Weighted multipolar Hardy inequalities and evolution problems with Kolmogorov operators perturbed by singular potentials
Anna Canale, Francesco Pappalardo, Ciro Tarantino

TL;DR
This paper establishes weighted multipolar Hardy inequalities for Kolmogorov operators with singular potentials, providing conditions for the existence and nonexistence of positive solutions to related evolution problems.
Contribution
It introduces new weighted Hardy inequalities for multipolar inverse square potentials and analyzes their implications for evolution equations with Kolmogorov operators.
Findings
Weighted Hardy inequalities with optimal constants
Criteria for existence of positive bounded solutions
Nonexistence results based on inequality optimality
Abstract
The main results in the paper are the weighted multipolar Hardy inequalities \begin{equation*} c\int_{\R^N}\sum_{i=1}^n\frac{u^2}{|x-a_i|^2}\,d\mu \leq\int_{\R^N}|\nabla u |^2d\mu+ K\int_{\R^N} u^2d\mu, \end{equation*} in for any in a suitable weighted Sobolev space, with , , constant. The weight functions are of a quite general type. The paper fits in the framework of the study of Kolmogorov operators \begin{equation*} Lu=\Delta u+\frac{\nabla \mu}{\mu}\cdot\nabla u, \end{equation*} perturbed by multipolar inverse square potentials, and of the related evolution problems. The necessary and sufficient conditions for the existence of positive exponentially bounded in time solutions to the associated initial value problem are based on weighted Hardy inequalities. The optimality of the constant constant allow us…
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Weighted multipolar Hardy inequalities and evolution problems with Kolmogorov operators
perturbed by singular potentials
Anna Canale
Dipartimento di Ingegneria dell’Informazione ed Elettrica e Matematica Applicata (Diem), Universitá degli Studi di Salerno, Via Giovanni Paolo II, 132, 84084 Fisciano (Sa), Italy.
,
Francesco Pappalardo
Dipartimento di Matematica e Applicazioni “Renato Caccioppoli”, Universitá degli Studi di Napoli Federico II, Complesso Universitario Monte S. Angelo, Via Cintia, 80126 Napoli, Italy.
and
Ciro Tarantino
Dipartimento di Scienze Economiche e Statistiche, Universitá degli Studi di Napoli Federico II, Complesso Universitario Monte S. Angelo, Via Cintia, 80126 Napoli, Italy.
Abstract.
The main results in the paper are the weighted multipolar Hardy inequalities
[TABLE]
in for any in a suitable weighted Sobolev space, with , , constant. The weight functions are of a quite general type.
The paper fits in the framework of the study of Kolmogorov operators
[TABLE]
perturbed by multipolar inverse square potentials, and of the related evolution problems.
The necessary and sufficient conditions for the existence of positive exponentially bounded in time solutions to the associated initial value problem are based on weighted Hardy inequalities. The optimality of the constant constant allow us to state the nonexistence of positive solutions.
We follow the Cabré-Martel’s approach. To this aim we state some properties of the operator , of its corresponding -semigroup and density results.
2010 Mathematics Subject Classification:
35K15, 35K65, 35B25, 34G10, 47D03
The first two authors are members of the Gruppo Nazionale per l’Analisi Matematica, la Probabilitá e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM)
Keywords: Weighted Hardy inequality, optimal constant, Kolmogorov operators, multipolar potentials.
1. Introduction
The paper concerns the weighted multipolar Hardy inequalities in for a class of weight functions . The main motivation for our interest in Hardy inequalities is the key role that these play in the study of Kolmogorov operators
[TABLE]
defined on smooth functions, perturbed by singular potentials and of the related evolution problems
[TABLE]
where , with , .
The potentials we consider are inverse square potentials of multipolar type
[TABLE]
In literature there exist reference papers in the case of Schrödinger operators with singular potentials of the type , . These potentials are interesting for the criticality: the strong maximum principle and Gaussian bounds fail (see [2]).
The operator has the same homogeneity as the Laplacian. In 1984 by P. Baras and J. A. Goldstein in [3] showed that the evolution problem with admits a unique positive solution if and no positive solutions exist if . When it exists, the solution is exponentially bounded, on the contrary, if , there is the so-called instantaneous blowup phenomenon.
The drift term in (1.1) forces to use a different technique in order to extend these results to Kolmogorov operators.
A result analogous to that stated in [3] has been obtained in 1999 by X. Cabré and Y. Martel in [5] for more general potentials with a different approach.
To state existence and nonexistence results we follow the Cabré-Martel’s approach using the relation between the weak solution of and the bottom of the spectrum of the operator
[TABLE]
with suitable weighted Sobolev space.
When Cabré and Martel showed that the boundedness of is a necessary and sufficient condition for the existence of positive exponentially bounded in time solutions to the associated initial value problem. Later in [12, 6, 8] similar results have been extended to Kolmogorov operators perturbed by inverse square potentials with a single pole. The proof uses some properties of the operator and of its corresponding semigroup in .
In the multipolar case with the behaviour of the operator with a multipolar inverse square potential has been investigated in literature. In particular if is the Schrödinger operator
[TABLE]
, , for any , V. Felli, E. M. Marchini and S. Terracini in [11] proved that the associated quadratic form
[TABLE]
is positive if , , conversely if there exists a configuration of poles such that is not positive. Later Bosi, Dolbeaut and Esteban in [4] proved that for any there exists a positive constant such that a multipolar Hardy inequality holds. Cazacu and Zuazua in [10], improving a result stated in [4], obtained the inequality when (see also Cazacu [9] for estimates for the Hardy constant in bounded domains).
For Ornstein-Uhlenbeck type operators
[TABLE]
with a positive definite real Hermitian matrix, , , perturbed by multipolar inverse square potentials (1.2), weighted multipolar Hardy inequalities and related existence and nonexistence results were stated in [7]. In such a case, the invariant measure for these operators is the Gaussian measure .
As far as we know there are no other results in the literature about the weighted multipolar Hardy inequalities.
In the paper, in Sections 2 and 3, we state multipolar weighted inequalities
[TABLE]
with as in (1.2), with , and state the optimality of the constant on the left-hand side.
We use two different approaches to get the estimates. The first is based on the well known vector field method and the second extends the IMS method used in [4] to the weighted case.
There is a close relation between the estimate of the bottom of the spectrum and the weighted Hardy inequalities. In particular the existence of positive solutions to is related to the Hardy inequality (1.3) and the nonexistence is due to the optimality of the constant .
The main difficulties to get the inequality in the multipolar case are due to the mutual interaction among the poles. In [7] we used a technique which allowed us to overcome such difficulties in the case of the Gaussian measure, but it does not work in the setting of more general measures.
It is not immediate to generalize the vector field method to the multipolar case. In order to do this, we need to isolate the poles. We are able to attain the result with assumptions on the weights which generalize in a natural way those in the unipolar case (cf. [8]). The limit of the method is that we do not achieve the best constant on the left hand side in the estimate.
The IMS method allows us to get the best constant. Up to now this is the unique technique which allows to achieve the optimal constant in the case of Lebesgue measure (cf. [4]). We adapt the method to the weighted case.
The technique makes use of a weighted Hardy inequality with a single pole. In the weighted case the assumptions on must allow us to use an unipolar estimate with the same measure. This is a disadvantage compared to the first method and it forces us to use assumptions on which are a bit less general. Good weight functions are the ones that behave in a unipolar way near to the single pole. We use as a suitable inequality the unipolar inequality stated in [8].
A class of functions satisfying our hypotheses is shown in Section 4.
In Section 5 we get the optimality of the constant in the estimate. A crucial point is to find a suitable function for which the inequality (1.3) doesn’t hold if . We present a function which involves only one pole reasonig as in [8]. Furthermore we adapt the way to estimate the bottom of the spectrum in [6] to the multipolar case.
We state existence and nonexistence result in Section 6 following the Cabré-Martel’s approach and, then, using multipolar weighted inequalities. So we need that the unperturbed operator generates a -semigroup. In the case of measures of a more general type than the Gaussian one, measures which could have degeneracy in one or more points, we need to require suitable assumptions to guarantee the generation of the semigroup.
The proof of Theorem 6.5 relies on certain properties of the operator and of its corresponding semigroups. We ensure that these properties hold reasoning as in [6]. To this aim we state some density results.
2. Weighted multipolar Hardy inequalities via the vector field method
Let be a weight function on . The vector field method suggests us to consider the vectorial function
[TABLE]
Let us assume the following hypotheses
;
;
;
there exists constants , , such that
[TABLE]
Let us observe that under the assumptions and in the hypothesis the space is dense in and is the completion of with respect to the Sobolev norm
[TABLE]
(see e.g. [17]).
Theorem 2.1**.**
Let , , . Under hypotheses and we get
[TABLE]
for any , where .
Proof..
By density, it is enough to prove (2.1) for every .
It is immediate to verify that
[TABLE]
On the other hand, integrating by parts and using Hölder and Young inequalities, we get
[TABLE]
From (2.2) and (2.3) we deduce
[TABLE]
Now we observe that
[TABLE]
Then, taking into account the hypothesis and using (2.5), from the estimate (2.4) it follows that
[TABLE]
The Theorem is proved observing that
[TABLE]
∎
Now our aim is to estimate the second term on the left hand side in (2.6) to get a more general Hardy inequality. From a mathematical point of view the principal problem is due to the square of the sum on the right-hand side in (2.3). To overcome the difficulties we are able to isolate singularities but we can not achieve the constant .
We state the following result.
Theorem 2.2**.**
Let , , . Then if conditions and hold, we get
[TABLE]
for any , where , , and .
Proof..
Arguing as in the proof of Theorem 2.1 (cf. (2.4)) we get
[TABLE]
where , , denotes the open ball of of radius centered at .
Let us estimate and . The first integral can be estimate as follows
[TABLE]
For the second integral we isolate the singularities and then, using again Young inequality, we get
[TABLE]
The integral can be estimate applying .
Taking into account (2.8) and using (2.9), (2.10) we deduce that
[TABLE]
where
[TABLE]
The maximum of the function is attained in . So, if we set
[TABLE]
we deduce from (2.12) that for , for any , it holds
[TABLE]
The relation (2.12) between and allow us to write in the following form
[TABLE]
∎
3. Weighted multipolar Hardy inequalities via the IMS method
In this Section we state the weighted multipolar Hardy inequality using the so-called IMS truncation method (for Ismagilov, Morgan, Morgan-Simon, Sigal, see [15, 16]), which consists in localizing the wave functions around the singularities by using a partition of unity. This method, unlike the vector field one, allows us to achieve the constant on the left-hand side in the inequality.
We argue as in [4] adapting the proof to the weighted case.
The hypotheses on the weight functions are in Section 2 and the following
there exist constants , , such that if
[TABLE]
it holds
[TABLE]
for any , and for any .
Under these conditions the weighted unipolar Hardy inequality stated in [8] holds with respect to any single pole , ,
[TABLE]
for any function , where with . Such an estimate plays a fundamental role in the proof of the multipolar Hardy inequality.
The statement of our inequality is the following.
Theorem 3.1**.**
Assume hypotheses and . Let , and , . Then there exists a constant such that
[TABLE]
for all , where with .
In order to prove the Theorem via the IMS method, we need to recall the notion of partition of unity and some related lemmas.
We say that a finite family of real valued functions is a partition of unity in if . Furthermore we require that
[TABLE]
where , .
Any family of this type has the following properties:
- a)
for any ; 2. b)
; 3. c)
; 4. d)
.
Note that to avoid a singularity for the gradient of at the points where , from d) we shall assume the additional constraint , for and for some .
By proceeding as in [4, Lemma 2], we are able to state the following result.
Lemma 3.2**.**
Let be a partition of unity satisfying (3.3). For any and any we get
[TABLE]
Proof..
We can immediately observe that
[TABLE]
On the other hand,
[TABLE]
By property a) it follows that , then by integrating (3.5) on we obtain
[TABLE]
From (3.4) and (3.6) we get the result. ∎
In the following we set
[TABLE]
We recall a preliminary Lemma, stated in [4], about the case , with , and .
Lemma 3.3**.**
There is a partition of the unity satisfying (3.3) with on , on , for any , , such that, for any , there exists a constant for which, almost everywhere for all , we have
[TABLE]
As observed in [4], a partition of unity satisfying the hypotheses of Lemma 3.3 is given by setting
[TABLE]
and defining , , and .
Now we are able to proceed with the proof of inequality (3.2).
Proof of Theorem 3.1.
Let us define the following quadratic form
[TABLE]
where .
Consider a partition of unity satisfying (3.3) such that for all , , with as in (3.8), . Then in for , and on .
By virtue of Lemma 3.2 we are able to write (3.9) as follows
[TABLE]
where
[TABLE]
Thanks to the property d) we have
[TABLE]
Moreover, using the condition (3.3) we get
[TABLE]
For every we can apply Lemma 3.3 on with up to a change of coordinates for some . Considering the partition and taking into account that on , we get
[TABLE]
where , since we can bound by for all . Taking into account (3.10) and using the unipolar Hardy inequality (3.1), which holds under our assumptions with respect to each pole , , we obtain
[TABLE]
from which
[TABLE]
From (3.10), (3.11) and (3.12) we deduce
[TABLE]
Since
[TABLE]
we finally obtain
[TABLE]
from which we get inequality (3.2). ∎
4. A class of weight functions
A class of weight functions satisfying hypotheses and is the following
[TABLE]
For , and we get the Gaussian function.
Taking into account that out of the ball the term is bounded and the balls are disjoined, we can see that the function satisfies if . In order to verify , with , , we proceed in the following way.
We observe that, if , then
[TABLE]
Starting from and using (2.5) we get
[TABLE]
In , for any , we isolate the term with , so the condition takes the form
[TABLE]
We observe that, in ,
[TABLE]
then
[TABLE]
for large enough. On the other hand
[TABLE]
We observe that when is near to the pole the contribution of the other poles tends to zero.
To estimate the term with of we use the relation
[TABLE]
Then we get
[TABLE]
If , , the last term in (4.5) can be estimated by
[TABLE]
observing that tends to zero when goes to zero. Then inequality (4.4) is satisfied for large enough, with small enough, and
[TABLE]
where
[TABLE]
Far enough away from the other poles , with , and for , the condition is connected to the inequality
[TABLE]
where the constant and are so defined:
[TABLE]
The inequalities (4.4) and (4.6) are both verified if is large enough, small enough, and
[TABLE]
In order to verify we start with the analogous of (4.2)
[TABLE]
and reason as in the previous case in , for any .
5. Optimality of the constant
In order to get the optimality of the constant on the left-hand side in the multipolar Hardy inequality we need a further assumption on the function .
So we assume that
there exists such that
[TABLE]
The above condition allows us to estimate the bottom of the spectrum of in a suitable way.
Now we can state the optimality result.
Theorem 5.1**.**
In the hypotheses of Theorem 3.1 and if holds, for the inequality (3.2) doesn’t hold for any .
Proof..
Let us fix a pole such that holds. Let a cut-off function, , in and in . We introduce the function
[TABLE]
where and the exponent is such that
[TABLE]
The function belongs to for any .
For this choice of we obtain , and .
Let us assume that . Our aim is to prove that the bottom of the spectrum of the operator
[TABLE]
is . For this purpose we estimate at first the numerator in (5.1).
[TABLE]
where .
Furthermore
[TABLE]
Putting together (5.2) and (5.3) we get from (5.1)
[TABLE]
Letting in the numerator above, taking in mind that and Fatou’s lemma, we obtain
[TABLE]
and, then, . ∎
6. Existence and nonexistence results
We say that is a weak solution to the problem if, for each , we have
[TABLE]
and
[TABLE]
for all having compact support with .
For any domain , is the parabolic Sobolev space of the functions having weak space derivatives for and weak time derivative equipped with the norm
[TABLE]
In order to investigate on existence and nonexistence of positive weak solution to the evolution problem using multipolar weighted Hardy inequalities, we need to state some preliminary results regarding the operator , its associated semigroup, and the space . These results will allow us to state existence and nonexistence conditions using the Cabré-Martel’s approach.
Let us assume that the function is a weight function on , . In the hypothesis , it is known that the operator with domain
[TABLE]
is the weak generator of a not necessarily -semigroup in . Since for any , then is the invariant measure for this semigroup in . So we can extend it to a positivity preserving and analytic -semigroup on , whose generator is still denoted by (see [13]).
In the more general setting, when the assumptions on allow degeneracy at some points, we require the further conditions to get generates a semigroup. In particular we assume
, , , for some , and for any compact set .
So by [1, Corollary 3.7]), we have that the closure of on generates a strongly continuous and analytic Markov semigroup on .
For such a semigroup and its generator there are some interesting properties which we list in the Proposition below. We omit the proof since it is analogous to [6, Proposition 2.1].
Proposition 6.1**.**
Assume that satisfies . Then the following assertions hold:
.
For every we have
[TABLE]
* for all .*
Now we prove two general results, which state the density of in , . Note that, if , under assumptions and in , the space coincides with (see [17, Corollary 1.2]).
Let us set and , .
We state the following Proposition.
Proposition 6.2**.**
Let where . If
[TABLE]
then is dense in .
Proof..
Our aim is to approximate with functions in with respect to the norm .
Let
[TABLE]
where for any , such that on and on .
We observe that belongs to , pointwisely in and . So we get
[TABLE]
The first term on the right-hand side converges to [math] by dominated convergence. As regards the second one we have
[TABLE]
To get the result we observe that the first integral converges to [math] by dominated convergence, the last one by condition (6.2).
∎
Now we prove the density result.
Proposition 6.3**.**
Let . If then is dense in .
Proof..
We have where is the Sobolev exponent of . It suffices to verify condition (6.2). Then, for any
[TABLE]
where . One can easily verify that if ∎
Using the density of in we are able to prove the following Lemma for compact sets contained in . The result allows us to extend the Cabré-Martel’s approach to the case of weight function having many singularities stating an estimate for a weak solution to the problem (cf. [12, Theorem 2.1]). The proof makes use of the same technique as in [6, Lemma 2.2] in the case of one singularity.
Lemma 6.4**.**
Let be a positive function belonging to . Let be a weak solution of . Then, for every compact set and there exists (not depending on such that
[TABLE]
Proof..
Let and let be a weak solution of . Let , with large enough, such that and let such that .
Consider the problem
[TABLE]
By a classical result, since , then the problem admits a solution . Moreover,
[TABLE]
where is a strictly positive function on .
Let . We have for every
[TABLE]
Furthermore, is a weak solution to in . In particular, for all with having compact support with , we have
[TABLE]
Comparing with (6.1), one obtains
[TABLE]
Fix , such that and consider the parabolic problem
[TABLE]
By [14, Theorem IV.9.1] we obtain a solution . We can insert the solution in (6.3). Therefore,
[TABLE]
for all . Thus,
[TABLE]
Since the last inequality holds true for every one obtains
[TABLE]
∎
The above results allow us to state the following Theorem by proceeding as in [12, Theorem 2.1].
Theorem 6.5**.**
Assume that satisfies the hypothesis and . Then the following hold:
*If , then there exists a positive weak solution *
* of satisfying*
[TABLE]
for some constants and . 2.
If , then for any there exists no positive weak solution of satisfying (6.4).
From Theorem 3.1, Theorem 5.1 and Theorem 6.5 we get the following existence and nonexistence result.
Theorem 6.6**.**
Assume that the weight function satisfies hypotheses – and , , , . The following assertions hold:
If , then there exists a positive weak solution of satisfying
[TABLE]
for some constants , , and any . 2.
If , then for any there is no positive weak solution of with satisfying (6.5).
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