Ground states for the SOS model with an external field on the Cayley tree
M.M.Rahmatullaev, M.R.Abdusalomova, M.A.Rasulova

TL;DR
This paper characterizes ground states of a multi-spin SOS model with external fields on Cayley trees, including translation-invariant and periodic configurations, expanding understanding of such models' low-energy states.
Contribution
It provides a detailed description of ground states for the SOS model with external fields on Cayley trees, including translation-invariant and periodic cases.
Findings
Characterization of translation-invariant ground states for specific parameters.
Description of periodic ground states under periodic external fields.
Analysis of ground states for the case k=2, m=2.
Abstract
We consider a nearest-neighbor solid-on-solid (SOS) model, with several spin values and non zero external field, on a Cayley tree of order . In the case , we describe translation-invariant ground states for the SOS model with a translation-invariant external field. Some periodic ground states for the SOS model with periodic external field are described.
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Taxonomy
TopicsQuantum chaos and dynamical systems · Theoretical and Computational Physics · Quantum many-body systems
**Ground states for the SOS model with an external field on the Cayley tree
M.M.Rahmatullaev, M.R.Abdusalomova, M.A.Rasulova**
Abstract. We consider a nearest-neighbor solid-on-solid (SOS) model, with several spin values and non zero external field, on a Cayley tree of order . In the case , we describe translation-invariant ground states for the SOS model with a translation-invariant external field. Some periodic ground states for the SOS model with periodic external field are described.
Keywords: Cayley tree, SOS model, external field, translation-invariant external field, periodic external field, configuration, translation-invariant ground state, periodic ground state.
1 Introduction
One of fundamental problems is to describe the extreme Gibbs measures corresponding to a given Hamiltonian. Each Gibbs measure is associated with a single phase of a physical system. Existence of two or more Gibbs measures means that phase transitions exist.
As is known, the phase diagram of Gibbs measures for a Hamiltonian is close to the phase diagram of isolated (stable) ground states of this Hamiltonian.At low temperatures, a periodic ground state corresponds to a periodic Gibbs measure.Therefore the problem of description of periodic ground states naturally arises (see [1], [3],[5]-[9]).
We consider a nearest-neighbor solid-on-solid (SOS) model, with several spin values and non zero external field, on a Cayley tree of order . The SOS model can be treated as a natural generalization of the Ising model (obtained for ). We mainly assume that (three spin values) and study translation-invariant and periodic ground states.
In [5] and [6],[8] for the Ising model with competing interactions, periodic and weakly periodic ground states were described.
In [7] for the Potts model with competing interactions on the Cayley tree of order with , periodic and weakly periodic ground states for normal subgroups of index 4 were studied.
In [3] for the model on the Cayley tree of order two, periodic and weakly periodic ground states were studied.
In [9] for the Ising model on the Cayley tree of order two, translation-invariant, periodic ground states were described.
In this paper we shall study translation-invariant and periodic ground states for the SOS model with external fields.
2 Main definitions and known facts
Let be a Cayley tree of order , i.e, an infinite tree such that exactly edges are incident to each vertex. Here is the set of vertices and is the set of edges of .
Let denote the free product of cyclic groups of order 2 with generators , i.e., let (see [4]).
There exists a one-to-one correspondence between the set of vertices of the Cayley tree of order and the group , (see [1],[2]).
We show how to construct this correspondence. We choose an arbitrary vertex and associate it with the identity element of the group . Since we may assume that the graph under consideration is planar, we associate each neighbor of (i.e., ) with a single generator , where the order corresponds to the positive direction, see Figure 1.
For every neighbor of , we introduce words of the form . Since one of the neighbors of is , we put . The remaining neighbors of are labeled according to the above order. For every neighbor of , we introduce words of length 3 in a similar way. Since one of the neighbors of is , we put . The remaining neighbors of are labeled by words of the form , where , according to the above procedure. This agrees with the previous stage because . Continuing this process, we obtain a one-to-one correspondence between the vertex set of the Cayley tree and the group .
The representation constructed above is said to be because, for all adjacent vertices and and the corresponding elements we have either or for suitable and . The definition of the representation is similar.
For the group (or the corresponding Cayley tree), we consider the left (right) shifts. For , we put
[TABLE]
The group of all left (right) shifts on is isomorphic to the group .
Each transformation on the group induces a transformation on the vertex set of the Cayley tree . In the sequel, we identify with .
The following assertion is quite obvious (see [1], [2]).
Theorem 2.1. The group of left (right) shifts on the right (left) representation of the Cayley tree is the group of translations.
For each , let denote the set of all neighbors of , i.e., , where means that the vertex and are nearest neighbor.
Assume that spin takes its values in the set . By a configuration on we mean a function taking . The set of all configurations coincides with the set .
Consider the quotient group , where is a normal subgroup of index with .
Definition 2.1. A configuration is said to be periodic if for all with . A periodic configuration is said to be translation invariant.
By period of a periodic configuration we mean the index of the corresponding normal subgroup.
SOS model with an external field is given by Hamiltonian:
[TABLE]
where , is an external field and . As usual, stands for nearest neighbour vertices.
The SOS model of this type can be considered as a generalization of the Ising model (which arises when ). Here, gives a ferromagnetic (FM) and an antiferromagnetic (AFM) model. In the FM case with zero external field the ground states are ”flat” configurations, with (there are of them), in the AFM two ”contrasting” checher-board configurations, where , .
Comparing with the Potts model (see, e.g., Refs. 10-14), the SOS with zero external field has ”less symmetry” and therefore more diverse structure of phases. For example, in the FM case it is intuitively plansible that the ground states corresponding to ”middle-level” surfaces will be ”dominant”. This observation was made formal in Ref’s for the model on a cubic lattice.
3 Model with an external field
Let be the set of all unit balls with vertices in , i.e.
[TABLE]
By the restricted configuration we mean the restriction of a configuration to a ball . Let denote the center of a unit ball . The energy of a configuration on is defined by the formula
[TABLE]
Note that has finitely many values for arbitrary configuration .
Definition 3.1. A configuration is called a ground state for the Hamiltonian (2.1), if
[TABLE]
for any and .
Theorem 3.1. Let , . For the SOS model with arbitrary non-zero external field, if a translation-invariant configuration is a ground state, then the external field is translation-invariant.
Proof. We shall prove that if translation-invariant configuration is a ground state, then the external field is translation-invariant.
Assume, .
Let be a ground state. Then the energy of the unit balls may be one of the following:
[TABLE]
Since is a ground state the energy must be minimal. From minimality of this energy for variable of external field we get the following set . From minimality of we take the set etc. Consequently we take the following:
[TABLE]
[TABLE]
[TABLE]
[TABLE]
i.e. external field must be a translation-invariant.
This finishes the proof of Theorem 3.1.
Remark 3.1**.**
Note that configuration is a translation-invariant, but it may be ground states for any and the configuration is a ground state, if the external field is equal to zero.
SOS model with a translation-invariant external field, i.e. , , is defined by the following Hamiltonian:
[TABLE]
were The energy of configuration on is defined by the formula
[TABLE]
It is not difficult to prove the following Lemma.
Lemma 3.1**.**
Let . For each configuration we have the following
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
For every , we put
Quite combersome but not difficult calculations show that:
The following theorem describes the necessary condition for a configuration to be a ground state for the SOS model with arbitrary non-zero external fields.
Theorem 3.3. For the SOS model with arbitrary non-zero external field, if the external field is translation-invariant, then arbitrary ground state is translation-invariant.
Proof. Let be arbitrary ground state. For any we consider the following sets:
May be the following cases:
- Let at least two sets are nonempty:
a) If the sets and are nonempty, then configuration is no translation-invariant and it is ground state on the set
, i.e external field must equal to zero.
b) If the sets and are nonempty, then configuration is no translation-invariant and it is ground state on the set , i.e external field must equal to zero.
c) If sets and are nonempty, then configuration is no translation-invariant and it is ground state on the set , i.e external field must equal to zero.
- If only one of the sets is nonempty and another two sets is empty, then is translation-invariant.
This finishes the proof of Theorem 3.3.
Remark 3.2**.**
In [9] Ising model with non-zero external field is considered and a necessary and sufficiency conditions for the external field are found to make a translation-invariant configuration a ground state. Note that for model of SOS such necessary and sufficiency conditions a not known.
We let denote the set of all ground states of the Hamiltonian (see (3.2)).
Theorem 3.4. For the SOS model with non-zero translation-invariant external field (i.e. for the Hamiltonian (3.2)).
a) If then
b) If then
Proof. a) Consider the configuration For any by we have Thus the configuration is ground state on the set
b) Consider the configuration For any by we have Thus the configuration is ground state on the set
This finishes the proof of Theorem 3.4.
Remark 3.3**.**
1) Note that if is a ground state, then i.e. an external field is equal to zero.
2) In [5] periodic ground states for the Ising model with two step interactions on the Cayley tree and with zero external fields are described. In [6] weakly periodic ground states for the Ising model with competing interactions and with zero external field are described.
So, obviously seen from (Theorem 3.4), when an external field is non-zero translation-invariant, all ground states for the SOS model are translation-invariant.
4 Model with a periodic external field
Let where means length of the word . Now we shall study periodic ground states for the SOS model with periodic external field.
SOS model with periodic external field is defined according to the following Hamiltonian:
[TABLE]
where and
[TABLE]
where and .
The energy of a configuration on is defined by the formula
[TABLE]
It is not difficult to prove the following.
Lemma 4.1**.**
We have
[TABLE]
for all . Were
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Definition 4.1. A configuration is called a ground state of the Hamiltonian (4.1), if
[TABLE]
for all .
For a fixed , we set
[TABLE]
Quite cumbersome but not difficult calculations show that
Theorem 4.1. 1) The following periodic configuration
[TABLE]
is a ground state on set for the (4.1) model;
2) The following periodic configuration
[TABLE]
is a ground state on set for the (4.1) model;
3) The following periodic configuration
[TABLE]
is a ground state on set for the (4.1) model;
4) The following periodic configuration
[TABLE]
is a ground state on set for the (4.1) model.
Proof. 1) When we define the configuration for the model of (4.1) on the Cayley tree in the form of (4.3) then we have or .
If then for we have . In this case by (4.2) we take .
If then for . Then we have
From these cases, periodic configuration (see (4.3)) for the model of (4.1) is ground state on the set of
2) If then for we have . In this case by (4.2) we take .
If then for . Then we have .
From these cases, periodic configuration (see (4.4)) for the model of (4.1) is ground state on the set of
3) If then for we have . In this case by (4.2) we take .
If then for . Then we have .
From these cases, periodic configuration (see (4.5)) for the model of (4.1) is ground state on the set of
4) If then for we have . In this case by (4.2) we take .
If then for . Then we have .
From these cases, periodic configuration (see (4.6)) for the model of (4.1) is ground state on the set of
This finishes the proof of Theorem 4.1.
Remark 4.1**.**
The configurations
\sigma^{\prime}(x)=\left\{\begin{array}[]{ll}1,\,\mbox{if}\,\ x\in G_{2}^{(2)},\\[5.69054pt] 2,\,\mbox{if}\,\ x\in G_{2}\setminus G_{2}^{(2)}\\ \end{array}\right.* and \sigma^{\prime\prime}(x)=\left\{\begin{array}[]{ll}2,\,\mbox{if}\,\ x\in G_{2}^{(2)},\\[5.69054pt] 1,\,\mbox{if}\,\ x\in G_{2}\setminus G_{2}^{(2)}\\ \end{array}\right.*
are ground states, if
Note that in the case all configurations are ground states.
Acknowledgments. The authors are grateful to Professor U.A.Rozikov for the useful discussions.
References
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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