This paper explores the relationship between Gevrey and formal Nilsson solutions of $A$-hypergeometric systems, establishing conditions under which these solution spaces coincide and providing new insights into their structure.
Contribution
It demonstrates that Gevrey solutions are contained within formal Nilsson solutions and identifies conditions for their equality, advancing understanding of $A$-hypergeometric systems.
Findings
01
Gevrey solutions are contained in formal Nilsson solutions
02
Under certain conditions, these solution spaces are equal
03
New results on formal Nilsson solutions are established
Abstract
We prove that the space of Gevrey solutions of an A--hypergeometric system along a coordinate subspace is contained in a space of formal Nilsson solutions. Moreover, under some additional conditions, both spaces are equal. In the process we prove some other results about formal Nilsson solutions.
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Full text
Gevrey and formal Nilsson solutions of A-hypergeometric systems
María-Cruz Fernández-Fernández
Departamento de Álgebra
Universidad de Sevilla, Av. Reina Mercedes S/N 41012 Sevilla, Spain.
We prove that the space of Gevrey solutions of an A–hypergeometric system along a coordinate subspace is contained in a space of formal Nilsson solutions. Moreover, under some additional conditions, both spaces are equal.
In the process we prove some other results about formal Nilsson solutions.
MCFF was partially supported by MTM2016-75024-P and FEDER
Introduction
We study formal solutions of A–hypergeometric systems, also known as GKZ–systems, as they were introduced by Gel’fand, Graev, Kapranov and Zelevinsky (see [GGZ87] and [GKZ89]). They are systems of linear partial differential equations associated with a pair (A,β) where A is a full rank d×n matrix A=(aij)=(a1⋯an) with aj∈Zd for all j=1,…,n and β∈Cd is a vector of complex parameters. Recall that the toric ideal of A is defined as
[TABLE]
where (u+)j=max{uj,0} and (u−)j=max{−uj,0} for j=1,…,n.
The A–hypergeometric system HA(β) is the left ideal of the Weyl algebra D=C[x1,…,xn]⟨∂1,…,∂n⟩ generated by IA and by the Euler operators Ei−βi:=∑j=1naijxj∂j−βi for i=1,…,d.
The A–hypergeometric D-module is nothing but the quotient MA(β):=D/HA(β).
It is well known that MA(β) is a holonomic D-module, see [Ado94] and [GKZ89]. In loc. cit., it was also proved that the holonomic rank of MA(β), i.e. the dimension of the space of its holomorphic solutions at a nonsingular point, equals the normalized volume of A, denoted by vol(A) (see 1.1), when β is generic. Moreover, MA(β) is regular holonomic if and only if IA is homogeneous (equivalently, (1,…,1) lies in the rowspan of the matrix A), see [Hot98, Ch. II, 6.2, Thm.], [SST00, Thm. 2.4.11] and [SW08, Corollary 3.16].
Gevrey series solutions of a holonomic D–module M along a variety Y are closely related with the irregularity sheaf of M along Y defined by Mebkhout [Meb90] and with the so called slopes of M along Y, see [LM99]. The slopes of MA(β) along a coordinate subspace Y were computed in [SW08]. The spaces of Gevrey series solutions of MA(β) along Y were described in [Fer10] (see also [FC11b], [FC11a]) for generic enough parameters β∈Cd.
On the other hand, there is an algorithm that computes, for any regular holonomic left D–ideal I and a generic vector w∈Rn, a set of canonical series solutions of I that belong to certain Nilsson ring. These series converge in a certain open set that depends on w and form a basis of holomorphic solutions of I, see [SST00, chapters 2.5 and 2.6]. In [DMM12] the authors introduced a notion of formal Nilsson solutions of HA(β) in the direction of w, denoted by Nw(HA(β)), and they used it to generalize various results in [SST00] to the case when HA(β) is not necessarily regular.
In the papers [Fer10] and [DMM12], some of the results assume β to be (very) generic, meaning that it lies outside a certain infinite (but locally finite) collection of affine hyperplanes. In particular, this condition is stronger than β being not rank jumping, a condition that only requires to avoid a concrete finite affine subspace arrangement of codimension at least two [MMW05]. The set of rank jumping parameters is ε(A):={β∈Cd∣rank(MA(β))>vol(A)} and it was computed in [MMW05] in terms of the local cohomology modules of the toric ring SA=C[∂]/IA. In particular they proved that ε(A)=∅ if and only if SA is Cohen–Macaulay.
In this note we prove, for all β∈Cd, that the space of Gevrey series solutions of MA(β) along a coordinate subspace is contained in the space of formal Nilsson solutions of HA(β) in a certain direction, see Theorem 3.3. We also prove that under one additional condition both spaces coincide and that for β∈/ε(A) the dimension of this space is the normalized volume of certain submatrix of A, see Theorem 3.4. Moreover, in Section 2, we provide some additional results about formal Nilsson solutions of HA(β).
Acknowledgments
I am grateful to Christine Berkesch and Laura Felicia Matusevich for helpful conversations related to this work. I also thank two anonymous referees for useful comments and suggestions that improved the final version of this paper.
1. Preliminaries.
1.1. Notations.
Let A=(a1⋯an) be a d×n matrix with columns aj∈Zd such that ZA:=∑j=1nZaj=Zd.
For a given subset τ⊆{1,…,n}, set τ:={1,…,n}∖τ. We shall identify τ with the set of columns of A indexed by τ and write Aτ for the submatrix of A with column set τ. We denote by Δτ the convex hull in Rd of all the columns of Aτ and the origin. We also denote pos(τ):=∑j∈τR≥0aj.
We say that a subset σ⊆{1,…,n} is a maximal simplex if Aσ is an invertible matrix. We associate to a maximal simplex σ an n×(n−d) matrix Bσ, where its columns are indexed by σ, the j–th column of Bσ has σ–coordinates equal to −Aσ−1aj, j–coordinate equal to one and the rest of coordinates equal to zero. In particular, the columns of Bσ form a basis of the kernel of A.
For example, if σ={1,…,d} then
[TABLE]
Recall that for any subset τ⊆{1,…,n}, the normalized volume of Aτ (with respect to the lattice Zd) is given by:
[TABLE]
where
volRd(Δτ) denotes the Euclidean volume
of Δτ⊆Rd. We also denote vol(τ):=vol(Aτ). If σ⊆{1,…,n} is a maximal simplex, then vol(σ)=[Zd:ZAσ]=∣det(Aσ)∣.
1.2. Regular triangulations.
A vector w∈Rn defines an abstract polyhedral complex
Tw with vertex set contained in {1,…,n} as follows: τ∈Tw iff there
exists a vector c∈Rd such that
[TABLE]
[TABLE]
Such a polyhedral complex is called a regular subdivision of A if it satisfies pos(A)=∪τ∈Twpos(τ). This happens for example if w∈R>0n or if A is pointed, i.e. the intersection of R>0n with the rowspan of A is nonempty.
An element τ∈Tw is called a facet of Tw if the rank of Aτ is d. Any regular subdivision is determined by its facets and from now on we will write only τ∈Tw when τ is a facet of Tw. We say that a regular subdivision Tw of A is a regular triangulation of A if all its facets are simplices.
An important case of regular subdivision of A is the following. If wj=1 for all j=1,…,n, a facet of Tw is the same as a facet of ΔA not containing the origin. This particular regular subdivision of A is denoted by ΓA.
Notice that for a maximal simplex σ, it is straightforward from (1.2) and (1.3) that
[TABLE]
If T is any regular triangulation of A then the set
[TABLE]
is an open nonempty convex rational polyhedral cone.
The closures of these cones and their faces form the so called secondary fan of A, introduced and studied by Gel’fand, Kapranov and Zelevinsky [GKZ94, Chapter 7].
When A is pointed, it is easy to see that the secondary fan is a complete fan, i.e. its support is Rn. In general, it is not necessarily complete but its support contains the orthant R≥0n.
1.3. The A–hypergeometric fan.
A vector w∈Rn defines a partial order on the monomials of the Weyl Algebra D (and also on the monomials in C[∂1,…,∂n]) by defining the (−w,w)–weight of xα∂γ∈D as the real value ⟨w,γ−α⟩.
The initial form of an element P=∑α,γ∈Nncα,γxα∂γ∈D with respect to (−w,w), denoted by in(−w,w)(P), is the sum of the terms cα,γxα∂γ, with cα,γ=0, whose (−w,w)–weight is maximum. If I is a left D–ideal, its initial ideal with respect to (−w,w) is defined as
[TABLE]
Remark 1.1**.**
When A is pointed, there is a vector w′∈R>0n in the rowspan of A and we have that inw′(IA)=IA and in(−w′,w′)(HA(β))=HA(β). Then, for any w∈Rn we have that
w′′:=w′+ϵw∈R>0n, inw(IA)=inw(inw′(IA))=inw′′(IA) and in(−w,w)(HA(β))=in(−w,w)(in(−w′,w′)(HA(β)))=in(−w′′,w′′)(HA(β)) for ϵ>0 small enough, see [SST00, Lemma 2.1.6].
The Gröbner fan of IA, see [Stu95, p. 13] (resp. the small Gröbner fan of HA(β), see [SST00, p. 60]) is a rational polyhedral fan in Rn whose cones C satisfy that inw(IA)=inw′(IA) (resp. in(−w,w)(HA(β))=in(−w′,w′)(HA(β))) for all w,w′∈C˚, where C˚ denotes the relative interior of C. By Remark 1.1, these two fans are also complete fans when A is pointed.
Definition 1.2**.**
The A–hypergeometric fan (at β) is the coarsest rational polyhedral fan in Rn that refines both the Gröbner fan of IA and the small Gröbner fan of HA(β).
Remark 1.3**.**
We notice that this fan is a refinement of the hypergeometric fan defined in [SST00, Section 3.3] when IA is homogeneous and β is generic. By [Stu95, Proposition 8.15] and [BF19, Corollary 4.4] the A–hypergeometric fan is a refinement of the secondary fan of A.
1.4. Γ–series.
Let us denote kerZ(A):={u∈Zn∣Au=0}. Following [GKZ89], for any vector v∈Cn such that Av=β, we consider the Γ–series
[TABLE]
where Γ(v+u+1)=∏j=1nΓ(vj+uj+1) and Γ is the Euler Gamma function. These series are formally annihilated by HA(β). Moreover, when IA is homogeneous and β∈Cd is generic, a basis of convergent Γ–series solutions of MA(β) can be constructed by using any regular triangulation of A, see loc. cit. These Γ–series are handled in [SST00, Section 3.4] in the following way:
[TABLE]
where Nv={u∈kerZ(A)∣∀j=1,…,n,vj+uj∈Z<0\mboxiffvj∈Z<0} and
[TABLE]
Set nsupp(v):={j∈{1,…,n}∣vj∈Z<0} for any v∈Cn.
The series ϕv is annihilated by HA(β) if and only if v has minimal negative support, i.e. there is no u∈kerZ(A) such that nsupp(v+u)⊊nsupp(v), see [SST00, Proposition 3.4.13] whose proof works as well when IA is not homogeneous.
Remark 1.4**.**
It is easy to check that Γ(v+1)φv=ϕv when v∈(C∖Z<0)n. Notice that φv=φv+u for any u∈kerZ(A). Thus, for u∈Nv there is a nonzero scalar c∈C such that ϕv=c⋅ϕv+u.
1.5. Gevrey series solutions of A-hypergeometric D-modules.
In this section we introduce the notion of Gevrey series and we recall some notations and results from [Fer10].
Let us denote, for a subset τ⊆{1,…,n}, Yτ:={xj=0∣j∈τ} and xτ for the set of variables xj with j∈τ. We denote by OX the sheaf of holomorphic functions on X=Cn and by OX∣Yτ the sheaf of formal series along Yτ. A germ of OX∣Yτ at p∈Yτ can be written as
[TABLE]
where fα(xτ)∈OYτ(U) for certain nonempty relatively open subset U⊆Yτ, p∈U. A formal series f=∑α∈Nτfα(xτ)xτα∈OX∣Yτ,p is said to be Gevrey of order s∈R along Yτ at p∈Yτ if the series
[TABLE]
is convergent at
p.
Since MA(β) is a holonomic D–module, any of its formal solutions along Yτ is Gevrey of some order.
We denote by HomD(MA(β),OX∣Yτ,p) the space of all Gevrey solutions of MA(β) along Yτ at p∈Yτ.
Given a maximal simplex σ and a vector k=(ki)i∈/σ∈Nσ we denote by vσk∈Cn the vector
with σ–coordinates equal to Aσ−1(β−Aσk) and σ–coordinates equal to k. Let Ωσ⊆Nσ be a set of representatives for the different classes with respect to the following equivalence relation in Nσ: we say that k∼k′ if and only if Aσk−Aσk′∈ZAσ. Thus, Ωσ is a set of cardinality vol(σ)=[Zd:ZAσ].
When β is generic, the space of Gevrey solutions of MA(β) along Yτ is explicitly described in [Fer10].
Theorem 1.5**.**
[Fer10, Theorem 6.7 and Remark 6.8]*
If T(τ) is a regular triangulation of Aτ that refines
ΓAτ and β∈Cd is generic enough, the set {ϕvσk:σ∈T(τ),k∈Ωσ} is a basis of the space of Gevrey series solutions of MA(β) along Yτ at any point p of a certain nonempty relatively open set WT(τ)⊆Yτ. In particular,
dimC(HomD(MA(β),OX∣Yτ,p))=vol(τ).*
For more precise statements, including the Gevrey order of these series and its relation with the so called slopes of MA(β) along Yτ, see [Fer10]. The slopes of MA(β) along Yτ were described in [SW08].
Notice that if τ=A then Yτ=Cn, OX∣Yτ=OX, and Theorem 1.5 gives a basis of holomorphic functions of MA(β) at any point of WT(τ) when β∈Cd is generic. Such a basis was first described in [OT09] (see also [GKZ89] when IA is homogeneous).
The following result is the first part of [Fer10, Theorem 6.2].
Theorem 1.6**.**
If p is a generic point of Yτ then, for all β∈Cd,
[TABLE]
1.6. Formal Nilsson solutions of A-hypergeometric D-modules
We recall here some definitions and results from [DMM12], see also [SST00] when IA is homogeneous. In the former paper the authors write the following results in terms of a regular triangulation of the matrix ρ(A):=(a0a1⋯an), that is constructed from A by adding a first column of zeroes and then a first row of ones. It follows from the definition of regular subdivision (see (1.2) and (1.3)) that for a subset σ⊆{1,…,n}, we have that σ∈Tw if and only if {0}∪σ∈T(0,w).
Given a cone C⊆Rn, the dual cone of C, denoted by C∗, is a closed cone consisting of vectors u∈Rn such that ⟨w,u⟩≥0 for all w∈C and all u∈C∗. If C is full dimensional, then the cone C∗ is strongly convex (i.e. it doesn’t contain non trivial linear subspaces) and ⟨w,u⟩>0 for all w∈C˚ and all nonzero u∈C∗
We say that w∈R>0n is a weight vector (for HA(β)) if it belongs to the interior of a full dimensional cone of the A–hypergeometric fan.
For a weight vector w∈Rn we denote by Cw the interior of the (full dimensional) cone in the A–hypergeometric fan such that w∈Cw. Notice that Cw⊆C(Tw).
Definition 1.7**.**
[DMM12, Definition 2.6]
Let w be a weight vector for HA(β). Write log(x)=(logx1,…,logxn). A basic Nilsson solution of HA(β) in the direction of w is a series of the form
[TABLE]
where v∈Cn, that satisfies
i)
ϕ is annihilated by the partial differential operators of HA(β);
2. ii)
C is contained in kerZ(A)∩C∗ for some strongly convex open cone C⊆Cw such that w∈C;
3. iii)
the pu are nonzero polynomials and there exists K∈Z such that deg(pu)≤K for all u∈C;
4. iv)
0∈C.
The set supp(ϕ)={v+u∣u∈C} is called the support of ϕ.
The C–linear span of all basic Nilsson solutions of HA(β) in the direction of w is called the space of formal Nilsson solutions of HA(β) in the direction of w and it is denoted by Nw(HA(β)).
We define the w–weight of a term xvp(log(x)), where v∈Cn and p is a polynomial, as the real value Re(⟨w,v⟩). For a series ϕ consisting in a (possibly infinite) sum of terms, we say that it has an initial form if there exists the minimum for the set of w–weights of all its nonzero terms. In this case, its initial form in the direction of w, denoted by inw(ϕ), consists in the sum of all the terms of ϕ with minimum w–weight.
Remark 1.8**.**
Notice that if a series ϕ as in (1.7) satisfies all conditions in Definition 1.7 we have inw(ϕ)=xvp0(log(x)).
Proposition 1.9**.**
[DMM12, Proposition 2.11]**
Let w∈Rn be a weight vector for HA(β), then
dimC(Nw(HA(β)))≤rank(in(−w,w)(HA(β))).
We recall that a vector v∈Cn is called an exponent of HA(β) with respect to w if xv is a solution of in(−w,w)(HA(β)).
Theorem 1.10**.**
[DMM12, Theorem 4.8]*
If β is generic and w is a weight vector for HA(β) then the set*
[TABLE]
is a basis of Nw(HA(β)), where ϕv is defined in (1.6).
Theorem 1.11**.**
[DMM12, Corollaries 4.9 and 4.11]**
If β is generic and w is a weight vector for HA(β) then
[TABLE]
Let w∈R>0n be a weight vector for HA(β). We say that w is a perturbation of a vector w0∈Rn if there exists a full dimensional cone C of the A–hypergeometric fan such that w0∈C and w∈C˚.
We notice that a weight vector w is a perturbation of (1,…,1) if and only if the regular triangulation Tw is a refinement of ΓA.
Theorem 1.12**.**
[DMM12, Theorem 6.4]**
Assume that A is pointed. If w is a perturbation of (1,…,1) then, for all β∈Cd,
[TABLE]
More precisely, Nw(HA(β)) is the space of convergent series solutions of MA(β) at any point in a certain nonempty open set Uw⊆Cn.
2. Some remarks on formal Nilsson solutions of HA(β).
In this section we provide some additional results about Nw(HA(β)).
Lemma 2.1**.**
For any β∈Cd and any weight vector w,
[TABLE]
Proof.
By Theorem 1.11 equality holds in (2.1) when β is generic and, by Theorem 1.10, there is a basis of Nw(HA(β)) that consists of the set of series ϕv, see (1.6), for v varying in the set of exponents of HA(β) with respect to w. In this situation, when β is not generic, we can apply the same procedure as in the proof of [SST00, Theorem 3.5.1] and obtain a set of linearly independent formal Nilsson solutions of HA(β) in the direction of w. The cardinality of this set is the rightmost quantity in (2.1).
∎
Corollary 2.2**.**
If w is a weight vector, then (1.8) holds for any β∈Cd∖ε(A).
Proof.
By [SW08, Theorem 4.28] and [BF19, Lemma 3.1], rank(in(−w,w)(HA(β))) is constant for β∈Cd∖ε(A) and hence the second equality in (1.8) holds in this case too. The first equality in (1.8) now follows from Lemma 2.1 and Proposition 1.9.
∎
The following result states that the basis given in Theorem 1.10 only depends, up to multiplication of their elements by nonzero scalars, on the regular triangulation Tw and not on the cone Cw⊆C(Tw).
Proposition 2.3**.**
If β∈Cd is generic and w is a weight vector, then the set
[TABLE]
is a basis of Nw(HA(β)).
Proof.
By the assumption on β, the difference between two vectors in the set {vσk∣σ∈Tw,k∈Ωσ} is not an integer vector. Thus, the series in Bw(β) have pairwise disjoint supports, hence they are linearly independent. Moreover, nsupp(vσk)=∅, which implies that ϕvσk is annihilated by HA(β), see [SST00, Proposition 3.4.13].
On the other hand, the support of ϕvσk is the set
[TABLE]
Notice that vσk+(Bσm)t=vσ0+(Bσ(k+m))t where k+m∈Nn. Thus, since wBσ>0 for any σ∈Tw, we have that Re(⟨w,v′⟩)≥Re(⟨w,vσ0⟩) for all v′∈supp(ϕvσk). It follows that there exists the initial form inw(ϕvσk) and that it consists in a finite sum of terms. By the proof of [SST00, Theorem 2.5.5] we also have that inw(ϕvσk) is a solution of in(−w,w)(HA(β)), but a basis of its solutions is given by the set of monomials xv for v varying in the set of exponents of HA(β) (see Theorems 1.10 and 1.11). It follows that there exists an exponent vσk of HA(β) with respect to w such that vσk∈supp(ϕvσk), hence ϕvσk=cσ,k⋅ϕvσk for some nonzero scalar cσ,k∈C, see Remark 1.4.
This implies that Bw(β) is a basis of Nw(HA(β)) in this case, by Theorem 1.10.
∎
Corollary 2.4**.**
If w,w′ are weight vectors for HA(β), then we have the following:
i)
If β is generic, Nw(HA(β))=Nw′(HA(β)) if and only if Tw=Tw′.
2. ii)
For all β∈Cd∖ε(A), Nw(HA(β))=Nw′(HA(β)) if Cw=Cw′.
3. iii)
For all β∈Cd∖ε(A), the cone C in Definition 1.7 can be chosen to be Cw for any basic Nilsson solution of HA(β) in the direction of w.
Proof.
Proposition 2.3 directly implies i). Let us prove ii).
We can take a basis B={ϕ1,…,ϕr} of Nw(HA(β)) so that each ϕi=xv(i)∑u∈Cipu(i)(log(x)) is a basic Nilsson solution of HA(β) in the direction of w. Thus, for i=1,…,r, there exists a strongly convex open cone Ci as in condition ii) of Definition 1.7, i.e. w∈Ci⊆Cw and Ci⊆Ci∗∩kerZ(A). Then the strongly convex open cone C:=∩k=1rCk⊆Cw satisfies that condition for all i=1,…,r, since C⊆Ci imples Ci∗⊆C∗. It follows that for all w′∈C, the series ϕi are also basic Nilsson solutions in the direction of w′ and, by Remark 1.8, inw′(ϕi)=xv(i)p0(i)(log(x)). This implies that Nw(HA(β))⊆Nw′(HA(β)), for all w′∈C. But this last inclusion must be an equality since both spaces have the same dimension, see Corollary 2.2. It follows that the space Nw(HA(β)), its subset of basic Nilsson solutions ϕi and their initial forms inw(ϕi) are locally constant with respect to the weight vector w, hence they are constant in the whole open cone Cw of the A–hypergeometric fan at β. This proves ii). For iii), notice that, the fact that inw′(ϕi)=xv(i)p0(i)(log(x)) for all w′∈Cw implies that ⟨w′,u⟩≥0 for all u∈Ci and all w′∈Cw. Thus, Ci⊆Cw∗ for all i=1,…,r, which proves the result.
∎
Remark 2.5**.**
If β is generic and w,w′ are weight vectors such that Tw=Tw′, it may happen that inw(ϕ)=inw′(ϕ) for some series ϕ∈Bw(β)=Bw′(β) (in which case in(−w,w)(HA(β))=in(−w′,w′)(HA(β))). For example, let us consider the matrix
[TABLE]
and a generic β∈C3. The maximal simplex σ={1,4} defines a regular triangulation of A induced by any of the weight vectors w(1)=(1,2,5,1) and w(2)=(1,5,2,1). We can choose Ωσ so that the series
ϕv with v=(β1−(β2+2)/3,1,0,(β2−1)/3), see (1.6), belongs to Bw(1)(β)=Bw(2)(β). Notice that
[TABLE]
Thus, inw(1)(ϕv)=xv=inw(2)(ϕv) since v+(0,−1,2,−1)∈supp(ϕv)=v+Nv has smaller w(2)-weight than v.
The following result improves [DMM12, Corollary 6.9 ].
Corollary 2.6**.**
If w is a weight vector, we have, for all β∈Cd, that
[TABLE]
where Tw0={σ∈Tw∣σ⊆η\mboxforsomeη∈ΓA}. Moreover, equality holds in (2.2) if β is generic.
Proof.
Assume first that β∈Cd is generic. Thus, Bw(β) is a basis of Nw(HA(β)) by Proposition 2.3. On the other hand, it follows from [Fer10, Theorem 3.11] and the definition of Bσ, that ϕvσk is convergent if and only if
(1,…,1)Bσ≥0, that
holds if and only if σ is contained in a facet of ΓA. Thus, Bw0(β):={ϕvσk:σ∈Tw0,k∈Ωσ} is a linearly independent set of convergent formal Nilsson solutions of HA(β) in the direction of w. The equality in (2.2) for generic β follows from the fact that the series in Bw(β)∖Bw0(β) are all divergent and have pairwise disjoint supports, so no linear combination of them can be convergent. If β∈Cd is not assumed to be generic, we can consider a generic parameter β′ and apply to the set Bw0(β+ϵβ′), with ϵ∈C such that ∣ϵ∣ is small enough, the same method as in [SST00, Theorem 3.5.1] to get the desired lower bound in (2.1).
∎
Lemma 2.7**.**
[Sai02, Lemma 5.3]*
Let p(y)∈C[y], v∈Cn and ν∈Nn, then*
[TABLE]
where the sum is over ν′∈Nn such that νj′≤νj for all j, and λν′∈C. In particular,
[TABLE]
The following lemma guarantees that in the third condition of Definition 1.7 we can assume that the constant K is independent of β.
Lemma 2.8**.**
Let w be a weight vector. Then for any basic Nilsson solution ϕ of HA(β) in the direction of w as in (1.7) we have that
[TABLE]
for all u∈C.
Proof.
Assume first that IA is homogeneous. In this case MAτ(β−Aτα) is regular holonomic [Hot98] and deg(pu)≤n(22dvol(A)−1) by [SST00, Theorem 2.5.14 and Corollary 4.1.2].
If IA is not homogeneous, we can consider the (d+1)×(n+1) matrix ρ(A) as defined at the beginning of Subsection 1.6.
Notice that ϕ is also a basic Nilsson solution of HA(β) in the direction of w′ for all w′∈C, where C is an open cone as in condition ii) in Definition 1.7. In particular, we can assume without loss of genericity that w is generic. This implies that (0,w)+λ(1,…,1)∈Rn+1 is generic if λ>0 is generic. Since (1,…,1) belongs to the rowspan of ρ(A), we have that (0,w) is a weight vector for Hρ(A)(β0,β), where β0∈C (see also [DMM12, Remark 2.5]).
Assume that β0∈C is sufficiently generic and consider the following series, see [DMM12, Definition 3.16],
[TABLE]
where ∣u∣:=∑j=1nuj, ∂0−k is defined in [DMM12, Definition 3.13] when k>0, and pu∈C[y0,…,yn] is defined from pu as in [DMM12, (3.2)]. We remark here that deg(pu)≤deg(pu) because pu(0,y1,…,yn)=pu(y1,…,yn).
By Lemma 2.7 and [DMM12, Lemma 3.12 and Definition 3.13], we can write
[TABLE]
where hu(y)∈C[y0,…,yn].
By Lemma 2.7, if ∣u∣≥0, then hu equals [β0−∣v∣]∣u∣⋅pu plus other polynomial of degree smaller than deg(pu). This implies that deg(hu)=deg(pu) when ∣u∣≥0 because β0 is generic. For ∣u∣<0 it is also true that deg(hu)=deg(pu) by [DMM12, Lemma 3.12 and Definition 3.13].
On the other hand, by [DMM12, Proposition 3.17] the series ρ(ϕ) is a basic Nilsson solution in the direction of (0,w) of the hypergeometric system Hρ(A)(β0,β) and since Iρ(A) is homogeneous, we have that deg(hu)≤(n+1)(22(d+1)vol(ρ(A))−1), where vol(ρ(A))=vol(A). Thus,
[TABLE]
∎
3. Gevrey versus formal Nilsson solutions of HA(β).
Let τ⊆{1,…,n} be a subset such that Aτ is pointed and rank(Aτ)=d. In this section we prove, for all β∈Cd, that the space of Gevrey solutions of MA(β) along a coordinate subspace Yτ is contained in the space of formal Nilsson solutions of HA(β) in a certain direction, see Theorem 3.3. If we further assume that pos(A)=pos(Aτ), we also prove that both spaces are the same and, for β∈Cd∖ε(A), its corresponding dimension is vol(τ), see Theorem 3.4.
The following result follows from [DMM12, Lemma 3.6] (see also [SST00, Lemma 4.1.3]), [SVW95, (3.2)] (see also [SST00, (3.13)]) and [Stu95, Corollary 8.4].
Lemma 3.1**.**
If w is a weight vector and v is an exponent of HA(β) with respect to w, there exists σ∈Tw such that vj∈N for all j∈/σ.
Lemma 3.2**.**
For any regular triangulation T(τ) of Aτ there exists a regular triangulation T of A such that T(τ)⊆T. In particular, if pos(A)=pos(Aτ) then T(τ)=T.
Proof.
By definition of regular triangulation, there is a weight vector w(τ)∈Rτ such that T(τ)=Tw(τ). Then choose another generic vector w(τ)∈R>0τ, and consider w∈Rn to be a vector with τ–coordinates ϵw(τ), with ϵ>0 small enough, and τ–coordinates w(τ). Since ϵw(τ), w(τ) and ϵ>0 can be chosen to be generic, it follows that w induces a regular triangulation T:=Tw of A. By using the definition of regular triangulation, see conditions (1.2) and (1.3) (but substitute τ there by a maximal simplex σ), it is easy to check that T(τ)⊆T if ϵ>0 is small enough.
∎
Let T(τ) be a regular triangulation of Aτ refining ΓAτ and w a weight vector for HA(β) chosen as in the proof of Lemma 3.2. Thus, by the assumption on T(τ) we have that w(τ) is a perturbation of (1,…,1)∈Rτ. Recall that w, w(τ) and w(τ) are all chosen to be generic.
Theorem 3.3**.**
If Aτ is pointed and rank(Aτ)=d, any Gevrey solution of MA(β) along Yτ (at p∈Uw(τ)) can be written as a formal Nilsson solution of HA(β) in the direction of w.
Proof.
Let f=∑α∈Nτfα(xτ)xτα∈OX∣Y,p be any Gevrey series solution of MA(β). By [Fer10, Lemma 6.11] we have that fα(xτ) is a holomorphic solution of MAτ(β−Aτα) at p. Thus, by Theorem 1.12, each fα(xτ) can be written as an element of Nw(τ)(HAτ(β−Aτα)), i.e. a finite linear combination of series of the form (1.7) in the variables xτ convergent at p. In particular, f can be rewritten as a sum of terms xγqγ(logxτ) where γ∈Cn and qγ∈C[xτ] are polynomials with degree deg(qγ)≤(n+1)22(d+1)vol(Aτ), see Lemma 2.8. Moreover, notice that the result of applying a monomial xλ∂μ in the Weyl Algebra D to xγlog(x)ν is of the form xγ−μ+λg(log(x)) for some polynomial g.
This implies that any subseries of f of the form ∑γ∈(v+Zn)xγqγ(logxτ), for some v∈Cn, is still annihilated by HA(β) and hence defines a Gevrey solution of MA(β). Since the dimension of the space of Gevrey series solutions is finite, f is a finite sum of such subseries, say F1,…,Fr. Since Fk is annihilated by the Euler operators of A we have that Aγ=β for all γ∈Cn such that qγ=0. Thus, we can write each Fk in the form
[TABLE]
where v∈Cn and pu=qv+u. It is enough to prove that a Gevrey solution Fk of MA(β) is a formal Nilsson solution of HA(β) in the direction of w and we can assume for simplicity that the original f=∑α∈Nτfα(xτ)xτα∈OX∣Y,p can also be written in this form. Notice that we have shown that f can be written as in (1.7) satisfying conditions i) and iii) in Definition 1.7. We need to prove that the support of f is of the form v′+C for some v′∈v+kerZ(A) and C satisfying conditions ii) and iv) in Definition 1.7.
Notice that for all α∈Nτ, we have
[TABLE]
where the sum is over the vectors u∈kerZ(A) such that (v+u)τ=α (in particular, uτ varies in a translate of kerZ(Aτ)).
Let us see that f has an initial form with respect to w. It is enough to find a lower bound for the w-weights of all terms xv+upu(log(xτ)) of f with pu=0.
By [SST00, Theorem 2.5.5], the initial form of fα∈Nw(τ)(HAτ(β−Aτα)) with respect to w(τ) is a solution of in(−w(τ),w(τ))(HAτ(β−Aτα)). Since w(τ) is generic, inw(τ)(fα)=xτvτpu′(log(xτ)) for some vτ∈Cτ and u′∈kerZ(A). By [SST00, Theorems 2.3.3(2), 2.3.9, 2.3.11], vτ is an exponent of HAτ(β−Aτα) with respect to w(τ). Thus, by Lemma 3.1 there is a maximal simplex σ∈Tw(τ) such that vj∈N for all j∈τ∖σ.
Let us denote by v∈Cn the vector with τ-coordinates vτ=α and τ-coordinates equal to vτ. Notice that vσ∈Nσ and since Av=β we have that vσ=Aσ−1(β−Aσvσ). We can write
[TABLE]
where Bσ was defined in Subsection 1.1 and βσ∈Cn denotes the vector whose σ-coordinates agree with Aσ−1β and whose other coordinates are zero.
Moreover, by Lemma 3.2, σ∈Tw. Thus, by (1.4) and the fact that vσ∈Nσ, we have that
[TABLE]
where Re(⟨w,v⟩) is the w-weight of inw(fα(xτ)xτα)=inw(τ)(fα(xτ))xτα.
Then the minimum of the finite set
[TABLE]
is a lower bound for the w-weights of all the terms of f. Thus, f has an initial form with respect to w and inw(f) must be a term xv+u′pu′(log(xτ)) for some u′∈kerZ(A) because w is generic. We may assume for simplicity that inw(f)=xvp0(log(xτ)) since v+kerZ(A)=v+u′+kerZ(A). This implies that xvp0(log(xτ)) is a solution of in(−w,w)(HA(β)) by the same argument as in the proof of [SST00, Theorem 2.5.5], hence v is an exponent of HA(β) with respect to w.
The set C:={u∈kerZ(A)∣pu=0} satisfies condition iv) in Definition 1.7.
Let w′∈Cw be generic and such that wτ′ is a perturbation of w(τ). Then the previous argument works as well for w′ instead of w and we have that f has also an initial form with respect to w′ of the form inw′(f)=xv+u′pu′(log(xτ)) and that v+u′ is an exponent of HA(β) with respect to w′. Since the set of exponents of HA(β) with respect to w′ is finite and constant for all w′∈Cw, we can find an open cone C′⊆Cw such that w∈C′ and inw′(ϕ)=xvp0(log(xτ) for all w′∈C′. Hence, we have ⟨w′,u⟩>0 for all w′∈C′ and all u∈C∖{0}. Thus, f satisfies condition ii) in Definition 1.7.
∎
The following result provides a partial converse to Theorem 3.3.
Theorem 3.4**.**
If A is pointed, pos(Aτ)=pos(A) and p∈Uw(τ)⊆Yτ, we have
[TABLE]
for all β∈Cd. More precisely, Nw(HA(β)) is the space of Gevrey series solutions of MA(β) along Yτ at any point p∈Uw(τ). Moreover, for β∈Cd∖ε(A), the dimension of this space is vol(τ).
Proof.
By Theorem 3.3, it is enough to show that any basic Nilsson series ϕ in the direction of w as in (1.7) is a Gevrey series along Yτ at any point p∈Uw(τ)⊆Y.
Since pos(Aτ)=pos(A) we have that T(τ)=Tw by the construction of w, see the proof of Lemma 3.2 and the subsequent paragraph.
By [DMM12, Lemma 2.10] we have that v is an exponent of HA(β) with respect to w. Thus, there exists σ∈Tw=T(τ) such that vj∈N for all j∈/σ, see Lemma 3.1. In particular, we have vτ∈Nτ. Moreover, by [Sai02, Proposition 5.4] (whose proof is also valid when IA is not necessarily homogeneous) we have that pu(y)∈C[yj:j∈vert(Tw)] for all u∈C, where vert(Tw) is the set of vertices of Tw. In particular, pu∈C[yj:j∈τ]. Thus, we can define pu(yτ):=pu(y) and write
[TABLE]
where
[TABLE]
is annihilated by HAτ(β−Aτα), see the proof of [Fer10, Lemma 6.11].
We need to prove that fα=0 if α∈/Nn. That is, we need to show that vj+uj≥0 for all j∈/τ and u∈C, where v+C=supp(ϕ). Since inw(ϕ)=xvp0(log(xτ)), we know that ⟨w,u⟩>0 for all u∈C∖{0}. Assume to the contrary that there exist u∈C and j∈τ such that vj+uj<0 and choose such a vector u so that ⟨w,u⟩ is minimal. Since j∈τ and pos(A)=pos(Aτ)=∪σ∈T(τ)pos(σ), there exist mσ∈Nσ and mj∈N with mj≥1 such that mjaj=∑i∈σmiai. Then u(m):=−mjej+∑i∈σmiei∈kerZ(A), where eℓ denotes the ℓ-th vector of the standard basis of Rn.
Notice that P=∂u(m)+−∂u(m)−=∂σmσ−∂jmj∈HA(β), hence P(ϕ)=0.
By Lemma 2.7 and using that ∂j[pu]=0 for all j∈/τ, we have that
[TABLE]
where λmj=[vj+uj]mj=0 because vj+uj<0 by assumption.
Since P(ϕ)=0 and v+u−mjej=v+u+u(m)− belongs to the support of the series ∂u(m)−(ϕ)=∂u(m)+(ϕ), we have that v+u+u(m) must be in the support of ϕ, but then u+u(m)∈C and vj+uj+u(m)j<0. On the other hand, inw(P)=−∂jmj because ∂σmσ∈/inw(IA) for σ∈T(τ)=Tw, see [Stu95, Corollary 8.4]. Thus, ⟨w,u(m)⟩<0 and
we obtain that ⟨w,u+u(m)⟩<⟨w,u⟩ which is in contradiction with our assumption.
Finally, let us see that each fα is convergent at p∈Uw(τ). Since ϕ is basic, there is an open and strongly convex cone C⊆Cw such that w∈C and ⟨w′,u⟩>0 for all w′∈C and all u∈C∖{0}. In particular, inw′(ϕ)=inw(ϕ) for all w′∈C. This implies that for fixed α and all w′∈C with wτ′=wτ there exists the initial form inwτ′(fα). Notice that the set of all wτ′ for w′ as above is a neighborhood of wτ∈Rτ and we can find a smaller neighborhood U of wτ such that inwτ′(fα)=inw(τ)(fα) for all wτ′∈U. Then, by [DMM12, Remark 2.7], fα∈Nw(τ)(HAτ(β−Aτα)) and by Theorem 1.12, fα is convergent at any point p∈Uw(τ).
Thus, ϕ is a formal solution of MA(β) along Yτ, which implies it is Gevrey of some order because MA(β) is holonomic.
For β∈Cd∖ε(A), dim(Nw(HA(β)))=vol(τ) by Corollary 2.2, where ∪σ∈TwΔσ=Δτ in our case, and Theorem 1.6.
∎
Remark 3.5**.**
The additional condition pos(A)=pos(Aτ) in Theorem 3.4 is necessary, even if β∈Cd is generic, as shown by the following example.
Example 3.6**.**
Let us consider the system HA(β) for
[TABLE]
and a generic parameter β∈C2.
For τ={1,2}, we have Yτ={x3=0}. Let w=(0,0,1)+ϵ(w(τ),0) where ϵ>0 is small enough and w(τ)∈R2 is a perturbation of (1,1). We have that Tw={τ,σ} for σ={1,3}, see Figure 1. Moreover, T(τ)={τ}⊆Tw.
Notice that both simplices τ,σ have normalized volume one. According to Proposition 2.3, {ϕ1:=ϕvτ0,ϕ2:=ϕvσ0} is a basis of Nw(HA(β)), where vτ0=(β1,β2,0) and vσ0=(β1+3β2,0,−β2). Moreover kerZ(A)=Z(−3,1,1). Thus, supp(ϕ1)={(β1−3m,β2+m,m)∣m∈N} and supp(ϕ2)={(β1+3β2−3m,m,−β2+m)∣m∈N}. It follows from Theorem 1.5 that ϕ1 generates the space of Gevrey solutions of HA(β) along Yτ={x3=0} at any point p∈{x3=0;x1x2=0}.
In particular, the space Nw(HA(β)) is not contained in the space of Gevrey solutions of MA(β) along Yτ, although all the assumptions in Theorem 3.4 except the condition pos(A)=pos(Aτ) are satisfied.
[TABLE]
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