Perturbations of elliptic operators in 1-sided chord-arc domains. Part II: Non-symmetric operators and Carleson measure estimates
Juan Cavero, Steve Hofmann, Jos\'e Mar\'ia Martell, Tatiana Toro

TL;DR
This paper extends the understanding of elliptic operators in 1-sided chord-arc domains, showing Carleson measure estimates imply the elliptic measure is in A_infinity, with applications to perturbation and symmetry conditions.
Contribution
It generalizes previous results to non-symmetric operators, simplifies proofs, and establishes new equivalences between elliptic measure properties and domain geometry.
Findings
Carleson measure estimates imply elliptic measure in A_infinity.
Extension of perturbation results to non-symmetric coefficients.
Equivalence of A_infinity membership for operators and their transposes under Carleson conditions.
Abstract
We generalize to the setting of 1-sided chord-arc domains, that is, to domains satisfying the interior Corkscrew and Harnack Chain conditions (these are respectively scale-invariant/quantitative versions of the openness and path-connectedness) and which have an Ahlfors regular boundary, a result of Kenig-Kirchheim-Pipher-Toro, in which Carleson measure estimates for bounded solutions of the equation with being a real (not necessarily symmetric) uniformly elliptic matrix, imply that the corresponding elliptic measure belongs to the Muckenhoupt class with respect to surface measure on the boundary. We present two applications of this result. In the first one we extend a perturbation result recently proved by Cavero-Hofmann-Martell presenting a simpler proof and allowing non-symmetric coefficients. Second, we prove that if an operator as…
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Perturbations of elliptic operators in 1-sided chord-arc domains. Part II: Non-symmetric operators and Carleson measure estimates
Juan Cavero
Juan Cavero
Instituto de Ciencias Matemáticas CSIC-UAM-UC3M-UCM
Consejo Superior de Investigaciones Científicas
C/ Nicolás Cabrera, 13-15
E-28049 Madrid, Spain
,
Steve Hofmann
Steve Hofmann
Department of Mathematics
University of Missouri
Columbia, MO 65211, USA
,
José María Martell
José María Martell
Instituto de Ciencias Matemáticas CSIC-UAM-UC3M-UCM
Consejo Superior de Investigaciones Científicas
C/ Nicolás Cabrera, 13-15
E-28049 Madrid, Spain
and
Tatiana Toro
Tatiana Toro
University of Washington
Department of Mathematics
Seattle, WA 98195-4350, USA
Abstract.
We generalize to the setting of 1-sided chord-arc domains, that is, to domains satisfying the interior Corkscrew and Harnack Chain conditions (these are respectively scale-invariant/quantitative versions of the openness and path-connectedness) and which have an Ahlfors regular boundary, a result of Kenig-Kirchheim-Pipher-Toro, in which Carleson measure estimates for bounded solutions of the equation with being a real (not necessarily symmetric) uniformly elliptic matrix, imply that the corresponding elliptic measure belongs to the Muckenhoupt class with respect to surface measure on the boundary. We present two applications of this result. In the first one we extend a perturbation result recently proved by Cavero-Hofmann-Martell presenting a simpler proof and allowing non-symmetric coefficients. Second, we prove that if an operator as above has locally Lipschitz coefficients satisfying certain Carleson measure condition then if and only if . As a consequence, we can remove one of the main assumptions in the non-symmetric case of a result of Hofmann-Martell-Toro and show that if the coefficients satisfy a slightly stronger Carleson measure condition the membership of the elliptic measure associated with to the class yields that the domain is indeed a chord-arc domain.
Key words and phrases:
Elliptic measure, Poisson kernel, Carleson measures, Muckenhoupt weights
2010 Mathematics Subject Classification:
31B05, 35J08, 35J25, 42B99, 42B25, 42B37
The first author was partially supported by “la Caixa”-Severo Ochoa international PhD Programme. The first and third authors acknowledge financial support from the Spanish Ministry of Economy and Competitiveness, through the “Severo Ochoa” Programme for Centres of Excellence in R&D” (SEV-2015-0554). They also acknowledge that the research leading to these results has received funding from the European Research Council under the European Union’s Seventh Framework Programme (FP7/2007-2013)/ ERC agreement no. 615112 HAPDEGMT. The second author was supported by NSF grant DMS-1664047. The fourth author was partially supported by the Craig McKibben & Sarah Merner Professor in Mathematics and by NSF grant DMS-1664867.
Contents
1. Introduction and Main results
F. and M. Riesz showed in [RR] that harmonic measure is absolutely continuous with respect to the surface measure for any simply connected domain in the complex plane whose boundary is rectifiable. Since then, one can find many references in the literature studying how the previous result, or its quantitative version obtained by Lavrentiev [Lav], can be extended to higher dimensions. In doing that, some kind of “strong” connectivity hypotheses is needed (as shown by the counter example in [BJ]). Dahlberg in [Dah] established that harmonic measure satisfies a quantitative version of absolute continuity with respect to the surface measure for every Lipschitz domain. That quantitative version says that harmonic measure is in the Muckenhoupt class of weights , and more precisely it belongs to , the class of weights satisfying a reverse Hölder condition with exponent .
Jerison and Kenig [JK] introduced a new class of domains called NTA (non-tangentially accessible). These domains satisfy interior and exterior Corkscrew conditions (these are quantitative versions of the fact that the domain and its exterior are open sets). They also satisfy an interior Harnack Chain condition (which is a quantitative version of the path-connectivity). In this class of domains they developed the boundary regularity theory for harmonic functions, they also established the properties of the harmonic measure, and the Green function. NTA domains whose boundary is Ahlfors regular are called of type chord-arc. In this class of domains which include Lipschitz domains David-Jerison [DJ] and independently Semmes [Sem] proved that the harmonic measure is an weight with respect to surface measure to the boundary. It belongs to some class with .
Recently a big effort has been made to understand in what domains and for what operators the elliptic measure is an weight with respect to surface measure to the boundary of the domain. One context where the theory has been satisfactorily developed is that of -sided chord-arc domains. These are open sets , , whose boundaries are -dimensional Ahlfors regular (cf. Definition 2.3), and which satisfy interior (but not exterior) Corkscrew and Harnack Chain conditions see Definitions 2.1 and 2.2 below). In [HM3, HMUT] the authors show that in the setting of 1-sided chord-arc domains, harmonic measure is in (cf. 2.13) if and only if is uniformly rectifiable (a quantitative version of rectifiability). It was shown later in [AHMNT] that under the same background hypothesis, if is uniformly rectifiable then satisfies an exterior corkscrew condition and hence is a chord-arc domain. All these together and, additionally, [AHMNT] in conjunction with [DJ] or [Sem], give a characterization of chord-arc domains, or a characterization of the uniform rectifiability of the boundary, in terms of the membership of harmonic measure to the class . For other elliptic operators with variable coefficients it was shown recently in [HMT2] that the same characterization holds provided is locally Lipschitz and has appropriately controlled oscillation near the boundary.
This paper is the second part of a series of two articles where we consider perturbation of real elliptic operators in the setting of 1-sided chord-arc domains. In the first paper of the series [CHM] we worked with symmetric operators and studied perturbations that preserve the property extending the work of [FKP, MPT1, MPT2] (see also [HL], [HM2, HM1]) to the setting of 1-sided chord-arc domains. It was shown that if the disagreement between two elliptic symmetric matrices satisfies certain Carleson measure condition, then one of the associated elliptic measures is in if and only if the other one is in . In other words, the property that the elliptic measure belongs to is stable under Carleson measure type perturbations. That result was proved using the so-called extrapolation of Carleson measures, which originated in [LM] (see also [HL, AHLT, AHMTT]), in the form developed in [HM2, HM1] (see also [HM3]). The method is a bootstrapping argument, based on the Corona construction of Carleson [Car] and Carleson and Garnett [CG], that, roughly speaking, allows one to reduce matters to the case in which the perturbation is small in some sawtooth subdomains. Implicit in the proof of the perturbation result in [CHM] one can find the treatment of the case in which the perturbation is small, and this allowed the authors to obtain that for sufficiently small perturbations, not only the class is preserved but one can also keep the same exponent in the corresponding reverse Hölder class.
In the present paper we work in the same setting of 1-sided chord-arc domains and consider real not necessarily symmetric elliptic operators. Our first goal is to establish that for any real elliptic operator non-necessarily symmetric , the property that all bounded solutions of satisfy Carleson measure estimates yields . This extends the work [KKPT] where they treated bounded Lipschitz domains and domains above the graph of a Lipschitz function. That the converse is true (hence both properties are equivalent) follows from [HMT1] where a more general estimate is obtained. Indeed, assuming that then it is shown that the conical square function is controlled by the non-tangential maximal function in every for every where both are applied to solutions of . Applying this estimate with to a bounded solution one obtains the desired Carleson. Here, nevertheless, we present a simpler and novel argument for the latter fact. The precise result is as follows:
Theorem 1.1**.**
Let be a 1-sided and let be a real (not necessarily symmetric) elliptic operator (cf. Definition 2.12). The following statements are equivalent:
Every bounded weak solution of satisfies a Carleson measure estimate, that is, there exists such that every with in in the weak sense, satisfies the Carleson measure condition
[TABLE]
* (cf. Definition 2.13).*
Our second goal is to use the previous characterization to extend the “large” constant perturbation result from [CHM] to the non-symmetric case:
Theorem 1.3**.**
Let , , be a 1-sided (cf. Definition 2.4). Let and be real (not necessarily symmetric) elliptic operators (cf. Definition 2.12). Define the disagreement between and in by
[TABLE]
where , and assume that it satisfies the Carleson measure condition
[TABLE]
Then, if and only if (cf. Definition 2.13).
To prove this result we use a novel approach which is interesting on its own right and is conceptually simpler. The bottom line is that assuming that and based on Theorem 1.1 we just need to establish that all bounded solutions for satisfy the aforementioned Carleson measure estimates, rather than trying to establish the “more delicate” condition . In doing this we exploit the fact that to find a sawtooth domain whose boundary has with ample contact with , where the averages of are essentially constant. Hence in (1.2) one can replace by in a sawtooth with ample contact. This in turn allows us to perform some integrations by parts to conclude the desired estimate. We would like to emphasize that this approach cannot be used to get the “small” constant perturbation since that requires to directly show that the two elliptic measures are in the same reverse Hölder class without passing through the Carleson measure estimates.
Our last main result establishes a connection between the elliptic measures of an operator and its adjoint assuming that the derivative of the antisymmetric part of the matrix defining the operator satisfies some Carleson measure condition:
Theorem 1.6**.**
Let , , be a 1-sided (cf. Definition 2.4). Let be a real (not necessarily symmetric) elliptic operator (cf. Definition 2.12), let denote the transpose of (i.e, with being the transpose matrix of ), and let be the symmetric part of . Assume that and let
[TABLE]
Assume that the following Carleson measure estimate holds
[TABLE]
Then if and only if if and only if (cf. Definition 2.13).
As an immediate consequence of the previous result we obtain the following:
Corollary 1.9**.**
Let , , be a 1-sided (cf. Definition 2.4). Let be a real (not necessarily symmetric) elliptic operator (cf. Definition 2.12). Assume that , and the following Carleson measure estimate
[TABLE]
Then if and only if .
In particular, if one further assumes that
[TABLE]
then
[TABLE]
The first part of Corollary 1.9 follows from Theorem 1.6. For the second part, we notice that once implies, after using the first part, that . In turn, we can then invoke [HMT2, Theorem 1.5] to conclude that is a CAD. Note that comparing this with [HMT2, Theorem 1.5] what we are proving is that with the given background hypotheses one just needs to assume , and the assumption is redundant.
The organization of the paper is as follows. In Section 2 we present some of the needed preliminaries, notations, definitions and some of the PDE estimates which will be needed throughout the paper. Section 3 contains the proof of Theorem 1.1. Theorems 1.3 and 1.6 are proved in Section 4, as a matter of facts both results are particular cases of the much more general Theorem 4.13.
2. Preliminaries
2.1. Notation and conventions
Our ambient space is , .
We use the letters , to denote harmless positive constants, not necessarily the same at each occurrence, which depend only on dimension and the constants appearing in the hypotheses of the theorems (which we refer to as the “allowable parameters”). We shall also sometimes write and to mean, respectively, that and , where the constants and are as above, unless explicitly noted to the contrary. Moreover, if and depend on some given parameter , which is somehow relevant, we write and . At times, we shall designate by a particular constant whose value will remain unchanged throughout the proof of a given lemma or proposition, but which may have a different value during the proof of a different lemma or proposition.
Given a domain (i.e., open and connected) , we shall use lower case letters , etc., to denote points on , and capital letters , etc., to denote generic points in (especially those in ).
The open -dimensional Euclidean ball of radius will be denoted when the center lies on , or when the center . A “surface ball” is denoted , and unless otherwise specified it is implicitly assumed that . Also if is bounded, we typically assume that , so that if .
Given a Euclidean ball or surface ball , its radius will be denoted or respectively.
Given a Euclidean ball or surface ball , its concentric dilate by a factor of will be denoted by or .
For , we set . Sometimes, when clear from the context we will omit the subscript and simply write .
We let denote the -dimensional Hausdorff measure, and let denote the “surface measure” on . For a closed set we will use the notation . When clear from the context we will also omit the subscript and simply write .
For a Borel set , we let denote the usual indicator function of , i.e., if , and if .
For a Borel set , we let denote the interior of , and denote the closure of . If , will denote the relative interior, i.e., the largest relatively open set in contained in . Thus, for , the boundary is then well defined by .
For a Borel set , we denote by the space of continuous functions on and by the subspace of with compact support in . Note that if is compact then .
For a Borel set with , we write \mathchoice{{\vbox{\hbox{\textstyle- }}\kern-7.63756pt}}{{\vbox{\hbox{\scriptstyle- }}\kern-5.75256pt}}{{\vbox{\hbox{\scriptscriptstyle- }}\kern-4.63129pt}}{{\vbox{\hbox{\scriptscriptstyle- }}\kern-4.14378pt}}\!\int_{A}f\,d\sigma:=\sigma(A)^{-1}\int_{A}f\,d\sigma.
We shall use the letter (and sometimes ) to denote a closed -dimensional Euclidean cube with sides parallel to the co-ordinate axes, and we let denote the side length of . We use to denote a dyadic “cube” on . The latter exists, given that is (cf. [DS1], [Chr]), and enjoy certain properties which we enumerate in Lemma 2.5 below.
2.2. Some definitions
Definition 2.1** (Corkscrew condition).**
Following [JK], we say that an open set satisfies the “Corkscrew condition” if for some uniform constant and for every surface ball with and , there is a ball . The point is called a “corkscrew point” relative to . Note that we may allow for any fixed , simply by adjusting the constant .
Definition 2.2** (Harnack Chain condition).**
Again following [JK], we say that satisfies the Harnack Chain condition if there is a uniform constant such that for every , , and every pair of points with and , there is a chain of open balls , , with , , and . The chain of balls is called a “Harnack Chain”.
Definition 2.3** (Ahlfors regular).**
We say that a closed set is -dimensional (or simply ), if there is some uniform constant such that
[TABLE]
Definition 2.4** (1-sided chord-arc domain and chord-arc domain).**
We say that is a “1-sided chord-arc domain” (1-sided CAD for short) if it satisfies the Corkscrew and Harnack Chain conditions and if is . Analogously, we say that is a “chord-arc domain” (CAD for short) if it is a 1-sided CAD and additionally also satisfies the Corkscrew condition.
2.3. Dyadic grids and sawtooths
We give a lemma concerning the existence of a “dyadic grid”:
Lemma 2.5** (“Dyadic grid”** [DS1, DS2], [Chr]).
Suppose that is -dimensional . Then there exist constants , and depending only on dimension and the constant, such that for each there is a collection of Borel sets (“cubes”)
[TABLE]
where denotes some (possibly finite) index set depending on , satisfying:
* for each .*
If then either or .
For each and each , there is a unique such that .
.
Each contains some “surface ball” .
H^{n}\big{(}\big{\{}x\in Q_{j}^{k}:\,\operatorname{dist}(x,E\setminus Q_{j}^{k})\leq\tau 2^{-k}\big{\}}\big{)}\leq C\tau^{\eta}H^{n}(Q_{j}^{k}), for all and for all .
A few remarks are in order concerning this lemma.
In the setting of a general space of homogeneous type, this lemma has been proved by Christ [Chr], with the dyadic parameter replaced by some constant . In fact, one may always take (cf. [HMMM, Proof of Proposition 2.12]). In the presence of the Ahlfors regularity property, the result already appears in [DS1, DS2].
We shall denote by the collection of all relevant , i.e.,
[TABLE]
where, if is finite, the union runs over those such that .
For a dyadic cube , we shall set , and we shall refer to this quantity as the “length” of . It is clear that . Also, for we will set if .
Properties and imply that for each cube , there is a point , a Euclidean ball and a surface ball such that , for some uniform constant , and
[TABLE]
for some uniform constant . We shall denote these balls and surface balls by
[TABLE]
[TABLE]
and we shall refer to the point as the “center” of .
Let be an open set satisfying the Corkscrew condition and such that is . Given we define the “corkscrew point relative to ” as . We note that
[TABLE]
Following [HM3, Section 3] we next introduce the notion of “Carleson region” and “discretized sawtooth”. Given a cube , the “discretized Carleson region” relative to is defined by
[TABLE]
Let be a family of disjoint cubes. The “global discretized sawtooth” relative to is the collection of cubes that are not contained in any , that is,
[TABLE]
For a given , the “local discretized sawtooth” relative to is the collection of cubes in that are not contained in any or, equivalently,
[TABLE]
We also introduce the “geometric” Carleson regions and sawtooths. In the sequel, () will be a 1-sided . Given we want to define some associated regions which inherit the good properties of . Let denote a collection of (closed) dyadic Whitney cubes of , so that the cubes in form a pairwise non-overlapping covering of , which satisfy
[TABLE]
and
[TABLE]
Let denote the center of , let denote the sidelength of , and write if .
Given and we write for the “fattening” of . By taking small enough, we can arrange matters, so that, first, for every , and secondly, meets if and only if meets (the fattening thus ensures overlap of and for any pair whose boundaries touch, so that the Harnack Chain property then holds locally in , with constants depending upon ). By picking sufficiently small, say , we may also suppose that there is such that for distinct , we have that . In what follows we will need to work with dilations or , and in order to ensure that the same properties hold we further assume that .
For every we can construct a family , and define
[TABLE]
satisfying the following properties: (actually, can be taken to be the center of some Whitney cube ), and there are uniform constants and such that
[TABLE]
Here, means that the interior of contains all balls in a Harnack Chain (in ) connecting to , and moreover, for any point contained in any ball in the Harnack Chain, we have with uniform control of the implicit constants. The constants and the implicit constants in the condition , depend on at most allowable parameters and on . Moreover, given we have that , where satisfies , and contains any fixed such that . The reader is referred to [HM3] for full details.
For a given , the “Carleson box” relative to is defined by
[TABLE]
For a given family of pairwise disjoint cubes and a given , we define the “local sawtooth region” relative to by
[TABLE]
where . Analogously, we can slightly fatten the Whitney boxes and use to define new fattened Whitney regions and sawtooth domains. More precisely, for every ,
[TABLE]
Similarly, we can define , and by using in place of .
Given a pairwise disjoint family (we also allow to be the null set) and a constant , we derive another family from as follows. Augment by adding cubes whose sidelength and let denote the corresponding collection of maximal cubes. Note that the corresponding discrete sawtooth region is the union of all cubes such that . For a given constant and a cube , let denote the local discrete sawtooth region and let denote the geometric sawtooth region relative to it.
Given and , if we take , one has that is the collection of such that , hence . We then introduce , which is a Whitney region relative to whose distance to is of the order of . For later use, we observe that given , the sets have bounded overlap with constant that may depend on . Indeed, suppose that there is with . By construction and . The bounded overlap property, with constants depending on , follows then at once.
Following [HM3], one can easily see that there exist constants and (with the constant in (2.8), and such that ), depending only on the allowable parameters, so that
[TABLE]
where is defined as in (2.7).
2.4. PDE estimates
Next, we recall several facts concerning the elliptic measures and the Green functions. For our first results we will only assume that , , is an open set, not necessarily connected, with satisfying the property. Later we will focus on the case where is a 1-sided .
Definition 2.12**.**
Let be a variable coefficient second order divergence form operator with being a real (not necessarily symmetric) matrix with for , and uniformly elliptic, that is, there exists such that
[TABLE]
for all and almost every .
In what follows we will only be working with this kind of operators, we will refer to them as “elliptic operators” for the sake of simplicity. We write to denote the transpose of , or, in other words, with being the transpose matrix of .
We say that a function is a weak solution of in , or that in the weak sense, if
[TABLE]
Associated with and one can respectively construct the elliptic measures and , and the Green functions and (see [HMT1] for full details). We next present some definitions and properties that will be used throughout this paper.
Definition 2.13**.**
Let be a 1-sided and let be a real (non-necessarily symmetric) elliptic operator. We say that the elliptic measure if there exist constants such that given an arbitrary surface ball , with , , , and for every surface ball centered at with , and for every Borel set , we have that
[TABLE]
It is well known (see [GR], [CF]) that since is a doubling measure (recall that satisfies the condition), if and only if in and there exists such that for every and as above
[TABLE]
where is the Radon-Nikodym derivative. Moreover since is a 1-sided the latter is equivalent to the scale invariant estimate (see [HMT1])
[TABLE]
for every surface ball .
Lemma 2.16**.**
Suppose that is an open set such that satisfies the property. Let be an elliptic operator, there exist constants and (depending only on the constant and on the ellipticity of ) such that for every and every , we have
[TABLE]
We refer the reader to [Bou, Lemma 1] for the proof in the harmonic case and to [HMT1] for general elliptic operators. See also [HKM, Theorem 6.18] and [Zha, Section 3].
The proofs of the following lemmas may be found in [HMT1]. We note that, in particular, the hypothesis implies that satisfies the Capacity Density Condition, hence is Wiener regular at every point (see [HLMN, Lemma 3.27]).
Lemma 2.17**.**
Suppose that is an open set such that satisfies the property. Given an elliptic operator , there exist (depending only on dimension and on the ellipticity of ) and (depending on the above parameters and on ) such that , the Green function associated with , satisfies
[TABLE]
Moreover, for every , and satisfies in the weak sense in , that is,
[TABLE]
Lemma 2.24**.**
Suppose that is a 1-sided . Let be an elliptic operator, there exist , (depending only on dimension, the -sided constants and the ellipticity of ), such that for every with , , and we have the following properties:
If is a weak solution of in such that in , then
[TABLE]
If with and is such that , then for all we have that
[TABLE]
If then
[TABLE]
If with and is such that , then for every with as in (2.11), we have that
[TABLE]
Moreover, if is a Borel set then
[TABLE]
3. Proof of Theorem 1.1
3.1. The Carleson measure condition implies
To prove that : we first introduce some notation.
Definition 3.1**.**
Let be an -dimensional set. Fix and let be a regular Borel measure on . Given and a Borel set , a good -cover of with respect to , of length , is a collection of Borel subsets of , together with pairwise disjoint families , such that
,
,
.
Lemma 3.2**.**
If is a good -cover of with respect to of length then
[TABLE]
Proof.
Fix and we proceed by induction in . If the estimate is trivial since . If (in which case necessarily ) then (3.3) follows directly from in Definition 3.1. Assume next that (3.3) holds for some fixed and we prove it for in place of . We first claim that for every there holds
[TABLE]
To see this, take . Hence, there exists a unique such that and consequently either or . If then , by in Definition 3.1, and this is a contradiction since . Thus, and (3.4) holds. Therefore
[TABLE]
where we have applied the induction hypothesis to the ’s and the properties of the good -cover. ∎
Lemma 3.5**.**
Let be an -dimensional set and fix . Let be a regular Borel measure on and assume that it is dyadically doubling on , that is, there exists such that for every , with and (i.e., is the “dyadic parent” of ). For every , if with and then has a good -cover with respect to of length , , which satisfies In particular, if , then has a good -cover of arbitrary length.
Proof.
Fix , and as in the statement and write . Note that since there is a unique , , such that
[TABLE]
and our choice of gives that
[TABLE]
Since , by outer regularity there exists a relatively open set such that and . Set and define the level sets
[TABLE]
where is the local dyadic maximal operator with respect to given by
[TABLE]
Clearly, . Moreover, . To see this fix and use that is relatively open to find with so that . Take next with so that and . Since and it follows that . Also since we easily see that and eventually we have obtained that which in turn gives
[TABLE]
Hence, as desired.
All the previous observations show that and in particular for every . Moreover, by our choice of , we have that for every
[TABLE]
Subdividing dyadically we can then select a pairwise disjoint collection of cubes which is maximal with respect to the property that
[TABLE]
and also (note that since ). By the maximality of as well as the dyadic doubling property of we obtain that
[TABLE]
where is the dyadic parent of .
Next we claim that for each we have that . To see this we first observe that if , then necessarily , for otherwise and by the maximality of using (3.7) we would have that , which leads to a contradiction since . Hence, whenever . Using this, (3.7), and (3.8) (for and replacing and respectively), we have that
[TABLE]
and this proves the claim.
To complete the proof of the lemma we define and note that the sets form a good -cover of , with respect to , of length which satisfies (3.6). Finally we observe that if , then can be taken arbitrarily small, hence , the length of the good -cover of , can be taken as large as desired by (3.6). ∎
Given and for every we define the modified non-tangential cone
[TABLE]
As already noted in Section 2, the sets have bounded overlap with constant depending on .
Lemma 3.10**.**
There exist , depending only on dimension, the -sided constants and the ellipticity of , and , both depending on the same parameters and additionally on , such that for every , for every , and for every Borel set satisfying , there exists a Borel set such that the bounded weak solution satisfies
[TABLE]
Assuming this result momentarily, we can now prove Theorem 1.1.
Proof of Proof of Theorem 1.1: .
Our first goal is to see that given there exists so that for every and every Borel set , we have that
[TABLE]
Fix and , and take a Borel set so that where is to be chosen. Applying Lemma 3.10, if we assume that , then satisfies (3.11) and therefore
[TABLE]
where we have used that (see (2.11)), and Fubini’s theorem. To estimate the inner integral we fix and such that . We claim that
[TABLE]
To show this let be such that . Then there exists such that and . Hence, there is with such that and consequently . Then,
[TABLE]
thus as desired. If we now use (3.14) and the property we conclude that for every
[TABLE]
Plugging this into (3.13) and using (1.2), since with in the weak sense in , we obtain
[TABLE]
where we have used that , that and that is AR. Rearranging the terms we see that provided and (3.12) follows.
Next we see that (3.12) implies that . To see this we first obtain a dyadic- condition. Fix with . Lemma 2.24 parts and , Harnack’s inequality and Lemma 2.16 gives for every
[TABLE]
With all these in hand we fix and take the corresponding so that (3.12) holds. We are going to see that
[TABLE]
Assuming that the first estimate holds we see that (3.15) yields . Thus we can apply (3.12) to obtain that as desired.
To complete the proof we need to see that (3.16) gives (2.14). We show its contrapositive. Fix and a surface ball , with , , and . Take an arbitrary surface ball centered at with , and let be a Borel set such that . Consider the pairwise disjoint family where is the constant in (2.6). In particular, . The pigeon-hole principle yields that there is a constant depending just on the Ahlfors regularity constant of so that for some . Let be the unique dyadic cube such that and . We can then invoke (3.16) with to find such that by Lemma 2.24, and Harnack’s inequality
[TABLE]
In short, we have obtained that for every there exists such that
[TABLE]
which is the contrapositive of (2.14). This completes the proof of Theorem 1.1 modulo the proof of Lemma 3.10. ∎
Before proving Lemma 3.10 we need some notation and some estimates. Let .
[TABLE]
Using this notation we have the following estimates which will be used later:
[TABLE]
where depends on dimension, the -sided constants and the ellipticity of and is the parameter in Lemma 2.24. To see this, keeping in mind the notation introduced in (2.6), let where with . Note that with , , and in . In particular, and hence
[TABLE]
Note that is a weak solution with and in . Thus, is a weak solution with and in . Thus we can use (3.19) and part in Lemma 2.24 to see that
[TABLE]
where the last estimate follows from
[TABLE]
since and is a corkscrew point relative to .
We also claim that there exists depending only on the constant and on the ellipticity of so that if is small enough (depending only on and the AR constant) then
[TABLE]
The first inequality follows at once from Lemma 2.16 and Harnack’s inequality. For the second one we claim that if is small enough we can find with , and . Indeed, if we write for the -th ancestor of (that is, the unique cube satisfying and ) then for large enough depending on the constant. Note that in the previous estimates we are implicitly using that , fact that follows by choosing small enough depending on the constant. Once has been chosen we must have , and we can easily pick with all the desired properties. In turn by Harnack’s inequality and Lemma 2.16 one can see that with and consequently
[TABLE]
which is the desired estimate.
Proof of Lemma 3.10.
Let be a small dyadic number to be chosen and such that (3.18) and (3.21) hold. Fix and note that is a regular Borel measure on which is dyadically doubling with constants (depending only on dimension, the -sided constants and the ellipticity of ) by part of Lemma 2.24 and Harnack’s inequality. Let and , sufficiently small to be chosen later, and let be a Borel set such that . By Lemma 3.5 applied to , it follows that has a good -cover of length , with . Let be the corresponding collection of Borel sets so that and , with disjoint families . Now, using the notation above (see (3.1)) we define and consider the Borel set S:=\bigcup_{j=2}^{k}\big{(}\widetilde{\mathcal{O}}_{j-1}\setminus\mathcal{O}_{j}\big{)}. Note that the union of sets comprising is disjoint, hence
[TABLE]
Now we introduce some notation. For each and , there exists a unique such that . Let be the unique cube verifying and . Associated with we can construct as above (see (3.1)), that is, satisfies and , where is the center of . As usual we write and to denote, respectively, the corkscrew points associated to and .
Let then
[TABLE]
The following lemma contains a lower bound for the oscillation of . Here is as in (3.1) and which was used to construct (as above) has a good -cover.
Lemma 3.24**.**
If and are taken sufficiently small (depending only on , the -sided constants and the ellipticity of ), then for each , and each , we have that
[TABLE]
where is the constant in (3.21)
Assume this result for now and continue the proof of Lemma 3.10. Fix and as in Lemma 3.24. Fix also , , and write , and using the notation above. By construction and , hence we can find Whitney cubes and so that and .
Also, note that and which imply since . On the other hand, and , which in turn yield that and are both contained in . Using (3.25), the notation [u]_{U_{Q_{i}^{\ell},\eta^{3}}}:=\mathchoice{{\vbox{\hbox{\textstyle- }}\kern-7.63756pt}}{{\vbox{\hbox{\scriptstyle- }}\kern-5.75256pt}}{{\vbox{\hbox{\scriptscriptstyle- }}\kern-4.63129pt}}{{\vbox{\hbox{\scriptscriptstyle- }}\kern-4.14378pt}}\!\int\mkern-11.5mu\mathchoice{{\vbox{\hbox{\textstyle- }}\kern-7.63756pt}}{{\vbox{\hbox{\scriptstyle- }}\kern-5.75256pt}}{{\vbox{\hbox{\scriptscriptstyle- }}\kern-4.63129pt}}{{\vbox{\hbox{\scriptscriptstyle- }}\kern-4.14378pt}}\!\int_{U_{Q_{i}^{\ell},\eta^{3}}}udX, Moser’s “local boundedness” estimates and the previous observations we can obtain
[TABLE]
where the last estimate follows from the Poincaré’s inequality in [HMT2, Lemma 3.1], and the fact that for every . Summing up the above estimate, taking into account that the sets have bounded overlap with constant depending on , and using Lemma 3.5, we obtain if is small enough
[TABLE]
This completes the proof of Lemma 3.10. ∎
Proof of Lemma 3.24.
Fix and write , . Our first goal is to estimate . By (3.18) and using (3.23) we have
[TABLE]
For we have that for each and hence by (3.22) we have
[TABLE]
with the understanding that if then .
Next, we claim that . This is clear if . For , using Harnack’s inequality to move from to (with constants depending on ), Lemma 2.24 parts and (recall that ), we have that
[TABLE]
where the next-to-last estimate follows from Lemma 3.2 with , and the last one uses that . Let us now focus on . Note that , hence (3.21) yields
[TABLE]
Collecting this with (3.26), (3.27), (3.28), we conclude that
[TABLE]
by choosing first small enough so that and then small enough so that .
To get a lower bound for we use that and (3.21):
[TABLE]
Using Harnack’s inequality to move from to (with constants depending on ), Lemma 2.24 parts and (recall that ), we have that
[TABLE]
where the last estimate follows from Lemma 3.2 with and since . Assuming further that we arrive at
[TABLE]
Let us now focus on estimating and we consider two cases:
Case 1: . Much as before by (3.18)
[TABLE]
For we have that for each and hence
[TABLE]
with the understanding that if then . The estimate for (when ) follows from that of since using Harnack’s inequality to move from to and the fact that we easily obtain from (3.28)
[TABLE]
On the other hand, note that and hence . Thus (3.32), (3.33), and (3.34) yield
[TABLE]
by choosing first small enough so that and then small enough so that . This estimate along with (3.31) give at once
[TABLE]
which is the desired estimate.
Case 2: . Notice that since both cubes have the same sidelength it follows that . Our goal is to get a lower bound for . We use that and (3.18):
[TABLE]
Moreover, using Harnack’s inequality to move from to (with constants depending on ) and (3.30) we observe that
[TABLE]
Collecting the obtained estimates we conclude that
[TABLE]
if we choose first small enough so that and then small enough so that . If we now gather (3.29) and (3.36) we eventually obtain the desired estimate
[TABLE]
This completes the proof. ∎
3.2. implies the Carleson measure condition
The proof of Theorem 1.1: requires some additional notation and several auxiliary results.
Let and be a sequence of non-negative numbers indexed by the dyadic cubes in . For any collection , we define the associated discrete “measure”
[TABLE]
We say that is a discrete “Carleson measure” (with respect to ) in , if
[TABLE]
The following result reduces the desired Carleson measure estimate to a discrete one:
Lemma 3.39**.**
Let be a 1-sided and let be a real (not necessarily symmetric) elliptic operator. Let satisfy in the weak sense in and define
[TABLE]
Suppose that there exist such that for every verifying . Then,
[TABLE]
where depends only on dimension, the 1-sided constants, and the ellipticity of .
Proof.
By homogeneity we may assume that . First, we claim that
[TABLE]
Given such that , we have that
[TABLE]
Otherwise, if (this happens only if , there exists a unique so that
[TABLE]
As observed before if then hence . Define the disjoint collection \mathcal{D}_{0}:=\big{\{}Q^{\prime}\in\mathbb{D}_{Q_{0}}:\>\ell(Q^{\prime})=2^{-k_{0}}\ell(Q_{0})\big{\}} and let
[TABLE]
Note that
[TABLE]
Note that if , there exists a unique such that , hence
[TABLE]
where we have used our hypothesis since . For the second term, since for , we write
[TABLE]
where we have used Caccioppoli’s inequality, the fact that the family has bounded overlap, the normalization , (2.11), the property, and that . Combining (3.43), (3.44), and (3.45) we have that (3.42) holds.
Our next goal is to see that (3.42) yields (3.41). For and . Set
[TABLE]
Given , let and note that by (2.9)
[TABLE]
Set
[TABLE]
with the understanding that if . Then,
[TABLE]
here we understand that if .
To estimate we set and pick so that . Set
[TABLE]
Given we pick so that . Hence there exists a unique so that and by the definition of and our choice of . This as mentioned above implies that . On the other hand by (3.46)
[TABLE]
hence there exists a unique so that . Since we conclude that and consequently . In short we have shown that if then there exists so that . Thus,
[TABLE]
where we have used that the Whitney boxes have non-overlapping interiors, (3.42), the fact that is a pairwise disjoint family, that ( depends on and the AR constant), and that is Ahlfors regular.
We now estimate using (2.9), Caccioppoli’s inequality and our assumption :
[TABLE]
To estimate the last term we observe that if we have by (2.9)
[TABLE]
This and the fact that Whitney boxes have non-overlapping interiors imply
[TABLE]
Therefore,
[TABLE]
Collecting the estimates for (3.48) and (3.49) we obtain (3.41). ∎
Proof of Theorem 1.1: .
Let be so that in the weak sense in . Our goal is to prove that (1.2) holds. By homogeneity we may assume, without loss of generality, that . On the other hand, by Lemma 3.39 we can reduce matters to establish that , for every such that and where is given in (3.40). To show this we fix , where is the corkscrew constant and as in (2.11). We also fix a cube with . Applying [HMT2, Lemma 3.12] it suffices to show that for every we can find some pairwise disjoint family satisfying
[TABLE]
and prove that
[TABLE]
With all the previous reductions our main goal is to find so that (3.50) holds and establish (3.51). Having these in mind we let with as in (2.6). Let be the corkscrew point relative to (note that ). By our choice of , it is clear that and also that . Hence, by (2.11),
[TABLE]
On the other hand, , , and . Using Lemma 2.16 and Harnack’s inequality, there exists depending on the 1-sided constants, the ellipticity of , and on (which is already fixed), such that .
Next, we define the normalized elliptic measure and Green function as
[TABLE]
Note the fact that implies
[TABLE]
Recall that we have assumed that and, as observed above, this means after passing to the previous renormalization that and we write for the Radon-Nikodym derivative. Using (2.15) we have that there exists such that since , we have
[TABLE]
In particular, for any Borel set , using Hölder’s inequality we obtain
[TABLE]
Hence we can apply [HMT2, Lemma 3.5] to , and extract a pairwise disjoint family verifying (3.50), as well as
[TABLE]
with , , and .
We next observe that if with then (see (2.11)). Hence, using Harnack’s inequality, parts and of Lemma 2.24, (3.54) and the property we have
[TABLE]
where is the center of .
At this point, we are looking for independent of and such that (3.51) holds. Recalling (3.40) we note that
[TABLE]
where we have used Harnack’s inequality, (3.55), and the bounded overlap of the family .
As in Section 2.3 for every we can consider the pairwise disjoint collection \mathcal{F}_{N}:=\mathcal{F}_{Q_{0}}\big{(}2^{-N}\ell(Q_{0})\big{)} which is the family of maximal cubes of the collection augmented by adding all of the cubes such that . In particular, if and only if and . Clearly, if , and therefore . This and the monotone convergence theorem give that
[TABLE]
We now formulate an auxiliary result that will lead us to the desired estimate, namely (3.51).
Proposition 3.58**.**
Given , one can find such that if , , is a family of pairwise disjoint dyadic cubes satisfying
[TABLE]
then
[TABLE]
Here, depends only on dimension, the 1-sided constants, and the ellipticity of .
Assuming this result momentarily, (3.54) and the construction of give (3.59). Next, we combine (3.56), (3.57) and (3.60) to conclude (3.51). This completes the proof of Theorem 1.1, modulo obtaining the just stated proposition. ∎
Proof of Proposition 3.58.
We introduce an adapted cut-off function which can be obtained from a straightforward modification of [HMT2, Lemma 4.44] by simply replacing by (recall that appearing in Section 2.3 can be chosen arbitrarily small).
Lemma 3.61**.**
There exists such that
.
.
Set
[TABLE]
Then
[TABLE]
with implicit constants depending only on the allowable parameters but uniform in .
Taking then as above, Leibniz’s rule leads us to
[TABLE]
Note that since is a compact subset of (indeed by construction ), , , (cf. (2.11)), and (3.52). Moreover, since it follows that . All these plus the fact that in the weak sense in easily give
[TABLE]
Moreover as above . Also, Lemma 2.17 (see in particular (2.23)) gives at once that and in the weak sense in . Thus, we easily obtain
[TABLE]
Using ellipticity, (3.63), (3.64), (3.65), the fact that , and Lemma 3.61, we have
[TABLE]
To estimate we use Lemma 3.61, Caccioppoli’s and Harnack’s inequalities, and the fact that :
[TABLE]
where is the center of . Note that for every there is such that . Hence we can use (3.55) and (3.62) to obtain
[TABLE]
Plugging (3.68) into (3.66) we get (3.60) and complete the proof of Lemma 3.58. ∎
4. Proof of Theorems 1.3 and 1.6
We will prove Theorems 1.3 and 1.6 by showing that all bounded weak solutions satisfy the Carleson measure estimate (1.2), in which case Theorem 1.1 will give the properties. First we prove an integration by parts identity.
Lemma 4.1**.**
Let D=(d_{i,j}\big{)}_{i,j=1}^{n+1}\in L^{\infty}(\Omega)\cap{\rm Lip}_{\rm loc}(\Omega) be an antisymmetric real matrix and set for
[TABLE]
which is the vector formed by taking the divergence operator acting on the columns of . Then,
[TABLE]
for every and every such that is compact.
Proof.
We first consider the case . Using Leibniz’s rule and the fact that is antisymmetric we have that
[TABLE]
Using this we integrate by parts to obtain
[TABLE]
To obtain the general case let and such that is compact. It is standard to see, using for instance the Whitney covering, that we can find so that in . Write which is a compact subset of and define
[TABLE]
which satisfies , hence it is also a compact subset of . Since we clearly have that and hence we can find so that in . Also, since verifies it is also easy to see that and hence we can find so that in . Notice that extending the ’s and ’s as [math] outside of one sees that . Thus, we can use (4.3) and for every
[TABLE]
Note that using that and that in we have
[TABLE]
and the last term converges to [math] as since and the ’s are uniformly bounded in . Analogously,
[TABLE]
which also converges to 0 as since and the ’s are uniformly bounded in . Combining (4.5), (4.9) and (4.4) yields (4.3). ∎
We show that Theorems 1.3 and 1.6 follow from the following more general result which is interesting on its own right:
Theorem 4.13**.**
Let , , be a 1-sided (cf. Definition 2.4). Let and be real (not necessarily symmetric) elliptic operators (cf. Definition 2.12). Suppose that where are real matrices satisfying the following conditions:
Define for
[TABLE]
where , and assume that it satisfies the Carleson measure condition
[TABLE]
* is antisymmetric and suppose that defined in (4.2) satisfies the Carleson measure condition*
[TABLE]
Then, if and only if (cf. Definition 2.13).
Assuming this result we can easily prove Theorems 1.3 and 1.6:
Proof of Theorem 1.3.
For and as in the statement of Theorem 1.3 we set and . Thus, it suffices to check that and satisfy the required conditions in Theorem 4.13. For notice that (cf. (4.14) and (1.4)), hence (1.5) gives immediately (4.15). On the other hand since we clearly have all the conditions in . With all these in hand, Theorem 4.13 gives at once the desired conclusion. ∎
Proof of Theorem 1.6.
Set , , and so that . As before we can easily see that and satisfy the required conditions in Theorem 4.13. This time is trivial. For notice that by assumption and also that (1.8) yields (4.16) since (1.7) agrees with (4.2). As a result, we can invoke Theorem 4.13 obtaining that if and only if .
On the other hand, if we let , , and so that , the same argument yields that if and only if .
∎
Besides the previous results one can easily get other interesting perturbation results from Theorem 4.13. For instance suppose that has an associated elliptic measure satisfying . Let be a real antisymmetric matrix with locally Lipschitz coefficients and assume that where is so that for all and a.e. . The latter ensures that is uniformly elliptic and hence if we assume that satisfies (4.16) then Theorem 4.13 gives immediately that where . In particular, the property is preserved under perturbations by antisymmetric “sufficiently small” matrices with locally Lipschitz coefficients so that satisfies a Carleson measure condition.
Proof of Theorem 4.13.
By symmetry it suffices to assume that and prove that . By Theorem 1.1 it suffices to show that given with in the weak sense in then (1.2) holds. As before, by homogeneity we may assume without loss of generality that . We can now follow closely the proof of in Theorem 1.1 with the following changes. Here we are assuming that and hence (3.53) needs to be replaced by
[TABLE]
where is chosen as before so that (3.52) holds.
Notice that in the present situation satisfies (as opposed to what happened above where both and where associated with the same operator). Other than that, and keeping in mind (4.17), all estimates (3.54)–(3.57) hold. Thus it is straightforward to see that everything reduces to obtain the following analog of Proposition 3.58:
Proposition 4.18**.**
Given , one can find such that if , , is a family of pairwise disjoint dyadic cubes satisfying
[TABLE]
then
[TABLE]
Here, depends only on dimension, the 1-sided constants, the ellipticity of and , and on and .
The proof of Theorem 4.13 follows from Proposition 4.18 as the proof in section 3.2 follows from Proposition 3.58. ∎
Proof of Proposition 4.18.
Take from Lemma 3.61 and write . Then Leibniz’s rule leads us to
[TABLE]
Note that since is a compact subset of (indeed by construction ), , , (cf. (2.11)), and (3.52). Moreover, since it follows that . Thus since in the weak sense in we have
[TABLE]
On the other hand, much as before . Also, Lemma 2.17 (see in particular (2.23)) gives at once that and in the weak sense in . Thus, we easily obtain
[TABLE]
Using ellipticity, (4.21), (4.22), (4.23), the fact that , and Lemma 3.61, we have
[TABLE]
Much as in (3.67) and (3.68) we can show that . To estimate note that since it follows that
[TABLE]
For the term we use that and the fact that to obtain
[TABLE]
For we note that for every , since for every (see (2.9)). Hence, Lemma 3.61, Caccioppoli’s and Harnack’s inequalities, (3.55), the fact that the family has bounded overlap, and (2.11) yield
[TABLE]
where in the last estimate we have used (4.15) and AR along with the fact that by our choice of . On the other hand, we observe that
[TABLE]
where we have used Lemma 3.61, Harnack’s inequality, the normalization and the last estimate follows as in (3.68).
Let us now turn our attention to estimating . Note that since ; which is a compact subset of since by construction ; and finally since , (cf. (2.11)), and (3.52). Thus we can invoke Lemma 4.1 to see that
[TABLE]
where we have used and the last estimate is obtained as follows:
[TABLE]
where we have used Harnack’s inequality, (3.55), the fact that the family has bounded overlap, (2.11), and the last estimate follows from (4.16), the fact that by our choice of , and the Ahlfors regularity of .
At this point we can collect (4.24)–(4.29) and use Young’s inequality to conclude that
[TABLE]
The last term is finite since which is a compact subset of , , , (3.52), and (2.11). Hence we can hide it and use Lemma 3.61 to conclude as desired that
[TABLE]
This completes the proof, see (4.20). ∎
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