Consistent partial bosonization of the extended Hubbard model
E. A. Stepanov, V. Harkov, A. I. Lichtenstein

TL;DR
This paper introduces a balanced partial bosonization method within dynamical mean-field theory to better capture collective electronic fluctuations in strongly correlated systems, avoiding Fierz ambiguity and improving effective interaction descriptions.
Contribution
The authors develop a consistent partial bosonization approach that simultaneously accounts for multiple bosonic channels, enhancing the modeling of collective fluctuations in correlated fermionic systems.
Findings
Improved description of effective screened interaction W in charge and spin channels.
Avoidance of Fierz ambiguity in bosonization.
Potential application to realistic GW-like calculations for magnetic materials.
Abstract
We design an efficient and balanced approach that captures major effects of collective electronic fluctuations in strongly correlated fermionic systems using a simple diagrammatic expansion on a basis of dynamical mean-field theory. For this aim we perform a partial bosonization of collective fermionic fluctuations in leading channels of instability. We show that a simultaneous account for different bosonic channels can be done in a consistent way that allows to avoid the famous Fierz ambiguity problem. The present method significantly improves a description of an effective screened interaction in both, charge and spin channels, and has a great potential for application to realistic -like calculations for magnetic materials.
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Consistent partial bosonization of the extended Hubbard model
E. A. Stepanov
Institute of Theoretical Physics, University of Hamburg, 20355 Hamburg, Germany
Theoretical Physics and Applied Mathematics Department, Ural Federal University, Mira Street 19, 620002 Ekaterinburg, Russia
V. Harkov
Institute of Theoretical Physics, University of Hamburg, 20355 Hamburg, Germany
European X-Ray Free-Electron Laser Facility, Holzkoppel 4, 22869 Schenefeld, Germany
A. I. Lichtenstein
Institute of Theoretical Physics, University of Hamburg, 20355 Hamburg, Germany
Theoretical Physics and Applied Mathematics Department, Ural Federal University, Mira Street 19, 620002 Ekaterinburg, Russia
European X-Ray Free-Electron Laser Facility, Holzkoppel 4, 22869 Schenefeld, Germany
Abstract
We design an efficient and balanced approach that captures major effects of collective electronic fluctuations in strongly correlated fermionic systems using a simple diagrammatic expansion on a basis of dynamical mean-field theory. For this aim we perform a partial bosonization of collective fermionic fluctuations in leading channels of instability. We show that a simultaneous account for different bosonic channels can be done in a consistent way that allows to avoid the famous Fierz ambiguity problem. The present method significantly improves a description of an effective screened interaction in both, charge and spin channels, and has a great potential for application to realistic -like calculations for magnetic materials.
I Introduction
Mean-field theory is a simple and transparent method that is used for a description of collective fermionic excitations in a broad range of physical problems from condensed matter physics to quantum field theory. It allows to capture both, magnetic and superconducting fluctuations in Hubbard Fradkin (1997); Sénéchal et al. (2006) and - Dagotto (1994); Kotliar and Liu (1988) models, as well as spontaneous symmetry breaking and formation of various condensates in Nambu–Jona-Lasinio and Gross–Neveu models Nambu and Jona-Lasinio (1961a, b); Bailin and Love (1984); Alford et al. (1998); Berges and Rajagopal (1999); Alford et al. (1999); Schäfer and Wilczek (1999); Gross and Neveu (1974); Zhukovsky and Stepanov (2012). The underlying idea of the method is based on a partial bosonization of collective fermionic fluctuations in leading channels of instability in the system Jaeckel and Wetterich (2003); Baier et al. (2004); Jaeckel (2002). This allows a simple diagrammatic solution of the initial problem in terms of original fermionic and effective new bosonic fields in a fashion Hedin (1965); Aryasetiawan and Gunnarsson (1998); Hedin (1999).
Theoretical description of many-body effects in a regime of strong electronic interactions requires more advanced approaches that are usually based on (extended) dynamical mean-field theory (EDMFT) Georges et al. (1996); Sengupta and Georges (1995); Si and Smith (1996); Smith and Si (2000); Chitra and Kotliar (2000, 2001). DMFT provides an exact solution of the problem in the limit of infinite dimension Metzner and Vollhardt (1989) and is found to be a good approximation for single-particle quantities Gukelberger et al. (2015), especially when properties of the system are dominated by local correlations. However, collective electronic fluctuations are essentially nonlocal. For this reason, a number of proposed approaches that treat many-body excitations beyond DMFT grows as fast as a degree of their complexity Rohringer et al. (2018). These new methods provide a very accurate solution of model (single-band) problems, but are numerically very expensive for realistic multiband calculations Park et al. (2011); Boehnke and Lechermann (2012); Galler et al. (2017); Boehnke et al. (2018); Acharya et al. (2018); Strand et al. (2019).
Following the mean-field idea, a partially bosonized description of collective electronic effects in strongly correlated systems can also be performed on a basis of EDMFT. Research in this direction resulted in +EDMFT Sun and Kotliar (2002); Biermann et al. (2003); Ayral et al. (2012, 2013); Huang et al. (2014); Boehnke et al. (2016); Ayral et al. (2017a) and TRILEX Ayral and Parcollet (2015, 2016); Ayral et al. (2017b) methods. Although the -like extension of EDMFT is an efficient and inexpensive numerical approach, it has a significant drawback that is common for every partially bosonized theory. This severe problem is known as the Fierz ambiguity Jaeckel and Wetterich (2003); Baier et al. (2004); Jaeckel (2002). It appears when two or more different bosonic channels are considered simultaneously. Then, the theory becomes drastically dependent on the way how these channels are introduced. Surprisingly, this issue remains unsolved even for a standard mean-field theory, let alone the +EDMFT method that is actively used for solution of realistic multiband Biermann et al. (2003); van Roekeghem et al. (2014); Tomczak et al. (2012a); Taranto et al. (2013); Sakuma et al. (2013); Tomczak et al. (2014) and time-dependent problems Aoki et al. (2014); Golež et al. (2017).
Recently, the authors of TRILEX approach showed that the effect of the Fierz ambiguity can be reduced using a cluster extension of the theory Ayral et al. (2017b). However, this approach is much more time consuming numerically than its original single-site version and, in fact, breaks a translational symmetry of the initial lattice problem. Indeed, the nonlocal in space self-energy obtained within the cluster becomes different from the corresponding one between two clusters. All above discussions suggest that there is no reliable simple theory that can accurately describe an interacting fermionic system in the regime of coexisting strong bosonic fluctuations in different channels.
In this work we introduce a consistent partial bosonization of an extended Hubbard model that solves the famous Fierz ambiguity problem without a complicated cluster extension of the method. We show that the resulting action of the problem contains only an effective fermion-boson vertex function, while a fermion-fermion interaction can be safely excluded from the theory. The derived approach combines a simplicity of a mean-field approximation with an efficiency of much more advanced EDMFT-based methods. This allows to improve many existing extensions of method and include an effect of magnetic fluctuations in a standard scheme in a consistent way. Although the introduced theory is discussed in a context of an extended Hubbard model, it is not restricted only to this particular single-band model, and can be applied to other fermionic problems from different areas of physics.
II Partial bosonization of a fermion model
II.1 Fierz ambiguity
We start the derivation of a partially bosonized theory for strongly correlated electrons with the following action of extended Hubbard model
[TABLE]
Here, is a Grassmann variable corresponding to annihilation (creation) of an electron with momentum , fermionic Matsubara frequency , and spin projection . We also introduce following bilinear combinations of fermionic variables that correspond to charge () and spin () degrees of freedom with momentum and bosonic frequency . , , and are Pauli matrices in the spin space. corresponds to a local Coulomb interaction, describes a nonlocal Coulomb and direct exchange interactions in the charge and spin channels, respectively. Dispersion relation can be obtained via a Fourier transform of hopping matrix elements between lattice sites and . All numerical calculations in this work are performed for a half-filled two-dimensional Hubbard model () on a square lattice with a nearest-neighbor hopping amplitude . The half of the bandwidth sets the energy scale. The temperature is .
For a simplified description of many-body effects in the system, leading collective electronic excitations can be partially bosonized Jaeckel and Wetterich (2003); Baier et al. (2004); Jaeckel (2002). For this aim, the local interaction term has to be rewritten in terms of bilinear combinations of fermionic variables as . This allows to introduce an effective bosonic field for every bilinear combination using the Hubbard–Stratonovich transformation for the total (local and nonlocal) interaction part of the problem Stratonovich (1957); Hubbard (1959). It should be noted, however, that the decoupling of the local Coulomb interaction into different channels can be done almost arbitrary. As discussed, for instance, in Ref. Ayral and Parcollet, 2015, a free choice for the bare interaction in the charge channel immediately fixes the value of the spin interaction if all three spin channels are introduced simultaneously. The Ising decoupling with corresponds to the case when only the component of the spin is considered. Then, if the initial problem (1) is solved exactly, the result does not depend on the way how the decoupling of is performed. However, an approximate (mean-field or -like) solution of the problem dramatically depends on the decoupling Ayral et al. (2017b). This issue is known as Fierz ambiguity Jaeckel and Wetterich (2003); Baier et al. (2004); Jaeckel (2002).
II.2 Collective electronic effects beyond EDMFT
As follows from the above discussions, the Fierz ambiguity problem can be avoided if the local interaction term stays undecoupled in its original form. However, this form of the interaction prevents any Hubbard–Stratonovich transformation. Nevertheless, in this case we still can benefit from the idea of (extended) dynamical mean-field theory (EDMFT) Metzner and Vollhardt (1989); Georges et al. (1996); Sengupta and Georges (1995); Si and Smith (1996); Smith and Si (2000); Chitra and Kotliar (2000, 2001), where all local correlations are treated exactly via an effective local impurity problem
[TABLE]
The latter is a local part of the lattice action (1), where a dispersion relation and nonlocal interaction are replaced by local fermionic () and bosonic () hybridization functions that effectively account for nonlocal single- and two-particle fluctuations, respectively. In the absence of these hybridizations, EDMFT reduces to a static mean-field approximation. Since the impurity model is solved numerically exactly using, e.g., continuous-time quantum Monte Carlo solvers Rubtsov et al. (2005); Werner et al. (2006); Werner and Millis (2010); Gull et al. (2011), the Fierz ambiguity problem on the local level is absent by construction.
Further, we integrate out the impurity problem in order to exactly account for all local fluctuations in the effective lattice model. As shown in the dual fermion (DF) approach Rubtsov et al. (2008), this can be done after the nonlocal part of the lattice action is rewritten in terms of new fermionic variables . In addition, we perform a partial bosonization of the nonlocal interaction following the dual boson (DB) scheme Rubtsov et al. (2012); Stepanov et al. (2016a), which does not lead to the Fierz ambiguity either. Then, the initial problem (1) transforms to a dual action (see Ref. Stepanov et al., 2016b and Appendix B)
[TABLE]
After the impurity problem is integrated out, bare fermion and boson propagators are given by nonlocal parts of EDMFT Green’s function and renormalized interaction Stepanov et al. (2016b), respectively. Thus, they already account for local single- and two-particle fluctuations in the system via an exact local self-energy and polarization operator of the effective impurity problem, respectively. Here, and are the full local Green’s function and renormalized interaction of the impurity problem.
The interaction part of the dual action (3) contains all possible fully screened local fermion-fermion and fermion-boson vertex functions of the impurity problem Rubtsov et al. (2012); Stepanov et al. (2016a). Here, as well as in most of DB approximations, we restrict ourselves to the lowest-order (two-particle) interaction terms that are given by the fermion-fermion and fermion-boson vertex functions
[TABLE]
Exact definition of these quantities can be found in Appendix B. The dual theory with only two-particle interaction terms has been tested against exact benchmark results showing a good performance of the theory in a broad regime of model parameters Gukelberger et al. (2017); Iskakov et al. (2016, 2018). Moreover, the fact that the screened six-fermion vertex function has only a minor effect on the self-energy of the Hubbard model has been observed in Hafermann et al. (2009).
In the absence of the interaction part the dual theory (3) reduces to EDMFT Rubtsov et al. (2012); Stepanov et al. (2016a). However, an account for vertex corrections beyond the dynamical mean-field solution is desirable Nilsson et al. (2017); Tomczak et al. (2012b); Zantout et al. (2019). Especially, it is an important problem for description of spin fluctuations and magnetic polarization in realistic systems Aryasetiawan and Biermann (2008); Sponza et al. (2017) as they are not captured by a standard +DMFT scheme Sun and Kotliar (2002); Biermann et al. (2003); Ayral et al. (2012, 2013); Huang et al. (2014); Boehnke et al. (2016); Ayral et al. (2017a). While the use of the fermion-boson vertex in a diagrammatic solution of multiband problems is possible Ayral et al. (2017b), an inclusion of the fermion-fermion vertex in realistic calculations is extremely challenging and time consuming numerically Park et al. (2011); Boehnke and Lechermann (2012); Galler et al. (2017); Boehnke et al. (2018); Acharya et al. (2018); Strand et al. (2019). The fermion-fermion vertex describes the full (renormalized) local fermion-fermion interaction, so it cannot be simply discarded.
It would be extremely helpful to find an additional transformation of the problem (3) in which the full local fermion-fermion vertex function vanishes from the effective action. Then, the resulting theory will be written in terms of fermion and boson propagators, and the remaining fermion-boson interaction . An effective fermion-fermion vertex function in this theory appears only after bosonic fields are integrated out. Such a fermion-fermion vertex is by definition reducible with respect to a bosonic propagator and serves as an approximation for the original fermion-fermion vertex function . Since irreducible contributions are not contained in this approximation, the effective fermion-fermion vertex of the resulting fermion-boson theory becomes drastically dependent on the way how bosonic fields are introduced. This fact again leads to the Fierz ambiguity problem.
II.3 Approximation for the fermion-fermion vertex
We have found a unique form of the bare interaction in every considered bosonic channel that almost fully suppresses the effect of missing irreducible diagrams. As a consequence, an effective reducible fermion-fermion interaction almost exactly coincides with the full local fermion-fermion vertex , which automatically solves the Fierz ambiguity problem. This unique form of the bare interaction can be found by analyzing the bare fermion-fermion vertex of the impurity problem. Let us arbitrarily decouple the local Coulomb interaction of the impurity problem (II.2) into charge and spin parts. This leads to the following bare interaction in a corresponding bosonic channel. Then, we rewrite the interaction part of the impurity problem in an antisymmetrized form of the bare fermion-fermion vertex
[TABLE]
This procedure can be performed in a standard way (see, for instance, Section II A in Ref. Lichtenstein and Katsnelson, 1998) interchanging indices of two creation (or annihilation) Grassmann variables in the interaction term. Charge and spin “” components of the bare fermion-fermion vertex are given by the expressions
[TABLE]
and spin “” and “” components can be obtained by a circle permutation of spin indices in the second equation.
As can be seen from Eq. (6), the ladder-like irreducible contributions to the fermion-fermion vertex of the impurity problem originate from the presence of “vertical” bosonic lines in the bare vertex. Dressed by a two-particle ladder they become irreducible with respect to the (“horizontal”) bosonic line and will not be included in the reducible approximation. As the second line in Eq. (6) shows, the bare vertex does not depend on the way how the decoupling of the local Coulomb interaction is performed. This fact follows from the exact relation between bare interactions in different bosonic channels. Therefore, let us include the main contribution of the charge/spin bare vertex only to the horizontal line . This immediately leads to a unique form of the bare interaction with the same value for all spin components that excludes ladder-like irreducible contributions from the full local fermion-fermion vertex function. If more complicated non-ladder irreducible contributions to the fermion-fermion vertex become important, they cannot be completely excluded from the theory, but are still strongly suppressed by our choice of the bare interaction. Importantly, this result for the bare interaction cannot be obtained by any decoupling of the Coulomb interaction discussed above. Note that the fermion-boson vertex is by definition irreducible with respect to the bosonic propagator, the inclusion of the full local Coulomb interaction in the horizontal line leads to a correct asymptotic behavior of this vertex at large frequencies as shown in Fig. 1.
The best possible decoupling-based approximation for the fermion-fermion vertex can be obtained for the Ising form of the bare interaction and . This approximation still reproduces the “” contribution to the bare vertex via and terms, but neglects the screening of this vertex by two-particle fluctuations in and channels. Note that the Ising decoupling leads to a correct Hartree-Fock saddle point in the mean-field description of spin fluctuations Schulz (1990). Moreover, the Ising decoupling provides the best possible result for a single-site TRILEX approach Ayral et al. (2017b). However, as we show below, the result for physical observables, such as the self-energy, can be drastically improved using our unique form of the bare interaction, which is not based on the decoupling ideology.
After all, a final result for the reducible approximation of the full fermion-fermion vertex function of the impurity problem can be written in the following form (see Fig. 2)
[TABLE]
where
[TABLE]
and the term excludes a double-counting of the bare Coulomb interaction between different channels. Note that in the case of Ising decoupling of the Coulomb interaction the term does not appear in Eq. (8), because this form of the decoupling is identical for every bosonic channel and does not lead to a double counting. A detailed derivation of these expressions can be found in Appendix A.
A simpler parametrization of the fermion-fermion vertex, which is based on a weak coupling perturbation expansion, has been derived in Refs. Husemann and Salmhofer, 2009; Friederich et al., 2010; Gunnarsson et al., 2015. A more advanced approximation that additionally accounts for fermion-boson vertex corrections has been later introduced in Stepanov et al. (2018, 2019). There, a decomposition of the local Coulomb interaction in only one (spin or charge) channel has been considered. Note also that in these two works the approximation for the fermion-fermion vertex appears in a nonsymmetrized form that contains only a horizontal contribution (8). However, it can be identically rewritten in the antisymmetrized form of Eq. (7) that has both, horizontal and vertical components.
Our present parametrization (7) improves the idea of Refs. Stepanov et al., 2018, 2019 and exploits a unique multiple channel decomposition of the fermion-fermion vertex. We find that this approximation (7) is in a good agreement with the exact result not only in the weakly interacting regime , but also at much larger values of the local Coulomb interaction and . For this reason, Fig. 3 shows the result for the exact and approximate vertex functions only for , which were obtained for the same impurity problem of dynamical mean-field theory. Note that the contribution from the particle-particle channel, which at is located along the line Rohringer et al. (2012); Wentzell et al. (2016), is not considered in our approximation. Although this contribution to the fermion-fermion vertex is not small itself, it has a minor effect on physical observables, such as a self-energy, at general fillings Pao and Bickers (1994). The exclusion of a particle-particle channel from the approximation of the vertex greatly simplifies the theory as it does not require the calculation of the “anomalous” fermion-boson vertex function with two incoming or two outgoing fermionic lines. However, if a certain physical problem needs an account for the particle-particle channel, the latter can be introduced in the theory in the same way as it is done for the particle-hole (charge and spin) channel. We have noticed that a similar decomposition of the fermion-fermion vertex is proposed in Krien et al. (2019). In contrast, our derivation of an approximate fermion-fermion vertex aims to explain why irreducible contributions are almost fully suppressed by the unique choice of the bare interaction. This is a key ingredient for our study that allows to exclude the fermion-fermion vertex function from the theory.
Figure 4 shows the cut of the fermion-fermion vertex function obtained for (top row), (middle row), and (bottom row) at zeroth bosonic frequency in two most important directions. We find that the frequency dependence of the exact vertex along (left column) and (right column) lines is captured reasonably well by the horizontal and vertical diagrams, respectively. A neglected particle-particle contribution results in a mismatch between the approximate and exact results for the fermion-fermion vertex in a small region around the point. Since the particle-particle contribution has a minor effect on the component of the vertex Gunnarsson et al. (2015), our approximation provides a reasonably good result for .
II.4 Effective fermion-boson model
Further, we make an additional approximation for the reducible fermion-fermion vertex including the term in the propagator . Without this step it would be impossible to find a simple transformation of the problem (3) that generates the correction in order to cancel the full local vertex function from the theory. This approximation is justified in the high-frequency limit where the fermion-boson vertex function is equal to unity (Fig. 1), and also by a good agreement of the resulting theory with much more elaborate approaches discussed below. Following recent works Stepanov et al. (2018, 2019), the correction can be obtained with the help of an additional Hubbard–Stratonovich transformation over bosonic variables (for details, see Appendix B). As a result, we get the final expression for the action of the effective fermion-boson model
[TABLE]
The bare Green’s function remains unchanged during the last transformation, and the bare bosonic propagator becomes equal to . Note that if the local Coulomb interaction is considered in the Ising decoupling form, the bare bosonic propagator of the new fermion-boson theory coincides with the renormalized interaction of EDMFT as discussed in Appendix B.
The simplest set of diagrams for the self-energy and polarization operator has the following form
[TABLE]
Here, and are full propagators of the derived fermion-boson problem (9). We prefer to keep fermions in the dual space, which results in the following connection between dual and lattice self energies , where , as derived in Refs. Rubtsov et al., 2012; Stepanov et al., 2016a, b. The last expression excludes the double counting between contributions of the local and nonlocal self-energies to the lattice Green’s function that arise in the Dyson equation. Here, is the full local Green’s function of the impurity problem. Although the introduced diagram for the nonlocal self-energy has a very simple form (10), it effectively contains the leading “horizontal” part of the two-particle ladder contribution that is present in much more advanced DF Rubtsov et al. (2008), and DB Rubtsov et al. (2005); Werner et al. (2006) theories (see Fig. 2). Moreover, an account for this contribution does not require an inversion of the Bethe-Salpeter equation, which is a big advantage for numerical calculations.
At first glance, nonlocal diagrams introduced in Eq. (10) do not obey the Hedin form Hedin (1965), where the full lattice fermion-boson vertex function appears only at one side of the diagram. However, in the resulting action (9) the full local fermion-boson vertex is the bare interaction vertex for an effective lattice problem that consequently enters diagrams for the self-energy and polarization operator from both sides. The importance to have the local vertex function at both sides of dual diagrams has been discussed in details in Ref. Stepanov et al., 2016b.
The present approach immediately suggests an improvement for already existing partially bosonized theories. Indeed, if two or one fermion-boson vertices in Eq. (10) are replaced by unity, our method reduces to +DMFT or TRILEX approaches, respectively, but with a more accurate Fierz-ambiguity-free form of the bosonic propagator. Thus, we will call the introduced set of diagrams (10) for the self-energy and polarization operator that contains a double triangular fermion-boson vertex correction as the TRILEX2 approximation of the partially bosonized theory.
III Results
III.1 Nonlocal self-energy
The performance of the TRILEX2 approach can be tested against a more elaborate ladder DF method, which is accurate enough in the regime of strong interactions not exceeding the bandwidth () Gukelberger et al. (2017); Iskakov et al. (2016, 2018). Figure 5 shows the nonlocal self-energy at zero Matsubara frequency for different approaches. The result is obtained within a single-shot calculation performed on top of the converged DMFT solution, so that the local self-energy has the same value for all compared theories. For numerical solution of the impurity problem we used the open source CT-HYB solver Hafermann et al. (2013); Hafermann (2014) based on ALPS libraries Bauer et al. (2011).
We find that the result for the self-energy of the TRILEX2 approximation is in a very good agreement with the one of the ladder DF approach even in the strongly interacting regime. A small mismatch between these two results appears because the TRILEX2 theory does not account for “vertical” contributions to the fermion-fermion vertex that are present in the DF approach. The absence of these corrections only slightly modifies the result, but greatly simplifies numerical calculations. The effect of neglected contribution of vertical diagrams is more visible in the weakly-correlated regime (). This can be explained by the fact that the horizontal contribution to the vertex function becomes leading when collective fluctuations in the corresponding channel are strong Stepanov et al. (2018, 2019). In the regime of charge and spin fluctuations only start to develop, which results in a larger mismatch with the exact result for the self-energy. However, the value of the nonlocal self-energy in this regime is relatively small, so this inconsistency should not lead to a serious problem for calculation of physical observables. At larger value of the interaction () the contribution of vertical diagrams becomes more important. As expected, the TRILEX result, which is based on the Ising decoupling, provides a less accurate result due to missing diagrams in and spin channels.
III.2 Metal-to-Mott-insulator phase transition
The present approach also shows a qualitatively good estimation for a metal to Mott insulator phase transition. The corresponding phase boundary can be obtained from the behavior of the local Green’s function at imaginary time , which approximates the quasiparticle density of states at the Fermi level van Loon et al. (2014). For this aim we perform a fully self-consistent TRILEX2 calculation using a standard self-consistency condition on the local part of the lattice Green’s function to determine the fermionic hybridization function of the impurity problem. We find that in our case, the phase transition occurs at much smaller values of the local Coulomb interaction compared to the DMFT result Park et al. (2008). The same trend and qualitatively similar results were previously reported for cluster DMFT Park et al. (2008) and second-order DF van Loon et al. (2018) calculations. Surprisingly, the elimination of one fermion-boson vertex in diagrams (10), as originally proposed in the TRILEX approach Ayral and Parcollet (2015, 2016); Ayral et al. (2017b), drastically changes the metal-to-Mott-insulator transition point and shifts it to a larger value of the local Coulomb interaction compared even to the DMFT result Ayral and Parcollet (2016). This can be attributed to the fact that the fermion-boson vertex at low frequencies considerably deviates from unity in the strongly interacting regime as shown in Fig. 1.
IV Conclusions
To conclude, the derived fermion-boson theory is a powerful tool for description of many-body effects beyond the dynamical mean-field level. The main advantage is that the method does not suffer from the Fierz ambiguity problem, which is present in all partially bosonized theories. The TRILEX2 approximation of the theory combines a simplicity of mean-field and -like diagrammatic descriptions of collective excitations with a high performance of the method comparable to much more elaborate approaches. A rigorous account for spin fluctuations in this approach provides an opportunity for a solution of a challenging problem of realistic magnetic -based calculations Aryasetiawan and Biermann (2008); Sponza et al. (2017). Finally, it is worth noting that the derived formalism is not restricted only to diagrams for the self-energy and polarization operator introduced in Eq. (10), respectively. The effective fermion-boson action (9) also allows for a more advanced solution of the problem using, for example, functional renormalization group (fRG) Metzner et al. (2012); Platt et al. (2013); Taranto et al. (2014); Wentzell et al. (2015); Katanin (2019); Tagliavini et al. (2019), parquet Irkhin et al. (2001); Valli et al. (2015); Li et al. (2016); Gunnarsson et al. (2016), or diagrammatic Monte Carlo Gukelberger et al. (2017); Iskakov et al. (2016) methods.
Acknowledgements.
The authors thank F. Krien and S. Brener for valuable comments on the work. The authors also thank M. Katsnelson and A. Rubtsov for inspiring discussions and long-term collaboration. The work of E.A.S. was supported by the Russian Science Foundation, Grant No. 17-72-20041. This work was partially supported by the Cluster of Excellence “Advanced Imaging of Matter” of the Deutsche Forschungsgemeinschaft (DFG) - EXC 2056 - Project No. ID390715994, and by North-German Supercomputing Alliance (HLRN) under the Project No. hhp00042.
Appendix A Approximation for the fermion-fermion vertex
In this Appendix we derive an approximation for the full local fermion-fermion vertex. We start with the expression (6) for the bare vertex of the impurity problem (5). Using the exact relation between charge and spin components of the bare Coulomb interaction we find that the expression for this bare vertex does not depend on the performed decoupling of the local Coulomb interaction and contains the contribution of the full in all considered channels. This result is in agreement with the fact that the bare interaction in the Bethe-Salpeter equation for the susceptibility is given by the full local Coulomb interaction Stepanov et al. (2019). In order to find the origin of the reducible contribution with respect to a bosonic line (hereinafter, we will call this contribution -reducible) to the fermion-fermion vertex, let us dress the bare vertex in the corresponding “horizontal” particle-hole channel as
[TABLE]
where
[TABLE]
is a generalized susceptibility of the impurity problem in a corresponding channel. After the antisymmetrization, this screened vertex (11) together with the bare vertex makes up the simplest approximation for the fermion-fermion vertex function of the impurity problem
[TABLE]
Since the bare vertex function does not depend on the decoupling, this approximation is valid for any decomposition of the local Coulomb interaction. In the absence of bosonic hybridizations , the bare fermion-fermion vertex can be simply replaced by the bare Coulomb interaction as derived above. Then, the generalized susceptibility (12) in the expression for the screened vertex (11) reduces to a bosonic susceptibility , and the approximation for the full fermion-fermion vertex takes the following simple form:
[TABLE]
This approximation fully coincides with the approximation obtained in the work Gunnarsson et al. (2015). The only difference is that here we do not perform a bosonization of collective fluctuations in the particle-particle channel as discussed in the main text. We also note that the susceptibility defined in our work is two times larger than the one introduced in Ref. Gunnarsson et al., 2015.
Importantly, in the framework of the fermion-boson theory the interaction is introduced as the bosonic propagator. Thus, bare charge and spin interactions that enter the bare fermion-fermion vertex have to be considered as “horizontal” and “vertical” bosonic lines. In this case, a simple replacement of the bare fermion-fermion vertex by the full local Coulomb interaction is no longer possible. First, let us isolate the -reducible contribution in the approximation for the fermion-fermion vertex (13). If we take only horizontal (-dependent) terms from the bare vertex in the expression (11), the generalized susceptibility again reduces to the bosonic one, and the -reducible part of the screened vertex (11) becomes . Other -reducible terms in the screened vertex (11) appear from -reducible contributions to the generalized susceptibility . If the latter contains at least one horizontal bosonic line on which it can be cut into two separate parts, the bare vertex in the expression (11) does not necessarily have to be -reducible in order to make the total expression reducible with respect to a bosonic propagator. This leads to an additional fermion-boson vertex correction to the previously derived approximation for the screened vertex
[TABLE]
The term is already contained in the bare vertex and introduced here to simplify the expression. We note that Eq. (13) is only an approximation for the exact charge and spin fermion-fermion vertex functions. The exact -reducible contribution to the screened fermion-fermion vertex (11) is given by the expression
[TABLE]
where is the full renormalized interaction of the impurity problem, and is the exact fermion-boson vertex of the problem. Here, the term is again excluded from the expression, since it is already contained in the (nonsymmetrized) bare interaction.
The remaining part of the generalized susceptibility in the expression (13) for the screened vertex is irreducible with respect to the bosonic propagator. Together with vertical lines from the bare fermion-fermion vertex it makes the -irreducible contribution to the full fermion-fermion vertex function that is not accounted for by the fermion-boson theory. As discussed in the main text, the ladder-like irreducible contributions to the fermion-fermion vertex function can be fully excluded by a proper choice of the bare interaction that has the same value for all spin components. Since this unique form of the bare interaction cannot be obtained by any of the decoupling of the local Coulomb interaction, we will make separate decouplings for every bosonic channel to keep the bare interaction in the proposed form. Then, coming back to a nonsymmetrized form of the bare fermion-fermion vertex function (6), we get . Together with the screened interaction from (16), which is also written in the antisymmetrized form, it makes the total approximation for the nonsymmetrized full fermion-fermion vertex function
[TABLE]
The term appears here, because we use separate mutually exclusive decouplings of the bare Coulomb interaction in different bosonic channels. This term avoids the double counting of the bare Coulomb interaction in the bare vertex . Note that the same procedure can be performed for the Ising form of the bare interaction and . Since this form of decoupling is identical for all channels, this does not lead to a double counting of the local Coulomb interaction. Then, the approximation for the fermion-fermion vertex in the antisymmetrized form is given by the expression .
The final expression for the -reducible approximation of the full fermion-fermion vertex function can be obtained after antisymmetrizing the expression (17)
[TABLE]
Note that the -reducible interaction (17), which is introduced to exclude the exact fermion-fermion vertex from the action, does not have a uniform structure due to a presence of the term that does not contain fermion-boson vertex functions. Therefore, the correction cannot be easily generated performing transformations of the lattice action discussed below. Thus, we make a small additional approximation for the -reducible fermion-fermion vertex including the term in the propagator . After that, the exact (16) expression for the reducible contribution to the fermion-fermion vertex function coincides with the approximate one derived in Eq. (15). In addition, the last approximation can be motivated by the asymptotic behavior of the fermion-boson vertex function at large frequencies.
Appendix B Derivation of the effective fermion-boson problem
In this Appendix we derive an effective fermion-boson problem. We start with two Hubbard-Stratonovich transformations of the nonlocal part of the lattice action of the extended Hubbard model (1)
[TABLE]
where terms and can be neglected when calculating expectation values. Here is the full local Green’s function of the impurity problem. , and are the bare and renormalized interactions of the local impurity interaction in the corresponding bosonic channel. Factors and in the Hubbard–Stratonovich transformations are introduced for the special reason to express the interaction part of the transformed action in terms of full local vertex function of the impurity problem Stepanov et al. (2016b). After these transformations the action takes the following form
[TABLE]
The above introduced transformations allow to integrate out the impurity part of the problem as
[TABLE]
where is a partition function of the impurity problem. Here, the interaction part of the action contains an infinite series of full vertex functions of impurity problem as discussed in Rubtsov et al. (2012); Stepanov et al. (2016a). The lowest order interaction terms are
[TABLE]
where the fermion-fermion and fermion-boson vertices have the following form
[TABLE]
Then, the initial lattice problem transforms to the following dual action
[TABLE]
Here, bare propagators and are nonlocal parts of the Green’s function and renormalized interaction of EDMFT defined as
[TABLE]
Here, and are the full local impurity Green’s function and renormalized interaction of the impurity problem
[TABLE]
The second transformation of bosonic variables that excludes the fermion-fermion vertex function from the dual action can be performed as follows. Let us add and subtract the term in the dual action
[TABLE]
Then, we can perform the following Hubbard-Stratonovich transformation
[TABLE]
The action transforms to
[TABLE]
Finally, bosonic fields can be integrated out with respect to the Gaussian bosonic part of the dual action as
[TABLE]
where is a partition function of the Gaussian part of the bosonic action. The integration of dual bosonic fields modifies the interaction that now has the following form
[TABLE]
The term that was introduced in (17) is exactly the approximation that excludes the full fermion-fermion vertex . After collecting and simplifying all terms, the action (29) takes a very compact form
[TABLE]
where the bare bosonic propagator is equal to , which can also be rewritten as for our choice of the bare interaction. Since for the Ising decoupling , the bare bosonic propagator coincides with the renormalized interaction of EDMFT .
Remarkably, for our unique choice of the bare interaction the renormalized interaction of EDMFT can be identically rewritten in the form using in FLEX approach Bickers and Scalapino (1989); Lichtenstein and Katsnelson (1998)
[TABLE]
where and are the bare interaction and local polarization operator in FLEX notations. Thus, the introduced theory can be seen as an efficient combination of FLEX approach for local degrees of freedom with -like description of nonlocal fluctuations beyond the EDMFT level and additionally accounts for the fermion-boson vertex corrections.
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