Almost everywhere uniqueness of blow-up limits for the lower dimensional obstacle problem
Maria Colombo, Luca Spolaor, Bozhidar Velichkov

TL;DR
This paper proves that for the lower dimensional obstacle problem, the blow-up limit at generic free-boundary points is unique, resolving an open question in the mathematical analysis of such problems.
Contribution
It establishes the almost everywhere uniqueness of blow-up limits for minimizers in the lower dimensional obstacle problem, advancing understanding of free-boundary regularity.
Findings
Blow-up limits are unique at generic free-boundary points.
Addresses an open problem from previous research.
Enhances the theoretical framework of obstacle problems.
Abstract
We answer a question left open in [Arch. Rat. Mech. Anal. 230 (1) (2018), 125-184] and [Arch. Rat. Mech. Anal. 230 (2) (2018), 783-784], by proving that the blow-up limit of minimizers of the lower dimensional obstacle problem is unique at generic point of the free-boundary.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Almost everywhere uniqueness of blow-up limits for the lower dimensional obstacle problem
Maria Colombo, Luca Spolaor, Bozhidar Velichkov
Maria Colombo:
Institute for Theoretical Studies, ETH Zürich,
Clausiusstrasse 47, CH-8092 Zürich, Switzerland
Luca Spolaor:
UC San Diego,
9500 Gilman Drive, La Jolla, CA 92093-0112, USA
Bozhidar Velichkov:
Dipartimento di Matematica e Applicazioni ”Renato Caccioppoli”
Università degli Studi di Napoli Federico II
Via Cintia, Monte S. Angelo I-80126 Napoli, Italy
Abstract.
We answer a question left open in [4] and [5], by proving that the blow-up of minimizers of the lower dimensional obstacle problem is unique at generic point of the free-boundary.
Keywords: monotonicity formula, thin obstacle problem, free boundary, singular points, frequency function
1. Introduction
Let , let be the unit ball in , where , and let . For any point we denote by the vector of the first coordinates, . We consider the class of admissible functions
[TABLE]
We say that is a solution of the lower dimensional obstacle problem if
[TABLE]
For a solution of the lower dimensional obstacle problem, we define the coincidence set as
[TABLE]
and the free boundary of as the topological boundary of in .
We say that has a unique blow-up limit at , if the sequence (the family) of functions
[TABLE]
converges weakly in to an admissible function .
Here, building on the rectifiability of the free boundary, recently proved by Focardi and Spadaro (see Theorem 5 below), and the classification of the two-dimensional homogeneous solutions, we prove that, at almost-every point of the free boundary, the blow-up is unique and corresponds to certain two-dimensional profiles with homogeneities , , or . In particular, we answer a question left open in a recent paper of Focardi and Spadaro (see [4, 5]). Our main result is the following.
Theorem 1**.**
Let be a solution of the lower dimensional obstacle problem (1). Then, for -almost every , the following does hold:
- (i)
* has a unique blow-up limit at ;* 2. (ii)
such blow up is either , , or homogeneous, for some ; 3. (iii)
the blow-up limit is of the form
[TABLE]
and is a homogeneous solution of the lower dimensional obstacle problem (1) in dimension two.
Remark 2* (Lower dimensional obstacle problem VS minimal surfaces/harmonic maps).*
Our proof of Theorem 1 is based on a very general dimension-reduction lemma (Lemma 3), which allows to reduce the question of the uniqueness of the blow-up limit to the analysis of the blow-up limits with a maximal number of symmetries. In fact, our argument is very general and can be applied in different contexts, for example, to the singular sets of minimal surfaces and harmonic maps. On the other hand, we notice that, in the case of the lower-dimensional (thin) obstacle problem, the blow-up limits with a maximal number of symmetries are completely described (for instance, in the case of the thin-obstacle problem, the homogeneous two-dimensional solutions are explicit), while for minimal surfaces and harmonic maps the singular blow-ups of minimal dimension (that is, with maximal number of symmetries) are not classified. However, combining the analogous version of Lemma 3 for minimal surfaces and harmonic maps with the work of L. Simon [9], it is still possible to deduce uniqueness of the blow-up at almost every point of the singular set from its rectifiability (that is from Naber-Valtorta’s result [8]). This is precisely the content of [9, Remark 1.14] and we will briefly explain it in Appendix A.
2. Main lemma and proof of Theorem 1
For every point , we define the Almgren’s frequency function
[TABLE]
The function is monotone nondecreasing in (see [1]), so that it is well defined the limit
[TABLE]
In particular, the free boundary can be decomposed according to the value of the frequency function at . We denote the set of points of frequency by
[TABLE]
Our main lemma is the following.
Lemma 3** (Splitting lemma).**
Let be a solution of the lower dimensional obstacle problem. Let and be a point of frequency for which there exists a linear subspace of satisfying the following property:
- (SP)
For every and sequence of radii converging to [math], there is a sequence of points converging to such that , for every .
Then, any blow-up limit of at is invariant in the direction of , that is,
[TABLE]
Remark 4*.*
We notice that in the proof of Lemma 3, we use only the following properties of the frequency function :
Monotonicity. For every , the function is non-decreasing.
Scaling. For , and , such that is defined on the ball , we have
[TABLE]
Continuity. For every fixed , the function , defined on is continuous in the strong topology.
Characterization of the homogeneous functions. Suppose that the point and the function are such that
[TABLE]
Then is -homogeneous with respect to , that is,
[TABLE]
We also notice that the monotonicity property gives the existence of (see (2)). Moreover, the continuity property implies the following:
Upper semicontinuity. Suppose that is a sequence of functions converging strongly in to a function . Suppose that be a sequence converging to some . Then we have that
[TABLE]
Indeed, using the monotonicity of the function , we have
[TABLE]
Taking, the limit as , we get (5).
Proof of Lemma 3.
Let be any blow-up limit of at . Then, there is a sequence such that converges to both strongly in and in .
We first claim that
[TABLE]
Indeed let be fixed and let be the sequence of points whose existence is guaranteed by (SP). In particular, since and converges uniformly to , we have that . By the upper semi-continuity of we have that . Indeed, since and converges to strongly in , we have
[TABLE]
On the other hand, . Indeed, by (4) and the fact that is homogeneous, we have that
[TABLE]
for every . In particular, this means that
[TABLE]
where the inequality follows by the upper semi-continuity of the frequency function. This concludes the proof of (6).
We next prove that the function is invariant in any direction , that is
[TABLE]
Using the homogeneity of and (4), for every we have that
[TABLE]
Taking the limit as , we get that
[TABLE]
In particular, together with (6), this implies that
[TABLE]
and so, is homogeneous with respect to :
[TABLE]
Hence, for every we can use the homogeneity with respect to [math] and to obtain
[TABLE]
This concludes the proof of (7). ∎
In the proof of Theorem 1 we will use Lemma 3 and the following recent result by Focardi and Spadaro, which we report here for the reader’s convenience.
Theorem 5** (Focardi-Spadaro; see Theorem 1.2 and Theorem 1.3 of [4]).**
Let be a solution of the lower dimensional obstacle problem (1) in . Then is a set of finite perimeter and there exists with Hausdorff dimension at most such that
[TABLE]
Proof of Theorem 1.
Let
[TABLE]
By [4, Theorem 1.3], we have that . Thus, it is sufficient to prove the claim for almost-every , where or . Moreover, by [4, Theorem 1.2], we have that the free boundary is -rectifiable and so is each of the sets , and (for every ). In particular, this means that for almost every point of these sets, there exists a unique -dimensional approximate tangent plane , namely
[TABLE]
as locally finite measures. Hence, the splitting property hypothesis (SP) of Lemma 3 is satisfied. Then Lemma 3 implies that every blow-up limit of at is invariant with respect to a -dimensional plane . This means, that depends only on two variables: and the last coordinate , being (one of) the normal vector to in the hyperplane . Precisely, is of the form
[TABLE]
where is a homogeneous solution of the lower dimensional obstacle problem in dimension two.
We now consider the three cases , and separately. Indeed, we first notice that there is only one (up to a multiplicative constant) two-dimensional solution of the lower-dimensional obstacle problem of homogeneity . In particular, if , then the blow-up is unique and two-dimensional.
Let now . In this case there are two two-dimensional homogeneous solutions (see for instance [6]) and so, two possible blow up limits of at . We call them and . In order to prove the uniqueness of the blow-up as in statement (i) we have to exclude that, for two different sequences and , the blow-up is and , respectively. Indeed, taking the scalar product of with we see that
[TABLE]
hence, for every , there exists such that
[TABLE]
This gives a contradiction. Indeed, up to a subsequence, converges to a blow-up limit, which by Lemma 3 should be or .
It now remains the case . Fix that admits a -dimensional approximate tangent plane and such that, by (9), every blow-up limit is is of the form where is a -homogeneous solution in dimension two. It is sufficient to prove that is a normal vector to . Let
[TABLE]
and suppose that there is a point . Without loss of generality, we may assume that . Let be a blow-up sequence converging to . By definition of the tangent plane, there is a sequence of points such that . Since, are on the free boundary, there is a sequence of points in the non-contact set of \Big{(}that is, and, as a consequence, \frac{\partial u_{r_{n},x_{0}}}{\partial x_{d}}(z_{n},0)=0\Big{)} such that .
When , we use the classification of the solutions in dimension two (see [6]), which implies that can be written (up to a positive multiplicative constant) in polar coordinates as
[TABLE]
and it is reflected in an even way in the half-plane . In particular, . On the other hand, the blow-up sequence converges in to the blow-up (see [1]). Thus,
[TABLE]
which is a contradiction. In conclusion, , so the vector and the blow-up are uniquely determined by the tangent plane . This concludes the analysis of in the case .
For general , a nice formula as (10) is not available but the two-dimensional solutions are described in detail in [4, Appendix A.1] and the uniqueness of the blow-up follows by a similar argument. Indeed, by [4, equation (A.4)], up to a multiplicative constant, we have that
[TABLE]
This means that, at the point , we have
[TABLE]
On the other hand, by [4, Theorem 2.1] we have that
[TABLE]
where the last inequality is due to the fact that is not on the contact set (see for instance [4, Corollary 2.4]). This is a contradiction. Thus, also in the case and , the blow-up is unique (as it is uniquely determined by ). This concludes the proof. ∎
Appendix A About Remark 2
In this section we elaborate a bit more on Remark 2 in the particular case of minimal surfaces (although the same holds for harmonic maps). Following the notations of [9], we denote with a multiplicity one class of -dimensional minimal surfaces and we denote with , the singular set of . Moreover we let
[TABLE]
Thanks to a result of Naber-Valtorta [8], we know that has finite -volume and it is locally -rectifiable. Next, let us denote with the density of at a point , and recall that a consequence of Łojasiewicz inequality for minimal surfaces is that the set of admissible densities is discrete, that is,
[TABLE]
with (see [9, 4.3 Lemma]). Consider the sets
[TABLE]
and notice that, by standard stratification arguments,
[TABLE]
As a consequence (of the analogous) of Lemma 3, applied to this case, we know that
- (MS)
for every point for which the approximate tangent space to at exists, all the tangent cones to at are such that and moreover .
Thanks to the Naber-Valtorta rectifiability result, this is the case for -a.e. point of , that is
- (MS’)
for -a.e. , all the tangent cones to at are such that
[TABLE]
It follows from (MS’) and (11), combined with standard arguments that, for -a.e. , there is an -dimensional subspace such that, for every ,
[TABLE]
where . Indeed, if is as in (MS’), then (13) follows immediately by the definition of approximate tangent, while (12) follows from (MS’), the upper semicontinuity of the density and a simple blow-up argument.
Now, the main content of [9] is precisely to show that at -a.e. , for which (12) and (13) do hold, the blow-up is unique (see the second part of [9, Proof of Remark 1.14]). Indeed, these are the points where no -gap nor -tilt happens.
Finally, we notice that, for the thin obstacle problem and the minimal surfaces, the set of points at which the blow-up limit is unique is characterized differently. In the case if the lower-dimensional (thin) obstacle problem, the blow-up is unique at every point at which the free boundary admits an approximate tangent plane. On the other hand, for minimal surfaces, the blow-up is unique at almost-every point satisfying the conditions (12) and (13) (this is due to the fact that the uniqueness is achieved by an averaging process), which (as we noticed above) turn out to be fulfilled whenever the singular set admits an approximate tangent plane. In particular, for minimal surfaces we cannot characterize the points with unique blow-up as the ones at which the approximate tangent plane to exists. However, this would be the case if we knew a priori that the -dimensional minimal cones are integrable. Precisely, if the -dimensional minimal cones were integrable, then the blow-up would be unique at every point satisfying (12) and (13) (see for instance [10]).
Acknowledgments. The first author acknowledges the support of Dr. Max Rössler, of the Walter Haefner Foundation, the ETH Zürich Foundation and the SNF grant 182565. The second author has been partially supported by the NSF grant DMS 1810645. Most of this paper was written during a meeting in MFO - Oberwolfach Research Institute for Mathematics; the three authors are grateful to MFO for the kind hospitality.
Finally, we also wish to acknowledge Xavier Ros-Oton for pointing out a mistake in the first version of the preprint.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] I. Athanasopoulos, L. Caffarelli, S. Salsa. The structure of the free boundary for lower dimensional obstacle problems Amer. J. Math. 130 (2) (2008), 485–498.
- 2[2] L. Caffarelli, S. Salsa, L. Silvestre. Regularity estimates for the solution and the free boundary of the obstacle problem for the fractional Laplacian Invent. Math. 171 (2) (2008), 425–461.
- 3[3] M. Colombo, L. Spolaor, B. Velichkov. Direct epiperimetric inequalities for the thin obstacle problem and applications. Comm. Pure Appl. Math. (2019).
- 4[4] M. Focardi, E. Spadaro. On the measure and the structure of the free boundary of the lower dimensional obstacle problem. Arch. Rat. Mech. Anal. 230 (1) (2018), 125–184.
- 5[5] M. Focardi, E. Spadaro. Correction to: On the measure and the structure of the free boundary of the lower dimensional obstacle problem. Arch. Rat. Mech. Anal. 230 (2) (2018), 783–784.
- 6[6] N. Garofalo, A. Petrosyan. Some new monotonicity formulas and the singular set in the lower dimensional obstacle problem. Invent. Math. 177 (2) (2009), 415–461.
- 7[7] F. Maggi. Sets of finite perimeter and geometric variational problems: an introduction to Geometric Measure Theory. Cambridge University Press 135 (2012).
- 8[8] A. Naber, D. Valtorta. Rectifiable-Reifenberg and the regularity of stationary and minimizing harmonic maps. Ann. of Math. 185 (2017).
