Theory of generalized Josephson effects
Aron J. Beekman

TL;DR
This paper generalizes the Josephson effects beyond superconductors to systems with spontaneous continuous symmetry breaking, linking supercurrent flow to Noether currents and predicting novel phenomena like a force oscillation between crystalline solids.
Contribution
It introduces a unified theoretical framework for Josephson effects applicable to various symmetry-breaking systems, extending beyond superconductivity.
Findings
Identification of the flow as Noether current for broken symmetry
Prediction of Josephson-like effects between crystalline solids
Proposal of measurable force oscillations related to separation distance
Abstract
The DC Josephson effect is the flow of supercurrent across a weak link between two superconductors with a different value of their order parameter, the phase. We generalize this notion to any kind of spontaneous continuous symmetry breaking. The quantity that flows between the two systems is identified as the Noether current associated with the broken symmetry. The AC Josephson effect is identified as the oscillations due to the energy difference between the two systems caused by an imposed asymmetric chemical potential. As an example of novel physics, a Josephson effect is predicted between two crystalline solids, potentially measurable as a force periodic in the separation distance.
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Theory of generalized Josephson effects
Aron J. Beekman
Department of Physics, and Research and Education Center for Natural Sciences, Keio University, 3-14-1 Hiyoshi, Kohoku-ku, Yokohama 223-8522, Japan
Abstract
The DC Josephson effect is the flow of supercurrent across a weak link between two superconductors with a different value of their order parameter, the phase. We generalize this notion to any kind of spontaneous continuous symmetry breaking. The quantity that flows between the two systems is identified as the Noether current associated with the broken symmetry. The AC Josephson effect is identified as the oscillations due to the energy difference between the two systems caused by an imposed asymmetric chemical potential. As an example of novel physics, a Josephson effect is predicted between two crystalline solids, potentially measurable as a force periodic in the separation distance.
The prediction by Josephson [1] of a DC current flowing between two superconductors separated by a small distance, with zero voltage bias, revealed two important concepts. First, the order parameter can rightfully be regarded as a quantum field with an equation of motion, that does not vanish abruptly at the edge of a sample but must fall off in a continuous fashion. Second, it settled the debate around broken symmetry in superconductors [2, 3]. It may then be expected that a similar effect occurs in any system with spontaneously broken symmetry, since the only prerequisite seems to be a coupling between two systems whose order parameters take different values. Indeed, such generalizations have been explored. Of course the phenomenon shows up in helium-4 superfluidity because the broken symmetry is essentially the same as in superconductors, barring the coupling to gauge fields [4]. Josephson tunneling is also found in superfluid helium-3, which breaks a non-Abelian symmetry [5]. The Josephson effect has further been generalized to -symmetry proposed for high- superconductivity [6, 7]. A spin current flowing between two ferromagnets [8, 9, 10, 11] or antiferromagnets [12, 13, 14] is another manifestation of the Josephson effect.
Nevertheless, the Josephson effect as an intrinsic property of spontaneous symmetry breaking has received little attention, apart from Esposito et al. [15]. They elegantly describe the Josephson effect of a system with internal symmetry group as the appearance of pseudo-Goldstone modes due to the explicit but weak breaking of the doubled symmetry group that governs the two uncoupled systems, to the diagonal subgroup that leaves the total charge invariant while the relative charge is broken. This method has been applied to spinor Bose–Einstein condensates [16].
We derive the Josephson effect purely in terms of symmetry transformations of the order parameter operator . Suppose there are two systems on the left () and right () in states , which break some symmetry by the formation of uniform order parameter expectation values and (see Fig. 1). The only assumption is that the order parameters of the two systems couple to each other in a way that favors a uniform configuration. This assumption is very plausible if one considers the two systems as parts of one large system that therefore prefers to break the symmetry uniformly. Explicitly, the coupling Hamiltonian takes the form:
[TABLE]
This term must be compensated by so that the energy vanishes when the order parameters on left and right are the same. The coupling parameter is small with respect to other energy scales.
Without the coupling Eq. (1), the Hamiltonian is invariant under a continuous symmetry group . We can consider the two systems independently, with symmetry generators and , where runs over the dimensions of the Lie algebra of . A symmetry generator is the volume integral of a Noether charge density: , and the Noether currents are locally conserved . We assume that the symmetry is broken down spontaneously to a subgroup , due to formation of the order parameters , . These order parameters transform under some representation of , where the generators are represented by Hermitian matrices , so that a general transformation generated by is parametrized as
[TABLE]
and the same for the right system. For convenience we have chosen , to transform under a vector representation, but this is not necessary for anything that follows. This transformation is equivalent to
[TABLE]
where by abuse of notation we have also used as the linear transformation acting on the operator . By Hermitian conjugation because and are Hermitian.
The space of values that the order parameters and can take is isomorphic to the quotient space , and Eq. (2) can be considered as a rotation in that space. We are interested in the situation where and take different values in . All the symmetry groups we consider are transitive, which implies that we can always choose the generators in such a way that a single generator connects the right system to the left:
[TABLE]
Here is some unit vector, and , are the magnitudes of the order parameters.
DC Josephson effect. Turning on the coupling Eq. (1), the Hamiltonian no longer commutes with and separately, although it does commute with . We can now calculate the expectation value with respect to the zero-coupling ground state of the time derivative of the Noether charge of one system, say the left, using the Heisenberg equation of motion:
[TABLE]
Here we have used the fact that and commute and act on different parts of Hilbert space, so we can take expectation values of their products trivially. The last line immediately shows that there is no current if . But if the order parameter of the right system is rotated with respect to the left and takes the form of Eq. (4) we find the general form of the DC Josephson effect:
[TABLE]
In all cases of interest the right-hand side is only non-zero when , for which the equation simplifies to
[TABLE]
Eqs. (6) and (7) are the main result of this work.
We now consider its physical implications. First of all, the current is seen to be the flow of Noether charge associated with the broken generator that connects the two systems. This can be made more explicit, by writing the left-hand side of Eq. (6) as
[TABLE]
The change of Noether charge is caused by flow of Noether current through the boundary , and the sign of denoting flow out of the left system (see Fig. 1). This connects with the aforementioned work by Esposito et al. [15] since the broken Noether charge density excites Goldstone modes. It also demonstrates that the spin Josephson current between two ferromagnets and that between two antiferromagnets is the same, because they break the same symmetry, even though their order parameters are different. Consequently there is no difference in DC Josephson effect between systems with type-A or type-B Goldstone modes.
Most importantly, this result affirms that the Josephson effect is general for any type of spontaneous symmetry breaking, depending only on ground state order parameters.
AC Josephson effect. Compared to the DC effect, the AC Josephson effect is even more ubiquitous. As soon as one regards the order parameters and as quantum fields with their own dynamics, it is obvious that there will be an oscillation due to an imposed energy difference between left and right systems. Indeed, the AC Josephson effect does not even require superconductivity and has been suggested to occur in normal metals [17]. In the general setting, it follows from adding an asymmetric chemical potential:
[TABLE]
This term clearly commutes with the symmetry generators , separately and does not modify the DC effect. The order parameter operators , in most cases do not commute with the Hamiltonian , which naively implies a time dependence. This is associated with the Anderson tower of states and leads to an extremely slow oscillation of the order parameter expectation value with time scale that grows with the volume, and which vanishes in the thermodynamic limit [18]. We will neglect this trivial time dependence, and calculate:
[TABLE]
If we take the order parameters to be , neglecting higher-order effects by setting , , we can derive the equations of motion for the phases:
[TABLE]
Integrating this equation gives the time-dependent phase difference . Denoting , the DC and AC effects can be combined as:
[TABLE]
Josephson energy. There is a potential energy associated with two systems that break the symmetry differently. We can simply calculate
[TABLE]
where for convenience we have chosen a real vector representation, and is the angle between the two vectors. It is a remarkable fact that two initially causally disconnected systems that form order independently due to uncontrollable symmetry-breaking dynamics, contain potential energy when brought close together.
The same result can be found in the standard way, by calculating the work needed to increase the phase difference from to as . From Eqs. (Theory of generalized Josephson effects), (9) one immediately sees that this indeed has units of energy. Substituting Eqs. (7) and Eq. (11):
[TABLE]
We shall now demonstrate these effects at the hand of several examples.
Superconductor/superfluid. Superconductors and superfluids are described by a complex scalar order parameter operator field , with commutation relation and expectation value . The Lagrangian is invariant under global rotations , so that . The Noether charge is . The coupling term Eq. (1) is:
[TABLE]
from which the Feynman equations for the Josephson effect can be derived [19]. Taking and , Eqs. (7), (Theory of generalized Josephson effects) give:
[TABLE]
which is the standard result for the DC Josephson current. The AC Josephson effect Eq. (11) is:
[TABLE]
where we have set with the electron charge and the electrostatic potential, to reproduce the standard AC Josephson equation. Similarly the Josephson energy Eq. (Theory of generalized Josephson effects) is:
[TABLE]
Heisenberg magnet. The Heisenberg Hamiltonian on a bipartite lattice with sites is
[TABLE]
Here are the spin operators on site with commutation relations , runs over all elementary lattice vectors and is the coupling energy. The system prefers a ferromagnetic configuration when and antiferromagnetic (Néel) configuration when . This Hamiltonian is invariant under global spin rotations with generators . The Hamiltonian is not in canonical form and we cannot perform the Legendre transform to a Lagrangian. Still the lattice Noether current , which is the current that flows through the Josephson junction, can be obtained directly from the equation of motion:
[TABLE]
If is a classical vector corresponding to the magnetic moment at , then this equation is the discretized, quantum version of (cf. Ref. [11]):
[TABLE]
A ferromagnet has magnetization as order parameter, while for an antiferromagnet it is staggered magnetization , which each break two spin-rotations , while rotations around the (staggered) magnetization direction are still symmetries. The symmetry generators act on (staggered) magnetization vectors in the vector representation . Without loss of generality we take the configuration where and , with the unit vector and , the magnitude of the total (staggered) magnetization of the left and right systems. The coupling Hamiltonian Eq. (1) is:
[TABLE]
because the order parameter operators are Hermitian. Then we find the DC spin Josephson current Eq. (6):
[TABLE]
One can also explicitly verify that for these order parameters . This result agrees with the usual form for ferromagnets [9, 10, 11]. For the antiferromagnet the equations are usually given in terms of the staggered magnetization vector [12, 13, 14], but here we have shown that is rather the spin current that is flowing. The Josephson energy of this configuration is
[TABLE]
The AC Josephson effect follows from the Hamiltonian where is proportional to an external magnetic field imposed in opposite directions for left and right systems. While Eq. (Theory of generalized Josephson effects) is valid, it is more insightful to simply derive:
[TABLE]
which mutatis mutandis agrees with Ref. [12].
Helium-3. A helium-3 superfluid has triplet pairing and an anisotropic order parameter transforming under rotations (), spin rotations () and global phase rotations, with a total symmetry group , with seven generators spanning the Lie algebra. There are many symmetry breaking patterns [20], but we will here look at the B-phase where the spin is locked to angular momentum, with residual symmetry group . There are four broken generators; the order parameter space is isomorphic to . The part follows the pattern of the ordinary superfluid above, so we focus on the subspace. The order parameter is a fixed orthogonal matrix , where transforms under and under , denoting the rotation from the position to the spin coordinate frame [20]. The three broken generators are represented by the matrices acting on . Suppose that and . The DC Josephson current Eq. (7) is:
[TABLE]
where we used the cyclic property of the matrix trace and . The current for vanishes.
Crystalline solid. The most interesting prediction that follows from Eq. (6) is a Josephson effect for -dimensional solids. It is necessary to carefully determine the order parameter capturing the translational symmetry breaking to discrete lattice translations. A medium is described by a field denoting the comoving coordinates of the the volume element at . The action is invariant under internal shifts , for which the symmetry generator is , and the canonical momentum conjugate to with . For a homogeneous medium we have , and this suffices to break the symmetry [21]. For a solid, we need to preserve lattice translations, and the order parameter should take values in . We write the order parameter as , with
[TABLE]
where is the lattice constant in direction and the density. This quantity is invariant under lattice translations . We have , represented by . For a lattice with primitive unit cells, the density is . Here is the position of the origin of the unit cell with respect to the coordinate system , in units of , modulo lattice translations. The order parameter expectation value is, averaging over one unit cell: ,
For the DC Josephson effect, we regard two crystals with perfect surface along a crystal direction, separated by a short distance , and relatively displaced along the surface by , see Fig. 2. The Josephson effect occurs for each lattice direction when is not an exact multiple of the lattice constant . (For the longitudinal effect, it is necessary that the medium in between can support the field over the distance .) This leads to a displacement (phonon) current from the left to the right system:
[TABLE]
The Josephson energy is . In contrast with Josephson effects related to broken internal symmetries, the energy depends periodically on displacement between the two crystals (on top of a possible -dependence of the coupling ). Then there is an associated force (neglecting ). This Josephson force is purely due to the symmetry breaking and adds to or competes with for instance Casimir/Van der Waals forces.
Outlook. We have shown that the Josephson effect is intrinsic to the phenomenon of spontaneous symmetry breaking. Other generalized phenomena similarly appear, such as the Shapiro effect when the applied current is periodic. This paves the way to explore hitherto unaddressed Josephson currents. It should be kept in mind that it is in general necessary to apply an external current in order to detect the Josephson current, and this may not be straightforward in some settings. Atomic condensates may form a source of inspiration [22]. For the effect in crystalline solids, measurement of the force looks most promising. Its magnitude is difficult to estimate in full generality. The tunneling of phonons should fall off exponentially with , with a length scale that is the healing length for crystalline order. This should be related to the core size of dislocations [23].
Acknowledgments. I thank Jasper van Wezel and Louk Rademaker for collaboration on a related project that inspired this work and for many useful discussions, and Naoki Yamamoto and Antonino Flachi for careful reading of the manuscript. This work is supported by the MEXT-Supported Program for the Strategic Research Foundation at Private Universities “Topological Science” (Grant No. S1511006) and by JSPS Grant-in-Aid for Early-Career Scientists (Grant No. 18K13502).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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