chain complex is the Cartan model for equivariant cohomology, and we have an isomorphism
[TABLE]
We refer to [Mei06] for an excellent introduction to equivariant cohomology in the Cartan model.
A.3. Lie groupoids, sheaves, and smooth stacks
Let denote the category of manifolds and smooth maps. A Lie groupoid, denoted , consists of a manifold of objects, , a manifold of morphisms, , source and target maps, , a unit map , and a composition map . We further require that is a submersion so that the fibered product exists in manifolds. These data are required to satisfy the usual axioms of a groupoid.
Example A.13**.**
Let a Lie group act on a manifold . The action Lie groupoid, denoted , has as objects and as morphisms. The source map is the projection, and the target map is the action map. The unit is the inclusion along the identity element . Composition is inherited from multiplication in .
A presheaf is a functor . A presheaf is a sheaf if for all open covers of all manifolds , the diagram
[TABLE]
is an equalizer. The set are the -points of the (pre)sheaf . A (pre)sheaf is representable when its values are determined by the set of maps to a fixed smooth manifold, , . Note that a representable presheaf is a sheaf. When working with the functor of points, we will frequently use the same notation to denote a smooth manifold and its representable sheaf so that, e.g., is the -points on . The following examples indicate the flavors of non-representable presheaves that appear in the body of the paper, namely sub-objects and (coarse) quotients.
Example A.14**.**
Given a smooth manifold , let be a subset (not necessarily a smooth submanifold). Define a presheaf whose -points are maps with image in the subset . It is easy to check that this presheaf is in fact a sheaf. In a mild abuse of notation, we usually denote the presheaf defined above by .
Example A.15**.**
Given a -manifold , define the coarse quotient presheaf as having -points the set ; explicitly, these are -points of subject to the equivalence relation that a pair of maps are equivalent if there is such that using the -action on on the right hand side. Define the coarse quotient sheaf, denoted , as the sheafification of the presheaf .
Definition A.16**.**
Define a generalized Lie groupoid as a groupoid objects in presheaves on manifolds, denoted . Explicitly, the data of a generalized Lie groupoid consists of presheaves , and maps of presheaves called source, target, unit, and composition. These data are required to satisfy the properties of a functor from manifolds to groupoids given by .
Definition A.17**.**
A smooth stack is a category fibered in groupoids over manifolds satisfying descent with respect to open covers.
For each manifold a stack assigns a groupoid, and to each map , a stack assigns a functor between groupoids. These data can be assembled into a weak 2-functor from manifolds to groupoids. A weak 2-functor from manifolds to groupoids that doesn’t necessarily satisfy descent is called a prestack. Stackification is the left adjoint to the forgetful functor from stacks to prestacks.
Example A.18**.**
Any presheaf (of sets) on the site of smooth manifolds determines a prestack, and any sheaf determines a stack. Indeed, there is a faithful embedding of sheaves into stacks. In particular, smooth manifolds (regarded as representable sheaves) embed into smooth stacks. We often use the same notation, e.g., , to denote a smooth manifold, its representable sheaf, and the associated smooth stack.
A reference for the relationship between Lie groupoids and stacks is [BX11, §1]. We briefly review some of the highlights.
Example A.19**.**
The -points of a generalized Lie groupoid define a prestack whose value on is the groupoid . All the stacks in this paper come from applying stackification to prestacks of this form. We use the notation or to denote the stackification of the prestack .
Example A.20**.**
Given a -manifold , the quotient stack is the stack underlying the action Lie groupoid . Explicitly, a map is the data of a pair , where is a principal -bundle on , and is a -equivariant map. Isomorphisms between -points are isomorphisms of principal bundles compatible with the -equivariant maps to .
Remark A.21*.*
Note that there is always a map (in the category of smooth stacks) from the stack quotient to the coarse quotient sheaf. This is an isomorphism (in the category of stacks) if and only if the -action on is free so that the sheaf is representable.
Definition A.22**.**
A groupoid presentation of a stack is a Lie groupoid whose underlying stack is equivalent to , i.e., . When such a presentation exists, is a differentiable stack.
Definition A.23**.**
An atlas for a stack is a map whose source is a manifold with the property that for any other map whose source is a manifold , the 2-fibered product is representable by a smooth manifold, and the map is a submersion of manifolds.
Lemma A.24**.**
An atlas defines the groupoid presentation, where all the structure maps in the groupoid are constructed from the universal property of the pullback. Hence a stack has a Lie groupoid presentation if and only if it admits an atlas.
Finally, we will construct holomorphic structures on stacks in terms of holomorphic atlases, defined as follows.
Definition A.25**.**
A holomorphic atlas is an atlas where and are given the structure of a complex manifold and all the structure maps in the groupoid are holomorphic. Given a smooth stack , a choice of holomorphic atlas is a choice of holomorphic structure, and with this fixed choice is a complex analytic stack.
Example A.26**.**
Suppose that a discrete group acts on a complex manifold preserving the complex structure. Then is a holomorphic atlas for the quotient stack.
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