Black Hole and Cosmological Particle Production in Schwarzschild de Sitter
Yue Qiu, Jennie Traschen

TL;DR
This paper analyzes quantum particle production in Schwarzschild de Sitter spacetime, revealing non-thermal spectra, the interplay of black hole and cosmological horizons, and the conditions under which approximations are valid.
Contribution
It introduces a method to compute non-thermal particle spectra crossing horizons and relates the production process to virtual thermal propagation in SdS.
Findings
Spectra are generally non-thermal due to horizon properties.
Large black holes approach a zero-temperature quasi-equilibrium state.
Small black holes radiate thermally with minimal cosmological flux.
Abstract
We compute the spectra and total fluxes of quantum mechanically produced particles crossing the black hole and cosmological horizons in Schwarzschild de Sitter (SdS). Particle states are defined with respect to well-behaved, Kruskal coordinates near the horizons, and as a consequence we find that these spectra are generally non-thermal. The non-thermal Bogoliubov coefficient for a vacuum fluctuation near the black hole horizon to produce a particle that crosses the cosmological horizon is shown to equal to the convolution of two thermal coefficients, one at the cosmological temperature and one at the black hole temperature, weighted by the transmission coefficient for wave propagation in static SdS coordinates. In this sense virtual thermal propagation underlies the production process. This representation leads to the useful result that the geometric optics approximation is reliable…
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Black Hole and Cosmological Particle Production in Schwarzschild de Sitter
Yue Qiu and Jennie Traschen
Department of Physics
University of Massachusetts, Amherst, MA 01003, USA
Email: [email protected], [email protected]
Abstract
We compute the spectra and total fluxes of quantum mechanically produced particles crossing the black hole and cosmological horizons in Schwarzchild de Sitter (SdS). Particle states are defined with respect to well-behaved, Kruskal coordinates near the horizons, and as a consequence we find that these spectra are generally non-thermal. The non-thermal Bogoliubov coefficient for a vacuum fluctuation near the black hole horizon to produce a particle that crosses the cosmological horizon is shown to equal to the convolution of two thermal coefficients, one at the cosmological temperature and one at the black hole temperature, weighted by the transmission coefficient for wave propagation in static SdS coordinates. In this sense virtual thermal propagation underlies the production process. This representation leads to the useful result that the geometric optics approximation is reliable when used together with a low frequency cut-off determined by the transmission coefficient. The large black hole limit is a quasi-equilibruim situation as both temperatures approach the common value of zero, the particle spectra become equal, and both emissions are exponentially suppressed. Small black holes radiate as thermal bodies and absorb a tiny flux of cosmological particles. The behavior of the quantum fluctuations on the horizons is seen to be consistent with the Schottky anomaly behavior of classical gravitational fluctuations.
I Introduction
Hawking taught us that the formal identification of the surface gravity of a black hole with a temperature, as suggested by the first law of black hole mechanics Bardeen:1973gs , is realized quantum mechanically Hawking:1974sw . Considering an asymptotically flat black hole that is initially in the vacuum state of a quantum field, he calculated that far from the black hole and at late times there is a flux of quantum mechanical particles. Famously, the spectrum of the radiation is thermal with temperature . Subsequently reference Gibbons:1977mu showed that the cosmological horizon in de Sitter also leads to the thermal emission of quantum paricles with temperature , where is the magnitude of the cosmological horizon surface gravity.
In a black hole spacetime with positive there is particle production due to both the black hole and cosmological horizons. This is an intriguing situation, since the two surface gravities are not typically equal, which is at odds with our usual expectations of thermal equilibrium. Of course, unequal temperatures is also a feature of asymptotically flat black holes if one assigns to the asymptotically flat region, and is consistent with the fact that black holes evaporate. Thermal properties of Schwarzschild-de Sitter (SdS) black holes were explored in Gibbons:1977mu using general considerations. Particle production for charged de Sitter black holes was computed in Kastor:1993mj which focused on the the special case of when both temperatures are equal and nonzero. It was found that the spectra for black holes is not thermal. In this paper we greatly expand on the work of Kastor:1993mj . We calculate the particle spectra and the total particle production rates for both the black hole and cosmological horizons in Schwarzschild-de Sitter. With the exception of radiation from small black holes, we find that these spectra are non-thermal. This perhaps unexpected result arises from our choice of particle states. To compute particle fluxes crossing the horizons, either being absorbed by the black hole or flowing with the expanding universe across the cosmiological horizon, it is necessary to use modes for the particle states that are well-behaved on the horizons. The natural choice for the time coordinate is to use an affine parameter along null geodesics, that is, Kruskal coordinates. This choice constitutes a generalization of the Unruh vacuum in Schwarzschild Unruh:1976db to SdS Balbinot:1985mk .
The motivation for interest in particles that are well defined on the horizons was, in part, to explore quantum aspects of the Schottky anomaly of SdS black holes, discussed in a companion paper Dinsmore:2019elr . Schottky behavior refers to peaks in the specific heat and in for certain statistical mechanics systems. In SdS one finds that there is a Schottky-type peak in , where is the total gravitational entropy, and a trough in 111 There is a minimum in rather than a maximum due to the negative specific heat.. These extrema can be understood as a result of suppression of classical fluctuations in and at high and low temperatures Dinsmore:2019elr . Since quantum fluctuations are always present in the system, particle production in SdS is a natural way to extend the classical considerations, and the high and low temperature limits are studied in detail here. Since entropy is a property of the horizon geometry one needs to use particle states that are well behaved on the horizons. There have been several recent papers that anaylze closely related questions. The stress-energy tensor for the Unruh state in de Sitter has been computed Aalsma:2019rpt using Kruskal modes on the horizon, and it would be interesting to see how those results extend to SdS. A Schottky anomaly for AdS black holes has recently been studied in Johnson:2019vqf Johnson:2019ayc , and similar features were computed for AdS black holes in two-dimensional dilaton gravity Grumiller:2014oha . Another recent paper studies the Shottky anomaly in SdS and analyzes the system as a heat engine Johnson:2019ayc .
Our results contrast with another recent calculation of the black hole and the cosmological particle production in SdS Bhattacharya:2018ltm , where a particular set of states are chosen such that both spectra are thermal at the temperatures and . In this case, the particle states used are not well behaved on the horizons, so the calculations are done near the horizons. Is there a consistency problem between the differing results? Consider the standard Minkowski vacuum with particles defined by freely falling observers. Recall that Rindler obervers, ones who move with constant acceleration in this vacuum, detect a thermal flux of particles with temperature proportional to their acceleration. The temperature can be tuned by changing the acceleration. So clearly the form observed for a particle spectrum depends on who does the measurement, so there is no contradiction. Nonetheless, it is reasonable to ask how these qualitatively different results are related. To analyze this question, we introduce the notion of a spectral amplitude, which is the complex quantity that leads to the (real) particle spectrum. We show in section (IV) that the spectral amplitude for the Kruskal particles is equal to an integral over frequencies of the product of thermal amplitudes at temperatures and , weighted by an appropriate transmission coefficient. Hence the amplitude for produced particles crossing one horizon or the other can be thought of as composed of “intermediate” thermal state interactions.
Particle production calculations are limited by the difficulty of solving the wave equation in a curved spacetime. For Schwarzschild, Hawking argued that the geometric optics approximation can be used since particle production is a high frequency process. However, SdS has two scales which means that it is less clear what “high” frequency means. The wave propagation needs to be more carefully studied to choose accurate frequency cut-offs. We find that introducing the intermediate states just referred to is very useful in sorting out the cut-offs, as the transmission coefficients for the waves necessarily enter, and these encode how modes behave as a function of frequency.
The family of SdS spacetimes interpolates between very small black holes, whose geometry near the black hole horizon is like Schwarzschild, and large black holes with area that approaches the area of the cosmological horizon. Equipped with physical cut-offs we are able to compute the black hole and cosmological particle spectra for this range of black hole areas. The total rates of particles crossing each horizon is then found, which requires some interesting considerations about the emission and absorption geometries. Small black holes with share the black hole instability of Schwarzschild and emit particles in the expected thermal spectrum, which is compensated for by only a tiny amount of absorption of cosmological particles. In the large black hole limit both temperatures approach the common value of zero in a quasi-equilibrium state and the spectra become equal, but particle production is exponentially suppressed. Hence these spacetimes illustrate a rich variety of complicated behavior.
This paper is organized as follows. In Section (II) we review relevant properties of SdS, choose the particle states, and develop neede formulas to compute the particle spectra and total particle production rates. In Section (III) the geometric optics approximation is used to evaluate the spectra in terms of an undetermined cut-off frequency. Exact formula for the Bogoliubov amplitudes as the convolution of thermal amplitudes is derived in Section (IV.1) and physical frequency cut-offs are then inferred. The relevant density of states is derived in Section (V) and then the spectra and production rates are computed, with a focus on the small and large black hole limits. Section (VI) presents our conclsions and open questions. Several details of the calculations are given in the appendices.
II Setting up the Calculation
We study a massless scalar field in SdS, and consider the causally connected region outside the black hole and inside the cosmological horizon as shown in Figure 1. Compared to an asymptotically flat black hole the boundaries at past and future null infinity are replaced by the past and future cosmological horizons. Particles crossing the future cosmological horizon are interpeted as coming from the black hole, and those entering the black hole are interpeted as coming from the cosmological horizon. In this section we define the particle states and establish the formulae for the particle spectra 19 and the total rate of particle production (21). Some details are moved to Appendix (A).
II.1 Schwarzschild-deSitter basics
The metric of Schwarzschild- deSitter spacetime in static patch coordinates is
[TABLE]
where
[TABLE]
where are the locations of the cosmological and black hole horizons respectively, and . The two parametrizations are related by
[TABLE]
The horizon surface gravities (or temperatures) are given by , or
[TABLE]
Note that is used to denote the of the black hole and cosmological horizon surface gravities, for respectively. For the metric to describe a black hole horizon rather than a naked singularity, there is a maximum value to the mass
[TABLE]
which ensures that there are two positive roots to . For fixed , as increases from zero to its maximum, increases and decreases to the common value of . The total entropy is largest for small black holes for which and . The entropy is smallest when the two horizons approach each other, in which case both temperatures go to zero. Hence increases with increasing unlike Schwarzchild black holes. On the other hand, the specific heat is still negative as with . The existence of a maximum size black hole is an important distinction from the cases. For fixed the full parameter space is explored by studying , which will be referred to as small and large black holes.
The first laws in SdS Dolan:2013ft describe the influence of perturbations of one horizon on the other horizon and on the mass,
[TABLE]
Here is the thermodynamic volume associated with each horizon which in SdS has the simple form . Taking the difference of the two equations gives a first law that only involves quanties in the causal diamond
[TABLE]
where is the thermodynamic volume between the horizons. Note that we are using the conventions that temperatures are positive and use for the magnitude of the surface gravity at each horizon. This will avoid absolute value signs in expressions below. Features of black hole thermodynamics in deSitter, including approaches to temperature, entropy, and conserved charges, are studied in Dehghani:2002nt ; Shankaranarayanan:2003ya ; Medrano:2007mg ; Choudhury:2004ph ; Myung:2007my ; Urano:2009xn ; ChangYoung:2010ps ; Kim:2014zta ; Ishwarchandra:2014jca ; Bhattacharya:2015mja ; Li:2016zca ; Hajian:2016kxx ; Pappas:2017kam ; Kanti:2017ubd ; Robson:2019yzx . Features of black hole thermodynamics in an expanding universe are contained in Klemm:2015qpi ; Gregory:2017sor ; Gregory:2018ghc . In addition to the classical gravitational perturbations described by the first laws (6) and (7), there are quantum fluctuations in the matter fields, even if the classical values are zero. Our goal is to compute the quantum mechanical fluxes of particles crossing each horizon due to the presence of the other horizon.
II.2 Choice of early and late time particle modes
The first step is to choose modes functions associated with creation and annhilation operators that define what is meant by a particle. We use the formalism for quantum field theory in curved spacetime presented in Birrell and more specifically for black holes in Traschen:1999zr . Additional treatments are contained in DeWitt:1975ys Chao:1997em . The Penrose diagram for the portion of SdS bounded by the black hole and cosmological horizons is shown in Figure 1. Choosing the boundary conditions on the mode functions is guided by the following physical considerations. In Hawking’s original calculation, with , he considered gravitational collapse to form a black hole, and so the past black horizon was covered up by the collapsing star. This has the advantage that at early times the geometry is close to flat, and the system starts in the usual Minkowski vacuum. At late times and far from the black hole, spacetime is close to Minkowski, so there is again a natural choice of positive frequency modes. Note that observers near future null infinity who use the Killing time coordinate to define particles are freely falling. It was later shown by Unruh Unruh:1976db that the particle production results are the same if the calculation is done in the extended Schwarzschild spacetime by defining states on with respect to the geodesic null Kruskal coordinate . This is a satisfying result not only because it is simpler to work in the extended spacetime than a collapsing star, but also because it illustrates that freely falling observers with coordinates defined by the geodesics are a choice that gives physically sensible results. Unlike the far field, near the black hole geodesic time is not time along the Killing flow.
Consider the other limit, de Sitter spacetime with no black hole (). There is a significant body of research about choosing vacuum states in deSitter and inflationary cosmologies, see Mottola:1984ar ; Traschen:1986tn ; Anderson:2000wx ; Anderson:2001th ; Collins:2003zv ; Collins:2003mj ; Leonard:2012si ; Leonard:2012ex ; Anderson:2013zia ; Markkanen:2017abw ; Das:2019aii ; Aalsma:2019rpt , and for a pedagogical treatment and further references see Birrell . The quantum mechanical production of particles in inflation has been computed in multiple contexts and compared in detail to observations. In the cosmological setting, the picture is that a portion of an early FRW spacetime goes through a phase transition which changes the effective equation of state to that of a cosmological constant, so the spacetime is not de Sitter before a certain time or outside the inflating bubble. The past cosmological horizon is covered up by an earlier FRW period. Similar to the fact that a collapsing star covers up , the entry to inflation covers up the past cosmological horizon . Reference Balbinot:1985mk recently computed properties of an Unruh state in two-dimensional de Sitter, using Kruskal coordinates to define modes on and .222In the two-dimensional case there is no scattering, and so boundary conditions on a portion of the past Cauchy surface can be replaced with boundary conditions on a portion of the future Cauchy surface, and generalizations of the “Unruh state” are often presented in this way. However in four dimensions there is scattering and these formulations are not the same..
Markovic and Unruh Markovic:1991ua extended the work of Unruh:1976db for Schwarzchild to two dimensional SdS, and computed the two-point function and stress energy tensor, focusing on the observations of static observers, who are shown to see a near thermal stress energy. They also demonstrated that there is agreement between using Kruskal boundary conditions on and in the extended two-dimensional SdS spacetime, and the results in a spacetime in which a collapsing star covers up . Reference Choudhury:2004ph built upon the analysis of Markovic:1991ua and examined the expectation value of the stress-energy tensor for several choices of SdS states in two dimensions. The response of particle detectors in black hole and in cosmological spacetimes was analyzed in Chakraborty:2019ltu . Our choice is the same as equation (26) of Choudhury:2004ph in two dimensions, though in four dimensions there are differences (see footnote #2). Reference Choudhury:2004ph finds that static particle detectors detect thermal fluxes. Hence the results of Markovic:1991ua , Choudhury:2004ph , and Bhattacharya:2018ltm make a consistent package, and report on thermal properties of several quantities measured by static observers
In contrast, as mentioned above, we define partilcles near each horizon with respect to Kruskal coordinates of freely falling observers. The issue of static time geodesic time particles will be returned to in Section (IV.2), and connections made between our results to this earlier work. Proceeding, we assume that the proper physics is captured by doing the calculation in the extended SdS spacetime and defining positive frequency on with respect to the geodesic Kruskal coordinate and on the with respect to , as was done in previous work of one of the authors Kastor:1993mj . Note that using these free-fall coordinates to define particle states on both horizons when is a simple generalization of Unruh’s analysis for Schwarzchild black holes Unruh:1976db . The primary distinction from the other treatments is that we focus on produced Kruskal particles, rather than quantities measured by static, accelerating, observers.
Particles produced due to a horizon in one part of a spacetime are observed in another part of the spacetime. In Schwazschild, particles interpeted as coming from the black hole are detected at late times at future null infinity . In SdS is a spacelike surface to the future of . We will restrict our attention to the causal diamond for SdS shown in Figure 1, in which the boundaries of an asymptotically flat spacetime are replaced by the cosmological horizons . Of course, in SdS the spacetime extends beyond and it would be interesting to compute the particle production observed by cosmological observers in the far field, but in this paper we focus on the bath of particles near each horizon, due to the presence of the other horizon.
the modes are solutions to the wave equation
[TABLE]
and set of modes and forms an orthonormal basis in the conserved Klein-Gordon inner product,
[TABLE]
where
[TABLE]
Here is a Cauchy surface with unit normal and is the volume element of the induced metric on .
The null geodesic, or Kruskal, coordinates near each horizon are related to the static patch null coordinate and where , by
[TABLE]
One each horizon the appropriate Kruskal coordinate is equal to zero, see Figure 1.
The union of the past black hole and cosmological horizons is a Cauchy surface for the diamond on which the boundary conditons for the early time modes. Let denote a mode that has positive frequency with respect to the affine coordinate on the past black hole horizon and that vanishes on the past cosmological horizon,
[TABLE]
where the are the spherical haromoincs on . The modes are normalized in the Klein-Gordon innerproduct (10). One technical point is that, for example, the Kruskal coordinate ranges between on . Under the Kruskal extension that surface is continued into the black hole region, coverd by the other half-line . The inner poduct for the is taken along the entire range of the Kruskal coordinate333 We would like to thank Paul Anderson for useful conversations on this issue.. However, except for the normalization, the behavior of the modes in the extended region will not be relevant for our calculations, which examine what happens in the causal diamond and on its boundaries. Analogous comments pertain to the normalization of the other sets of modes.
Similiarly, denotes a mode that has positive frequency with respect to the affine coordinate on the past cosmological horizon and that vanishes on the past black hole horizon. A second, late time Cauchy surface is the union of the future black hole and cosmological horizons, and we denote the late time modes functions by . The mode has positive frequency with respect to on the future cosmological horizon and vanishes on the future black hole horizon, and conversely for . The boundary conditionns are summarzed in Figure 1.
The field can be decomposed in either the basis of the past or the future modes,
[TABLE]
Here creates a particle at early times defined with respect to the Kruskal coordinate near the past cosmological horizon, and creates a particle at early times defined with respect to the Kruskal coordinate near the past black hole (white hole) horizon. Likewise, and create late time particles near the black hole and future cosmological horizons respectively. Unless needed, we will suppress the angular quantum numbers .
II.3 Formalism: black hole and cosmological particle spectra and total production rates
Assume that the spacetime is intially in the early time vacuum defined by
[TABLE]
Our goal is to compute the number of late time particles which are created by near the future cosmological horizon, which are interpeted by local observers as coming from the black hole. Likewise, we will compute the late time particles created by crossing the black hole horizon, which are interpeted as being produced by the cosmological horizon. So, compared to an aymptotically flat black hole, in this analysis the boundary at future (past) null infinity is replaced by the future (past) cosmological horizon.
Each late time mode can be expanded in terms of the early time basis and vice-versa. Let
[TABLE]
and similarly for the mode with the labels on the right hand side interchanged . The mode-mixing Bogoliubov coefficients and give the amplitude for scattering an in-modes with positive frequency to out-modes with positive frequency and negative frequency respectively, the latter leading to particle production. The and coefficients are needed in the basis expansion and are given by the overlap of a wave that enters the diamond through the past cosmological horizon, scatters off the geometry, and leaves through the future cosmological horizon. This is a classical scattering process and does not contribute significantly to the the particle production, but does enter into the normalization condition (91) below.
The Bogoliubov coefficients in (15) are computed by using the Klein-Gordon inner product,
[TABLE]
The expressions for the coefficients and are obtained by interchanging the labels and . Then the relation between the in and out particle operators follows from (15) and (II.2), which give
[TABLE]
and similarly for the operator , with the labels on the right hand side interchanged .
In equation (II.2) the field is expanded in mode functions labeled by a continuous frequency parameter , which is convenient for calculations and we will be used here. However, to get formulae for physically relevant quantities such as the number of particles produced per unit volume, one needs to use properly normalized wave packets. Since many of the equations – but not all– repeat those already presented with discrete rather than continuous indices, we include the steps in Appendix (A). The frequencies are integer-indexed as where is a length scale associated with the density of states, see (20). The key output is that the probablity of horizon producing a late-time particle with frequency which is observed crossing horizon ,
[TABLE]
becomes
[TABLE]
in the continuous basis, where has been used. Note the important dimensionful factor of that multiplies the integral using the continuous basis functions, and that is dimensionless.
The angular momentum eigenvalue has been mostly suppressed, but now we need to include the density of states. The total number of particles produced with frequency is the product of times the density of states . In the continuous basis functions one has
[TABLE]
The number of particles produced per unit time results from integrating (19) over and dividing by , which cancels the in the density of states,
[TABLE]
This has dimensions as it should. The energy emitted per unit time in the -particles is gotten by including another factor of in the integrand of (21).
Lastly, one needs to fix that arises in the density of states, and appears in (19). Reference Birrell computes the particle production due to a shell that collapses to a black hole, and take to be the light travel time from the shell to a distant sphere where the particle flux is measured. In analogy, we will take to be the light travel distance between the two horizons. Studying null geodescis one finds that , so for small black holes . For large black holes this distance is going to zero, and expressed in terms of the surface gravity one finds , where we have set .
III Particle production in the geometric optics limit
Particle production results when a mode that is positive frequency with respect to the modes on one horizon propagates into a mixture of positive and negative frequency modes on the other different horizon. The mode mixing integral for production due to the black hole horizon is given by the inner product equation (II.3), which we will evaluate on the past Cauchy surface. Since vanishes on , this reduces to an integral over the past black hole horizon. Hence we need the solutions for the future modes on . Hawking argues Hawking:1974sw that since the main effect comes from high frequency modes the wave equation can be solved in the geometric optics approximation, in which the wave propogates unchanged on a surface of constant phase to intersect . Explicitly, using (11) to trace a line of constant or in the causal diamond above, the Kruskal coordinates on the boundaries are related to each other by
[TABLE]
A mode goes like on , so on it goes like . Substituting into the inner product (10) gives
[TABLE]
where . The integral for only goes over which is the half-line , since no portion of the mode comes out of the black hole. It is straighforward to check that the integral for , for the particle production due to the cosmological horizon, is given by interchanging and in (25).
It is interesting to compare to the corresponding integral for an asymptotically flat black hole, which is given by setting in equation (V.2), and can be evaluated in terms of -functions as given in (31). The Minkowski null coordinate used to define particles at future null infinity is related by a single red shift to the Kruskal coordinates that define particles near the black hole horizon. In SdS the inner product is between two sets of Kruskal modes, which involves a Kruskal-to-static coordinate redshift followed by a static-to-Kruskal blueshift given in equation (11). The sequence of red and blue shifts gives a more complicated integrand, and produces a spectrum that is not thermal.
For generic values of the surface gravities these integrals can be evaluated using the method of stationary phase,
[TABLE]
where is the point of stationary phase which is assumed to be in the range of integration. Applying (24) to equation (23) with and gives
[TABLE]
As summarized in equation (II.3) one then analytically continues in to get . Viewed as a complex function of , is analytic in the lower half -plane, since it is the Fourier transform of the function (25), which vanishes in the lower half -plane. Hence when analytically continuing the branch cut that arises must be put in the upper half plane, and , giving
[TABLE]
This Bolgoliubov coefficient gives the mixing of negaitive frequency modes the black hole horizon with positive frequency cosmological modes, that is, a cosmological Kruskal observer near interpets the resulting flux as particles coming from the black hole. To get the reverse situation of particles detected near the black hole produced from the cosmological horizon, one can check that and are simply interchanged in (25),
[TABLE]
Interstingly, after using the stationary phase approximation, the integral for the number of produced particles (19) can be done easily, giving
[TABLE]
where
[TABLE]
Hence is equal to the black hole temperature in the small black hole limit, and proportional to the common temperature for large black holes. The spectrum for the cosmological particles is obtained by interchanging and . Note that the quantity is invariant under interchanging and .
This is as far as we can go without specifying the cut-off frequency in the integrral over to get . In Schwarzchild there is only one scale, so neccessarily . However SdS has two scales, so a better understanding of the process is needed, which we now turn to.
IV Exact treatment: thermal amplitudes, non-thermal amplitudes, and physical cut-offs
Consider an early time mode (or ) that has boundary conditions set on the past horizons. The inner product for a Bogoliubov coeffient is an integral over a Cauchy surface. So to compute the mode mixing with a late time mode one needs to know the solution for on the future horizons, and this is where the technical challenges arise. Following Hawking Hawking:1974sw , the wave equation was solved in the geometric optics limit in the previous section. We next show that the geometric optics approximation plus judicious choices for the low frequency cut-offs and for the limits on the sum over angular momentum quantum number in the integrals for and give accurate results for the particle production. If one could solve the wave equation then the solutions for the modes would incorporate such restrictions, as will be clear in results below. But finding solutions is a hard problem so approximation techniques must be used. So the goal of this section is to derive an exact expression for the Bogoliubov coefficients that includes the effects of scattering of the modes. This also leads to interesting physics.
IV.1 Building blocks: thermal amplitudes
In the particle production calculation the real valued spectrum results from squaring the complex quantity and summing over the contributions from all states . In analogy with the relation between a wave function and the expectation value of an operator, we introduce the notion of as the “amplitude for a spectrum”, that is, the complex function whose integrated norm gives the spectrum,
[TABLE]
The amplitude depends on the background geometry and on the choices of the two bases of past and future modes that are being compared. An important reference case is the asymptotically flat Schwarzchild black hole Hawking:1974sw . Then the amplitude is the inner product between black hole modes with outgoing null time coordinate , and asymptotically plane waves near future null infinity with outgoing null time coordinate . These dependences will be indicated as where refers to Kruskal coordinates near the black hole horizon and refers to freely falling Minkowski coordinates. In the geometric optics approximation Hawking showed that the amplitude has a nice expression in terms of Gamma-functions,
[TABLE]
This basic “building block” for Schwarzchild can be thought of as a spectral amplitude, in the sense that the resulting spectrum is, famously, thermal,
[TABLE]
where is the classical scattering amplitude in the Schwarzchild geometry and is the black hole surface gravity in Schwarzchild.
A second relevant example studied recently Bhattacharya:2018ltm is the SdS black hole with the choice of modes chosen to closely parallel the Schwarzchild calculation. The past modes on are defined with respect to Kruskal time , but unlike our calculation, the future modes are defined with respect to the static patch null coordinate on a null surface near the cosmological horizon. It is found Bhattacharya:2018ltm that
[TABLE]
One should note that the two surface gravities on each side of (33) do not have the same expressions in terms of and , since on the right hand side. It follows that the black hole spectrum for Kruskal to static modes is thermal Bhattacharya:2018ltm ,
[TABLE]
where is now the classical scattering amplitude in the SdS geometry. Hence when the static coordinate plane waves are chosen for the future modes, the difference in the amplitudes between SdS and Schwarzchild only appears in the different greybody factors, for the same value of . Reference Bhattacharya:2018ltm also derives an analogous expression for the cosmological particle production in SdS, choosing the past modes to be defined with respect to the ingoing Kruskal coordinate on and the future modes defined with respect to the static patch ingoing null coordinate near . The resulting Bogoliubov coefficient has the same functional form as that for asymptotically flat black hole emission with replaced by ,
[TABLE]
and so again leads to a thermal spectrum for the cosmological particle production at .
IV.2 SdS emission as a convolution of thermal amplitudes
We next derive an exact formula for the amplitude in SdS defined with respect to Kruskal modes on the past future horizons, which will turn out to be an integral over thermal amplitudes and weighted by the transmission coefficients for wave propagation in SdS. We will find that in general and are not thermal, but through this formula can be viewed as an integral over a continuous set of pre-thermal interactions. The analysis takes advantage of the fact that the wave equation is separable in the static patch coordinates444We thank Paul Anderson for pointing out this approach. While analytic solutions are not known in the coordinates either one replaces the problem of solving a partial differential equation with solving a standard one-dimensional scattering problem, whose solutions can be written in terms of transmission and scattering coefficients that can be evaluated by various approximation techniques. Including these coefficients in the calculation yields an exact expression for that has an interesting and useful form in terms of simpler amplitudes.
To proceed, we make use of a third set of mode functions as “intermediate states”. In the static patch coordinates of the metric (1), solutions to the wave equation are separable as
[TABLE]
where . The black hole horizon is at and the cosmological horizon at . is a solution to the wave equation if is a solution to the ordinary differential equation
[TABLE]
where the potential is
[TABLE]
The -independent part of the potential goes to zero exponentially fast in the tortoise coordinate near each horizon,
[TABLE]
also is equal to zero at where , so is positive for where is positive, and is negative for . This reflects the competition between the attraction of the black hole and the cosmological expansion.
As before, we suppress the angular momentum index unless needed for clarity. Consider solutions for that are plane waves in the outgoing null coordinate near , and vanish on . Part of the wave then propagates across the potential barrier and leaves through with amplitude , and a portion scatters back into with amplitude , so
[TABLE]
where . At high frequencies the wave is well over the barrier and . This is regime in which geometric optics is applicable. At low frequencies most of the wave is scattered back by the potential and .
Again, we start with the expansion of the future modes in terms of the past modes given in equations (15) and (II.3). The new ingredient is to also expand the in terms of the , and the in terms of the ,
[TABLE]
hence
[TABLE]
which implies via (15) that
[TABLE]
The analogue of the terms with the coefficients and which appear in (15) have been dropped since as mentioned earlier they make subdominant contributions to particle production. The new expansion coefficients are given by the inner products
[TABLE]
We evaluate on ,
[TABLE]
and evaluation of on gives
[TABLE]
The transmission coefficient has entered through the future boundary behavior of . Combining (43), (IV.2), and (IV.2) gives
[TABLE]
where the two terms in (43) have been combined by extending range of integration over the entire axis and using . Analytically continuing in as discussed earlier, , and substituting the relations (31) and (33) gives the desired expression for
[TABLE]
An analogous expression holds for the amplitude for the cosmological particle production.
What can be learned from the result (48)? At the beginning of this paper we argued that to study particle production at the horizons, particles must be defined with respect to modes that are well behaved on the horizons. In general, the resulting spectra will not thermal, see (28) (or (66) and (67)). However, the relation (48) shows that the for the spectrum can be written as a convolution of . To get an observable one must take the complex modulus of , which does not just depend on the squares of the thermal amplitudes, but depends on interference effects in the integral (48), which is expected in a quantum process. What is perhaps less expected is that the quantum interactions between the horizons can be summarized in such a simple form.
V Spectra, density of states, and production rates
While (47) and (48) provide physical insight, there does not seem to be a route for evaluating the integrals exactly. So we will derive an approximate expression for (47) again using the method of stationary phase (24). The details are in Appendix (B), where it is shown that after three applications of stationary phase the triple integral for reduces to the geometric optics result (25) except that there is now a factor of the transmission coefficient multiplying the expression. So the result for is also the same as the geometric optics result (26) mutiplied by ,
[TABLE]
where is the complex frequency
[TABLE]
and , see (29) for the limiting behaviors of . The complex phase factor in results from the analytic continuation in to obtain that leads to the decaying exponential in .
The integral over gives
[TABLE]
We have restored the indices to remind the reader that there is dependence on the angular momentum, as this will be important in the next section. The spectrum for cosmological particles is obtained by interchanging and .
Equations (49) and (51) are equal to the corresponding quantities derived using geometric optics times factors that depend on the transmission coefficient.
The (simpler) geometric optics method gave the result (28) for , which involves a low frequency cut-off . Comparing (28) to (51) implies that should be chosen equal to the frequency where the transmission coefficient changes from zero to one. More precisely, we have shown is that the geometric optics method plus choosing the cut-off to be in the transition regime of the transmission coefficient gives a good approximation for the Bogoliubov coefficients. This is one of our main results.
V.1 Relevant density of states and processed formulae
We now turn to the issue of finding the transition frequency for the transmission coefficient as just discussed. We also identify additional conditions on and that must be incorporated before integrating over the product of the density of states times to get .
Even without detailed knowledge of the behavior of the transmission coefficient , equation (69) contains useful information. We know that goes to one when the wave is well over the potential and goes to zero when is sufficiently small compared to the maximum of . The potential (38) has a portion that is independent of the angular momentum of the field, plus an angular momentum barrier . A tractable approximation is that a mode with frequency is over the barrier when its frequency squared is greater than the height of each portion of the potential,, when , where
[TABLE]
Here is the location of the maximum of . We will refer to as the cut-off frequency, and approximate the spectrum by replacing with a step-function at the cutoff. Then the black hole spectrum (51) reduces to the expression derived using geometric optics (28), with the important addition that now the cut-off is specified in (52)
For Schwarzchild the maximum of is at , and for large black holes necessarily , so we will simply approximate . For small black holes the geometry near the black hole is close to Schwarzchild, and one finds that . This is simply the physical result that the wave is over the barrier if its frequency is greater than the black hole temperature. On the other hand, for large black holes when , one finds that the maximum of the potential goes to zero like . Hence,
[TABLE]
These considerations apply equally well to production of particles by the black hole or by the cosmological horizon, since is fixed for a given geometry.
To get the total rate of particle production in (21) from one sums over and integrates over . There are constraints on the range of both and , as follows. Start by writing equation (47) for as
[TABLE]
Since results from interchanging the labels and one has
[TABLE]
Inspection of (47) shows that is symmetric under interchange of and ,
[TABLE]
which translates to
[TABLE]
Since we have established that the functions and vanish when the second frequency index is less than , equation (57) implies that there is also a cut-off at in the first index of these functions.
Next, before summing over the angular momenta in the density of states the condition on in (52) must be incorporated. For fixed , the condition implies that , hence
[TABLE]
It is satisfying that doing the sum over brings in the familiar factor of times a in the density of states.
In addition to the condition that the wave is over the barrier, there are features of the absorption and scattering geometry that need to be taken into account. For an oscillation to be detected as a wave by measurements inside the causal diamond its wavelength must be less than the propagation distance, that is, . For small black holes this is not an additional restriction compared to (52), but for large black holes we have
[TABLE]
which is a much higher cut-off than . Since the condition (59) is about a classical detection process it applies to the integration over frequencies of the spectrum to get , but not to the first integration over the frequencies of the amplitudes. It applies to both and since emission and absorption processes become symmetrical between the two horizons for large black hokes.
However not everything is symmetric when the black hole is small. Any wave propagating outwards from the black hole will cross the cosmological horizon, but a wave propagating inwards from the cosmological horizon needs to have a wavelength , or it simply sloshes over the black hole and propagates out through the cosmological horizon. A small length corresponds to a large angular momentum number as , so for a mode to be absorbed by the black hole
[TABLE]
This is an important constraint for small black holes with . For larger black holes it is not a significant restriction, which corresponds to the fact that the black hole is indeed in the way of most waves. Combining (60) and (52) gives the following allowed range of and more stringent cutoff for a small black hole to absorb cosmological particles,
[TABLE]
where small black holes are defined by .
Let us close by summarizing the sum over contributing states. We use the notation for the cut-off derived from the condition that the wave is over , which is the lower limit for the integration over to get . We use for a possibly more stringent cut-off that includes additonal geometric considerations: (1) Cosmological paricles absorbed by small black holes: The total number of particles per unit time absorbed by the horizon of a small black hole is given by
[TABLE]
The two terms in the square brackets come from the upper and lower limits in the sum over . (2) Black hole particles: The total number of particles emitted by the black hole per unit time as measured at the cosmological horizon is given by
[TABLE]
where
[TABLE]
(3) Large black holes: The black hole and cosmological particle production becomes symmetrical with and with
[TABLE]
V.2 Particle spectra and total production rates
For ease of comparison, we repeat the formula for the black hole particle spectrum (28) derived using geometric optics,
[TABLE]
The cosmological particle spectra is obtained by interchanging and which gives
[TABLE]
where
[TABLE]
(see (29) for the limiting behavior of ). The results of Section (IV.1) imply that it is a good approximation to use these geometric optics expressions with the appropriate cut-off for and for , given in equations (62) to (65). The total black hole particle production rates is gotten by substituting into (63),
[TABLE]
where is the incomplete Gamma function. The production rate of cosmological particles is gotten by interchanging the labels and , giving
[TABLE]
Equations (66) through (70) give the spectra and total rate of particle production from the black hole and cosmological horizons, as defined with respect to freely falling frames crossing the cosmological and black hole horizons respectively, and constitute one of the main results of this paper. An important feature is that in general the spectra are not thermal. When applying these formulae one needs to use the appropriate cutt-off frequencies listed in (62) through (65). Explicit formulae for the cut-off are given in the limits of small and large black holes. To find the cut-off for a general black hole further analysis of the potential is needed, which we defer to future work. Next we focus on the two limits.
Large black holes:
In the large black hole limit the mass is going to its maximum value, both horizon areas approach the value , the surface gravities are going to zero, , and the two spectra appoach the common form
[TABLE]
where has been used. The spectrum is non-thermal, and has the same dependence in the exponent as was found for black holes in de Sitter Kastor:1993mj , in which case the cosmological and black hole temperatures are also equal but non-zero. The restiction to higher frequencies comes from (65) and the contributing frequencies are in the tail of the distribution. Hence production is highly suppressed.
Likewise, the total number of particles produced per unit time goes to zero very rapidly as goes to zero.
[TABLE]
To find the differences in the two spectra one needs to include corrections to the temperatures. So large SdS black holes are in a quasi-equilibrium state with the particle absorption by each horizon almost balancing its emission, and both processes exponentially suppressed.
Small black holes: Small black holes are defined by the condition that
[TABLE]
In this regime, , and . For particle production by the black hole the cut-off frequency is and (66) becomes
[TABLE]
which is the expected (high frequency part of a) thermal spectrum for the black hole emission at temperature . One might wonder why one does not get the exact Bose-Einstein spectrum, a point that we return to at the end of this section. Next, the total number of particles emitted per unit time (69) reduces to
[TABLE]
Note that the first expression for has the standard dependence on area and temperature for thermal radiation of entropy by an emitter of area and temperature , , and that the emitted energy goes like . The last expression for in (75) has a non-standard temperature dependence because the area of a black hole has the non-standard property that it depends on temperature.
Turning now to the cosmological particles, in the small black hole limit the cut-off (62) is , so (67) becomes
[TABLE]
The spectrum has a slow but non-zero exponential decay, which is critical to have a finite total particle production . The small black hole limit of in (70) is555 One finds that a higher order expansion of is needed if the limit is taken before integrating.
[TABLE]
where the asymptotic form of the incomplete Gamma function for has been used. Not surprisingly, the absorption of cosmological particles by a very small black hole is very small.
Small black holes following Hawking:
For small black holes one would expect to recover the Planck spectrum plus corrections, rather than just the high frequency tail found in (74). For small black holes gets arbitrarily large, and one might worry that the stationary phase approximation is not accurate since it assumes that the frequencies are the largest scales. So as a check we return to the integral (25) for and using expand in the phase factor. This puts the integrand into a form where the leading term in the expansion matches the Schwarzchild black hole studied by Hawking Hawking:1974sw
[TABLE]
When this reduces to the result for for asymptotically flat black holes. Analytically continuing in then gives
[TABLE]
Computing the norms of and shows that the ratio is unchanged from the Schwarzchild case through leading order in ,
[TABLE]
Then the normalization property (91) of the Bogoliubov coefficients gives
[TABLE]
where is the classical absorption cross section of the black hole in the SdS spacetime. This elegant result follows because the ratio of the norms (80) is of , so (91) reduces to an -dependent prefactor times . However, this property does not hold for general black holes, so one has to do the integral over to get the spectrum.
V.3 Horizon fluctuations and the Schottky anomaly
At the start of this paper we discussed features of the Schottky anomaly for SdS black holes Dinsmore:2019elr , which motivated our choice of modes that are well-behaved on the horizons to define particles. What has been learned about quantum fluctuations in the high and low black hole temperature limits? The large black hole case with is the simplest since it is a quasi-equilibrium. Equations (71) and (72) show that the emission is greatly suppressed, and going the next step to compute the energy and entropy in the field particles gives Dinsmore:2019elr
[TABLE]
and similiarly for the cosmological particles. Due to the exponential suppression, the derivatives of and with respect to go to zero as goes to zero. Hence we have shown the fluctuations in energy and entropy due to particle production share the behavior of classical gravitational fluctuations in the low temperature limit.
The limit is more complicated because of the Schwarzchild black hole instability, which persists with nonzero . As is apparent from the increasing number of particles produced as the black hole area goes to zero in (75), the entropy and energy of the produced particles goes to infinity,
[TABLE]
However, a small black hole carries only a small amount of mass and so the emission cuts off after a short amount of time due to back-reaction, which must be taken into account. Using arguments analogous to the asymptotically flat case, but replacing future null infinity with , one finds that in Kruskal time the temperature increases by an amount Dinsmore:2019elr
[TABLE]
and that the energy and entropy in produced particles crossing are Dinsmore:2019elr
[TABLE]
The results (85) are essentially Schwarzchild physics, except that in the asymptotically flat spacetime in (84) is replaced by the change in a null time coordinate at future null infinity. The high temperature limit is complicated because the system is far from equilibrium. The evaporation time scale is fast compared to and , so one needs to look at these dynamical changes in the energy and entropy as changes, and see that they go to zero. Hence energy and entropy fluxes due to particle production are suppressed at high and low temperatures, as is the case for classical fluctuations. It would be interesting to understand for what size black hole the quantum fluxes peak, which is a topic for future work.
V.4 What about temperatures?
One of the striking features of the paticle spectra is that they are not thermal, except for the emission from small black holes. Is this result correct? Recall that both the in and out particle states have been defined with respect to freely falling observers crossing each horizon. On the other hand, if appropriately accelerating observers, namely those who use the Killing time coordinate, are used to define the late time particles then a thermal spectrum does result Bhattacharya:2018ltm . These observers have a special status because their time direction is a symmetry direction. However since they are accelerating, they must be equipped with “rockets” to follow their worldlines. This is the case for Rindler observers in Minkowski spacetime who measure a thermal spectrum with temperature proportional to their acceleration, and that calculation is certainly correct. But the Rindler thermal spectrum results from an extra force that provides the acceleration, rather than reflecting an intrinsic feature of the spacetime geometry. The spectra calculated in this paper describe the particle production measured for observers defined in a natural way near the horizons. The analysis of section (IV.1) shows that the non-thermal amplitudes can be expressed as a convolution of two thermal amplitudes, one at temperature and one at temperature .
Beyond the fact that and naturally appear in the first laws for SdS (6) and (7) Dolan:2013ft , which extends to slow roll inflation Kim:2014zta Gregory:2017sor Gregory:2018ghc , many analyses of the concept of temperature(s) in SdS have been explored in the literature. Researchers have studied several definitions of effective temperature, the role of greybody factors, and different choices of observers Choudhury:2004ph Myung:2007my Urano:2009xn ChangYoung:2010ps Kim:2014zta Ishwarchandra:2014jca Hajian:2016kxx Li:2016zca Pappas:2017kam Bhattacharya:2018ltm . References ChangYoung:2010ps and Pappas:2017kam attach thermal significance to the radius at which , the former using holographic arguments.
While there is no contradiction in the fact that the spectra calculated in this paper are not thermal, there is a puzzling issue concerning the connection between our particle production results and the temperatures that show up in the first laws (6) and (7) for SdS. These laws relate gravitational perturbations on two different geometrically defined boundaries. The causal diamond first law (7) connects an intersection of the black hole horizon to a space-like related intersection of the cosmological horizon and relies on the existence of the static Killing field. The surface gravities emerge as part of the structure of the horizon geometry. On the other hand, the particle production calculation is done for a scalar field which is added to the system, and no metric perturbations have been included. The first laws do not imply that perturbative matter fields will exhibit thermal properties; and yet one might expect that they “should”. A concrete way of proceeding to elucidate these differences is to note that the particle production process is a measurement on modes that intersect differnt horizons at locations that are time-like or null related. It could be, for example, that the surface gravity temperatures emerge in correlation functions computed in our state (defined by Kruskal-modes) when the two points are taken close to the black hole horizon or close to the cosmological horizon. This is another topic for future study.
VI Conclusions and future directions
We have calculated the spectra and integrated fluxes of produced particles crossing each of the future black hole and future cosmological horizons. Near each horizon particle states are defined with respect the null geodesic, or Kruskal, coordinate there. As a result the particle fluxes are well-behaved on the horizons, but in general the spectra are not thermal. Interestingly, the amplitude for each spectrum can be written as a convolution of two amplitudes, one at the cosmological temperture and one at the black hole temperature, weighted by the transmission coefficient for wave propagation in the static SdS coordinates. The convolution integral also leads to the useful result that the geometric optics approximation is a good one if used with a low frequency cut-off determined by where the transmission coefficient changes from zero to one. In the small black limit one recovers a thermal spectrum for the black hole at temperature , and there is a tiny flux of cosmological particles into the black hole. The large black hole limit is a quasi-equilibruim situation as both temperatures approach the common value of zero and the particle spectra become the same. One finds that the emission derives only from the tail of the distribution and so is exponentially suppressed. As a result, the quantum fluctuations in energy and entropy have the property that and go to zero as goes to zero. This was one of the conditions needed for the behavior of quantum fluctuations on the horizon to be consistent with the Schottky anomaly behavior of classical gravitational fluctuations. In the small black hole limit, we have argued that after taking into account the dynamical nature of the rapidly evaporating black hole and the small total energy available, one also finds that and go to zero as .
There remain many questions. It would be interesting to understand the emission and absorption for a generic black hole. How big does a black hole have to be to see the effects of ? At what size is the net black hole emission slowed down by a significant factor? Further analysis of the transmission coefficient is required to answer these questions. In this paper we have only used the general feature of . But there could be interesting physics in its behavior at the frequencies picked out by the point of stationary phase. It is also important understand further of the properties of the state used here, including its two-point function and stress tensor, building on the work of Bates:2014jba Aalsma:2019rpt to include a black hole, and extending the calculations of Markovic:1991ua Choudhury:2004ph to beyond the cosmological horizon.
In the times of precision cosmology, one should ask if the signature of primoridal black holes during an epoch of inflation could be observed in the cosmic microwave background. A detailed calculation addressing this question was done in Prokopec:2010nm using a different state. It would be interesting to extend our calculations to include the behavior of modes in the far field beyond the cosmological horizon, as well as the time dependence of the mass and effective in slow-roll inflation Gregory:2018ghc , and apply these results to the calculation of quantum fluctuations in inflation. .
Acknowledgements
We would like to thank Paul Anderson, Patrick Draper, David Kastor, and Lorenzo Sorbo for multiple useful conversations. We would also like to thank NORDITA for their hospitality and support during the Cosmology and Gravitational Physics with Lambda Scientific Program August 2018, and the Centro de Ciencias de Benasque Pedro Pascual for their hospitality during the Gravity-New Perspectives from Strings and Higher Dimensions workshop July 2019. Y.Q. was partially supported by the US-NSF grant PHY-1820675.
APPENDIX
Appendix A Deriving normalized spectra and rates
To get properly normalized expressions for the quantum spectra and the integrated rates of particle production one needs to use properly normalized wave packets. In terms of the following steps this is equivalent to putting the system in a box of size so that the allowed frequencies are integer indexed . Since it is not clear what it means to put an SdS black hole in a box, we prefer to think about using normalizable states. The key results are equations (19) and (21) for the particle spectra and the total number of particles produced per unit time expressed in terms of the continuous basis functions, and which depend on the scale .
To derive these results, let and be normalized wavepackets built out of the and the basis modes respectively, so that the packet is peaked at frequencies near [ref-Hawking], where is a length scale, and normalized as
[TABLE]
The associated creation and annhilation operators satisfy , and the field is expanded as
[TABLE]
Then the two spectra are given by
[TABLE]
The quantities are dimensionless. Note that the odd-looking mismatch of labels between the left and right sides of these equations is because, for example, the particle emission interpreted as coming the black hole is measured with the particle operators that are far away from the black hole, in this case the cosmological horizon. The notation “rights itself” in our subsequent expressions (18) for the in terms of the Bogoliubov coefficients.
We need to convert the relation (A) for particle spectra to the basis of continuous functions. Since the commutation relations of the creation and annhilation operators have different dimensions in the two cases, the dimensions of the operators differ, and hence the dimensions of the mode functions and the Bogoliubov coefficients change as well. The changes in dimensions are summarized by666These relations are impressionistic in the sense that they hold in converting sums to integrals, but equation (89) is easier to read.
[TABLE]
The basis expansions (15), (17), and the formulas for the Bogoliubov coefficients (II.3) become sums over the basis elements,
[TABLE]
and similiarly for the expansions of the other particle operators. We also note the normalization propertiy of the expansion coefficients,
[TABLE]
where is the classical absorption coefficient of the black hole, often referred to as a greybody factor. An analogous relation holds interchanging the indices and .
Hence equation (90) for the probablity of horizon producing a late-time particle with frequency , in the early-time vacuum state (14), becomes
[TABLE]
Using (89) and the relation , then (92) becomes
[TABLE]
in the continuous basis. Note the important dimensionful factor of that multiplies the integral using the continuous basis functions, and that is dimensionless. This is the desired result.
Appendix B Stationary Phase to evaluate
The Boguliubov coefficient (47) can be written as
[TABLE]
where
[TABLE]
In this appendix we show that two applications of stationary phase bring this multiple integral to the geometric optics form (23) with the important difference that the transmission coefficient is included in the integrand. A third application of stationary phase plus analytic continuation gives the expression for used to get the particle spectra in section (24).
The geometric optics approximation motivates the change of variables with in (94). This gives our starting point for using stationary phase,
[TABLE]
where is now
[TABLE]
We first do the integral over in (95), taking . The point of stationary phase is at and using (24) gives
[TABLE]
Next, take the phase to be . The stationary point is at , and doing the integral over gives
[TABLE]
This integrand is the same as the integrand found using the geometric optics approximation, equation (23), with the added ingredient that the transmission coefficient is in the integrand.
The third application of stationary phase is the same as that used to derive 25) giving
[TABLE]
where .
Analytically continuing as discussed preceeding equation (26) gives
[TABLE]
where is the complex frequency
[TABLE]
Appendix C Delta function method
As a check on the stationary phase approximation, we use another way to compute the coefficients. The idea is to replace with unity in the exact expression, and then show that the difference is subleading. Unfortunately there is one term in (95) that can not be evalutated by the second method, so this does not fully provide an alternative evaluation. Rewrite equation 94 as
[TABLE]
The first term can be simplified by noting that the integral over gives delta functions,
[TABLE]
This is almost the result we obtained in the geometric optics limit, but needs a factor of multiplying in the integrand. Turning to , one again uses successive applications of stationary phase, which gives
[TABLE]
Where . From the analysis in the previous section, we know that since and are much greater than , is also much greater than . Hence is approximately equal to 1. Then the sum is equal to the geometric optics approximation.
To complete the argument we need to check that the magnitude of is small. Since , , after doing the integral over one has
[TABLE]
where stationary phase approximation has been used to do the integrals over and and . So the ratio is approximately equal to
[TABLE]
For and much greater than the cutoff, , which gives . Hence the contribution from is small compared to and . To summarize, replacing by one in (102), one can evaluate three of the four terms by Fourier transforms. The fourth term contains the factor which is well behaved as goes to zero since vanishes, so it is not useful to put since that introduces an artificial singularity, and stationary phase was used instead. The correction term is small compared to the geometric optics result. Note that a more precise analysis of the the low frequency behavior of the transmission coefficient could allow a better approximation to the fourth term.
Appendix D Energy and entropy of produced particles
The particle spectra and total emisson rates are given in equations (66) to (70). The energy fluxes in the particles are given by
[TABLE]
and
[TABLE]
where is not necessarily small in these expressions.
For small black holes take limit and use ,
[TABLE]
which gives equation (83). For large black holes, take the limit with , , and . One obtains
[TABLE]
which then gives equation (82). The entropy in the produced particles comes from using the first law Dinsmore:2019elr .
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