Measurement of the inclusive isolated-photon cross section in $pp$ collisions at $\sqrt{s}=13$ TeV using 36 fb$^{-1}$ of ATLAS data
ATLAS Collaboration

TL;DR
This paper reports a precise measurement of the isolated-photon production cross section in proton-proton collisions at 13 TeV, comparing results with advanced QCD theoretical predictions to test the accuracy of current models.
Contribution
First measurement of the differential isolated-photon cross section at 13 TeV with detailed comparison to NLO and NNLO QCD calculations.
Findings
Predictions agree well with data within uncertainties.
Provides constraints on proton parton distribution functions.
Enhances understanding of photon production mechanisms in high-energy collisions.
Abstract
The differential cross section for isolated-photon production in collisions is measured at a centre-of-mass energy of 13 TeV with the ATLAS detector at the LHC using an integrated luminosity of 36.1 fb. The differential cross section is presented as a function of the photon transverse energy in different regions of photon pseudorapidity. The differential cross section as a function of the absolute value of the photon pseudorapidity is also presented in different regions of photon transverse energy. Next-to-leading-order QCD calculations from JETPHOX and SHERPA as well as next-to-next-to-leading-order QCD calculations from NNLOJET are compared with the measurement, using several parameterisations of the proton parton distribution functions. The predictions provide a good description of the data within the experimental and theoretical uncertainties.
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\AtlasTitle
Measurement of the inclusive isolated-photon cross section in collisions at TeV using fb*-1* of ATLAS data
\AtlasJournalRefJHEP 10 (2019) 203 \AtlasDOI10.1007/JHEP10(2019)203 \PreprintIdNumberCERN-EP-2019-136 \AtlasAbstract The differential cross section for isolated-photon production in collisions is measured at a centre-of-mass energy of TeV with the ATLAS detector at the LHC using an integrated luminosity of fb*-1*. The differential cross section is presented as a function of the photon transverse energy in different regions of photon pseudorapidity. The differential cross section as a function of the absolute value of the photon pseudorapidity is also presented in different regions of photon transverse energy. Next-to-leading-order QCD calculations from Jetphox and Sherpa as well as next-to-next-to-leading-order QCD calculations from Nnlojet are compared with the measurement, using several parameterisations of the proton parton distribution functions. The predictions provide a good description of the data within the experimental and theoretical uncertainties.
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Contents
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1 Introduction
Prompt photons with large transverse momenta constitute colourless probes of the hard interaction and their production in proton–proton collisions, , provides a testing ground for perturbative QCD (pQCD). Prompt photons are defined as those that are not secondaries from hadron decays. Prompt-photon production is understood to proceed via two processes: the one in which the photon arises directly from the hard interaction (the direct-photon process) and the one in which the photon is emitted in the fragmentation of a high transverse momentum () parton (the fragmentation-photon process) [1, 2].
In proton–proton collisions, due to the abundance of photons from neutral-hadron decays and the contribution from the fragmentation process, prompt-photon production is studied by requiring the photons to be isolated. Measurements of inclusive isolated-photon production in collisions at centre-of-mass energies () of , and TeV are available from the ATLAS [3, 4, 5] and CMS [6, 7] collaborations.
At the LHC the dominant contribution to prompt-photon production arises from the process. As a consequence, the production is sensitive to the gluon density in the proton [8, 9, 10] even at leading order (LO) in pQCD. A recent study [11] has included the ATLAS measurement of inclusive isolated-photon production at 8 TeV [4] in a next-to-next-to-leading-order (NNLO) QCD fit to obtain the parton distribution functions (PDF) of the proton. The inclusion of the ATLAS data leads to a reduction in the gluon density uncertainties [11].
Measurements of inclusive prompt-photon production also provide benchmarks to use in investigating novel approaches to parton radiation [12], next-to-leading-order (NLO) QCD corrections with matched parton showers [13], the relevance of threshold logarithms in QCD and electroweak corrections [14] and NNLO QCD corrections [15, 16, 17]. More specifically, the production of prompt photons, which is less sensitive to hadronisation effects than that of jets, can be used to pursue an alternative QCD description based on the factorisation approach combining off-shell amplitudes and transverse-momentum-dependent parton densities [12]. The prompt-photon data allow the investigation of the fragmentation contribution, which can be done either via fragmentation functions or through the inclusion of parton showers [13]. Electroweak corrections are likely to play an important role at the TeV scale and, thereby, measurements at photon transverse energies in that region would help to unveil such phenomena [14]. The prompt-photon measurements at the LHC are characterised by small uncertainties that demand precise theoretical predictions, e.g. those from NNLO QCD calculations [15, 16, 17], in order to fully exploit these data. Measurements involving isolated photons have also been used to constrain the contributions from new light scalar particles decaying into a photon pair [18].
This paper presents a measurement of isolated prompt-photon production in collisions at TeV with the ATLAS detector at the LHC using an integrated luminosity of fb*-1*. The differential cross section as a function of the photon transverse energy111ATLAS uses a right-handed coordinate system with its origin at the nominal interaction point (IP) in the centre of the detector and the -axis along the beam pipe. The -axis points from the IP to the centre of the LHC ring, and the -axis points upwards. Cylindrical coordinates are used in the transverse plane, being the azimuthal angle around the -axis. The transverse energy is defined as , where is the energy and is the polar angle. The pseudorapidity is defined as and the angular distance is measured in units of . () is measured in different regions of the photon pseudorapidity () for GeV and , excluding the region . In addition, the double-differential cross section as a function of in different regions of is also presented. The results are based on a data sample with a more than ten-fold increase in statistics relative to the previous study [5]. The measurement presented here is found to be consistent with the previous one in the overlapping kinematic regions. This increase in statistics allows improvements in the calibration of the photon energy and reductions in the experimental systematic uncertainties affecting the cross-section measurement, as well as an extension of the coverage in to higher values than previously measured. In this analysis, the region where the measurement is limited by systematic uncertainties is extended to TeV, beyond what was achieved in the previous measurement. The NLO QCD predictions of Jetphox [19, 20] and Sherpa [21] based on several parameterisations of the PDFs are compared with the measurement. The NNLO QCD prediction of Nnlojet [16], which has significantly reduced uncertainties due to fewer missing higher-order terms, is also confronted with the data.
2 ATLAS detector
The ATLAS detector [22, 23, 24] is a multipurpose detector with a forward–backward symmetric cylindrical geometry. It consists of an inner tracking detector surrounded by a thin superconducting solenoid, electromagnetic and hadronic calorimeters, and a muon spectrometer incorporating three large superconducting toroid magnets. The inner-detector system is immersed in a T axial magnetic field and provides charged-particle tracking in the range . The high-granularity silicon pixel detector is closest to the interaction region and provides four measurements per track. The pixel detector is followed by the silicon microstrip tracker, which typically provides four three-dimensional space point measurements per track. These silicon detectors are complemented by the transition radiation tracker, which enables radially extended track reconstruction up to . The calorimeter system covers the range . Within the region , electromagnetic (EM) calorimetry is provided by barrel and endcap high-granularity lead/liquid-argon (LAr) calorimeters, with an additional thin LAr presampler covering to correct for energy loss in material upstream of the calorimeters; for , the EM calorimeter is divided into three layers in depth. Hadronic calorimetry is provided by a steel/scintillator-tile calorimeter, segmented into three barrel structures within , and two copper/LAr hadronic endcap calorimeters, which cover the region . The solid-angle coverage is completed out to with forward copper/LAr and tungsten/LAr calorimeter modules, which are optimised for EM and hadronic measurements, respectively. Events are selected using a first-level trigger implemented in custom electronics, which reduces the maximum bunch crossing rate of MHz to a design value of kHz using a subset of detector information. Software algorithms with access to the full detector information are then used in the high-level trigger to yield a recorded event rate of about kHz [25].
3 Data sample and Monte Carlo simulations
The data used in this analysis were collected with the ATLAS detector during the proton–proton collision running periods of 2015 and 2016, when the LHC operated at a centre-of-mass energy of TeV. Only events taken during stable beam conditions and satisfying detector- and data-quality requirements, which include the calorimeters and inner tracking detectors being in nominal operation, are considered. In the collected data sample the average number of interactions per bunch crossing is , while the total integrated luminosity is fb*-1* out of which fb*-1* corresponds to the 2015 running period. The uncertainty in the combined 2015–2016 integrated luminosity is [26], obtained using the LUCID-2 detector [27] for the primary luminosity measurements.
The simulated events were produced using MC event generators and were passed through the Geant4-based [28] ATLAS detector and trigger simulation programs [29]. They are reconstructed and analysed with the same programs chain as the data.
Simulated signal samples. Samples of prompt-photon events were generated using the programs Pythia 8.186 [30] and Sherpa 2.1.1 [21] to study the characteristics of signal events. In both cases, the event generation was performed using tree-level matrix elements, with the inclusion of initial- and final-state parton showers. Fragmentation into hadrons is described by the Lund string model [31] in the case of Pythia and by a modified version of the cluster model [32] in the case of Sherpa. The proton’s structure was parameterised by the LO NNPDF2.3 [33] PDF set for Pythia and by the NLO CT10 [34] PDF set for Sherpa. All samples include a simulation of the underlying event (UE), with parameter values set according to the ATLAS 2014 tune series (A14 tune) for Pythia [35] or to the tune developed by the authors of Sherpa for use in conjunction with the NLO CT10 PDF set. The Pythia simulation of the signal includes LO photon-plus-jet events from direct processes (the hard subprocesses and , called the ‘hard’ component) and photon bremsstrahlung in LO QCD dijet events (called the ‘bremsstrahlung’ component). The bremsstrahlung component is modelled by final-state QED radiation arising from calculations of all QCD processes. The Sherpa samples were generated with LO matrix elements for photon-plus-jet final states with up to three additional partons ( processes with from to ); the matrix elements were merged with the Sherpa parton shower using the ME+PS@LO prescription [36]. The bremsstrahlung component is accounted for in Sherpa through the matrix elements of processes with . In the generation of the Sherpa samples, a requirement on the photon isolation at the matrix-element level is imposed using the criterion defined in Ref. [37]. This criterion, commonly called Frixione’s criterion, requires the total transverse energy inside a cone of size in the plane around the generated final-state photon, excluding the photon itself, to be below a certain threshold, , for all , where is the maximal cone size, is the power and is a constant such that represents the threshold for . The parameters for the threshold are chosen to be , and . The criterion is applied to avoid divergencies in the matrix elements when the photon is collinear with a parton.
Simulated background samples. The main background to isolated-photon events arises from jets misidentified as photons. This background is subtracted using a data-driven technique, which is described in Section 5; thus, no MC sample is used to simulate this background. The background from electrons or positrons misidentified as photons is evaluated using MC samples generated with the program Sherpa 2.2.1 [21, 38, 39, 40, 41, 42]. The and processes were generated with matrix elements calculated for up to two additional partons at NLO and up to four partons at LO. The NNLO NNPDF3.0 PDF set [43] was used in conjunction with a dedicated set of parton-shower-generator parameter values (tune) developed by the Sherpa authors.
Simulation of pile-up. Pile-up from additional collisions in the same and neighbouring bunch crossings was simulated by overlaying each MC event with a variable number of simulated inelastic collisions generated using Pythia 8.186 with the ATLAS set of tuned parameters for minimum-bias events (A2 tune) [44] and the MSTW2008LO PDF set [45]. The MC events are weighted (‘pile-up reweighting’) to reproduce the distribution of the average number of interactions per bunch crossing observed in the data.
4 Event selection
Events were recorded using a single-photon trigger with a transverse energy threshold of GeV ( GeV) for the 2015 (2015 and 2016) data-taking period222The single-photon trigger with the threshold of 120 GeV was kept unprescaled during 2015 whereas it had to be prescaled during 2016 due to the increase in instantaneous luminosity. and ‘loose’ photon identification requirements [25, 46].333The discriminating variables used for ‘loose’ and ‘tight’ photon identification can be found in Table 1 of Ref. [46]. Events are required to contain at least one reconstructed proton–proton interaction vertex. The vertex with the highest sum of the of the associated tracks is selected as the primary vertex.
Photon candidates are reconstructed from clusters of energy deposited in the EM calorimeter and classified [46] as unconverted photon candidates (clusters without a matching track or without a matching reconstructed conversion vertex in the inner detector) or converted photon candidates (clusters with a matching reconstructed conversion vertex or a matching track consistent with originating from a photon conversion). The main background in the prompt-photon production measurement comes from an energetic or meson which is misidentified as a photon because it decays into an almost collinear photon pair. Such energetic or mesons are produced copiously inside jets. This background is reduced by the photon identification criteria and by requiring the photon candidate to be isolated. Photon candidates are identified by using variables that characterise the lateral and longitudinal electromagnetic shower development in the EM calorimeter and the energy fraction leaking into the hadronic calorimeter. Tight requirements are imposed on the shower shapes in the second layer and in the finely segmented first layer of the EM calorimeter as well as on the energy deposited in the hadronic calorimeter [46]. These requirements are optimised separately for unconverted and converted photon candidates and ensure the compatibility of the measured shower profile with that originating from a single photon impacting the calorimeter. Small differences in the average values of the shower-shape variables between data and simulation are observed and corrected for in simulated events prior to the application of the photon identification criteria. Three data-driven methods based on radiative decays, electron extrapolation and an inclusive sample of photon candidates [46] are used to measure the efficiency of the tight identification criteria. The results of the three methods agree in the overlapping kinematic regions and the measured efficiencies are above () for unconverted (converted) photon candidates with GeV. Efficiency scale factors are evaluated as the ratios of the measured efficiencies to the efficiencies obtained in simulation and are applied to photon candidates in simulated events. The resulting efficiency scale factors are compatible with unity and have uncertainties in the range –, depending on and .
The photon isolation requirement is based on the amount of transverse energy () inside a cone of size around the photon candidate, excluding an area of size centred on the barycentre of the photon cluster. The measured value of is computed from topological clusters of calorimeter cells [47] and is corrected for the expected leakage of the photon energy into the isolation cone as well as for the contributions from the UE and pile-up [48, 49]. The correction to from the combined effect of the UE and pile-up is evaluated using the jet-area method [50, 51] on an event-by-event basis and is typically GeV ( GeV) in the region (). In simulated events, is adjusted so that the peak position in the distribution coincides in data and simulation. After the corrections, is required to be less than [4].
The calibration of the photon energy in the calorimeter accounts for upstream energy loss as well as lateral and longitudinal leakages. The procedure used for photon energy calibration in Run 1 [52] is employed here, optimised for the detector configuration in Run 2 [53]. The energy of the cluster of calorimeter cells associated with the photon candidate is corrected using a combination of simulation-based and data-driven calibration factors determined from events collected during the 2015 and 2016 data-taking periods. The calibration is performed separately for converted and unconverted candidates. The uncertainty in the photon energy scale at GeV varies in the range – (–) for unconverted (converted) candidates depending on .
Events with at least one photon candidate with calibrated above GeV and are selected. Candidates in the region , which includes the transition region between the barrel and endcap calorimeters, are not considered. Photon candidates with GeV ( GeV) are selected from the 2015 (2015 and 2016) data-taking period.
If an event contains more than one photon candidate satisfying the selection criteria above, only the highest- (leading) photon is considered for further study. The total number of selected events with a photon candidate with GeV ( GeV) is (). The kinematic requirements and the number of selected events in data in each region are summarised in Table 1. Each region in is divided into bins of starting at GeV and ending at GeV. The binning is given by the following array of values of (in units of GeV): , , , , , , , , , , , , , , , and . Some of the high- bins are not measured depending on the region.
5 Background evaluation and signal extraction
After the event selection described above, there is a residual background contribution from jets misidentified as photons. This background is evaluated bin-by-bin using a data-driven technique [4, 5] and subtracted to obtain the signal yield. For this purpose, a two-dimensional sideband method is applied, based on a plane formed by the variable and the photon identification criteria. A photon candidate that fulfils the tight identification criteria is classified as ‘tight’; the requirements are described in Ref. [46]. A photon candidate is classified as ‘non-tight’ if it satisfies a modified set of requirements, but fails the tight identification. The modified set of requirements is built from the full list of tight requirements by removing four444The four variables are , , and [46]. These variables make use of the first layer of the EM calorimeter; this layer is segmented into high-granularity strips in the direction. The variable is the lateral shower width calculated from three strips around the strip with maximum energy deposit. The variable is the energy outside the core of the three central strips but within seven strips divided by the energy within the three central strips. The variable is the difference between the energy associated with the second maximum in the strip layer and the energy reconstructed in the strip with the minimum value found between the first and second maxima. The variable is the ratio of the energy difference between the maximum energy deposit and the energy deposit in the secondary maximum in the cluster to the sum of these energies. of the selections associated with the shower-shape variables computed from the energy deposits in the first layer of the EM calorimeter. The variables that are removed from the list of tight requirements are those that are least correlated with . Four regions are defined in the –tightness plane: a signal region () containing isolated () tight photons; a background control region consisting of non-isolated ( GeV) tight photons; a background control region containing isolated non-tight photons; and a background control region consisting of non-isolated non-tight photons.
The signal yield in region is extracted by solving the equation
[TABLE]
where , with , is the number of events in region and is the so-called background correlation, where with , is the a priori unknown number of background events in each region. The number of signal events in each of the three background control regions () is taken into account in Eq. (1) via the signal leakage fractions with . MC simulations of the signal are used to evaluate the signal leakage fractions. Equation (1) with can be understood as the relationship arising from the application of the standard method [48] taking into account the contributions from signal events in each region.
The ratio of the signal yield to the number of photon candidates in region is used to estimate the signal purity and is above in all bins of the measured distributions. The signal yield is extracted using leakage fractions from MC simulations and, hence, depends on the modelling of the final state. This dependence is studied by comparing the results obtained using either Pythia or Sherpa simulations. The calculations using the two generators lead to similar signal yields and the differences are taken as systematic uncertainties. The signal yields obtained using Pythia for the signal leakage fractions are taken as the nominal ones. The distributions of the signal yields as functions of in different regions of are well described by the Pythia and Sherpa MC simulations, except for GeV in the range . The impact of this mismodelling in the measured cross section, which is estimated by reweighting the MC simulations so that the distributions have the same shape as the data and re-evaluating the unfolding correction factors (see Section 6), is found to be negligible.
For the nominal results it is assumed that the photon isolation and identification variables are uncorrelated for background events, i.e. . The dependence of the signal yield on this assumption is investigated in validation regions, which are defined within the background control regions and . Region is subdivided into two regions: region of tight photon candidates with GeV GeV and region of tight photon candidates with GeV. Likewise, region is subdivided into two regions, and , using the same separation in as above. The four regions , , and are used to extract values of from the data after accounting for the signal leakage fractions in those regions using either Pythia or Sherpa MC simulations. The dependence on the signal leakage is investigated by increasing the lower limits on for the validation regions, GeV ( GeV), each time by GeV up to GeV ( GeV) for regions and ( and ), keeping the width in fixed to GeV for the regions and . The maximum deviations of from unity in the validation regions vary in the range – depending on and . The differences between the nominal signal yields and those obtained using the maximum deviations of from unity observed in the validation regions are taken as systematic uncertainties.
Electrons or positrons can be misidentified as photons and represent an additional source of background. This background is largely suppressed by the photon selection. The residual background contribution is evaluated using MC simulations of the Drell–Yan processes and and is found to be sub-percent in the phase-space region of the analysis. Accordingly, no subtraction is performed and a systematic uncertainty of the size of the evaluated background is assigned.
6 Fiducial phase space and unfolding
The measured differential cross section is unfolded from the distribution in separately for each of the four regions in after the selection explained in Section 4 and after background subtraction, as discussed in Section 5. The phase-space region of the measurement closely follows the applied event selection and is indicated in Table 1. The fiducial phase-space region is defined at particle level for all particles with a decay length of mm; these particles are referred to as ‘stable’. The isolation requirement on the photon at particle level is based on the total transverse energy of all stable particles, excluding muons and neutrinos, in a cone of size around the photon direction after the contributions from the photon itself and the UE are subtracted. The same subtraction procedure of the UE used at detector level is applied at the particle level. The particle-level requirement on is also the same as the one used at detector level, i.e. .
The distributions of the background-subtracted signal yields as functions of in different regions of are unfolded to the particle level using the MC samples of events via a bin-by-bin technique which corrects for resolution effects and the efficiency of the photon selection through the formula
[TABLE]
where is the differential cross section in bin , is the signal yield in bin , is the unfolding correction factor in bin , is the integrated luminosity and is the width of bin . The unfolding correction factors are computed using the MC samples as , where () is the number of events generated (reconstructed) in bin at the particle (detector) level. The Pythia MC simulation is used in the evaluation of the unfolding correction factors to obtain the nominal cross section. The unfolding correction factors vary approximately between and depending on and . The dependence of the results on the modelling of the final state, namely the inclusion of higher-order tree-level matrix elements, the parton shower approach and the hadronisation model, is studied with the Sherpa MC simulation. The differences between the results obtained by using either the Pythia or Sherpa MC simulations are taken as systematic uncertainties. The cross section is also obtained using an iterative Bayesian unfolding method [54] and compared with the nominal result; the two results are consistent with each other independently of whether the Pythia or Sherpa MC simulations are used for the unfolding.
7 Systematic uncertainties
The sources of systematic uncertainty that affect the measurement are discussed below. These sources include the signal modelling, the background subtraction, the photon identification and isolation, the unfolding procedure, the modelling of pile-up, the trigger efficiency, the luminosity measurement and the photon energy scale and resolution. For some of the systematic uncertainties, the Bootstrap technique [55] is used to evaluate the data statistical influence on the uncertainties. The results are then used in a fit to smooth the systematic uncertainties.
Model dependence of the signal leakage fractions. The nominal signal leakage fractions used in the extraction of the signal yield are evaluated with the Pythia simulation. The effect of the implementation of the matrix-element calculation in the generator as well as the models used for the parton shower and hadronisation are evaluated by comparing the nominal results with those obtained using the Sherpa simulation for the determination of the signal leakage fractions (see Section 5). The differences are taken as systematic uncertainties. The resulting uncertainty in the measured cross section is always less than and typically less than .
Background subtraction. The data-driven background subtraction depends on the choice of background control regions. This dependence is studied by varying the lower limit on for regions and by GeV, removing the upper limit on for regions and , as well as changing the choice of inverted photon identification variables. For the last variation, the analysis is repeated increasing or decreasing the number of the shower-shape variables computed from the energy deposits in the first layer of the EM calorimeter that are removed from the list of tight requirements used in the classification of non-tight photon candidates. For each variation, the differences between the nominal signal yields and those extracted using the modified background control regions are taken as systematic uncertainties. The resulting uncertainties in the measured cross section due to the first two variations mentioned above are less than . The third variation leads to uncertainties in the measured cross section that are less than and typically less than . As described in Section 5, a systematic uncertainty is assigned to the assumption . The resulting uncertainty in the measured cross section is less than and typically less than . The background contribution from electrons or positrons misidentified as photons is sub-percent and a systematic uncertainty is included by assigning the full size of this background; as an example, the background from () decays is () for .
Photon identification and isolation. The uncertainties in the efficiency scale factors, which are applied to simulated events to match the tight photon identification efficiency measured in data [46], are propagated to the measured cross section. The resulting uncertainty in the measured cross section is in the range –. The uncertainties in the cross section due to the modelling of in simulated events are evaluated by comparing the nominal results with those obtained using MC samples of events in which the data-driven correction to is not applied (see Section 4). The resulting uncertainty in the measured cross section is less than except for GeV in the regions and , where it increases to .
Model dependence of the unfolding. The nominal unfolding correction factors are computed using the Pythia simulation. As discussed in Section 6, the effects on the unfolding correction factors due to the matrix elements and the parton shower and hadronisation models employed in the generators are investigated. The difference in the cross section between the nominal result and that obtained using the Sherpa simulation for the determination of the unfolding correction factors is taken as a systematic uncertainty. The uncertainties in the measured cross section are less than and typically less than . The uncertainty in the cross section due to the statistical uncertainty of the MC samples is propagated into the measured cross section and typically amounts to less than .
Pile-up. A variation in the pile-up reweighting of simulated events is included to cover the uncertainty in the ratio of the predicted to measured inelastic cross sections [56]. The resulting uncertainty in the measured cross section is less than .
Trigger efficiency. The uncertainty in the trigger efficiency is estimated using the same methodology as in Ref. [25] and is propagated into the measured cross section. The uncertainty in the measured cross section is at most .
Luminosity measurement. The uncertainty in the integrated luminosity is . It is fully correlated between all bins with GeV of the cross section. For the bin with GeV only data from the 2015 running period is used and the uncertainty in the luminosity measurement is not fully correlated with the uncertainty in the combined integrated luminosity corresponding to the 2015 and 2016 running periods. However, the impact of the uncorrelated part can be safely neglected.
Photon energy scale and resolution. A detailed analysis of the sources of uncertainty in the energy scale and resolution for photons was made with Run 1 data [52]. The same model is implemented and updated for Run 2 data [53]. The sources of uncertainty include: the uncertainty in the overall energy scale adjustment using decays; the uncertainty in the non-linearity of the energy measurement at the cell level; the uncertainty in the relative calibration of the different calorimeter layers; the uncertainty in the amount of material in front of the calorimeter; the uncertainty in the modelling of the reconstruction of photon conversions; the uncertainty in the modelling of the lateral shower shape; the uncertainty in the modelling of the sampling term;555The relative energy resolution is parameterised as , where is the sampling term, is the noise term and is the constant term. the uncertainty in the measurement of the constant term in -boson decays. The sources of uncertainty are modelled using independent components to account for their dependence. A total of individual components influencing the energy scale and resolution of the photon are identified to assess the overall uncertainty in the energy measurement. All the uncertainty components are propagated separately through the analysis to keep track of the information about the correlations between different bins. The systematic uncertainty in the measured cross section is evaluated by varying each individual source of uncertainty separately by in the MC simulations and then adding the uncertainty contributions in quadrature. The resulting uncertainties in the measured cross section are typically less than for the energy resolution and in the range – for the energy scale.
Total systematic uncertainty. The total experimental systematic uncertainty is calculated by adding in quadrature the uncertainties listed above. The total systematic uncertainty is in the range –, depending on and the region. The dominant sources of uncertainty arise from the photon energy scale, the photon identification efficiency and the integrated luminosity. Figure 1 shows the total systematic uncertainty for each measured cross section together with the dominant components. The systematic uncertainty dominates the total experimental uncertainty for TeV and , whereas for higher values, the statistical uncertainty of the data limits the precision of the measurement, as can be seen in Figure 2. This represents an improvement relative to the previous measurement [5], where the region dominated by the systematic uncertainties was GeV.
8 Theoretical predictions
The NLO pQCD predictions are computed using two programs, namely Jetphox 1.3.1_2 and Sherpa 2.2.2. The Jetphox program provides NLO QCD calculations of the direct and fragmentation contributions to the prompt-photon cross section. The number of massless quark flavours is set to five. The renormalisation (), factorisation () and fragmentation () scales are chosen to be . Variations of these scales are considered to get an estimate of the uncertainties due to missing higher-order terms in the perturbative expansion (see Section 8.1). The nominal prediction is obtained using the MMHT2014 [57] PDF set and the BFG set II of parton-to-photon fragmentation functions [58], both of which are determined at NLO. The strong coupling constant is set to since it is the value assumed in the MMHT2014 PDF fit. For the electromagnetic coupling (), the low-energy limit of is used. A parton-level isolation criterion is used which requires the total transverse energy from the partons inside a cone of size around the photon direction to be below the same applied at particle and detector level; this isolation prescription is referred to as ‘fixed-cone isolation’. Predictions based on other PDF sets, namely CT14 [59], ABMP16 [60], HERAPDF2.0 [61] and NNPDF3.0 [43], are also compared with the data; in each case is set to the value assumed in the PDF fit.
The Sherpa 2.2.2 program consistently combines parton-level calculations of events at NLO in pQCD and events at LO [39, 40] supplemented with a parton shower [41] while avoiding double-counting effects [42]. The sample of events generated with Sherpa 2.2.2 is different from the sample of events from Sherpa 2.1.1 described in Section 3. The former includes the higher-order virtual corrections for and is not passed through the ATLAS detector simulation programs since the goal is to compare the Sherpa 2.2.2 prediction with the measured cross section. Photon isolation at the matrix-element level is applied by using Frixione’s criterion with , and (see Section 3). The parameters are chosen to be as loose as possible to minimise a bias from the application of the photon isolation requirement at particle level. Since Frixione’s criterion requires the upper limit on the transverse energy isolation to be exactly zero at , the criterion cannot be strictly looser than any non-zero photon isolation requirement at detector or particle level for all . The photon isolation requirement is applied (see Table 1) using the procedure described in Section 6; the prescription employed is referred to as ‘hybrid-cone isolation’ [62, 16] since it includes the application of the Frixione’s criterion at a small value of () and the fixed-cone isolation at used for the fiducial region of the measurement. Dynamic factorisation and renormalisation scales are adopted () as well as a dynamical merging scale with GeV [62]. The strong coupling constant is set to . The same prescription for the electromagnetic coupling as for the Jetphox prediction is used. Fragmentation into hadrons and simulation of the UE are performed using the same models as for the Sherpa samples of simulated events presented in Section 3. The NNLO NNPDF3.0 PDF set is used in conjunction with the corresponding Sherpa tuning.
The NNLO QCD prediction is calculated [16] in the Nnlojet framework. The NNLO corrections include three types of parton-level contributions, namely the two-loop corrections to photon-plus-one-parton production, the virtual corrections to photon-plus-two-parton production and the tree-level photon-plus-three-parton production. Only direct-photon processes are included; fragmentation processes are circumvented by the application of the Frixione’s criterion at small using the same parameter settings as for the Sherpa 2.2.2 prediction. The photon transverse energy is used as the baseline choice for the renormalisation and factorisation scales. The NNPDF3.1 PDF set [63] at NNLO is used. The electromagnetic coupling is taken in the -scheme [64] as . Photon isolation is implemented following the ‘hybrid-cone isolation’ prescription described above. For the Nnlojet prediction the fixed-cone isolation at is applied at the parton level using the same requirement as for the particle level. The prediction at NLO pQCD in the Nnlojet framework is also calculated to illustrate the improvements achieved by including the NNLO QCD corrections. The NLO QCD prediction of Nnlojet differs from that of Jetphox in the fragmentation contribution, the photon isolation prescription, the value of and the PDF set.
There are several differences between the calculations using Jetphox, Sherpa 2.2.2 and Nnlojet: the calculations from Nnlojet include NNLO QCD corrections; the calculations using Sherpa 2.2.2 include higher-order contributions as well as parton showers; the application of the Frixione’s criterion (Sherpa 2.2.2 and Nnlojet) at matrix-element level allows the fragmentation contribution to be ignored; and the prediction for the cross section using Sherpa 2.2.2 is at particle level and include UE effects. A compilation of the major features of the three different approaches is shown in Table 2.
Electroweak corrections are not included in the calculations of Jetphox, Sherpa 2.2.2 or Nnlojet. As mentioned earlier, the corrections are likely to play an important role at the TeV scale. Electroweak Sudakov corrections for single photon production are available [65]. However, these constitute only part of the full electroweak corrections since the real corrections are not included. The full electroweak corrections can differ significantly from the Sudakov corrections because the latter corrections and the real corrections partially cancel out when the presence of or bosons in the final state is not vetoed. The measurement presented here does not preclude the presence of massive gauge bosons in addition to the high-transverse-momentum photon.
8.1 Theoretical uncertainties in the NLO QCD predictions
The major source of uncertainty affecting the predictions is due to terms beyond NLO in QCD. In the case of Jetphox it is evaluated by repeating the calculations using values of , and scaled by the factors and . The three scales are either varied simultaneously or independently; in addition, configurations in which one scale is fixed and the other two are varied simultaneously are also considered. In all cases, the condition is imposed, where . The final uncertainty is taken as the largest deviation from the nominal value among the possible variations; this is done separately for the positive and negative contributions, so the final uncertainty is not necessarily symmetric. In the case of Sherpa 2.2.2, which does not include the fragmentation contribution, and are varied as above and the largest deviation from the nominal prediction among the six possible variations is taken as the uncertainty. The resulting uncertainties in the prediction are – (–) for Jetphox (Sherpa 2.2.2). The fact that the uncertainties are larger for Sherpa than for Jetphox is attributed to multi-jet configurations which are accounted for only in the case of Sherpa.
The uncertainty in the prediction of Jetphox due to the uncertainty in the proton PDFs is estimated by repeating the calculations using the sets from the MMHT2014 error analysis and applying the Hessian method [66]. In the case of Sherpa 2.2.2, it is estimated using the replicas from the NNPDF3.0 analysis. The resulting uncertainties in the prediction is in the range – for Jetphox and – for Sherpa 2.2.2, depending on and the region.
The uncertainty in the prediction of Jetphox (Sherpa 2.2.2) due to the uncertainty in is evaluated by repeating the calculations using two additional sets of proton PDFs from the MMHT2014 (NNPDF3.0) analysis for which different values of at are assumed in the fits, namely () and (); in this way, the correlation between and the PDFs is preserved. The uncertainties in Jetphox associated with are evaluated as the differences between the varied and the nominal cross sections scaled by a factor . This scaling factor accounts for the difference in between the nominal and the -varied calculations () and the uncertainty in () recommended by the authors of MMHT2014 [67]. The uncertainties in Sherpa 2.2.2 due to are evaluated as the differences between the varied and the nominal cross sections scaled by a factor to match the prescription used for MMHT2014. The resulting uncertainties in the prediction of Jetphox (Sherpa 2.2.2) are less than ( except for the highest measured point in the region , where it increases to ).
Since the NLO pQCD prediction from Jetphox is at the parton level while the measurement is at the particle level, correction factors for the non-perturbative (NP) effects of hadronisation and the underlying event are needed for the former to match the data. However, the data are corrected for pile-up and UE effects and the distributions are unfolded to a phase-space definition in which the requirement on at particle level is applied after subtraction of the UE. Therefore, corrections for NP effects are expected to be close to unity. They are evaluated by computing the ratio of the particle-level cross section for a Pythia sample with UE effects to the parton-level cross section without UE effects. The resulting corrections are consistent with unity within . Thus, no correction is applied to the NLO QCD prediction of Jetphox and an uncertainty of is assigned. The Sherpa 2.2.2 prediction is based on particle-level observables after applying the requirements listed in Table 1 and, therefore, can be compared directly with the measurement. Although no tunes are available to assess the impact of hadronisation and UE in the Sherpa 2.2.2 prediction, it is expected that the associated uncertainty is of a similar size as that evaluated using Pythia and, therefore, can be neglected in comparison to the other uncertainties.
The total theoretical uncertainty is obtained by adding in quadrature the individual uncertainties listed above (see Figures 3 and 4). The dominant theoretical uncertainty for the prediction using Jetphox or Sherpa 2.2.2 is that arising from the variation of the scales. The uncertainty arising from the PDFs () is the second dominant uncertainty for the prediction of Jetphox (Sherpa 2.2.2). A prediction from Jetphox using as scales is also made and the associated theoretical uncertainties are calculated using the same procedure as above, including variations of the scales by the factors and with respect to .
8.2 Theoretical uncertainties in the NNLO QCD prediction
The uncertainty in the NNLO QCD prediction due to higher-order terms is evaluated by varying the renormalisation and factorisation scales as is done for the Sherpa 2.2.2 prediction (see Section 8.1). The resulting uncertainties are compared with those of the NLO QCD prediction from Nnlojet in Figure 5. The uncertainties in the NNLO QCD prediction arising from the scale variations are in the range – and are smaller than those in the NLO QCD prediction by a factor in the range –, depending on and . The uncertainties due to the PDFs and are not available, but they are expected to be similar to, or smaller than, those affecting the Jetphox prediction. For the comparison with the data in Section 9, the ‘total’ uncertainty associated with the Nnlojet prediction is taken as the sum in quadrature of the scale uncertainties, the statistical uncertainties of the calculations, the uncertainty of assigned to the non-perturbative corrections (see Section 8.1) and, as an approximation, the uncertainties due to the PDFs and as estimated from Jetphox at NLO.
9 Results
The measurement of the inclusive isolated-photon differential cross section as a function of in different regions of is shown in Figure 6. In the region () the cross section decreases by seven orders of magnitude in the measured range GeV ( GeV). In the forward regions and , the measured ranges are GeV and GeV, respectively, and the cross section spans approximately six orders of magnitude.
Figure 7 shows the inclusive isolated-photon double-differential cross section as a function of in different regions of . At high , the decrease of the double-differential cross section with increasing is more prominent. Whereas the measured double-differential cross section decreases by from the most central point to the most forward point for the lowest range, the decrease is for the highest range.
The NLO QCD prediction of Jetphox is compared with the measurement in Figures 6 and 7. The NLO QCD prediction from Sherpa 2.2.2 is also reported in Figures 6 and 7 and is denoted by ‘ME+PS@NLO QCD’ to highlight the differences relative to the predictions from Jetphox discussed in Section 8. The nominal prediction of Sherpa 2.2.2 is above that of Jetphox; this is attributed to the fact that the former includes contributions from parton showers, virtual corrections for and higher-order tree-level matrix elements for the processes with and , which are not present in the prediction of Jetphox. Both types of predictions adequately reproduce the dependence of the single- and double-differential cross section on and as observed in the data.
Although the predictions are overall consistent with the measurement within the uncertainties, a detailed comparison is presented in terms of the ratios of theory predictions to data. The ratios of the predictions of Jetphox with using different PDF sets to the measured cross section as a function of are shown in Figures 8 and 9; the full theoretical uncertainty, including the variations of the scales, is shown for the prediction based on the MMHT2014 PDF set. The predictions based on the MMHT2014, CT14 and NNPDF3.0 PDF sets are similar and closest to the data for for most of the range in . For , the prediction based on the HERAPDF2.0 PDF set is closest to the data. The prediction based on the ABMP16 PDF set is further away from the data than that based on the MMHT2014 PDF set for TeV in the region . The prediction of Jetphox with exhibits a tendency to underestimate the data over most of the measured range in . However, the prediction of Jetphox with a different choice for the scales, namely , provides an improved description of the normalisation of the data, as can be seen in Figure 10; the full theoretical uncertainty, including the variations of the scales with respect to , is shown for the prediction based on the MMHT2014 PDF set. The ratio of the prediction of Sherpa 2.2.2 to the measured cross section as a function of is also shown in Figure 10. Good agreement is observed between this prediction and the data distribution. In general, the NLO pQCD predictions are consistent with the measurement within the experimental and theoretical uncertainties.
The NNLO QCD prediction from Nnlojet, which represent a significant step forward in precision, is compared with the data in Figures 6, 7, 11 and 12. The inclusion of the NNLO QCD corrections increases the normalisation of the prediction and significantly reduces the uncertainties due to the scale variations, which are dominant for NLO QCD calculations. With the described choice of the input parameters, the NNLO QCD prediction provides an excellent description of the data except in the region , where there is a tendency in the theory to underestimate the data. The improvements in the description of the data by the NNLO QCD prediction relative to that of NLO QCD are shown in Figures 11 and 12.
10 Summary and conclusions
The cross section for inclusive isolated-photon production in collisions at TeV is measured using data with an integrated luminosity of fb*-1* collected by the ATLAS detector at the LHC. The differential cross section as a function of is measured in different regions of for photons with GeV and , excluding the region .
The measurement presented here constitutes an improvement in terms of statistical and systematic uncertainties relative to that published earlier thanks to the ten-fold increase in the integrated luminosity. In the new measurement, the reach in is extended upwards by and GeV for , , and , respectively, relative to the previous measurement at TeV. The range in which the measurement is limited by systematic uncertainties is extended upwards to TeV for , where previously the limitation was at GeV.
Next-to-leading-order QCD predictions using several PDF sets are compared with the measurement and found to provide an adequate description of the data within the experimental and theoretical uncertainties. The comparison of data and theory is limited by the theoretical uncertainties due to terms beyond NLO in QCD. Experimental systematic uncertainties are smaller than the theoretical uncertainties over the full investigated phase space. The inclusion of higher-order matrix elements and parton showers, as provided by the Sherpa 2.2.2 program, improves the description of the normalisation of the data by the prediction.
Recently, a next-to-next-to-leading-order QCD prediction was calculated in which the uncertainties due to the scale variations are reduced by a factor in the range – relative to those of a NLO QCD calculation. Overall, the NNLO QCD prediction gives an excellent description of the data. The comparison of the NNLO QCD prediction with the measured cross section represents a precise test of the theory at in the range of photon transverse energies from GeV up to and beyond TeV. The measurement has the potential to further constrain the PDFs, particularly the gluon density in the proton, within a global NNLO QCD fit.
Acknowledgements
We thank CERN for the very successful operation of the LHC, as well as the support staff from our institutions without whom ATLAS could not be operated efficiently.
We acknowledge the support of ANPCyT, Argentina; YerPhI, Armenia; ARC, Australia; BMWFW and FWF, Austria; ANAS, Azerbaijan; SSTC, Belarus; CNPq and FAPESP, Brazil; NSERC, NRC and CFI, Canada; CERN; CONICYT, Chile; CAS, MOST and NSFC, China; COLCIENCIAS, Colombia; MSMT CR, MPO CR and VSC CR, Czech Republic; DNRF and DNSRC, Denmark; IN2P3-CNRS, CEA-DRF/IRFU, France; SRNSFG, Georgia; BMBF, HGF, and MPG, Germany; GSRT, Greece; RGC, Hong Kong SAR, China; ISF and Benoziyo Center, Israel; INFN, Italy; MEXT and JSPS, Japan; CNRST, Morocco; NWO, Netherlands; RCN, Norway; MNiSW and NCN, Poland; FCT, Portugal; MNE/IFA, Romania; MES of Russia and NRC KI, Russian Federation; JINR; MESTD, Serbia; MSSR, Slovakia; ARRS and MIZŠ, Slovenia; DST/NRF, South Africa; MINECO, Spain; SRC and Wallenberg Foundation, Sweden; SERI, SNSF and Cantons of Bern and Geneva, Switzerland; MOST, Taiwan; TAEK, Turkey; STFC, United Kingdom; DOE and NSF, United States of America. In addition, individual groups and members have received support from BCKDF, CANARIE, CRC and Compute Canada, Canada; COST, ERC, ERDF, Horizon 2020, and Marie Skłodowska-Curie Actions, European Union; Investissements d’ Avenir Labex and Idex, ANR, France; DFG and AvH Foundation, Germany; Herakleitos, Thales and Aristeia programmes co-financed by EU-ESF and the Greek NSRF, Greece; BSF-NSF and GIF, Israel; CERCA Programme Generalitat de Catalunya, Spain; The Royal Society and Leverhulme Trust, United Kingdom.
The crucial computing support from all WLCG partners is acknowledged gratefully, in particular from CERN, the ATLAS Tier-1 facilities at TRIUMF (Canada), NDGF (Denmark, Norway, Sweden), CC-IN2P3 (France), KIT/GridKA (Germany), INFN-CNAF (Italy), NL-T1 (Netherlands), PIC (Spain), ASGC (Taiwan), RAL (UK) and BNL (USA), the Tier-2 facilities worldwide and large non-WLCG resource providers. Major contributors of computing resources are listed in Ref. [68].
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