Flat Chern Band From Twisted Bilayer MnBi$_2$Te$_4$
Biao Lian, Zhaochen Liu, Yuanbo Zhang, Jing Wang

TL;DR
This paper models twisted bilayer MnBi₂Te₄, revealing highly tunable Chern bands and flat bands at specific twist angles, offering a platform for topological phases and quantum anomalous Hall effects.
Contribution
It introduces a continuum model for twisted bilayer MnBi₂Te₄, demonstrating the emergence of flat Chern bands and topological phases at certain twist angles.
Findings
Chern number up to 3 in the band structure
Flat bands with Chern number ±1 at 1° twist angle
Potential realization of topological phases like fractional Chern insulators
Abstract
We construct a continuum model for the Moir\'e superlattice of twisted bilayer MnBiTe, and study the band structure of the bilayer in both ferromagnetic (FM) and antiferromagnetic (AFM) phases. We find the system exhibits highly tunable Chern bands with Chern number up to . We show that a twist angle of turns the highest valence band into a flat band with Chern number that is isolated from all other bands in both FM and AFM phases. This result provides a promising platform for realizing time-reversal breaking correlated topological phases, such as fractional Chern insulator and topological superconductor. In addition, our calculation indicates that the twisted stacking facilitates the emergence of quantum anomalous Hall effect in MnBiTe.
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††thanks: [email protected]††thanks: [email protected]
Flat Chern Band From Twisted Bilayer MnBi2Te4
Biao Lian
Princeton Center for Theoretical Science, Princeton University, Princeton, New Jersey 08544, USA
Zhaochen Liu
State Key Laboratory of Surface Physics, Department of Physics, Fudan University, Shanghai 200433, China
Yuanbo Zhang
State Key Laboratory of Surface Physics, Department of Physics, Fudan University, Shanghai 200433, China
Institute for Nanoelectronic Devices and Quantum Computing, Fudan University, Shanghai 200433, China
Jing Wang
State Key Laboratory of Surface Physics, Department of Physics, Fudan University, Shanghai 200433, China
Institute for Nanoelectronic Devices and Quantum Computing, Fudan University, Shanghai 200433, China
Abstract
We construct a continuum model for the Moiré superlattice of twisted bilayer MnBi2Te4, and study the band structure of the bilayer in both ferromagnetic (FM) and antiferromagnetic (AFM) phases. We find the system exhibits highly tunable Chern bands with Chern number up to . We show that a twist angle of turns the highest valence band into a flat band with Chern number that is isolated from all other bands in both FM and AFM phases. This result provides a promising platform for realizing time-reversal breaking correlated topological phases, such as fractional Chern insulator and topological superconductor. In addition, our calculation indicates that the twisted stacking facilitates the emergence of quantum anomalous Hall effect in MnBi2Te4.
Topology has become one of the central topics in condensed matter physics. The discovery of topological insulator (TI) Kane and Mele (2005a, b); Bernevig et al. (2006); König et al. (2007); Fu et al. (2007); Chen et al. (2009); Zhang et al. (2009); Xia et al. (2009); Hasan and Kane (2010); Qi and Zhang (2011); Wang and Zhang (2017), quantum anomalous Hall (QAH) effect Haldane (1988); Liu et al. (2008); Yu et al. (2010); Chang et al. (2013); Wang et al. (2013, 2015a); Liu et al. (2016) and other topological states have significantly enriched the variety of quantum matter, and may lead to potential applications in electronics and quantum computation Ivanov (2001); Kitaev (2003); Nayak et al. (2008); Alicea et al. (2011); Lian et al. (2018). Electron-electron interaction plays an essential role in fractional quantum Hall effect, and there have been proposals of strongly correlated topological states such as fractional TI and fractional Chern insulator (FCI) without magnetic field Levin and Stern (2009); Maciejko et al. (2010); Qi (2011); Tang et al. (2011); Sun et al. (2011); Neupert et al. (2011); Stern (2016); Spanton et al. (2018). Experimentally realizing such states is, however, challenging because flat topological electronic bands are generally required for electron-electron interactions to manifest.
Recently, it is shown that Moiré superlattices in twisted or lattice mismatched two-dimensional (2D) materials can give rise to flat topological bands. A prime example is twisted bilayer graphene (tBLG) Bistritzer and MacDonald (2011); Cao et al. (2018); Yankowitz et al. (2019); Lu et al. (2019), where the lowest two bands carry a fragile topology Song et al. (2019); Po et al. (2019); Ahn et al. (2019); Lian et al. (2018); Xie et al. (2019) and become flat near the magic twist angle . In addition, flat valley Chern bands can be realized in tBLG with aligned hBN substrate Bultinck et al. (2019); Sharpe et al. (2019); Serlin et al. (2019), twisted double bilayer graphene Liu et al. (2019a); Cao et al. (2019); Shen et al. (2019), ABC trilayer graphene on hBN Zhang et al. (2019a); Chen et al. (2019a, b) and twisted bilayer transition metal dichalcogenides Wu et al. (2019); Jin et al. (2019), etc. The small bandwidths make electron-electron interactions important Kang and Vafek (2019); Koshino et al. (2018); Po et al. (2018); Dodaro et al. (2018); Xie et al. (2019); Kerelsky et al. (2019); Choi et al. (2019); Jiang et al. (2019), and further lead to intriguing interacting phases in experiments including superconductivity, correlated insulator and QAH effect.
So far, all of the experimental Moiré systems are time-reversal (TR) invariant at the single particle level, thus the total Chern number always equals to zero. Therefore, even with flat bands, it is difficult to achieve TR breaking interacting topological states such as the FCI in these systems. This motivates us to consider the Moiré superlattice of TR breaking layered materials. A promising system is 3D antiferromagnetic (AFM) topological axion insulator MnBi2Te4 Zhang et al. (2019b); Li et al. (2019); Gong et al. (2019); Otrokov et al. (2018, 2019); Huat Lee et al. (2018); Yan et al. (2019); Chen et al. (2019a); Deng et al. (2019); Liu et al. (2019b); Ge et al. (2019); Hao et al. (2019); Chen et al. (2019b); Li et al. (2019); Swatek et al. (2019); Li et al. (2010); Wang et al. (2011, 2016); Rani et al. (2019), which can be driven into a ferromagnetic (FM) Weyl semimetal or 3D QAH insulator. The material consists of Van der Waals coupled septuple layers (SLs) and is FM within each SL. Few-SL MnBi2Te4 films have been shown to host instrinsic QAH effects Deng et al. (2019).
In this letter, we study the band structure of twisted bi-SL MnBi2Te4 (tBMBT) Moiré superlattice as an example of TR breaking Moiré systems. The magnetization of the two SLs may be either the same (FM) or opposite (AFM), both of which are explored here. We find the band structure contains a number of nondegenerate Chern bands, which undergo Chern number topological phase transitions with respect to tunable system parameters such as the twist angle, staggered layer potential and the magnetization. In particular, by tuning staggered layer potential, one can drive the first valence band of both FM and AFM tBMBT into a flat Chern band with Chern number around twist angle , which is energetically separated from the other bands. tBMBT thus provides an ideal platform for searching for FCI and other TR breaking interacting topological phases. In addition, low energy bands with Chern number higher than may also be realized by tuning the parameters.
The bulk MnBi2Te4 has a layered rhombohedral crystal structure with the space group (No. 166). Each unit cell consist of seven-atom layers (Te-Bi-Te-Mn-Te-Bi-Te) arranged along the trigonal -axis with the ABC-type stacking, referred to as an SL, as shown in Fig. 1(a). The in-plane triangular lattice constant is Å, and the thickness of a unit cell (consisting of 3 SLs) is Å. Neighboring SLs have van der Waals couplings, and the adjacent atomic layers of neighboring SLs form AB stacking in the ground state crystal structure.
Below a Néel temperature of K, each SL of the bulk MnBi2Te4 develops an intralayer FM order on the Mn atoms with an out-of-plane easy axis, but adjacent SLs couple anti-parallel to each other, yielding a topological axion insulator with an out-of-plane layered AFM order. The FM phase with an out-of-plane easy axis is a competing ground state with a slightly higher energy, where the system is a Weyl semimetal or a 3D QAH insulator Li et al. (2019); Zhang et al. (2019b). The intrinsic magnetism and band inversion make it highly promising to realize the intrinsic QAH effect in few-SL MnBi2Te4 thin films Zhang et al. (2019b); Li et al. (2019); Otrokov et al. (2019); Deng et al. (2019); Liu et al. (2019b); Ge et al. (2019).
The weak Van der Waals coupling between SLs allows the implementation of tBMBT by stacking two mono-SLs with a twist angle. The first-principles calculations show that few-SL MnBi2Te4 have competing FM and AFM ground states Zhang et al. (2019b); Li et al. (2019); Otrokov et al. (2019). While the AFM phase is more likely, it may be flipped into FM by a T magnetic field Otrokov et al. (2018); Deng et al. (2019); sup or top/bottom FM heterostructure proximities. Therefore, we investigate both the FM and AFM phases of tBMBT, where the two SLs have the same and opposite direction FM orders, respectively.
Model. We now construct an effective continuum model Bistritzer and MacDonald (2011) for tBMBT formed by two SLs stacked on top of each other with a twist angle , which is generic for symmetric layered magnetic materials with low energy Dirac electrons. The Hamiltonian for such a model can be written in real space as
[TABLE]
where is the 2D momentum in the monolayer Brillouin zone (BZ) of each SL, is the monolayer Hamiltonian of the -th SL () rotated by angle , is a staggered layer potential which can be tuned by the top and back gates, and is the interlayer Moiré hopping potential. The basis of the monolayer Hamiltonian is of the -th SL (), where superscripts “”, “” stand for parity. is the spin bonding state of the orbitals of two Bi layers, and is the spin antibonding state of the two orbitals of the top and bottom Te layers. Since the low energy physics in MnBi2Te4 is located near the point, we set the origin of the momentum to be of the monolayer BZ. In the below, we study the FM and AFM phases separately.
FM phase. Depending on the strength of FM exchange field, the untwisted FM bilayer MnBi2Te4 may be either a QAH insulator of Chern number , or a trivial insulator which enters the QAH phase under a small magnetic field Deng et al. (2019); Liu et al. (2019b). To include both possibilities, we introduce a dimensionless FM strength tuning parameter , where we fix to be the critical FM order strength above (below) which the untwisted FM bilayer MnBi2Te4 is a QAH (trivial) insulator sup . Experimentally, is tunable by the magnetic field.
The monolayer Hamiltonian in Eq. (1) for a FM tBMBT with FM strength can be written as
[TABLE]
where is the 2D electron momentum, is the angle rotation matrix about the axis. and are the nonmagnetic part and FM part of the Hamiltonian of single SL MnBi2Te4 at the point, respectively, which take the forms
[TABLE]
and
[TABLE]
Here is the particle-hole asymmetry term proportional to the identity matrix, , , and ().
The interlayer Moiré hopping potential is spatially periodic. To the lowest order, it can be Fourier expanded as
[TABLE]
where () are the six smallest Moiré reciprocal vectors with length as shown in Fig. 1(c). is defined as an AA stacking center, where the adjacent atomic layers of two SLs form AA stacking. The matrices can be divided into
[TABLE]
where and are the nonmagnetic part and FM part, respectively. The form of matrices and the parameters for the FM phase estimated from bulk calculations are given in the Supplementary Material (SM) sup .
We now investigate the Moiré band structure of the FM tBMBT with respect to , and . To distinguish from the original monolayer BZ, we denote the high symmetry points of the hexagonal Moiré BZ as , and . The bands of FM tBMBT are generically nondegenerate, many of which carry nonzero Chern numbers. The FM tBMBT has and symmetries at ( for TR). A nonzero is odd under and thus breaks . Since the Hall conductance is invariant under , the band Chern numbers of FM tBMBT are invariant under .
Fig. 2(a)-(e) show typical examples of the FM tBMBT Moiré band structures, where the Chern number of the -th conduction (valence) band is denoted by (), and the parameters are given in the caption. The charge neutrality point (CNP) is set as zero. In general, the Chern numbers of the lowest several bands are tunable up to . However, most bands except for the first conduction and valence bands have no indirect gaps among each other. Therefore, the system is metallic with nonzero Fermi surface Berry phases at high fillings.
Here we mainly focus on the first conduction and valence bands of the FM phase. In the parameter space of , and , they undergo multiple Chern number topological phase transitions via gap closings at high symmetry points. Fig. 2(f) shows the Chern number phase diagram of the first conduction and valence bands () with respect to and at fixed meV. The gap between the the first conduction and valence bands closes at point around for a wide range of , which leads to an exchange of Chern number between these two bands. Accordingly, the FM tBMBT at the CNP is a QAH insulator with Chern number when , and the first valence band carries Chern number . Therefore, the FM tBMBT enters the QAH phase at a smaller FM strength than the untwisted FM bilayer MnBi2Te4, which suggests that twisting helps achieve the QAH effect in bilayer MnBi2Te4. In addition, the first conduction band undergoes a gap closing with the second conduction band at and points at angle as shown in Fig. 2(f), where its Chern number changes from [math] to .
Fig. 2(g) shows the phase diagram with respect to and at fixed angle . As one can see, adding a staggered layer potential also helps achieve the QAH effect of Chern number at the CNP, and accordingly . Besides, the Chern number of the first conduction band changes by at meV, which is induced by the gap closing between the first and second conduction bands at three points.
In particular, the first valence band of the FM tBMBT with Chern number either or [math] can be made extremely flat, and the band is energetically separated from other bands near twist angle . It is therefore promising to realize TR breaking interacting topological states such as the FCI and the chiral topological superconductor (TSC). Generally speaking, adding a staggered layer potential flattens the first valence band but not the first conduction band, due to the particle-hole asymmetric term in Eq. (3). Fig. 2(a) and (b) show the band structures at and with meV and meV, respectively, where the first valence band has Chern number , and the system has Chern number when the Fermi level is at CNP. In particular, when meV in Fig. 2(b), the bandwidth of the first valence band is suppressed down to meV, while its gap with the other nearest bands is meV. Such an isolated flat Chern band is therefore an ideal platform for realizing the FCI, where the electron filling is readily tuned by a gate. For an estimation, taking the dielectric constant of the MnBi2Te4 film , one obtain a Coulomb interaction energy meV for filling in the first tBMBT band, which easily exceeds the bandwidth and thus make the FCI possible. Besides, the FM strength can further tune the Chern number of the first valence band and accordingly the Chern number at CNP. Fig. 2(c) shows the bands at , and meV, where both the first valence band and the CNP gap have Chern number [math]. In this case, the first valence band realizes a topologically trivial flat band of bandwidth smaller than meV.
With either Chern number [math] or , the nondegenerate flat valence band allows a single Fermi surface with large density of states when partially filled, leading to a chance of realizing an intrinsic chiral TSC if a nodeless pairing is developed Read and Green (2000); Qi et al. (2010); Wang et al. (2015b); He et al. (2017). The superconductivity experimentally discovered in other Moiré systems suggest that superconductivity is more likely to occur in the presence of Moiré superlattices Volovik (2018), where one possible mechanism is the Moiré pattern enhances electron-phonon coupling if the superconductivity is phonon induced Wu et al. (2018); Lian et al. (2019); Choi and Choi (2018). Therefore, the TSC might be more achievable in TR breaking Moiré superlattices such as tBMBT here than other TR breaking systems.
When is far from , it is difficult to obtain energetically separated flat bands. For smaller , the bandwidths are smaller, but there are hardly indirect gaps except for the CNP gap. For larger , not only indirect gaps are rare, but also the bands become more dispersive, as shown in the two examples of Fig. 2(d) and 2(e) at and with meV, respectively. Detailed examination reveals that the optimal angles for flat bands in the FM tBMBT fall within .
AFM phase. The monolayer Hamiltonian of the -th layer () in Eq. (1) for the AFM tBMBT takes the form
[TABLE]
where is still given in Eq. (3) but with different parameters from FM phase, and the AFM term is approximated as
[TABLE]
which has no dependence. tunes the AFM order strength ( represents the strength estimated from the first-principles calculations). The interlayer Moiré potential only contains the nonmagnetic part of Eq. (6), i.e., . The matrices and the parameters for the AFM phase are listed in the SM sup . In contrast to the 3D AFM MnBi2Te4 which has two-fold degenerate bands protected by the symmetry ( for inversion), the AFM tBMBT has nondegenerate bands, since the twist angle breaks the symmetry. It only has and symmetries at , and is further broken when is nonzero.
Since is odd under , all the bands of the AFM tBMBT have Chern number zero at . Nonzero Chern numbers can only arise at nonzero , and are odd under . Fig. 3(a) and 3(b) show the band structure of AFM tBMBT at , for meV and meV, respectively. Similar to the FM phase, increasing flattens the first valence band but not the first conduction band. Besides, the Chern number of the first valence band undergoes a transition from [math] to as increases, which is induced by the gap closing at point (note that and are not symmetric). Fig. 3(d) shows the Chern number phase diagram of the first conduction and valence bands with respect to and . Therefore, the first valence band of the AFM tBMBT can also be driven into a flat Chern band separated from the other bands. Fig. 3(c) shows a zoom-in plot of Fig. 3(b), where the first valence band has a small bandwidth around meV, but with a smaller gap to second valence band. The CNP gap always has Chern number [math]. The conclusions are qualitatively insensitive to . This allows the realization of the QAH effect with Chern number in the AFM tBMBT by fully emptying the first valence band. More importantly, this indicates it is also possible to realize FCI and other interacting topological phases in the AFM tBMBT. Again, we find the optimal angle for realizing energetically isolated flat bands in AFM tBMBT is around . It is worth mentioning that a larger can lead to relatively flat first valence band with but without indirect gap to higher bands sup .
Discussion. The tBMBT with a twist angle near host isolated Moiré Chern bands, whose bandwidth is significantly smaller than the Coulomb repulsion energy (). Mechanically robust single SL of MnBi2Te4 has been obtained experimentally Deng et al. (2019), making it possible to implement tBMBT. The broad variety of tuning parameters including twist angle, staggered layer potential, electron filling, magnetic field, and hydrostatic pressure makes tBMBT a promising platform for realizing the correlated topological phases. The FM phase is more favored than the AFM phase for the flat Chern band to have a larger gap to other bands. Disorders also inevitably exist in realistic materials. Short range scatters will broaden the bandwidth, and thus reduce , but the correlated topological phases should be robust against long-range potential fluctuations (i.e. charge puddles).
tBMBT may provide the first experimental platform for isolated Moiré flat Chern bands. Besides tBMBT, there are rich choices of magnetic layered topological materials such as Mn2Bi2Te5 Zhang et al. (2019) and MnBi4Te7 Wu et al. (2019), etc. These materials provide fertile playground for investigating emergent correlated topological states in twisted multilayers with tunable .
Acknowledgements.
Acknowledgments. B.L. is supported by Princeton Center for Theoretical Science at Princeton University. Y.Z. acknowledges support from National Key Research Program of China (grant nos. 2016YFA0300703, 2018YFA0305600), NSF of China (grant nos. U1732274, 11527805, 11425415 and 11421404), and Strategic Priority Research Program of Chinese Academy of Sciences (grant no. XDB30000000). J.W. is supported by the Natural Science Foundation of China through Grant No. 11774065, the National Key Research Program of China under Grant No. 2016YFA0300703, the Natural Science Foundation of Shanghai under Grant Nos. 17ZR1442500, 19ZR1471400.
Supplementary Material for ”Flat Chern Band From Twisted Bilayer MnBi2Te4”
I The continuum model of tBMBT and parameters, band structure calculation
In this section, we give the interlayer hopping Hamiltonian of the continuum model of tBMBT, and list the parameters for FM and AFM phases we fitted from the first-principles calculations Zhang et al. (2019b). More details of the continuum model is given in Sec. III.
The interlayer Moiré hopping potential is as shown in the main text Eq. (5). Except for the zero Fourier component , we have kept the lowest six nonzero Fourier components of the Moiré potential at momenta
[TABLE]
where is the length of the Moiré reciprocal vector. Higher Fourier components are expected to decay exponentially with the Fourier momentum Bistritzer and MacDonald (2011), therefore can be ignored.
For FM phase tBMBT, the interlayer hopping matrices can be divided into a nonmagnetic part and an FM part, namely, (). The dimensionless parameter is so chosen that corresponds to the phase transition point of an untwisted FM bilayer MnBi2Te4 from trivial insulator to a Chern insulator of Chern number . The zero Fourier component matrices and have the form
[TABLE]
while the nonzero Fourier component matrices and
[TABLE]
where is the phase factor due to the relative in-plane shift between the closest Bi atoms of the two SLs.
In the AFM phase tBMBT, the interlayer hopping matrices take the form as allowed by symmetries, where are still given by Eqs. (10) and (11). The derivation of these matrices can be found in Sec. III.
The parameters of the monolayer Hamiltonian in the main text Eqs. (3) and (4), and the interlayer hopping parameters in Eqs. (10) and (11) for the FM and the AFM phases tBMBT are listed in Tab. 1, which are estimated from the first-principles calculations (see Secs. II and III).
The band structure is calculated by Fourier transforming the continuum model in main text Eq. (1) into the momentum space Bistritzer and MacDonald (2011). The transformation brings the Hamiltonian into a momentum space hopping model
[TABLE]
where () runs over all reciprocal lattice sites, and is in the Moiré BZ. To do numerical calculations, one can take a cutoff in reciprocal lattice . We note that the form of the monolayer Hamiltonian given in the main text is only valid for small . At large , the dispersions of may severely deviate from the actual monolayer band structure and incorrectly disperse into the CNP gap, which will affect the low energy band structure. To avoid this, one can either take a small enough cutoff in so that large is not involved, or correct the large dispersions by adding proper higher power terms of in . The low energy physics is not affected by the cutoff or large dispersion corrections.
The Chern numbers of the bands can be calculated by either the Wilson loop winding number Alexandradinata et al. (2014) or the integration of Berry curvature Thouless et al. (1982) in the Moiré BZ. Figs. 4 shows two examples for the band structures of main text Fig. 2(b) and Fig. 3(b), respectively, where we have plotted the Berry curvature in the Moiré BZ and the Wilson loop eigenvalues sweeping across the Moiré BZ for the 1st conduction band and 1st valence band. The Chern number is simply equal the the Wilson loop winding number. Fig. 5 shows another example in the AFM phase at larger angle , where the first valence band carries Chern number .
II The 3D bulk MnBi2Te4 Model
The form and parameters of our tBMBT model for two SLs of MnBi2Te4 is derived from the reduction of the 3D bulk MnBi2Te4 model into two-dimensional SLs, which we briefly review and describe in this section.
MnBi2Te4 has a seven layer structure (Te-Bi-Te-Mn-Te-Bi-Te), which gives a septuple layer (SL). Each atomic layer forms a triangular lattice, while each SL forms an ABCABCA stacking (from the bottom layer to the top layer). The in-plane lattice constant is Å, and the direction thickness of each unit cell (which consists of 3 SLs) is Å.
Here we present two kinds of crystal structures: (1) the ground state structure which has the SLs forming AB stacking, namely, the stacking of the atomic layers is ABCABCA-BCABCAB-CABCABC-. (2) the unstable structure where SLs form AA stacking, namely, atomic layer stacking ABCABCA-ABCABCA-.
In both AB stacking and AA stacking, the generic nonmagnetic 3D bulk MnBi2Te4 has an effective Hamiltonian for momentum measured from the point Zhang et al. (2019b):
[TABLE]
where is the identity matrix, , , and . The basis of the Hamiltonian is given by
[TABLE]
where is the bonding state of orbitals of the two Bi layers in a unit cell with spin , and is the anti-bonding state of orbitals of the top and bottom Te layers in a unit cell with spin . The symmetries of the 3D nonmagnetic phase are the time reversal , the inversion , the 3-fold rotation about axis and the 2-fold rotation about axis . Their symmetry operations are given by , , and , where
[TABLE]
respectively.
The layered structure of MnBi2Te4 makes the bands less dispersive in the direction. To approximately recover the real space layered structure in the direction, we can apply the substitution
[TABLE]
in the Hamiltonian . In this way, we have a Hamiltonian periodic in , i.e., , and we can extract out the Hamiltonian within each SL and the hoppings between neighbouring SLs. We shall apply this substitution in the following.
At low temperatures, either ferromagnetism (FM) or anti-ferromagnetism (AFM) is developed in MnBi2Te4. In the below, we describe their effective models, respectively.
(1) The FM phase. In this phase, the system develops a uniform FM order in the direction. When the FM order is in the direction, the 3D Hamiltonian at point becomes , where
[TABLE]
Here we have defined , and . If the FM order is in the direction, flips its sign. Similarly, we apply the substitution (15) to obtain the layered Hamiltonian of the FM phase.
(2) The AFM phase. In this case, the system develops a FM order in the direction in each SL, while two neighbouring SLs have opposite FM orders. Accordingly, the unit cell is doubled in the direction, and the Brillouin zone (BZ) is reduced by in the direction.
The AFM order yields an AFM term in the -th SL to be in the following form:
[TABLE]
where and are exchange fields, and we have ignored the dependence of the AFM term (which is difficult to obtain accurately from first-principles). The full Hamiltonian of the AFM phase is given by . The AFM term induces a hopping between 3D momenta and . This opens two gaps of approximate magnitudes and at , and reduces the BZ size by one half in the direction.
The parameters for the AA stacking and AB stacking 3D MnBi2Te4 in the FM and AFM phases can be defetermined from first-principles calculations Zhang et al. (2019b).
III The continuum model of twisted bilayer MnBi2Te4
In this section, we obtain the single particle continuum model for the twisted bilayer MnBi2Te4 (tBMBT) Moiré pattern from the Hamiltonian of the 3D MnBi2Te4 in Sec. II. Hereafter we use to denote the 2D momentum.
Using substitution (15), we can separate the 3D Hamiltonian into the monolayer Hamiltonian in each SL and the direction hopping terms between neighboring SLs. The monolayer Hamiltonian of the ’s layer () takes the form for FM state, and , where and are two dimensionless parameters for tuning the strength of the FM and AFM orders, respectively, while and are fixed. Since the definitions of and are up to a rescaling, we need to fix a reference point for them. For the FM phase, we fix to be the critical point for an untwisted bilayer MnBi2Te4 to undergo the transition from a trivial insulator (where ) to a Chern insulator of Chern number (where ). With this choice of reference point, we find the FM order strength given by our first-principles calculations for 3D bulk MnBi2Te4 corresponds to . The realistic FM order strength may differ from the value given by first-principles calculations, and is tunable by a small external magnetic field. For the AFM phase, we simply fix to be the AFM strength obtained from our first-principles calculations.
The normal term is given by
[TABLE]
where , and . The parameters obtained in this way are related to the 3D bulk parameters in Sec. II (for a particular stacking structure) by , , , , and . Since is a constant term, we can set by redefining the zero point of energy, so we have .
The FM term is given by
[TABLE]
where , and . The parameters are approximately , , , , and , where is the dimensionless parameter characterizing the FM order strength of the 3D first-principles result we defined earlier.
The AFM term is given by
[TABLE]
where and are constants. In this case, one has , and (since is fixed to be the AFM order strength given by our 3D first-principles calculations). Besides, one could find out the interlayer hopping matrix for both the AA stacking and the AB stacking configuration.
In the tBMBT, there are both AA stacking positions and AB/BA stacking positions. As a commonly used approximation, we can assume the monolayer Hamiltonian is only a function of momentum and is independent of positions, but is rotated by angle in the first and second layers, respectively. Namely, , where is the rotation matrix. We estimate the parameters of the tBMBT monolayer Hamiltonian by properly averaging between the AB stacking and AA stacking parameters.
Meanwhile, the interlayer hopping is a function of position , with a spatial period given by the Moire superlattice. Keeping the lowest six nonzero Fourier components, we can write the interlayer Moiré hopping potential from layer to layer in the form
[TABLE]
where and () are hopping matrices, and () are the six smallest Moiré reciprocal vectors in Eq. (9). We assume corresponds to AA stacking. In this convention, the AB stacking positions satisfy . From the substitution (15), we find the hopping matrices for the FM phase with FM order strength are of the form
[TABLE]
where . They can then be decomposed into the nonmagnetic part and FM part (if FM phase) as shown in Eqs. (10) and (11). For the AFM phase, the hopping matrices are given by setting in Eq. (22). The factor is the phase factor due to the relative in-plane shift between closest Bi atoms in neighboring SLs (assume the hopping is dominantly between the closest atoms). This is because at AA stackings, the closest Bi atoms of the orbital in the two SLs are not on top of each other but shifted in-plane by unit cell, while at AB stackings, the closest Bi atoms in the two SLs are on top of each other. In contrast, the closest Te atoms in AA stacking are on top of each other, while shifted in-plane by unit cell at AB stacking.
The coefficient can be determined by let at AA stacking () and AB stacking () positions agree with that of untwisted AA stacking and untwisted AB stacking structures, respectively (which is a good approximation for small twist angle Bistritzer and MacDonald (2011)). For the FM phase, they are roughly related to the 3D parameters by
[TABLE]
where is the FM strength corresponding to the 3D bulk first-principles result. For the AFM phase, , while the other parameters are given by Eq. (23). The continuum model Hamiltonian of tBMBT can then be written as
[TABLE]
as we have in the main text.
IV Discussion on the FM and AFM phases
Since the 3D MnBi2Te4 is in the AFM phase, it is more likely that the tBMBT ground state is AFM as well. In this case, it is expected that the AFM phase can be easily flipped into the FM phase by a magnetic field. In first principles calculations, the AFM and the FM phases of MnBi2Te4 have competing energies.
Experimentally, the AFM phase of MnBi2Te4 is shown to undergo a spin-flop transition into the FM phase around T Otrokov et al. (2018); Deng et al. (2019). Theoretically, the AFM exchange interaction between neighboring SLs is estimated by ab initio calculations to be meV Otrokov et al. (2018), while the magnetic moment of Mn atom is . Therefore, the magnetic field for polarizing the system into the FM phase can be estimated to be T. Therefore, we conclude that the AFM phase of tBMBT can be easily flipped into the FM phase by a magnetic field around T.
In addition, it might also be possible to control the magnetization of tBMBT by adding top and bottom FM heterostructures, which may induce proximity exchange couplings. We leave the investigation of this possibility to the future studies.
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