Fano hypersurfaces with arbitrarily large degrees of irrationality
Nathan Chen, David Stapleton

TL;DR
This paper demonstrates that complex Fano hypersurfaces can have arbitrarily large degrees of irrationality, providing new examples of rationally connected varieties with high irrationality degrees.
Contribution
It establishes the first known examples of rationally connected varieties with irrationality degrees exceeding 3, using degeneration techniques in characteristic p.
Findings
Degree of irrationality grows at least as a constant times sqrt(n)
Introduces a method to analyze how irrationality behaves in families of varieties
Shows that certain invariants only decrease on special fibers
Abstract
We show that complex Fano hypersurfaces can have arbitrarily large degrees of irrationality. More precisely, if we fix a Fano index e, then the degree of irrationality of a very general complex Fano hypersurface of index e and dimension n is bounded from below by a constant times . To our knowledge this gives the first examples of rationally connected varieties with degrees of irrationality greater than 3. The proof follows a degeneration to characteristic p argument which Koll\'ar used to prove nonrationality of Fano hypersurfaces. Along the way we show that in a family of varieties, the invariant "the minimal degree of a dominant rational map to a ruled variety" can only drop on special fibers. As a consequence, we show that for certain low-dimensional families of varieties the degree of irrationality also behaves well under specialization.
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Fano hypersurfaces with arbitrarily large degrees of irrationality
Nathan Chen and David Stapleton
Introduction
There has been a great deal of interest in studying questions of rationality of various flavors. Recall that an -dimensional variety is rational if it is birational to and ruled if it is birational to for some variety . Let be a degree hypersurface. In [8], Kollár proved that when is very general and then is not ruled (and thus not rational). Recently these results were generalized and improved by Totaro [14] and subsequently by Schreieder [13]. Schreieder showed that when is very general and then is not even stably rational. In a positive direction, Beheshti and Riedl [2] proved that when is smooth and then is at least unirational, i.e., dominated by a rational variety. ††The first author’s research is partially supported by the National Science Foundation under the Stony Brook/SCGP RTG grant DMS-1547145.
Given a variety whose non-rationality is known, one can ask if there is a way to measure “how irrational" is. One natural invariant in this direction is the degree of irrationality, defined as
[TABLE]
For instance, Bastianelli, De Poi, Ein, Lazarsfeld, and Ullery [1] computed the degree of irrationality for very general hypersurfaces of degree by using the positivity of the canonical bundle. Naturally, one is tempted to ask what can be proved about hypersurfaces with negative canonical bundle.
Let be a smooth hypersurface of degree . We define the codegree of to be the quantity
[TABLE]
so that . When is Fano (in other words ), this coincides with the Fano index. Our main result gives the first examples of Fano varieties with arbitrarily large degree of irrationality.
Theorem A**.**
Let be a very general hypersurface over of dimension and codegree . For any fixed , there exists such that for all
[TABLE]
In fact, we prove the stronger statement that the minimal degree map from to a ruled variety is bounded from below by . To the best of our knowledge, these give the first examples of rationally connected varieties with . (Irrational Fano varieties have , and rational covers of degree 2 always admit birational involutions, so by the Noether–Fano method a general quartic threefold satisfies .)
The proof of Theorem A proceeds by extending ideas from Kollár’s paper [8], using a specialization to characteristic . This involves two main additions to the arguments in [8]. First, we use positivity considerations involving separation of points to show that the hypersurfaces constructed by Kollár do not admit low degree maps to ruled varieties. Our main technical result then asserts that such mappings, if they exist, behave well in families. Specifically, given a family of projective varieties over the spectrum of a DVR, we prove that the minimal degree of a rational map to a ruled variety can only drop upon specialization. To be more precise, let be the spectrum of a DVR with generic point and residue field , and let be an integral normal scheme which is projective over such that is geometrically integral. With this set-up in mind, we have:
Theorem B**.**
If admits a dominant and generically finite rational map to a ruled variety with degree , then so does every component .
A similar result holds for the geometric generic fiber (see Theorem 1.1).
We give other applications of Theorem B concerning the behavior of the degree of irrationality in certain families. The last few years have seen major progress in understanding the behavior of rationality and stable rationality in families. Hassett, Pirutka, and Tschinkel [7] showed that there are families of varieties where there is a dense set of rational fibers, but the very general member is irrational. Nicaise and Shinder [12] (resp. Kontsevich and Tschinkel [11]) established that stable rationality (resp. rationality) specializes in smooth projective families. The behavior of unirationality and the degree of irrationality in families is understood to a lesser extent. Applying Theorem B, we show that in certain families the degree of irrationality can only drop upon specialization.
Proposition C**.**
Let be a smooth projective family of complex varieties over a smooth irreducible curve with marked point . Assume that a very general fiber is either
- (1)
a surface with , or 2. (2)
a simply-connected threefold with (i.e., a strict Calabi-Yau threefold).
If , then .
By work of the first author [4], it is known that a very general abelian surface has . From Proposition C, we are able to deduce:
Corollary D**.**
Every complex abelian surface has
In §1, we prove a generalized version of Theorem B, as well as Proposition C and Corollary D. In §2, we prove Theorem A. Throughout the paper, by variety we mean an integral scheme of finite type over a field (not necessarily algebraically closed). By very general, we mean away from the union of countably many proper closed subsets. If is a scheme over and is a field with a map , by abuse of notation we write
[TABLE]
Acknowledgments. We are grateful for valuable conversations and correspondences with Iacopo Brivio, Lawrence Ein, François Greer, Kiran Kedlaya, János Kollár, Robert Lazarsfeld, James McKernan, John Ottem, John Sheridan, Jason Starr, Burt Totaro, and Ruijie Yang.
1. Maps to ruled varieties specialize
The goal of this section is to prove a slightly more general version of Theorem B. Let be the spectrum of a DVR with uniformizer , fraction field , and residue field . Let and be their respective algebraic closures. Assume that is a flat projective morphism, and is a normal integral scheme such that is geometrically integral.
Theorem 1.1**.**
With the set-up above,
- (1)
If admits a dominant, generically finite rational map to a ruled variety
[TABLE]
with , then so does every component . 2. (2)
Suppose that is a component that is geometrically reduced and geometrically irreducible. If admits a dominant rational map to a ruled variety
[TABLE]
with , then so does .
Proof.
First we prove (1). We may assume is the generic fiber of a reduced and irreducible projective scheme . As is normal and the schemes are projective over , the rational map extends to a map which is defined on all codimension 1 points. By an argument of Abhyankar and Zariski [10, Lem. 2.22] for any codimension 1 point , there is a birational morphism so that the induced rational map
[TABLE]
satisfies is a codimension 1 point and is regular at the generic point of . When is the generic point of , then the closure of the image satisfies the hypotheses of Matsusaka’s Theorem (see [9, Thm. IV.1.6]). Therefore is ruled, and we have produced a dominant finite rational map . It is not hard to see that .
Now we show (1) implies (2). There is a finite field extension such that is defined over , i.e. there is a map whose base change to is . Let be the integral closure of . Let denote the ideal of a closed point over with residue field . Thus we have a map of DVRs . Let and let be the base change of to . (1) implies that every component of the central fiber of the normalization admits a map to a ruled variety with degree bounded by .
It remains to show that for any component which is geometrically reduced and geometrically irreducible (as in the statement of the theorem), the normal locus of contains the generic point of the divisor
[TABLE]
The assumption that is geometrically reduced implies that is regular at the generic point of . So in particular, is normal at the generic point of . ∎
Now we prove two results about the behavior of the minimal degree map to a ruled variety.
Lemma 1.2**.**
Let be a field extension with both fields algebraically closed. If is a variety of dimension over , then admits a rational map of degree to a ruled variety over admits a rational map of degree to a ruled variety over .
Proof.
By standard arguments, there is a countable union of quasiprojective schemes which parametrizes closures of graphs
[TABLE]
of rational maps to a ruled projective -variety of degree . As a consequence, admits a degree map to a ruled variety (as is algebraically closed). The point is
[TABLE]
Thus, if has a degree map to a ruled variety, then has a degree map to a ruled variety (which is not to say that the original map is defined over ). ∎
We thank François Greer and Burt Totaro for suggesting the following lemma.
Lemma 1.3**.**
Working over , let be a family of varieties over a smooth curve with geometric generic point . If a very general fiber admits a rational map of degree to a ruled variety then so does .
Proof.
By [15, Lem. 2.1], there is a field isomorphism of with such that becomes isomorphic to as abstract schemes. The lemma follows by composing this isomorphism with the rational map of degree from to a ruled variety. ∎
Using Theorem 1.1, we can now prove Proposition C and Corollary D.
Proof of Proposition C.
Let
[TABLE]
be a family of smooth projective varieties as in Proposition C. By Theorem 1.1 and Lemma 1.3, it follows that the special fiber admits a dominant and generically finite rational map
[TABLE]
such that , and is smooth. Consider the MRC fibration of , given by
[TABLE]
where is smooth. Then has dimension 0, 1, or 2. We treat each dimension separately. In the case has dimension 0, then is in fact rational, and we have .
Now we rule out the cases where or 2. If , then must have positive geometric genus. But there are no dominant rational maps from to such a curve (as ). If , then we are in the case (2) of Proposition C, so is a strict Calabi-Yau threefold. It follows that is a Kodaira dimension 0 surface (see [3]). By the classification of surfaces there is a proper étale cover such that . As is simply connected, the map from to factors through . But this contradicts the fact that strict Calabi-Yau threefolds have for . ∎
Proof of Corollary D.
The quotient map from to the Kummer surface has degree 2, so it suffices to prove . The main result of [4] can be rephrased by saying that a very general Kummer surface has degree of irrationality 2. It follows that one can put in a family over a curve such that the very general member has degree of irrationality equal to 2. Taking a simultaneous resolution gives a family of K3 surfaces, so by Proposition C every member of the family has degree of irrationality equal to 2. ∎
2. Irrationality of Fano hypersurfaces
The goal of this section is to prove Theorem A. For a hypersurface of degree , recall from the introduction that the codegree of is . We follow an idea of Kollár’s [8], which was used to prove non-ruledness of certain Fano hypersurfaces. Kollár reduces to positive characteristic and observes that if a smooth projective variety is ruled, then no sheaf of -forms can contain a big line bundle. The main observation in this section (Lemma 2.3) is that if admits a separable rational map of degree to a ruled variety, then no sheaf of –forms can contain a line bundle which separates points on an open set. This allows us to directly apply Kollár’s degeneration argument (albeit in a different degree range) to deduce Theorem A.
Definition 2.1**.**
Let be a variety over an algebraically closed field and let be a line bundle on . We say that separates points on an open set if there is an open set such that for any distinct points , there is a section which vanishes on but not .
Example 2.2**.**
Let and be projective varieties of dimension over an algebraically closed field and suppose there is a map
[TABLE]
which is a dominant, generically finite, purely inseparable morphism. Then over the open set where is finite, there is a bijection on points
[TABLE]
As a consequence, if there is a line bundle on such that separates points on an open set, then separates points on an open set in .
Lemma 2.3**.**
Let be a projective variety over an algebraically closed field and a line bundle on such that separates points on an open set. Suppose that there is an injection
[TABLE]
for some . If there is a dominant, separable, generically finite rational map
[TABLE]
to a ruled variety, then .
Proof.
Let . Without loss of generality, we may assume that and are normal. Let be the normalization of the closure of the graph of . This gives two regular maps , which make the diagram commute:
[TABLE]
Note that is birational. By Example 2.2 we have that is a line bundle which separates points on an open set in and injects into .
Recall that there is a trace map
[TABLE]
(see [5, Prop. 3.3] and [6]) which extends the usual trace map for finite morphisms in characteristic 0. Over the dense open set in where is étale, corresponds to the sum over fibers. Let (resp. ) denote the projection of onto (resp. ). By a computation,
[TABLE]
So any section of is necessarily constant along for every .
However, if we take a general point and two general points , then the preimage of these points will consist of distinct points
[TABLE]
If , then there will be a section
[TABLE]
which vanishes on but does not vanish on . Tracing as an -form gives a section
[TABLE]
which vanishes on but not on , yielding a contradiction. Therefore . ∎
Construction 2.4**.**
Now we recall Kollár’s degeneration argument [8, §5], which is attributed to Mori. Let be a DVR with an algebraically closed residue field of characteristic and fraction field which is countable of characteristic 0. Kollár shows that over , one can construct an irreducible normal variety
[TABLE]
such that is a hypersurface of degree and is a reduced degree inseparable cover of a smooth degree hypersurface with “simple" singularities. Kollár gives an explicit resolution of singularities of :
[TABLE]
and shows that injects into .
Having recalled Kollár’s construction, we are ready to prove Theorem A.
Proof of Theorem A.
To start we consider the case of hypersurfaces of degree or codegree degenerating to -fold covers of degree hypersurfaces, as in Kollár’s construction above. We know that is purely inseparable, and the sections of separate every set of points. So by Example 2.2 we see that separates general points. By Lemma 2.3 it follows that admits no separable rational maps to a ruled variety with degree .
Let us assume that . Using the fact that divides the degree of any inseparable map, it follows that there are no rational maps at all from to a ruled variety with degree . Thus Theorem 1.1 implies admits no maps of degree to a ruled variety. By base changing to and applying Lemma 1.2 it follows that if is a very general complex hypersurface of degree with then every rational map from to a ruled variety has degree .
Now we must deal with the case where is very general but its degree is not equal to for some “useful" prime . Assume that
[TABLE]
where is the remainder of modulo . We claim that if then any map from to a ruled variety has degree . This can be proved by degenerating to a union of a very general degree hypersurface and hyperplanes. The claim then follows from Theorem 1.1(2) and the previous paragraph.
Therefore if has codegree in , we want to consider prime numbers such that there exist integers and with the property that
[TABLE]
Thus we have shown that
[TABLE]
It remains to estimate the right hand side. Suppose a prime satisfies
[TABLE]
One can verify that property holds. In other words,
[TABLE]
By Bertrand’s postulate, there is always a prime between any natural number and . Therefore, we can give the lower bound
[TABLE]
as soon as the right hand side is at least . ∎
Remark 2.5**.**
In Theorem A one can take
Remark 2.6**.**
We note that the above bound is not optimal. One might hope that the bound on can be improved to a linear bound. If one adapts the second paragraph of the proof of Theorem A, the first new bounds occur using , , and . In other words, a very general degree complex hypersurface has .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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